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INTERNATIONAL STANDARD 11140-1 First edition 1995-07-15 Sterilization of health care products - Chemical indicators - Part 1: General requirements Stbrilisation des produits de san t& - Indica teurs chimiques - Partie 1: Prescrip tions g&grales Reference number ISO 11140-1:1995(E)

ISO 11140=1:1995(E) Contents Page 1 Scope... 1 2 Normative references... 1 3 Definitions... 1 4 Classification of indicators... 2 4.1 Class 1: Process indicators... 2 4.2 Class 2: Indicators for use in specific tests... 2 4.3 Class 3: Single Parameter indicators... 2 4.4 Class 4: Multi-Parameter indicators... 2 4.5 Class 5: Integrating indicators... 2 4.6 Class 6: Emulating indicators (cycle verification indicators)... 2 5 General requirements... 2 6 Additional requirements for process (Class 1) indicators..... 3 6.1 Process indicators for steam sterilization... 4 6.2 Process indicators for dry heat sterilization... 4 6.3 Process indicators for ethylene Oxide sterilization... 4 6.4 Process indicators for ionizing irradiation sterilization... 4 6.5 Process indicators for steam-formaldehyde sterilization... 4 7 Additional 8 Additional 9 Additional 10 Additional requirements for Single Parameter (Class 3) indicators... 5 requirements for multi-parameter (Class 4) indicators... 5 requirements for integrating (Class 5) indicators..... 5 requirements for emulating (Class 6) indicators..... 5 0 ISO 1995 All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electronie or mechanical, including photocopying and microfilm, without Permission in writing from the publisher. International Organization for Standardization Case postale 56 l CH-l 211 Geneve 20 l Switzerland Printed in Switzerland ii

0 ISO ISO 11140- I:l995(E) Foreword ISO (the International Organization for Standardization) is a worldwide federation of national Standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Esch member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and nongovernmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization. Draft International Standards adopted by the technical committees are circulated to the member bodies for voting. Publication as an International Standard requires approval by at least 75 % of the member bodies casting a vote. International Standard ISO 11140-1 was prepared by Technical Committee ISO/TC 198, Sterilization of health care products. ISO 11140 consists of the following Parts, under the general title Sterilization of health care products - Chemical indicators: - Part 1: General requirements - Part 2: Test methods - Part 3: Penetration test sys tems for high density loads in tended for use in porous load sterilizers employing parametric release - Part 4: Penetration tes t sys tems for low density loads not in tended for use in porous load sterilizers employing parametric release... Ill

ISO 11140=1:1995(E) 0 ISO Introduction This part of ISO 11 140 specifies requirements for Chemical indicators intended for use with sterilization processes employing steam, ethylene Oxide, yor ß radiation, steam-formaldehyde, or dry heat. Additional requirements for indicato sterilization methods (e.g. other forms specifically provided in this part of requirements will apply. S intend ed for use with other of moist hea t sterilizat ion) are not SO 11140; however the general The requirements for specific test indicators (e.g. Bowie-Dick indicators) will be covered in other Parts of this International Standard. test Compliance with the Performance may be established using the test ISO 11140-2. requirements given in this doc ument methods and equipment d escri bed in

INTERNATIONAL STANDARD o ISO ISO 11140-1:1995(E) Sterilization of health care products - Chemical indicators - Part 1: General requirements 1 Scope This part of ISO 11140 specifies Performance requirements for indicators that show exposure to sterilization processes by means of physical and/or Chemical Change of substances. NOTE 1 These indicators are used to monitor the presence or attainment of one or more of the Parameters required for a satisfactoty sterilization process, or are used in specific tests of sterilization equipment. This part of ISO 11140 also includes acceptance criteria used to establish whether or not an indicator camplies with it. NOTE 2 Relevant test methods and equipment are described in ISO 11140-2. NOTE 3 Additional requirements for (Class 2) Penetration test indicators are given in ISO 11140-3 and ISO 11140-4. 2 Normative references The following Standards contain provisions which, through reference in this text, constitute provisions of this part of ISO 11140. At the time of publication, the editions indicated were valid. All Standards are subject to revision, and Parties to agreements based on this part of ISO 11140 are encouraged to investigate the possibility of applying the most recent editions of the Standards indicated below. Members of IEC and ISO maintain registers of currently valid International Standards. ISO 8601: 1988, Data elements and interchange forma ts - Information in terchange - Representa tion of dates and times. ISO 9001: 1994, Quality Systems - Model for assurance in design/development, production, Ia tion and servicing. quality ins tal- ISO 9002: 1994, Quality Systems - Model for quality assurance in production and installation. ISO 11138-1: 1994, Sterilization of health care products - Biological indicators - Part 1: General requiremen ts. ISO 11138-2: 1994, Sterilization of health care products - Biological indicators - Part 2: Biological indicators for ethylene Oxide sterilization. ISO 11138-3: -l), Sterilization of health care products - Biological indicators - Part 3: Biological indica tors for moist heat sterilization. 3 Definitions For the purposes of all Parts of ISO 11140, the following definitions apply. 3.1 endpoint: Observable Change specified by the manufacturer that occurs after the indicator has been exposed to certain predefined physical conditions. 3.2 indicator: Combination of the indicator agent and its Substrate in the form in which it is intended to be used. NOTE 4 The different types of indicators are defined in clause 4. 3.3 indicator agent: Active ingredient or combination of ingredients. 1) To be published.

ISO 11140=1:1995(E) 0 ISO 3.4 saturated steam: Steam with a dryness value between 0,85 and 1,0 (i.e. a liquid water content not exceeding 15 % (mlm) and where the temperature corresponds to the vaporization pressure). 3.5 critical Parameters: Parameters identified as being essential to the sterilization process (and requiring monitoring). 3.6 stated value: Value or range of values of a critical Parameter, to which the indicator is designed to react. 4 Classification of indicators 4.1 Class 1: Process indicators Process indicators are intended for use with individual units, (e.g. Packs, Containers) to demonstrate that the unit has been exposed to the sterilization process and to distinguish between processed and unprocessed units. 4.2 Class 2: Indicators for use in specific tests These indicators are designed for use in specific test procedures as defined in relevant steriiizer/steriiization Standards. NOTE 5 The requirements for specific test indicators (Class 2 indicators) will be provided in other Parts of ISO 11140. 4.3 Class 3: Single Parameter indicators A Single Parameter indicator shall be designed for one of the critical Parameters (see 3.5 and 5.1) and shall indicate exposure to a sterilization cycle at a stated value of the Chosen Parameter. 4.4 Class 4: Multi-parameter indicators A multi-parameter indicator shall be designed for two or more of the critical Parameters (see 3.5 and 5.1) and shall indicate exposure to a sterilization cycle at stated values of the Chosen Parameters. 4.5 Class 5: Integrating indicators Integrating indicators are indicators designed to react to all critical Parameters over a specified range of sterilization cycles. The stated values are those required to achieve a stated inactivation by referring to a stated test organism with stated D and, if applicable, z values (as described for biological indicators for ethylene Oxide sterilization in ISO 111382 and for biological indicators for moist heat sterilization in ISO 11138-3). 4.6 Class 6: Emulating indicators (cycle verification indicators) Emulating indicators are indicators designed to react to all critical Parameters over a specified range of sterilization cycles, for which the stated values are based on the settings of the selected sterilization cycles. 5 General requirements The requirements given in this clause shall apply to all indicators unless specifically excluded or amended in a subsequent clause or in an additional part of ISO 11140. 5.1 For the different sterilization processes, the following Parameters are defined as being critical: STEAM Time, temperature and saturated steam DRY HEAT Time and temperature ETHYLENE OXIDE Time, temperature, humidity (EO) and EO concentration IRRADIATION STEAM- FORMALDEHYDE Total absorbed dose Time, temperature, and formaldehyde concentration humidity NOTE 6 Other factors may also influence the efficacy of the sterilization process. 5.2 The manufacturer shall establish, document and maintain a formal quality System in accordance with ISO 9001 and/or ISO 9002 to cover all operations required to produce a product conforming with this part of ISO 11140. 5.3 The Change that occurs after exposure of the indicator to the specified conditions shall be clearly observable. 5.4 Esch indicator shall be clearly marked with the type of sterilization process for which it is intended to be used. 2