ssl.iea-4e.org Peter Bennich, Chair, Management Committee Workshop on Intelligent efficient Solid-state lighting Basel, 12 December 2016

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ssl.iea-4e.org Peter Bennich, Chair, Management Committee Workshop on Intelligent efficient Solid-state lighting Basel, 12 December 2016

Contents Introduction Performance tiers Interlaboratory comparison 2017 Measurements on smart lamps 2

The electricity use for lighting globally Lighting used 16 19 % of the total electricity use in 2005, or ca 2700 TWh [1,2] 1,6 billion people on Earth lack electrical lighting Without policy, the electricity use for lighting was projected to double to 2030 (5 000 TWh/yr) [1] [1] P. Waide, T. Satoshi. Lights Labours Lost, Policies for Energy-efficient Lighting, International Energy Agency (IEA) publication, July 2006. [2] J. Tsao, P. Waide. The World s Appetite for Light: Empirical Data and Trends Spanning Three Centuries 3 and Six Continents. Leukos, Vol 6 No 4, April 2010, p 259-281

The role of energy efficiency: Estimates by the IEA Source: IEA World Energy Outlook 2011 and 2012 4

IEA Implementing Agreement: Energy Efficient End-use Equipment First term: 2009-2014. Second term: 2014-2019 Here focus on the IEA 4E SSL Annex 5

Goals of the SSL Annex In 2009 the LED technology was promising, but governments were not sure about the quality therefore, the IEA 4E SSL started in 2010, to provide funding governments with: Tools to assess the performance of SSL, Information assisting formation of energy-efficient lighting policies, and Provision for harmonised test procedures and laboratory accreditation In order to increase the confidence of the SSL-technology in the marketplace. 6

From Test Methods to Enforcement (using the EU as an example) Enforcement; individual MS (Member states); requires competent laboratories Regulations; EU Commission and MS (vote) Metrics (SB) Product categories (SB) Test methods (test standards); standardisation bodies (SB) 7

Need for International Harmonisation Ecodesign Chinese regulations IES LM-79 Manufacturers & Testing labs Accreditation Programs PT for LM-79 Test reports EN Test Method Manufacturers & Testing labs Accreditation Program PT for EN T.M. Chinese CQC and GB stds Manufacturers & Testing labs Accreditation Program PT for SSL Different Test methods, different APs, different PTs JIS Test Method Manufacturers & Testing labs Accreditation Program PT for JIS T.M. 8

Ideal Scheme Global Harmonisation Specifications harmonized Ecodesign Chinese regulations International Test Method Manufacturers & Testing labs Accreditation Program PT for SSL PT mutually accepted Mutually recognized International Test Method Manufacturers & Testing labs Accreditation Program PT for SSL International Test Method Manufacturers & Testing labs Accreditation Program PT for SSL International Test Method Manufacturers & Testing labs Accreditation Program PT for SSL 9

Organisation of the annex Thematic group of tasks: Test Standards and Laboratory Testing Market Support and Performance Monitoring, Verification and Enforcement Communications and Outreach The work is done by appointed experts and laboratories steered by the funding governments Today s presentation focus on: Performance tiers Interlaboratory comparison 2017 Tests of Smart lamps 10

SSL Annex Member Countries Australia Denmark France Republic of Korea Sweden United Kingdom United States of America China is an expert member 11

Contents Introduction Performance tiers Interlaboratory comparison 2017 Measurements on smart lamps 12

LH 9: &!9TJ!$/!+'!5), &*!/(7)&!OD!52&*+(&,!(1; 1)+*!; +/&,!)+3 2H!C&*7!: $6: EH 9: &!$' %+', &/%&' (!$/!#5*!%53 2+*$' 6!(: &!/%+)&/!5#!(: &!)+; 5*+(5*7H!!!! Performance tiers - current - LG25 Lamp So products Ordering Information Example: SOLG25WWE27!! @H! I : $)$2/!"', 1*+J "O! UBB!>&*$&/!8@V! O$! 3 3 +; )&!J "O!J +3 2! @H! product specifications AH! PH! Promote harmonisedi : $)$SSL by 2/!"', 1*+J "O! >5J!K AL!J +3 2! J QE! UBB!>&*$ &/!8@ V! EW!Q&%! encouraging governments, programme designers&//&,and O$3 3 +; )&!J "O!J +3 2! O5< ' )$6: (! funders to adopt these specifications.! Family -L So Product G25 G25 Color Temperature WW WarmWhite Socket E26 E26EdisonBase CW Cool White E27 E27EdisonBase!! Fa So! SH!. J 9Q8!J "O! Q&(*5#$(!I 8QAB! J +3 2!O$3 3 +; )&! F Dim Existing product specifications for: 1. Non-directional Lamps for Indoor Residential Applications 2. Directional Lamps for Indoor Residential Applications 3. Downlight Luminaires 4. Linear Fluorescent LED Lamps and Retrofit Lamps 5. Outdoor Lighting (Street Lighting) 6. High- and Low-bay Luminaires 7. Planar Luminaires Dimensions shown in inches (mm) Lig 122 Sat t: 8 ww Spe Lighting Science Group Corporation 1227 S. Patrick Drive BLDG2A Satellite Beach, FL32937 t: 877-999-5742 www.lsgc.com Specifications subject to change. 2009 Lighting Science Group Corporation. All rights reserved. 13

LH 9: &!9TJ!$/!+'!5), &*!/(7)&!OD!52&*+(&,!(1; 1)+*!; +/&,!)+3 2H!C&*7!: $6: EH 9: &!$' %+', &/%&' (!$/!#5*!%53 2+*$' 6!(: &!/%+)&/!5#!(: &!)+; 5*+(5*7H!!!! Performance tiers what they - LG25 Lamp So cover Ordering Information Example: SOLG25WWE27!! @H! I : $)$2/!"', 1*+J "O! UBB!>&*$&/!8@V! O$! 3 3 +; )&!J "O!J +3 2! @H! AH! PH! Parameters covers I : $)$2/!"', 1*+J "O! >5J!K AL!J +3 2! J QE! UBB!>&*$ &/!8@ V! EW!Q&% &//&,! Luminous efficacy lm/w; max standby O$3 3 +; )&!J "O!J +3 2! O5< ' )$6: (! Lighting parameters! min CRI, Duv etc Technical parameters life (Du v ; L70 etc), min PF etc Family -L So Product G25 G25 Color Temperature WW WarmWhite Socket E26 E26EdisonBase CW Cool White E27 E27EdisonBase!! Fa So! SH!. J 9Q8!J "O! Q&(*5#$(!I 8QAB! J +3 2!O$3 3 +; )&! F Dim The specifications are based on market analyses and are presented in three tiers: Tier 1: Minimum acceptable performance level Tier 2: Performance required by established quality programs Tier 3: Current highest commercially available performance Dimensions shown in inches (mm) Lig 122 Sat t: 8 ww Spe Lighting Science Group Corporation 1227 S. Patrick Drive BLDG2A Satellite Beach, FL32937 t: 877-999-5742 www.lsgc.com Specifications subject to change. 2009 Lighting Science Group Corporation. All rights reserved. 14

Performance tiers new products Integrated non-directional luminaires up to 2500 5000? lumens ( residential ) Integrated Batons / Troffer luminaires (IEC term) part of downlight luminaires or planar luminaires Outdoor security / area flood lighting.

Contents Introduction Performance tiers Interlaboratory comparison 2017 Measurements on smart lamps 16

Back to 2013: the first Interlaboratory comparison, for omni-directional parameters Looked at test methods and laboratory comparison Three-step approach: Collect the best test standards from around the world in one document One interlaboratory comparison test between the nucleus labs (4 labs): 2011-2012 Then a larger interlaboratory comparison, the IC2013, test between many labs with the nucleus labs as core sites: 2012 2014 17

IC 2013 Comparison Testing Europe VSL (NL) NLTC (China) Asia 1 USA NIST (USA) AIST (Japan) Asia 2 18

IC 2013 Test Method The Annex developed a test method for the 2013 Interlaboratory Comparison Photometric, colorimetric and electrical properties Incorporates strictest requirements from Chinese, Japanese, US and International LED test standards (draft and current) Published October 2012 http://ssl.iea-4e.org/files/otherfiles/0000/0051/ssl_annex_2013_ic_test_method_v.1.0.pdf 19

Test Nucleus Laboratories The comparison / calibration of four nucleus laboratories National Institute of Standards and Technology (NIST, USA), National Lighting Test Centre (NLTC, China) Dutch Metrology Institute (VSL, The Netherlands) National Institute of Advanced Industrial Science and Technology, National Metrology Institute of Japan (AIST, NMIJ, Japan). Report published August 30, 2012 http://ssl.iea-4e.org/files/otherfiles/0000/0057/4e_ssl_annex_nucleus_laboratory_comparison_report_final.pdf 20

2013 Interlaboratory Comparison Final Report Title: 2013 Interlaboratory Comparison Final Report Authors: Yoshi Ohno (Task 2 leader and primary author); Koichi Nara, Task 3 Leader; Elena Revtova, VSL; Wei Zhang, NLTC; Tatsuya Zama, AIST, NMIJ; Cameron Miller, NIST Published: 10 September 2014 Purpose: Present the final results of the 2013 IC, conducted between October 2012 and August 2013. With all the linked laboratory programmes, a total of 123 laboratory results are compared. http://ssl.iea-4e.org/task-2-ssl-testing/2013-ic-final-report 21

2013 IC Participation and Measurement Quantities 123 data sets from 110 laboratories in the comparison, 54 direct participant labs and 56 other labs linked through other comparison schemes: NIST NVLAP/MAP and CNAS/APLAC The following measurement quantities were measured and compared: 1) Total luminous flux (lm) 2) RMS Voltage (V) and Current (A) 3) Electrical active power (W) 4) Luminous efficacy (lm/w) 5) Chromaticity coordinates x, y 6) Correlated Colour Temperature (K) 7) Colour Rendering Index (CRI) Ra 8) Power factor (optional) 22

IC 2013 Protocol Artefact Set Five lamps selected by each Nucleus Lab based on needs in the region. Incandescent lamp (AC operation) Omnidirectional LED lamp Directional LED lamp High CCT LED lamp or luminaire (>5000 K) Low power factor LED lamp (PF <0.6) Each Nucleus Lab could use optional artefacts Incandescent-DC Tubular type LED lamp Remote-phosphor type LED lamp 23

Performance Evaluation An assigned value is a value attributed to a particular property of a proficiency test item. In IC 2013, assigned values were given by the Nucleus Laboratories, and were calculated as the mean of the measurements taken by the Nucleus Laboratory taken for each quantity before sending and after return of artefacts from each participating laboratory. Results presented as Relative differences between participant and nucleus lab for photometric and electrical properties Absolute difference between participant and nucleus lab for colorimetric properties The criteria used to analyse and evaluate participant performance are: E n number (defined in ISO 13528 and ISO/IEC 17043). z score (defined in ISO 13528) 24

Performance Evaluation Difference between En and z The concept of the E n number is to test whether the claimed uncertainty of a laboratory for a measurement quantity is valid or not, and is suitable for calibration accreditation, where the laboratory s uncertainty is certified. The z scores, on the other hand, is to test whether the laboratory s results are within an acceptable range from the reference value, and is considered suitable for the purpose of testing accreditation, as the labs are accredited for compliance to a referenced test method. However, the purpose of a test method is to limit the overall uncertainty of measurement, not for the labs to report accurate uncertainties whatever they are. Both z and E n numbers were used in this IC test as requested by some of Nucleus laboratories, but the use of z scores, for the reasons above, is recommended for 25 testing accreditations.

Performance Evaluation: E n Number Where: x is the value measured by the participant X is the assigned value (average of reference laboratory measurements, before and after) U lab is the expanded uncertainty (k=2) of a participant s result U ref is the expanded uncertainty (k=2) of the assigned value, calculated by: and where X 1 and X 2 are measured values by the reference lab, before and after the participant s measurement, and u 1 and u 2 are standard uncertainties of the two measurements. 26

Performance Evaluation: z Score Where: is the SDPA value (Standard Deviation for Proficiency Assessment) and, in this IC test, is the generic standard uncertainty of a participant s measurement; u x is the standard uncertainty of the reference value (average of uncertainties of measurement of the comparison artefacts by four Nucleus laboratories reported in the Nucleus Laboratory Comparison Report) u drift is the uncertainty from the expected artefact drifts (controlled to within 0.8 x SDPA) calculated by: 27

Sample of Final Report Results: Luminous flux, Omni-directional LED Luminous flux Omni-directional LED lamp. Most results are within ± 4 %, apart from some extreme outliers. 28

Rel. difference (Lab - Ref) /Ref Sample of Final Report Results: Comparing Sphere and Gonio Luminous flux Omni-directional LED lamp. No systematic differences between the two instrument types, but all the outliers were goniophotometers 15% 10% Gonio Sphere Luminous flux (OD) 5% 0% -5% -10% -15% -20% -25% -30% Gonio average = -0.5 % Sphere average = -0.3 % (Lab 18, 61, 84 excluded) 0 10 20 30 40 50 60 70 80 90 100 110 120 Laboratory 29

0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38 40 42 44 46 48 50 52 54 56 58 60 62 64 66 68 70 72 74 76 78 80 82 84 86 88 90 92 94 96 98 100 102 104 106 108 110 112 114 116 118 120 122 124 Sample of Final Report Results: E n for Incandescent, flux & efficacy 4,0 3,0 2,0 Luminous Flux Luminous Efficacy I-AC 1,0 En 0,0-1,0-2,0-3,0-4,0 Laboratory Luminous flux and and efficacy 30

0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38 40 42 44 46 48 50 52 54 56 58 60 62 64 66 68 70 72 74 76 78 80 82 84 86 88 90 92 94 96 98 100 102 104 106 108 110 112 114 116 118 120 122 124 Sample of Final Report Results: z for Incandescent, flux & efficacy 10 8 6 4 Luminous Flux Luminous Efficacy I-AC z' 2 0-2 -4-6 -8-10 Flux, 19 % (84) L. Eff. 14 % (84) Laboratory Luminous flux and and efficacy 31

Short-Term Solution Common PT (SSL Annex IC 2013) using IC Test Method Ecodesign Chinese regulations LM-79 Manufacturers & Testing labs Accreditation Program PT for LM-79 Common Test method Common PT for SSL EN Test Method Manufacturers SSL & Annex Testing labs IC Test Method Accreditation Program PT for EN T.M. SSL Annex IC 2017 Chinese CQC and GB stds Manufacturers & Testing labs Accreditation Program PT for SSL JIS Test Method Manufacturers & Testing labs Accreditation Program PT for JIS T.M. 32

which became the foundation for the CIE S 025 test method, now recognized in US and EU

Not Covered Covered CIE S 025 Scope Products LED lamps (integrated, nonintegrated) LED luminaires LED modules (including light engines) AC/DC power inputs LED packages OLED products Measurement Quantities electrical quantities (AC/DC current, voltage, power, power factor) luminous flux; efficacy luminous intensity distribution center beam intensity luminance colour (chromaticity, CCT, CRI) angular color uniformity and more. long-term maintenance test (life test) of luminous flux, etc. beam angle waveform (flicker) start-up time

Focus on parameters and artefacts not covered in IC 2013 Provide demonstration data for near-field goniophotometers (for accreditation) Provide data for level of agreements in measurements of gonio quantities useful for future PT for LED luminaires Serves as limited PT for SSL testing accreditation Participants: open to non-member countries as well as member countries. (member countries will have priority) Fee: Member countries will have reduced fee, whereas others will pay full fee (400 Euro or so) Named IC 2017 2 nd Interlaboratory Comparison on SSL products Testing Objectives 35

Measurement quantities in IC 2013 Measurement quantities luminous flux (lm) luminous efficacy (lm/w) active power (W) RMS current (A) power factor chromaticity coordinates x, y CCT (K) CRI Instruments used Integrating spheres Goniophotometers (gonio-spectroradiometer)

Not covered in IC 2013 but can be covered in IC 2017 Measurement quantities: Luminous intensity distribution Center beam intensity Beam angle (specified planes) Spatial color uniformity Du v Partial (useful) luminous flux Uplight, back light, forward light for road lighting luminaires (IES LM-31, TM-15) Artefacts: Large luminaires road/street lighting luminaires panel type (troffer) and more.

Comparison artifacts Identifi er Lamp Type Rated Voltag e Rated Powe r Rated Total luminous flux Rate d CCT Dimension ANNEX-D Directional LED lamp 220 V AC 7W 600lm 5000 K 10 cm (in diameter) ANNEX-P LED Panel lighting 220 V AC 12W 800lm 5700 K 30 cm * 30 cm (square shape) ANNEX-S LED Street lighting 220 V AC 40W 4200lm 4000 K (20 cm + 40 cm) * 33 cm (rectangle shape) 38

IC 2017: Nucleus Laboratories: Interlaboratory Comparison Testing Europe NPL (UK) NLTC (China) Asia 2 Asia 1 KILT (Korea) Purpose: To determine tolerances through average values Make sure all Nucleus lab are close to each other

IC 2017 Interlaboratory Comparison star-type of comparison lab lab lab Europe? NPL (UK) NLTC (China) Asia 2 lab lab lab lab Asia 1 lab KILT (Korea) lab lab lab lab North America lab

Time Table Nov 2016 Apr 2017 Oct 2017 Apr 2018 Oct 2018 Apr 2019 2016 2017 2018 2019 Nucleus Comparison Documents preparation Announce ment open Measurement rounds June 2017 Oct 2017 Final Report preparation Pre-announcement (Dec. 2016) Individual Test Report Announcement (June 2017) Oct 2017 Mar 2018 Individual Test reports to Australian participants (Oct. 2017) Final Report published (Jan. 2019)

Contents Introduction Performance tiers Interlaboratory comparison 2017 Measurements on smart lamps 42

Smart lamps: New Features impact the energy use more than just stand-by! Energy-related impact of some new features including: 1. User welfare Wireless control (on/off, dimming, colour) Colour tunability 2. Product functions Prolonging life Active thermal control Maintain flux by driver current regulation 3. Environment and economy Energy savings by sensors and others 43

Measurements Products tested with integrating spheres and a near-field gonio: E27 lamps and LED-strips Colorometric and luminous efficacy measurements: White light: 100 % 50 % Lowest possible dimmed setting with light Standby Blue, green and red light: 100 % Lowest possible dimmed setting with light 44

Luminous efficacy [lm/w] Luminous efficacy 100 A 90 B C 80 D E 70 F 60 G H 50 I 40 J K 30 L 20 M N 10 O P 0 0,00 5,00 10,00 15,00 Power [W] 20,00 25,00 30,00 45

Energy consumption [kwh/year] Calculated energy use per lamp and year: assuming 3 h active mode and 21 h standby mode per day 45 40 35 30 25 20 15 Active mode Stand-by 10 5 0 A B C D E F G H I J K L M N O P Gateway consumption included; for B, N and P 46

Percentage stand-by [%] Relative standby for one lamp, assuming different active/standby ratios 100 90 A B 80 70 C D E 60 50 F G H 40 30 20 10 0 0 2 4 6 8 10 12 14 16 18 20 22 24 Time in active mode per day [h] I J K L M N O P 47

Colour coordinates for different dimmings of the white setting 48

Task 7: New Features Impacting Energy Use more than just stand-by! 49

Thank you! More information on today s topic and LCA, Health effects, Lifetime issues, market surveillance etc can be found in reports and as ongoing work on Contacts: http://ssl.iea-4e.org/ Peter Bennich, Chair Management Committee Peter.Bennich@energimyndigheten.se Nils Borg, Operating Agent ssl.annex@gmail.com Michael Scholand, Operating Agent Support mscholand@n14energy.com