Compactifications of Margulis space-times

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1/29 Compactifications of Margulis space-times Suhyoung Choi Department of Mathematical Science KAIST, Daejeon, South Korea mathsci.kaist.ac.kr/ schoi email: schoi@math.kaist.ac.kr Geometry of Moduli Spaces of Low Dimensional Manifolds, RIMS, Kyoto, December 14 18, 2015 (joint work with William Goldman, later part also Todd Drumm)

2/29 Abstract Let R 2,1 be a complete flat Lorentzian space of dimension 3, and let Γ be a freely and properly acting Lorentzian isometry group = a free group of rank r 2.

2/29 Abstract Let R 2,1 be a complete flat Lorentzian space of dimension 3, and let Γ be a freely and properly acting Lorentzian isometry group = a free group of rank r 2. The quotient space R 2,1 /Γ is an open 3-manifold, called a Margulis space-time, as first constructed by Margulis and Drumm in 1990s.

2/29 Abstract Let R 2,1 be a complete flat Lorentzian space of dimension 3, and let Γ be a freely and properly acting Lorentzian isometry group = a free group of rank r 2. The quotient space R 2,1 /Γ is an open 3-manifold, called a Margulis space-time, as first constructed by Margulis and Drumm in 1990s. The compactification of Margulis space-times by attaching closed RP 2 -surfaces at infinity (when the groups do not contain parabolics.) The compactified spaces are homeomorphic to solid handlebodies.

2/29 Abstract Let R 2,1 be a complete flat Lorentzian space of dimension 3, and let Γ be a freely and properly acting Lorentzian isometry group = a free group of rank r 2. The quotient space R 2,1 /Γ is an open 3-manifold, called a Margulis space-time, as first constructed by Margulis and Drumm in 1990s. The compactification of Margulis space-times by attaching closed RP 2 -surfaces at infinity (when the groups do not contain parabolics.) The compactified spaces are homeomorphic to solid handlebodies. Finally, we will discuss about the parabolic regions of tame Margulis space-times with parabolic holonomies. There is another contemporary approach by Danciger, Gueritaud and Kassel.

3/29 Content 1 Main results Background 2 Part I: Projective boosts 3 Part II: the bordifying surface 4 Part III. Γ acts properly on E Σ. 5 Part IV: the compactness 6 Part V: Margulis spacetime with parabolics

4/29 Main results Background Background Flat Lorentz space E = R 2,1 is R 3 with Q(x, y, z) = x 2 + y 2 z 2. A free group Γ of rank 2 acting properly on E and freely. Γ = F n.

4/29 Main results Background Background Flat Lorentz space E = R 2,1 is R 3 with Q(x, y, z) = x 2 + y 2 z 2. A free group Γ of rank 2 acting properly on E and freely. Γ = F n. E/Γ is called a Margulis space-time. L(Γ) SO(2, 1). Assume L(Γ) SO(2, 1) o and that this is a Fuchsian group. (It must be free by G. Mess) An element g of Γ is of form g(x) = L(g)x + b g for L(g) SO(2, 1) and b g R 2,1.

4/29 Main results Background Background Flat Lorentz space E = R 2,1 is R 3 with Q(x, y, z) = x 2 + y 2 z 2. A free group Γ of rank 2 acting properly on E and freely. Γ = F n. E/Γ is called a Margulis space-time. L(Γ) SO(2, 1). Assume L(Γ) SO(2, 1) o and that this is a Fuchsian group. (It must be free by G. Mess) An element g of Γ is of form g(x) = L(g)x + b g for L(g) SO(2, 1) and b g R 2,1. Γ is classified by [b] H 1 (F n, R 2,1 L(Γ) ). Γ is called a proper affine deformation of L(Γ), and are classified by Goldman, Labourie, and Margulis [7]. The topology of E/Γ is in question here.

5/29 Main results Background The tameness L(Γ) is convex cocompact if it has a compact convex hull. That is it does not contain a parabolic. Theorem 1.1 (Goldman-, Danciger-Gueritaud-Kassel) Let R 2,1 /Γ be a Margulis spacetime. Assume Γ has no parabolics. Then R 2,1 /Γ is homeomorphic to a handlebody of genus n.

5/29 Main results Background The tameness L(Γ) is convex cocompact if it has a compact convex hull. That is it does not contain a parabolic. Theorem 1.1 (Goldman-, Danciger-Gueritaud-Kassel) Let R 2,1 /Γ be a Margulis spacetime. Assume Γ has no parabolics. Then R 2,1 /Γ is homeomorphic to a handlebody of genus n. This follows from [3]: Theorem 1.2 (Goldman- ) Let R 2,1 /Γ be a Margulis spacetime. Assume Γ has no parabolics. Then R 2,1 /Γ can be compactified to a compact RP 3 -manifold with totally geodesic boundary. The boundary is a closed RP 2 -surface.

5/29 Main results Background The tameness L(Γ) is convex cocompact if it has a compact convex hull. That is it does not contain a parabolic. Theorem 1.1 (Goldman-, Danciger-Gueritaud-Kassel) Let R 2,1 /Γ be a Margulis spacetime. Assume Γ has no parabolics. Then R 2,1 /Γ is homeomorphic to a handlebody of genus n. This follows from [3]: Theorem 1.2 (Goldman- ) Let R 2,1 /Γ be a Margulis spacetime. Assume Γ has no parabolics. Then R 2,1 /Γ can be compactified to a compact RP 3 -manifold with totally geodesic boundary. The boundary is a closed RP 2 -surface. DGK also proved the crooked plane conjecture. The tameness and the compactification follow from this result also.

6/29 Part I: Projective boosts The real projective geometry RP n = P(R n+1 ) = R n+1 {O}/ where v w if v = sw for s 0. The real projective geometry is given by RP n with the standard PGL(n + 1, R)-action.

6/29 Part I: Projective boosts The real projective geometry RP n = P(R n+1 ) = R n+1 {O}/ where v w if v = sw for s 0. The real projective geometry is given by RP n with the standard PGL(n + 1, R)-action. The oriented version S n := S(R n+1 ) = R n+1 {O}/ where v w if v = sw for s > 0. The group Aut(S n ) of projective automorphisms = SL ±(n + 1, R).

6/29 Part I: Projective boosts The real projective geometry RP n = P(R n+1 ) = R n+1 {O}/ where v w if v = sw for s 0. The real projective geometry is given by RP n with the standard PGL(n + 1, R)-action. The oriented version S n := S(R n+1 ) = R n+1 {O}/ where v w if v = sw for s > 0. The group Aut(S n ) of projective automorphisms = SL ±(n + 1, R). The projection (x 1,, x n+1 ) (( x 1,, x n+1 )), the equivalence class.

7/29 Part I: Projective boosts Affine geometry as a sub-geometry of projective geometry R n = H o H S n where H is a hemisphere. Aff(R n ) = Aut(H) { = A b 0 λ } A GL(n, R), b Rn, λ > 0.

7/29 Part I: Projective boosts Affine geometry as a sub-geometry of projective geometry R n = H o H S n where H is a hemisphere. Aff(R n ) = Aut(H) { = A b 0 λ } A GL(n, R), b Rn, λ > 0. H n = R n S n 1 for a hemisphere H n of S n with the ideal boundary S n 1. A complete affine manifold is of form H n,o /Γ for Γ Aut(H n ) and the group Aut(H n ) of projective automorphism of H n, equal to Aff(H n,o ).

8/29 Part I: Projective boosts Lorentz geometry compactified R 2,1 = H o the interior of a 3-hemisphere H in S 3. Isom(R 2,1 ) = R 3 SO(2, 1) Aut(H ) SL ±(4, R).

8/29 Part I: Projective boosts Lorentz geometry compactified R 2,1 = H o the interior of a 3-hemisphere H in S 3. Isom(R 2,1 ) = R 3 SO(2, 1) Aut(H ) SL ±(4, R). H = R 2,1 S 2 is the compactification of R 2,1 with the ideal boundary S 2. A element of Isom(R 2,1 ) with a semisimple linear part is a Lorentzian boost. x 1 e l 0 0 x 1 0 g x 2 = 0 1 0 x 2 + b. 0 0 e l 0 x 3 x 3

9/29 Part I: Projective boosts Lorentzian boost As an element of SL ±(4, R), γ = The six fixed points on S 2 are: e l 0 0 0 0 1 0 α 0 0 e l 0 0 0 0 1, α 0. x ± + :=(( ±1 : 0 : 0 : 0 )), x± 0 :=(( 0 : ±1 : 0 : 0 )), x ± :=(( 0 : 0 : ±1 : 0 )). in homogeneous coordinates on S 2.

9/29 Part I: Projective boosts Lorentzian boost As an element of SL ±(4, R), γ = The six fixed points on S 2 are: e l 0 0 0 0 1 0 α 0 0 e l 0 0 0 0 1, α 0. x ± + :=(( ±1 : 0 : 0 : 0 )), x± 0 :=(( 0 : ±1 : 0 : 0 )), x ± :=(( 0 : 0 : ±1 : 0 )). in homogeneous coordinates on S 2. Axis(γ) := x 0 Ox 0. γ acts as a translation on Axis(γ) towards x 0 + when α > 0 and towards x 0 when α < 0. Define the weak stable plane W wu (γ) := span ( x (γ) Axis(γ) ).

10/29 Part I: Projective boosts Projective boosts A Lorentzian boost is any isometry g conjugate to γ.

10/29 Part I: Projective boosts Projective boosts A Lorentzian boost is any isometry g conjugate to γ. A projective boost is a projective extension S 3 of a Lorentzian boost. The elements x ± ± (g), x 0 ±(g) are all determined by g itself.

11/29 Part I: Projective boosts x 0.5 1.0 0.5 0.0 e 3 1.0 1.0 η e 1 e 2 e 2 0.5 z e 1 η + 0.0 e 3 0.5 1.0 0.5 0.0 y 0.5 1.0 1.0 Figure: The action of a projective boost ĝ on the 3-hemisphere H with the boundary sphere S 2.

12/29 Part I: Projective boosts Convergence for projective boosts a projective automorphism g λ,k of form λ 0 0 0 0 1 0 k λ > 1, k 0 (1) 1 0 0 0 λ 0 0 0 1 under a homogeneous coordinate system of S 3 is a projective-boost.

12/29 Part I: Projective boosts Convergence for projective boosts a projective automorphism g λ,k of form λ 0 0 0 0 1 0 k λ > 1, k 0 (1) 1 0 0 0 λ 0 0 0 1 under a homogeneous coordinate system of S 3 is a projective-boost. Assume (λ, k) and k/λ 0. (a) g λ,k H S 2 attracting fixed points e 1, e 1. (b) g λ,k (S H ) η e 2 for the stable subspace S. (c) K H η, K meets both component of H S. Then g λ,k (K ) η +.

13/29 Part II: the bordifying surface The ideal boundary S 2 of E The sphere of directions S 2 := S(R 2,1 ) double-covering RP 2. The image S + of the space of future timelike vectors identifies with the hyperbolic 2-plane H 2, (the Beltrami-Klein model of the hyperbolic plane.)

13/29 Part II: the bordifying surface The ideal boundary S 2 of E The sphere of directions S 2 := S(R 2,1 ) double-covering RP 2. The image S + of the space of future timelike vectors identifies with the hyperbolic 2-plane H 2, (the Beltrami-Klein model of the hyperbolic plane.) Let S denote the subspace of S corresponding to past timelike vectors. SO(2, 1) o acts faithfully on H 2 = S + as the orientation-preserving isometry group and SO(2, 1) acts so on S + S and acts on S 2 projectively. Let S 0 := S 2 Cl(S +) Cl(S ).

14/29 Part II: the bordifying surface Oriented Lorentzian space E R 2,1 R 2,1 R, (v, u) v u. R 2,1 R 2,1 R 2,1 R, (v, u, w) Det(v, u, w).

14/29 Part II: the bordifying surface Oriented Lorentzian space E R 2,1 R 2,1 R, (v, u) v u. R 2,1 R 2,1 R 2,1 R, (v, u, w) Det(v, u, w). Null space N := {v v v = 0} R 2,1. Let v N, v 0, v Rv has two choices of components. Define the null half-plane W (v) (or the wing) associated to v as: W (v) := { } w v Det(v, w, u) > 0 v Rv. where u is chosen arbitrarily in the same Cl(S ±) that v is in. W (v) = W ( v).

15/29 Part II: the bordifying surface The corresponding set of directions is the open arc in S 0 joining (( v )) to its antipode (( v )). ε ( (( v )) ) :=(( W (v))) The corresponding map is an SO(2, 1)-equivariant map (( v )) ε ( (( v )) ) S + S where S denotes the set of half-arcs.

16/29 Part II: the bordifying surface Figure: The tangent geodesics to disks S + and S in the unit sphere S 2 imbedded in R 3. Figure: The tangent geodesics to disks S + and S in the stereographically projected S 2 from (0, 0, 1). The inner circle represents the boundary of S +. The arcs of form ε(x) for x S + are leaves of the foliation F on S 0. 0.5 4 0.0 1.0 0.5 2 0.5 0.0 1.0 0.5 0.5 0 0.0 0.5 1.0 1.0 2 4 4 2 0 2 4

17/29 Part II: the bordifying surface RP 2 -surfaces to bordify E/Γ. Σ + := S +/L(Γ) is a complete hyperbolic surface without parabolics. We can add finitely many arcs to compactify Σ + := Σ + c 1 c n. Σ + = S + i J b i = Cl(S +) Λ.

17/29 Part II: the bordifying surface RP 2 -surfaces to bordify E/Γ. Σ + := S +/L(Γ) is a complete hyperbolic surface without parabolics. We can add finitely many arcs to compactify Σ + := Σ + c 1 c n. Σ + = S + i J b i = Cl(S +) Λ. We define Σ = Σ + A i Σ i J = S 2 x Λ Cl(ε(x)). (2) an open domain in S 2.

17/29 Part II: the bordifying surface RP 2 -surfaces to bordify E/Γ. Σ + := S +/L(Γ) is a complete hyperbolic surface without parabolics. We can add finitely many arcs to compactify Σ + := Σ + c 1 c n. Σ + = S + i J b i = Cl(S +) Λ. We define Σ = Σ + A i Σ i J = S 2 x Λ Cl(ε(x)). (2) an open domain in S 2. Theorem 3.1 (Projective Schottky surface) L(Γ) acts properly discontinuously and freely on Σ, and Σ := Σ/L(Γ) is a closed RP 2 -surface. The same is true for A ( Σ).

18/29 Part III. Γ acts properly on E Σ. The proper action of Γ on E Σ Recall the Margulis invariant: µ(g) = B(gx x, v(g)) where v(g) is the unit space-like neutral vector of g v(g) := x + (g) x (g) x + (g) x (g). If Γ acts properly on E, then the Margulis invariants of nonidentity elements are all positive or all negative.

18/29 Part III. Γ acts properly on E Σ. The proper action of Γ on E Σ Recall the Margulis invariant: µ(g) = B(gx x, v(g)) where v(g) is the unit space-like neutral vector of g v(g) := x + (g) x (g) x + (g) x (g). If Γ acts properly on E, then the Margulis invariants of nonidentity elements are all positive or all negative. To obtain the converse, the diffused Margulis invariants are introduced by Goldman, Labourie, and Margulis [7]. We will use their techniques.

18/29 Part III. Γ acts properly on E Σ. The proper action of Γ on E Σ Recall the Margulis invariant: µ(g) = B(gx x, v(g)) where v(g) is the unit space-like neutral vector of g v(g) := x + (g) x (g) x + (g) x (g). If Γ acts properly on E, then the Margulis invariants of nonidentity elements are all positive or all negative. To obtain the converse, the diffused Margulis invariants are introduced by Goldman, Labourie, and Margulis [7]. We will use their techniques. We know that Γ acts properly on E and Σ separately.

19/29 Part III. Γ acts properly on E Σ. Let C(Σ +) be the space of Borel probability measures on UΣ +/Γ invariant under the flow. These are supported on the nonwondering part U recσ +. A continuous function µ : C(Σ +) R extends the Margulis invariants.

19/29 Part III. Γ acts properly on E Σ. Let C(Σ +) be the space of Borel probability measures on UΣ +/Γ invariant under the flow. These are supported on the nonwondering part U recσ +. A continuous function µ : C(Σ +) R extends the Margulis invariants. Theorem 4.1 (Goldman-Labourie-Margulis) µ has the same sign if and only if Γ acts properly on R 2,1. A consequence of the proof: There exists a continuous section U recσ + U recσ + E/Γ with the compact image.

19/29 Part III. Γ acts properly on E Σ. Let C(Σ +) be the space of Borel probability measures on UΣ +/Γ invariant under the flow. These are supported on the nonwondering part U recσ +. A continuous function µ : C(Σ +) R extends the Margulis invariants. Theorem 4.1 (Goldman-Labourie-Margulis) µ has the same sign if and only if Γ acts properly on R 2,1. A consequence of the proof: There exists a continuous section U recσ + U recσ + E/Γ with the compact image. Goldman-Labourie found a one to one correspondence {l l is a nonwandering geodesic on Σ +} {l l is a nonwandering spacelike geodesic on E/Γ} A key fact: Closed geodesics on Σ + corresponds to closed geodesic in E/Γ. The set is precompact

20/29 Part III. Γ acts properly on E Σ. The proof of the properness Let K be a compact subset of E Σ. Consider {g Γ g(k ) K }.

20/29 Part III. Γ acts properly on E Σ. The proof of the properness Let K be a compact subset of E Σ. Consider {g Γ g(k ) K }. Suppose that the set is not finite. We find a sequence g i with λ(g i ). Let a i and r i on S + denote the attracting and the repelling fixed points of g i.

20/29 Part III. Γ acts properly on E Σ. The proof of the properness Let K be a compact subset of E Σ. Consider {g Γ g(k ) K }. Suppose that the set is not finite. We find a sequence g i with λ(g i ). Let a i and r i on S + denote the attracting and the repelling fixed points of g i. Since a Fuchsian group is a convergence group: There exists a subsequence g i so that a i a, b i b, a, b S +, λ i. Assume a b. The other case will be done by Margulis trick

21/29 Part III. Γ acts properly on E Σ. x 0.5 1.0 0.5 0.0 e 3 1.0 1.0 η e 1 e 2 e 2 0.5 z e 1 η + 0.0 e 3 0.5 1.0 0.5 0.0 y 0.5 1.0 1.0 Figure: The actions are very close to this one.

22/29 Part III. Γ acts properly on E Σ. By the boundedness of nonwandering spacelike geodesics in E/Γ, we find a bounded set h i SL ±(4, R) so that h i g i h 1 i is in the standard form. We choose a subsequence h i h SL ±(4, R) and the stable subspace S i S. Cover K by a finite set of convex ball meeting S and ones disjoint from S. g i (B) a, a for disjoint balls. g i (B ) ε(a) for B meeting S.

23/29 Part IV: the compactness Compactness Now we know E Σ/Γ is a manifold. We know Σ is a closed surface. π 1 (Σ) π 1 (M) surjective.

24/29 Part V: Margulis spacetime with parabolics Margulis spacetime with parabolics In analogy with the thick and thin decomposition of hyperbolic 3-manifolds. Let g Isom(R 2,1 ) with L(g) parabolic. Suppose that g acts properly on E. Charette-Drumm invariant generalizes the Margulis invariants. (See [2])

24/29 Part V: Margulis spacetime with parabolics Margulis spacetime with parabolics In analogy with the thick and thin decomposition of hyperbolic 3-manifolds. Let g Isom(R 2,1 ) with L(g) parabolic. Suppose that g acts properly on E. Charette-Drumm invariant generalizes the Margulis invariants. (See [2]) Theorem 6.1 (Charette-Drumm) If Γ acts properly on E, {µ gen (g) g Γ} have the same signs. The converse is being proved by Goldman, Labourie, Margulis, Minsky [8].

25/29 Part V: Margulis spacetime with parabolics Understanding the parabolic transformation We restrict to the cyclic g for parabolic g. U = exp(n) = I + N + 1 2 N2 where N is skew-adjoint nilpotent. N = log(u) = (U I) + 1 2 (U I)2.

25/29 Part V: Margulis spacetime with parabolics Understanding the parabolic transformation We restrict to the cyclic g for parabolic g. U = exp(n) = I + N + 1 2 N2 where N is skew-adjoint nilpotent. N = log(u) = (U I) + 1 (U 2 I)2. Lemma 6.2 (Skew-Nilpotent) There exists c KerN such that c is causal, c = N(b), b R 2,1 is space-like and b.b = 1. Using basis {a, b, c} with b = N(a), c = N(b), we obtain a one-parameter family containing U 1 t t 2 /2 µt 3 /6 0 1 t µt 2 /2 Φ(t) : E E =. 0 0 1 µt 0 0 0 1

26/29 Part V: Margulis spacetime with parabolics φ = y x + z y + µ z is the vector field generating it. F 2 (x, y, z) = z 2 2µy and F 3 (x, y, z) := z 3 3µyz + 3µ 2 z are invariants.

26/29 Part V: Margulis spacetime with parabolics φ = y x + z y + µ z is the vector field generating it. F 2 (x, y, z) = z 2 2µy and F 3 (x, y, z) := z 3 3µyz + 3µ 2 z are invariants. For F(x, y, z) := (F 3 (x, y, z), F 2 (x, y, z), z), F Φ t F 1 is a translation by (0, 0, µt). 10 100 50 0 50 100 5 0 5 10 40 20 0 Figure: A number of orbits drawn horizontally.

27/29 Part V: Margulis spacetime with parabolics Lorentzian analog of parabolic neighborhoods We use timelike ruled surface invariant under Φ t. F 2 = T is a parabolic cylinder P T.

27/29 Part V: Margulis spacetime with parabolics Lorentzian analog of parabolic neighborhoods We use timelike ruled surface invariant under Φ t. F 2 = T is a parabolic cylinder P T. Take a line l with direction (a, 0, c), a, c > 0 in the timelike direction 2ac > 0. Ψ(t, s) = Φ t(l(s)) for l(s) = (0, y 0, 0) + s(a, 0, c) for (0, y 0, 0) P T where T = 2µy 0.

Part V: Margulis spacetime with parabolics Lorentzian analog of parabolic neighborhoods We use timelike ruled surface invariant under Φ t. F 2 = T is a parabolic cylinder P T. Take a line l with direction (a, 0, c), a, c > 0 in the timelike direction 2ac > 0. Ψ(t, s) = Φ t(l(s)) for l(s) = (0, y 0, 0) + s(a, 0, c) for (0, y 0, 0) P T where T = 2µy 0. For y 0 < µ a, Ψ(t, s) is a proper imbedding to Φt invariant ruled surface. c Figure: The ruled surface 27/29

28/29 References References I M. Berger, M. Cole, Geometry I, II, Springer Verlag. V. Charette and T. Drumm, Strong marked isospectrality of affine Lorentzian groups, J. Differential Geom. 66 (2004), 437 452. S. Choi and W. Goldman, Topological tameness of Margulis spacetimes, arxiv:1204.5308 D. Fried and W. Goldman, Three-dimensional affine crystallographic groups, Adv. in Math. 47 (1983), no. 1, 1 49. D. Fried, W. Goldman, and M. Hirsch, Affine manifolds with nilpotent holonomy, Comment. Math. Helv. 56 (1981), 487 523. W. Goldman and F. Labourie, Geodesics in Margulis spacetimes, Ergod. Theory Dynam. Systems 32 (2012), 643 651. W. Goldman, F. Labourie, and G. Margulis, Proper affine actions and geodesic flows of hyperbolic surfaces, Ann. of Math. (2) 170 (2009), 1051 1083.

29/29 References References II W. Goldman, F. Labourie, G. Margulis, and Y. Minsky, Complete flat Lorentz 3-manifolds and laminations on hyperbolic surfaces, preprint, May 29, 2012 T. Tucker, Non-compact 3-manifolds and the missing-boundary problem, Topology 13 (1974), 267 273.