The influence of regional feedbacks on circulation sensitivity

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GEOPHYSICAL RESEARCH LETTERS, VOL.???, XXXX, DOI:1.129/, 1 2 The influence of regional feedbacks on circulation sensitivity N. Feldl, 1 D. M. W. Frierson 2, and G. H. Roe 3 Corresponding author: N. Feldl, Environmental Science and Engineering, MC 131-24, California Institute of Technology, Pasadena, CA 91125, USA. (feldl@gps.caltech.edu) 1 Environmental Science and Engineering, California Institute of Technology, Pasadena, California, USA. 2 Department of Atmospheric Sciences, University of Washington, Seattle, Washington, USA. 3 Department of Earth and Space Sciences, University of Washington, Seattle, Washington, USA.

X - 2 FELDL ET AL.: FEEDBACKS AND CIRCULATION 3 4 5 6 7 8 9 1 11 12 13 14 15 16 Weakening of the tropical overturning circulation in a warmer world is a robust feature in climate models. Here, an idealized representation of ocean heat flux drives a Walker cell in an aquaplanet simulation. A goal of the study is to assess the influence of the Walker circulation on the magnitude and structure of climate feedbacks, as well as to global sensitivity. We compare two CO 2 -perturbation experiments, one with and one without a Walker circulation, to isolate the differences attributable to tropical circulation and associated zonal asymmetries. For an imposed Walker circulation, the subtropical shortwave cloud feedback is reduced, which manifests as a weaker tropicalsubtropical anomalous energy gradient and consequently a weaker slow-down of the Hadley circulation, relative to the case without a Walker circulation. By focusing on the coupled feedback-circulation system, these results offer insights into understanding changes in atmospheric circulation, and hence the hydrological cycle, under global warming.

FELDL ET AL.: FEEDBACKS AND CIRCULATION X - 3 1. Introduction 17 An aquaplanet model provides a simplified framework for understanding how atmo- 18 spheric feedbacks control regional patterns of climate change. Such simulations have 19 2 21 22 23 24 25 26 27 28 29 3 31 32 33 34 35 36 proved useful for identifying both robust behaviors of the atmosphere as well as fundamental uncertainties in the response of clouds and precipitation [Medeiros et al., 28; Stevens and Bony, 213; Rose et al., 213]. However, the feedbacks in an aquaplanet are, by the nature of the experimental set-up, zonally symmetric. While this is an important first approximation to investigate, and may hold approximately in the middle and high latitudes, we expect and see striking zonal asymmetries in the tropics. In particular, the standard aquaplanet configuration does not capture real-world atmospheric circulations and associated cloud response in the tropical Pacific. Many of the Pacific asymmetries are linked to the Walker circulation, a tropical overturning circulation characterized by by convection over the west Pacific warm pool and subsidence over the eastern Pacific. Variability in the Walker circulation is associated with El Niño Southern Oscillation [Julian and Chervin, 1978] and the Asian monsoon [Webster et al., 1998]. Importantly, the Walker circulation represents a coupled system between ocean and atmosphere. The strength of equatorial Pacific wind stress in the lower branch of the Walker circulation drives changes in ocean circulation [Cane and Sarachik, 1983; Xie, 1998] and biogeochemical processes [Barber and Chavez, 1983]. Due to the global scale of its impacts [Trenberth et al., 1998], the Walker circulation also has the potential to influence global climate sensitivity.

X - 4 FELDL ET AL.: FEEDBACKS AND CIRCULATION 37 Tropical circulation is anticipated to weaken under global warming. Two consistent 38 39 4 41 42 43 arguments are proposed with analogs in the west and east Pacific, respectively. First, in regions of ascent, a slower increase in global precipitation with warming (2%/K) relative to the increase in boundary layer water vapor (7%/K per Clausius-Clapeyron) implies a decrease in convective mass flux [Betts, 1998; Held and Soden, 26]. Second, in regions of descent, a faster increase in dry stability relative to the radiative cooling of the troposphere implies a weakening of subsidence [Knutson and Manabe, 1995] at the same rate as the 44 convective mass flux argument of Held and Soden [26]. By both metrics, then, the 45 46 47 48 49 5 overturning atmospheric circulation weakens as the climate warms, and Vecchi and Soden [27] demonstrate this weakening is a robust result in general circulation models (GCM). The weakening of the tropical circulation occurs preferentially in the zonally asymmetric (i.e., Walker) rather than the zonally symmetric (i.e., Hadley) component [Held and Soden, 26; Lu et al., 27]. Vecchi and Soden [27] suggest that poleward energy-transport requirements may limit the reduction of the meridional circulation, whereas the Walker 51 Circulation has no such constraints. The weakening of the Walker circulation is also 52 apparent in observations [Vecchi et al., 26]. This weakening induces changes in the 53 54 55 56 57 thermodynamic and dynamic structure of the oceans, by affecting the wind-driven ocean circulation, thermocline depth, upwelling, and air-sea fluxes [Xie et al., 21; Lu and Zhao, 212]. However, the atmospheric circulation weakens more in slab ocean models, compared to coupled models, indicating that the ocean dynamics are not of first-order importance [Vecchi and Soden, 27].

FELDL ET AL.: FEEDBACKS AND CIRCULATION X - 5 58 59 6 61 62 63 64 65 66 67 68 69 7 71 72 73 74 75 76 The persistence, and radiative importance, of low clouds in the eastern Pacific subtropics is tied to the strength of the tropical overturning circulation [e.g. Bony et al., 24]. The Walker circulation is thus implicated in driving changes in cloud cover that are thought to provide the largest source of uncertainty in model estimates of climate sensitivity to increased greenhouse gases [Colman, 23; Soden and Held, 26; Webb et al., 26]. Soden and Vecchi [211] show that, for a suite of GCMs, the equatorial Pacific is characterized by a positive high cloud feedback in the longwave, consistent with the tendency of tropical anvils to conserve cloud-top temperature [Zelinka and Hartmann, 21], and offsetting shortwave feedbacks. However, the individual members exhibit high variability and large zonal asymmetries across the tropical Pacific, which are averaged out in the ensemble mean. Zonal asymmetries are not a general feature of the aquaplanet, and yet they are clearly fundamental to more complex models, as well as to nature. A goal of this study is to assess the influence of the Walker circulation on the magnitude and structure of feedbacks, as well as to global sensitivity. We apply an incremental approach and compare two aquaplanet simulations, one with and one without a Walker circulation, in order to isolate the portion of differences that can be cleanly attributed to tropical circulation. We are further motivated to investigate whether feedbacks may in turn offer insights into understanding changes in atmospheric circulation under global warning. 2. The Walker aquaplanet 77 78 We employ the Geophysical Fluid Dynamics Laboratory Atmospheric Model [GFDL AM2.1, Delworth et al., 26] in its aquaplanet configuration with perpetual equinox and

X - 6 FELDL ET AL.: FEEDBACKS AND CIRCULATION 79 8 81 82 83 84 85 86 87 88 89 9 91 daily-mean solar zenith angle. The ocean is represented as a 2-m mixed layer. Sea ice is treated as infinitesimally thin; the ocean albedo is increased to.5 where surface temperature drops below 263 K, but the model has no representation of ice thermodynamics. The critical temperature for sea-ice formation was chosen to reproduce a realistic ice-line latitude, when compared to the modern climate. Our perturbation is achieved by an instantaneous doubling of CO 2, followed by integration to equilibrium. The idealized configuration allows us to isolate the physics and dynamics of the atmospheric response to CO 2 in the absence of land surface processes and seasonal and diurnal cycles. The limitations of these simplifications are discussed in Section 5. A prescribed ocean heat flux divergence is applied to the ocean surface to generate a zonal overturning circulation in the tropics. The specified ocean heat fluxes (commonly referred to as q-flux ) are constant in time, and they represent the influence of ocean circulation on the surface temperature. The q-flux is given by the following equation, 92 modified from Merlis and Schneider [211]. Gaussian lobes of positive and negative 93 divergence are positioned on the equator at longitudes λ E and λ W : F O (λ, φ) = Q 1 exp [ (λ λ E) 2 λ 2 1 Q 1 exp [ (λ λ W ) 2 λ 2 1 ] φ2 φ 2 1 ] φ2 φ 2 1 (1) (2) 94 95 96 97 98 where φ is latitude and φ 1 = 7 ; λ is longitude and λ 1 = 3, λ E = 12, and λ W = 27. Q 1 = 75 W m 2, which is the peak magnitude of the anomalies. The resulting q-flux is shown in Figure 1. It is zero in the global mean. Figure 1c shows the control (i.e., 1 CO 2 ) zonal mass streamfunction, averaged over the last 1 years of our 3-year integration. The aquaplanet exhibits both Hadley and Walker

FELDL ET AL.: FEEDBACKS AND CIRCULATION X - 7 99 1 11 12 13 14 15 16 17 18 cells, and circulation strength is broadly consistent with observations. Ascent is focused over the positive ocean heat flux anomaly and descent over the negative heat flux anomaly, as expected. The distribution of clouds is consistent with these vertical motions. High cloud fraction peaks at 2 hpa over the warm pool and reaches a minimum (at all levels) over the cold pool. The cloud feedback (discussed later) is a consequence of changes to the location and amount of these clouds, as well as their optical properties, for a doubling of CO 2. Near-surface winds indicate low-level convergence into the warm pool. Outgoing longwave radiation (OLR) is reduced in regions of high clouds and increased in clear-sky regions, which occur over boundary layer clouds. The equatorial SST gradient between the warm and cold ocean anomalies is 3 K. We apply the radiative kernel method of calculating climate feedbacks, following Soden and Held [26]. Feedbacks are computed by convolving the kernel ( R/ x, i.e., the topof-atmopshere flux sensitivity to a small perturbation in climate variable x) with 1 years of equilibrated monthly anomalies, dx (2 CO 2 minus 1 CO 2 ). The feedback is divided by the local near-surface air temperature response, T s, to give units of W m 2 K 1 ; λ x = R x dx (3) T s 19 11 111 112 113 where x represents temperature, specific humidity, or surface albedo. A more common approach is to divide by the global-mean surface temperature change, T s ; however, as Feldl and Roe [213a] discuss, the local definition offers a number of advantages when regional patterns of climate change are of interest. A strength of our analysis is that we explicitly calculate radiative kernels for our precise 114 Walker aquaplanet experimental set-up. To create the kernel, small perturbations are

X - 8 FELDL ET AL.: FEEDBACKS AND CIRCULATION 115 116 117 118 119 12 applied independently to the temperature, water vapor, and surface albedo fields of the 1 CO 2 simulation, and their effects on the top-of-atmosphere (TOA) radiative flux are calculated. The kernels we derive resemble the kernels calculated from the aquaplanet of Feldl and Roe [213b] (used in the symmetric calculations herein), but with zonal asymmetries due to the inclusion of a Walker circulation, which affect the tropospheric structure in the tropics. Cloud feedbacks cannot be simply calculated using the radiative kernels, due to nonlinearities associated with their complex spatial structure. Following Soden et al. [28], we compute the cloud feedback, λ c, from the change in cloud radiative effect, CRF, with adjustments for cloud masking: λ c T s = CRF + (K T K T )dt + (K q K q )dq + (K α K α )dα + ( R f R f ) (4) 121 122 123 124 125 126 127 128 129 13 131 where K terms are the clear-sky kernels, Rf is the clear-sky forcing, and CRF is defined as the difference between net downward radiative fluxes in all-sky (i.e., the observed meteorological conditions, including clouds if present) and clear-sky (i.e., assuming no cloud) conditions. The additional, cloud-masking terms are needed because the presence of clouds modifies the TOA fluxes due to underlying changes in lapse rate, water vapor, surface albedo, and CO 2 [Soden et al., 24]. Radiative forcing is explicitly used in the partial temperature change analysis described in Section 3, and there are choices to be made here as well. Three common metrics of radiative forcing are stratosphere-adjusted forcing, fixed-sst (or troposphere-adjusted) forcing, and a constant, global-mean value. The radiative forcing should represent any TOA flux changes after introduction of the forcing agent but before surface temperature

FELDL ET AL.: FEEDBACKS AND CIRCULATION X - 9 132 change, i.e., cleanly separating forcing from feedbacks. While the fixed-sst radiative 133 134 135 136 137 138 139 forcing may be preferred because it accounts for rapid cloud responses directly to CO 2 [Colman and McAvaney, 211; Andrews et al., 211], it is a noisy calculation. Here we use a stratosphere-adjusted radiative forcing [Ramaswamy et al., 21; Hansen et al., 25] derived from the basic aquaplanet without a Walker circulation; stratospheric changes are expected to be comparable between the experiments. The global-mean value is 3.4 W m 2. As Feldl and Roe [213b] show, the choice between the two aquaplanet-derived forcings has only a minor effect on the feedback analysis for this model set-up. 3. Atmospheric feedbacks and transport 14 141 142 143 144 145 146 147 148 149 15 151 152 Climate sensitivity is remarkably similar between the two experiments, in spite of the very different patterns of tropical circulation. The symmetric (i.e., no q-flux) experiment has an equilibrium climate sensitivity of 4.8 K and a net feedback parameter of -.43 W m 2 K 1. For the Walker experiment, we find values of 4.5 K and -.61 W m 2 K 1, respectively (Table 1). As expected, global-mean surface temperature change is reduced given a more negative net feedback. If linearly additive feedbacks alone determined climate sensitivity (i.e., if T s = R f / λ x ), it would be 3% lower. The reason we find only a 6% reduction in sensitivity is that the residual nonlinear term (righthand column) is halved. Thus the doubling of CO 2 leads to considerable warming when a Walker circulation is present, even though the feedbacks are more stabilizing, because of increased linearity. Global-mean feedbacks are presented in Table 1 for the Walker and symmetric aquaplanets. The temperature feedback is strongly negative: A warmer planet emits more radiation to space (Planck feedback), and the weakened lapse rate, which is a consequence of moist

X - 1 FELDL ET AL.: FEEDBACKS AND CIRCULATION 153 154 155 156 157 158 159 16 161 162 163 164 165 166 167 168 169 17 171 172 173 174 adiabatic stratification, leads to emission from a warmer atmosphere than if lapse rate were fixed (lapse rate feedback). The water vapor feedback is strongly positive because humidity is highly sensitive to warming, and because moistening the atmosphere increases infrared opacity and downwelling radiation. The surface albedo feedback is positive and controlled by sea-ice processes in this model. In general, the longwave (LW) cloud feedback is associated with the role of clouds in reducing emission, and the shortwave (SW) cloud feedback is associated with the role of clouds in increasing planetary albedo (i.e., a positive SW cloud feedback indicates a decrease in reflectivity). The effect of a particular cloud on the energy balance depends strongly on its height and optical thickness. The Planck, surface albedo, and combined water vapor lapse rate feedbacks are unchanged between the two experiments. However, the cloud feedback is weaker (less positive) in the Walker aquaplanet, preferentially due to changes in the longwave component. To identify the source of the differences in cloud response, we turn to the spatial structure of the aquaplanet feedbacks. As in the global mean, the zonal mean net feedback is weaker in the Walker aquaplanet relative to the symmetric aquaplanet (Fig. 2c,d, black line). The largest differences occur in the subtropics, associated with cloud and water vapor feedbacks, hinting at the role of the zonal circulation in modulating the meridional circulation. We expect to see a large water vapor feedback, for instance, where strongly suppressed subtropical descent leads to anomalous moistening. North-south hemispheric asymmetries in Figure 2 are due to internal model variability. The distinct features of the Walker aquaplanet feedbacks are associated with the presence of the imposed warm and cold pools at the equator (Fig. 2a,b). The net feedback

FELDL ET AL.: FEEDBACKS AND CIRCULATION X - 11 175 176 177 178 179 (black line) exhibits striking zonal asymmetries in the tropics and subtropics in particular, negative feedbacks over the cold pool where the Intertropical Convergence Zone (ITCZ) is suppressed and equatorial precipitation minimized. This behavior is mirrored in the cloud feedback (blue line). The cold pool is characterized by a broad region of negative longwave cloud feedback (Fig. 2j, purple line) and a weakening of the positive 18 shortwave cloud feedback along the equator (black line). The remaining feedbacks in 181 182 183 184 185 186 187 188 189 19 191 192 193 194 195 196 Fig. 2a,b are more zonally symmetric, though the water vapor feedback (green line) is enhanced on the subtropical flanks of the cold pool. Interestingly, while the deep tropics exhibit remarkable cancellation between positive and negative feedbacks at the warm and cold pool, such that they resemble the symmetric zonal mean, there is no such cancellation in the subtropics. Cloud changes are consistent with the structure of the cloud feedback and result from the interplay of suppressed ascent and descent in both the zonal and meridional components of tropical circulation. In our simulations, the Walker circulation weakens by 45% and the Hadley circulation by 1-15% under CO 2 doubling. By comparison, coupled model studies report 5-1% K 1 [Vecchi and Soden, 27] and -4% K 1 [Lu et al., 27], respectively, which roughly converts to 22-45% and -18% for our climate sensitivity. This tendency of overturning circulation to weaken is also apparent in mid-tropospheric vertical velocity in pressure coordinates, ω (Fig. 2e h). A decrease in ascent at the equator is indicated by a positive anomalous vertical velocity (black line) and is largest at the warm pool and in the symmetric zonal mean. Accordingly, these regions see decreases in cloud fraction aloft, by up to 15%, that are consistent with the negative longwave cloud feedback and the

X - 12 FELDL ET AL.: FEEDBACKS AND CIRCULATION 197 198 199 2 21 22 23 24 25 26 27 28 29 compensating positive shortwave cloud feedback. Cloud changes at the cold pool where high clouds are thinner to start are smaller but also more spatially extensive (Fig. 3). We apply a partial temperature change analysis to assess the contributions from radiative forcing, nonlinear interactions amongst feedbacks, non Planck feedbacks, and anomalous divergence of atmospheric heat flux to the spatial pattern of warming. The method is presented in Feldl and Roe [213b]. Of particular interest is a warming tendency (of up to 1 K, not shown) induced by, and co-located with, positive feedbacks at the equatorial warm pool and the subtropical flanks of the cold pool, as well as in regions of sea ice retreat. However, atmospheric transport reallocates energy from regions of positive to negative feedbacks, where cooling to space is most effective. The result is a polar amplified warming pattern that is quite symmetric in spite of introduced asymmetries, though the process by which this warming pattern is accomplished is strikingly different between the Walker and symmetric aquaplanets. 4. Some longitudes are cloudier 21 211 212 213 214 215 216 217 By adding a Walker circulation, we disrupt the symmetry of the Hadley circulation and introduce broad regions of negative cloud feedbacks near the equatorial cold pool. These feedbacks lower the net feedback, both locally and in the zonal mean. With one notable exception, midlevel cloudiness at all but the highest latitudes decreases under CO 2 doubling, with largest changes at 3. This cloud response manifests as a positive SW CRF (Fig. 2i-l, black line) and negative LW CRF (purple line), and is consistent with a reduction in strength of the meridional circulation. The exception is at the cold pool, where another process is superimposed on the weakening of the Hadley circulation:

FELDL ET AL.: FEEDBACKS AND CIRCULATION X - 13 218 219 22 the Walker circulation also weakens. Competing circulation tendencies at the ascending branch of the Hadley circulation and descending branch of the Walker circulation largely cancel at the equatorial cold pool (Fig. 2f, black line). In particular, where the tropical 221 222 223 224 225 226 227 228 229 23 231 232 233 234 235 236 237 238 239 high clouds are thinner to start, the cloud changes are also much smaller under CO 2 doubling. Consequently, the SW cloud effect essentially disappears over the cold pool (Fig. 2j), the LW effect dominates the CRF, the cloud feedback is neutral, and the net feedback, negative (Fig. 2b). In addition to the near-zero tropical cloud feedback at the cold pool, the magnitude of the subtropical cloud feedback is also reduced, which is apparent in the zonal mean (Fig 2c,d). As a result, the gradient of the net feedback across the subtropics is weaker in the Walker aquaplanet compared to the symmetric aquaplanet. As in the case of tropical high clouds, both the climatological cloudiness and cloud changes at 85 hpa are smaller at the longitude of the cold pool (Fig. 3). Because the induced cold pool is a heat sink, weaker vertical motions lead to more uniform cloud cover across the tropics and subtropics. In contrast, the warm pool produces a stronger gradient in cloudiness and a stronger gradient in SW CRF, cloud feedback, and net feedback. Climatologically, the symmetric aquaplanet bears more similarity to the warm pool where the Hadley circulation in relatively vigorous (Fig. 2i,l). It is also of note that the cloud-masking terms (Fig. 2l, cyan line), which are derived from the 1 CO 2 kernels, contribute to the stronger subtropical cloud feedback in the symmetric aquaplanet. At 15, for instance, both SW CRF and the masking terms are larger in the symmetric aquaplanet, compared to the Walker aquaplanet (Fig. 2k,l), accounting for the difference in feedback gradient.

X - 14 FELDL ET AL.: FEEDBACKS AND CIRCULATION 24 241 242 243 244 245 246 247 248 249 25 251 252 253 We now turn to the Hadley cell response under global warming (Fig. 2g,h). The zonal-mean, climatological meridional circulation (blue lines) is strikingly similar between the Walker and symmetric aquaplanets. However, the response of the circulation under doubling of CO 2 (black lines) is different: The Walker aquaplanet exhibits a weaker slow-down (11.3%), which is explained by the weaker subtropical feedback gradient. The symmetric case has a stronger feedback gradient and consequently a stronger reduction in circulation (12.2%) 1. Positive feedbacks represent regions of anomalous divergence of atmospheric heat flux, since the TOA fluxes are not efficiently accommodating energy perturbations. Likewise for negative feedbacks and anomalous convergence. Thus, the stronger the feedback gradient, the more anomalous the heat transport from subtropics to the tropics. The primary way the atmosphere modulates tropical energy transports is by changing the meridional circulation [Kang et al., 28]. We emphasize that because the zonal-mean climatological circulation is quite similar between the two experiments, the feedbacks are specifically affecting the sensitivity of the circulation response. 5. Summary and discussion 254 255 256 257 258 259 26 In this study, we characterize the effect of zonal circulation asymmetries upon climate feedbacks. We have designed an experiment that takes advantage of simplified, aquaplanet boundary conditions, paired with a full-complexity atmospheric GCM. Our climate sensitivity is reduced from 4.8 K to 4.5 K as a consequence of the Walker circulation, and this reduction is consistent with broad regions of negative feedbacks in the vicinity of the imposed cold pool. The role of the Walker circulation is to suppress the cloud feedback and enhance the water vapor feedback at the longitude of the cold pool, though the latter

FELDL ET AL.: FEEDBACKS AND CIRCULATION X - 15 261 262 263 264 265 266 267 268 269 27 271 272 273 274 275 276 277 278 279 28 is compensated by an enhancement of the negative lapse rate feedback. The pattern of the cold-pool cloud feedback is consistent with (1) minimal circulation changes and (2) more uniform cloud cover. In particular, the strongly positive SW cloud feedback is suppressed at the longitude of the cold pool, due to only small decreases in tropical clouds aloft and subtropical clouds at low levels. As a consequence of these weakly positive feedbacks on the subtropical flanks of the cold pool, the zonal-mean feedback gradient is weaker in the Walker aquaplanet. This places an energetic requirement on the response of the tropical circulation, predicting a weaker slow-down of the Hadley cell under CO 2 doubling, compared to the symmetric aquaplanet. The radiative warming tendency in the subtropics (due to cloud and water vapor feedbacks) is balanced by dynamical cooling (weakening of descent, i.e., less adiabatic warming), and the tropical radiative cooling tendency by weakening ascent. In the case of a stronger energetic gradient between the subtropics and tropics, these responses will be correspondingly stronger, as is born out in our experiments (Fig. 4). Thus regional feedbacks not only describe the radiative response to an imposed forcing, but they also couple meaningfully to circulation changes. Because the feedbacks can be expressed in terms of particular pieces of physics (water vapor, clouds, etc.), this work offers insights for understanding the drivers of dynamical changes under global warming. The Walker circulation alone appears to be insufficient to substantially alter global climate sensitivity in our model. However, the differing circulation responses may shed 281 some light on the increased linearity in the Walker aquaplanet. In regions of strong 282 moistening, we expect a larger nonlinearity [Feldl and Roe, 213b]. This leads to two

X - 16 FELDL ET AL.: FEEDBACKS AND CIRCULATION 283 284 285 286 287 288 289 29 291 292 293 294 295 296 297 298 299 3 31 32 33 34 expectations: that the nonlinearity should display a peak in magnitude in the subtropics, associated with a decrease in circulation intensity and relative moistening, and that the nonlinearity should be smaller in the Walker case, because a weaker slow-down requires relatively less moistening. Both are observed, and future work will pursue the hypothesis that modest moistening (perhaps associated with increased model realism) may be a requirement of the linear feedback assumption. By integrating experiments with and without the simulated Walker circulation, a strength of this study is that we isolate the effect of zonal circulation on feedbacks. However, a few caveats bear mention. First, while recent work demonstrates that aquaplanets capture a number of robust responses of the large-scale circulation and hydrological cycle to warming [Medeiros et al., 213], our simplifying assumptions do remove many of the key components of a realistic tropical Pacific circulation. Land-sea contrast is expected to have a profound effect on boundary-layer cloud climatology, and the presence of continents also influences the stationary and transient eddies that in turn interact with the meridional overturning circulation. Moreover, convective parametrizations within GCMs are affected by the diurnal cycle, which we preclude by specifying a daily mean solar zenith angle. Future work will incrementally add complexity. A second caveat is that a slab ocean model with specified, and static, ocean heat transport does not realistically represent ocean-atmosphere interactions. An understanding of the role of dynamical ocean adjustments in the surface warming response remains elusive, and a number of coupled mechanisms have been proposed. Lu and Zhao [212] suggest that the wind-evaporation-sst (WES) feedback (under which a strengthening of near-

FELDL ET AL.: FEEDBACKS AND CIRCULATION X - 17 35 36 37 38 39 31 311 312 surface wind speed cools SST through enhanced evaporation) is the dominant mechanism affecting tropical SST patterns. On the other hand, Vecchi and Soden [27] show that in fully coupled models, the western Pacific shoals due to a weakening of equatorial easterlies, and that this shoaling leads to warming of surface waters a negative feedback on the strength of the Walker circulation. In our aquaplanet simulation, we are unable to characterize the extent to which such coupled ocean-atmosphere processes modify the picture of regional climate change. We have extended the climate feedback framework to consider the effect of ocean heat 313 transport and associated atmospheric circulation changes. In many ways, the Walker 314 315 316 317 318 319 32 321 322 323 324 aquaplanet is quite similar to its symmetric counterpart, with an overall symmetric pattern of warming. That is, strong regional feedbacks are generated in response to circulation changes, and the atmosphere redistributes heat such that the patterns of warming remain remarkably uniform. In the tropics this is consistent with an efficient global circulation that eliminates dynamical gradients. From the feedback perspective, the climate system tends to allocate energy towards regions that can most effectively radiative to space, and our small reduction in global sensitivity appears to be a consequence of this effect: by punching a hole in tropical convergence-zone clouds in the mean state, we slightly increase the Earth s ability to cool itself. Thus sensitivity is controlled by both climatology and dynamics, and comparison of the aquaplanet with and without a Walker circulation suggests that shrinking the area of negative feedbacks will lead to enhanced sensitivity. 325 Acknowledgments. (Text here)

X - 18 FELDL ET AL.: FEEDBACKS AND CIRCULATION Notes 1. Circulation intensity is calculated as the difference between the extremum of the meridional mass streamfuction below 326 1 hpa. References 327 Andrews, T., J. M. Gregory, P. M. Forster, and M. J. Webb (211), Cloud adjustment 328 and its role in CO 2 radiative forcing and climate sensitivity: A review, Surveys in 329 33 331 332 333 334 335 336 337 338 339 34 341 342 343 344 Geophysics, doi:1.17/s1712-11-9152-. Barber, R. T., and F. P. Chavez (1983), Biological consequences of El Niño, Science, 222, 123 121. Betts, A. K. (1998), Climate-convection feedbacks: Some further issues, Climatic Change, 39, 35 38. Bony, S., J. L. Dufresne, H. Le Treut, J. J. Morcrette, and C. Senior (24), On dynamic and thermodynamic components of cloud changes, Climate Dynamics, 22, 71 86, doi: 1.17/s382-3-369-6. Cane, M. A., and E. S. Sarachik (1983), Equatorial oceanography, Reviews of Geophysics, 21 (5), 1137 1148. Colman, R. A. (23), A comparison of climate feedbacks in general circulation models, Climate Dynamics, 2, 865 873, doi:1.17/s382-3-31-z. Colman, R. A., and B. McAvaney (211), On tropospheric adjustment to forcing and climate feedbacks, Climate Dynamics, 36 (9), 1649 1658. Delworth, T. L., et al. (26), GFDL s CM2 global coupled climate models. Part I: Formulation and simulation characteristics, Journal of Climate, 19 (5), 643 674, doi:

FELDL ET AL.: FEEDBACKS AND CIRCULATION X - 19 345 346 347 348 349 35 351 352 353 354 355 356 357 358 359 36 361 362 363 364 365 366 1.1175/JCLI3629.1. Feldl, N., and G. H. Roe (213a), Four perspectives on climate feedbacks, Geophysical Research Letters, 4, doi:1.12/grl.5711. Feldl, N., and G. H. Roe (213b), The nonlinear and nonlocal nature of climate feedbacks, Journal of Climate, 26, 8289 834, doi:1.1175/jcli-d-12-631.1. Hansen, J., M. Sato, R. Ruedy, L. Nazarenko, A. Lacis, G. Schmidt, G. Russell, I. Aleinov, M. Bauer, S. Bauer, et al. (25), Efficacy of climate forcings, Journal of Geophysical Research, 11 (D18). Held, I. M., and B. J. Soden (26), Robust responses of the hydrological cycle to global warming, Journal of Climate, 19 (21), 5686 5699, doi:1.1175/jcli399.1. Julian, P. R., and R. M. Chervin (1978), A study of the Southern Oscillation and Walker circulation phenomenon, Monthly Weather Review, 16 (1), 1433 1451. Kang, S. M., I. M. Held, D. M. W. Frierson, and M. Zhao (28), The Response of the ITCZ to Extratropical Thermal Forcing: Idealized Slab-Ocean Experiments with a GCM, Journal of Climate, 21 (14), 3521 3532, doi:1.1175/27jcli2146.1. Knutson, T. R., and S. Manabe (1995), Time-mean response over the tropical pacific to increased CO 2 in a coupled ocean-atmosphere model, Journal of Climate, 8 (9), 2181 2199. Lu, J., and B. Zhao (212), The role of oceanic feedback in the climate response to doubling CO 2, Journal of Climate, 25 (21), 7544 7563, doi:1.1175/jcli-d-11-712.1. Lu, J., G. A. Vecchi, and T. Reichler (27), Expansion of the Hadley cell under global warming, Geophysical Research Letters, 34 (6), doi:1.129/26gl28443.

X - 2 FELDL ET AL.: FEEDBACKS AND CIRCULATION 367 368 369 37 371 372 373 374 375 376 377 378 379 38 381 382 383 384 385 386 387 Medeiros, B., B. Stevens, I. M. Held, M. Zhao, D. L. Williamson, J. G. Olson, and C. S. Bretherton (28), Aquaplanets, climate sensitivity, and low clouds, Journal of Climate, 21 (19), 4974 4991, doi:1.1175/28jcli1995.1. Medeiros, B., B. Stevens, and S. Bony (213), Using aquaplanets to understand the robust responses of comprehensive climate models to forcing, submitted to Climate Dynamics. Merlis, T. M., and T. Schneider (211), Changes in zonal surface temperature gradients and Walker circulations in a wide range of climates, Journal of Climate. Ramaswamy, V., et al. (21), Radiative forcing of climate change, in Climate Change 21: The Scientific Basis. Contribution of Working Group I to the Third Assessment Report of the Intergovernmental Panel on Climate Change, edited by Houghton, J.T., Y. Ding, D.J. Griggs, M. Noguer, P.J. van der Linden, X. Dai, K. Maskell, and C.A. Johnson, p. 881, Cambridge University Press, Cambridge, United Kingdom and New York, NY, USA. Rose, B. E. J., K. C. Armour, D. S. Battisti, N. Feldl, and D. D. B. Koll (213), The dependence of transient climate sensitivity and radiative feedbacks on the spatial pattern of ocean heat uptake, submitted to Geophysical Research Letters. Soden, B. J., and I. M. Held (26), An assessment of climate feedbacks in coupled ocean atmosphere models, Journal of Climate, 19 (14), 3354 336, doi:1.1175/jcli3799.1. Soden, B. J., and G. A. Vecchi (211), The vertical distribution of cloud feedback in coupled ocean-atmosphere models, Geophysical Research Letters, 38, doi: 1.129/211GL47632.

FELDL ET AL.: FEEDBACKS AND CIRCULATION X - 21 388 389 39 391 392 393 394 395 396 397 398 399 4 41 42 43 44 45 46 47 48 Soden, B. J., A. J. Broccoli, and R. S. Hemler (24), On the use of cloud forcing to estimate cloud feedback, Journal of Climate, 17 (19), 3661 3665. Soden, B. J., I. M. Held, R. Colman, K. M. Shell, J. T. Kiehl, and C. A. Shields (28), Quantifying climate feedbacks using radiative kernels, Journal of Climate, 21 (14), 354 352, doi:1.1175/27jcli211.1. Stevens, B., and S. Bony (213), What are climate models missing?, Science, 34 (6136), 153 154. Trenberth, K. E., G. W. Branstator, D. Karoly, A. Kumar, N.-C. Lau, and C. Ropelewski (1998), Progress during TOGA in understanding and modeling global teleconnections associated with tropical sea surface temperatures, Journal of Geophysical Research: Oceans, 13 (C7), 14,291 14,324, doi:1.129/97jc1444. Vecchi, G. A., and B. J. Soden (27), Global warming and the weakening of the tropical circulation, Journal of Climate, 2 (17), 4316 434. Vecchi, G. A., B. J. Soden, A. T. Wittenberg, I. M. Held, A. Leetmaa, and M. J. Harrison (26), Weakening of tropical pacific atmospheric circulation due to anthropogenic forcing, Nature, 441 (789), 73 76. Webb, M. J., et al. (26), On the contribution of local feedback mechanisms to the range of climate sensitivity in two GCM ensembles, 27 (1), 17 38, doi:1.17/s382-6- 111-2. Webster, P. J., V. O. Magaña, T. N. Palmer, J. Shukla, R. A. Tomas, M. Yanai, and T. Yasunari (1998), Monsoons: Processes, predictability, and the prospects for 49 prediction, Journal of Geophysical Research: Oceans, 13 (C7), 14,451 14,51, doi:

X - 22 Table 1. FELDL ET AL.: FEEDBACKS AND CIRCULATION Global-mean, annual-mean feedbacks for aquaplanet simulations with (top row) and without (bottom row) Walker circulations. Planck (P), lapse rate (LR) plus water vapor (WV), and albedo (A) feedbacks are unchanged. The net feedback is the sum of the linear feedbacks. The nonlinear term is the residual between the transport term and the combined feedback and forcing. Units are W m 2 K 1. In both cases a stratosphere-adjusted estimate of radiative forcing is used ( R f = 3.4 W m 2 ). Note that the global-mean of globally defined feedbacks presented in this table differs from the global-mean of the locally defined feedbacks of Figure 2 by a factor of T s (φ)/ T s. P LR WV A Net cloud LW cloud SW cloud net residual Walker -3.3 -.53 1.46.34 1.15.38.77 -.61 -.16 symmetric -3.3 -.69 1.62.35 1.33.49.83 -.43 -.31 41 411 412 413 414 415 416 417 1.129/97JC2719. Xie, S.-P. (1998), Ocean atmosphere interaction in the making of the Walker circulation and equatorial cold tongue, Journal of Climate, 11 (2), 189 21. Xie, S.-P., C. Deser, G. Vecchi, J. Ma, H. Teng, and A. Wittenberg (21), Global warming pattern formation: Sea surface temperature and rainfall, Journal of Climate, 23, 966 986. Zelinka, M. D., and D. L. Hartmann (21), Why is longwave cloud feedback positive?, Journal of Geophysical Research, 115, D16,117, doi:1.129/21jd13817.

FELDL ET AL.: FEEDBACKS AND CIRCULATION X - 23 a) Map view q flux 1 b) Equatorial q flux 5 W m 2 5 1 4 8 12 16 2 24 28 32 36 lon 2 4 c) Zonal mass flux (1 1 kg s 1 ) hpa 6 8 4 8 12 16 2 24 28 32 36 lon Figure 1. Ocean heat flux convergence, q-flux, in W m 2 for (a) map view and (b) at the equator. Positive values indicate warming tendencies. The western anomaly is located to coincide with the real-world west Pacific warm pool, the eastern anomaly, with the eastern Pacific cold tongue. Contour interval is 15 W m 2. (c) Zonal mass flux at the equator, induced by q-flux, for 1 CO 2 climatology. Dashed lines indicate counter-clockwise flow. Counter interval is.5 1 1 kg s 2 ; the zero contour is indicated by the thick line.

X - 24 FELDL ET AL.: FEEDBACKS AND CIRCULATION warm pool a cold pool b Walker zonal mean c symmetric zonal mean d Feedback (W m 2 K 1 ) 5 5 6 3 3 6 5 5 6 3 3 6 5 5 6 3 3 6 5 5 6 3 3 6 ω at 45 hpa (Pa s 1 ).1.1.2 e.1.1.2 f.1.1.2 g.1.1.2 h 6 3 3 6 6 3 3 6 6 3 3 6 6 3 3 6 i j k l 5 5 5 5 W m 2 K 1 5 6 3 3 6 latitude (deg) 5 6 3 3 6 latitude (deg) 5 6 3 3 6 latitude (deg) 5 6 3 3 6 latitude (deg) Figure 2. (top) Annual-mean feedbacks (W m 2 K 1 ) for Planck (red), lapse rate (orange), water vapor (green), surface albedo (gray), cloud (blue), and net feedbacks (black) at longitude bands specified in Fig. 1b and for the zonal mean. (middle) Mid-tropospheric vertical pressure velocity, ω (Pa s 1 ), in the 1 CO 2 climate (blue) and 2 CO 2 minus 1 CO 2 anomalies (black). (bottom) Components of cloud feedback, CRF for SW (black) and LW (purple), masking terms (cyan), and forcing correction (magenta).

.2 FELDL ET AL.: FEEDBACKS AND CIRCULATION X - 25 1 warm pool 1 CO 2 1 cold pool 1 CO 2 25 25 4 4 55 55 7 7 85.1.1 85.1.1 6 3 3 6 latitude (deg) 6 3 3 6 latitude (deg) 2 CO 2 minus 1 CO 2 2 CO 2 minus 1 CO 2 1 1 25 25 4 55 4 55.2 7 85.2.2 7 85 6 3 3 6 latitude (deg) 6 3 3 6 latitude (deg) Figure 3. Cloud fraction climatology (top; contour interval,.1) and change (bottom; contour interval,.3) at the longitude bands specified in Fig. 1b. Decreases in cloud fraction, consistent with a positive SW cloud feedback, are indicated by solid lines. 2.12 Feedback (W m 2 K 1 ) 2 Pressure velocity Net feedback.1.8.6.4.2 ω at 45 hpa (Pa s 1 ) Figure 4. 4 35 25 15 15 25.2 35 latitude (deg) Annual-mean low-latitude feedbacks (W m 2 K 1 ) and change in mid-tropospheric vertical pressure velocity, ω (Pa s 1 ), for the Walker (dashed) and symmetric (solid) aquaplanet simulations. Curves reproduced from Fig. 2.