Overview on the development of LDAS coupled with atmospheric model for better hydro-meteorological predictions and validation by CEOP

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Overview on the development of LDAS coupled with atmospheric model for better hydro-meteorological predictions and validation by CEOP Souhail Boussetta 1,2 and Toshio Koike 1 1 Dept. of Civil Engineering, University of Tokyo, Tokyo, Japan 2 Now at the European Centre for Medium range Weather Forecast, Reading, UK Abstract The research activity within the river and environment engineering laboratory (reel) at the University of Tokyo included studies on the development of a land data assimilation system (LDAS) based on satellite data, coupled to a mesoscale atmospheric model. The LDAS part consists of a land surface scheme (a modified version of the Simple Biosphere model 2: SiB2), a radiative transfer model including dry soil, vegetation, and surface roughness effects, and two minimization approaches to reduce the difference between the observed and simulated microwave brightness temperatures. These assimilation schemes are the simulated annealing method (which is consistent with the 4-DVAR assimilation approach) and the ensemble Kalman filtering method (which corresponds to a sequential assimilation approach). The atmospheric model produces forcing data for the LDAS, and the LDAS produces better initial surface conditions for the atmospheric modelling system. This coupled system has the advantage that it takes into account the land surface heterogeneities through the assimilation of satellite data (in the microwave region). On the other hand, for a better precipitation prediction, the atmospheric model is coupled with a cloud data assimilation system which uses the improved surface condition to predict the brightness temperature over land through a radiative transfer model for the atmosphere. The output of such system is then used in a distributed hydrological model with focus on the support to decision making. To assess the effectiveness of the system and all its components, the CEOP (Coordinated Energy and water cycle Observations Project) data are used. Comparison with insitu observations shows that the surface soil moisture content and its distribution benefit from the assimilation system and that it leads to an improvement in the atmospheric model outputs. These better surface conditions affect the land-atmosphere interaction through convection systems and lead to better atmospheric predictability as confirmed also by satellite observations. In fact, through the use of satellite brightness temperatures, the coupled land-atmosphere assimilation system has shown the potential to provide better atmospheric predictions that can contribute to the decision making on water resources through the distributed hydrological modelling. Key words: data assimilation, remote sensing, land surface scheme, regional model, downscaling, distributed hydrological modelling, CEOP ECMWF / GLASS Workshop on Land Surface Modelling, 9-12 November 2009 101

Figure 1: General framework of the system with the different modelling and verification components 1. System Components and Relevant Modifications 1.1. The atmospheric driver The Advanced Regional Prediction System (ARPS) developed at the Centre for Analysis and Prediction of Storms of the University of Oklahoma, which is a three-dimensional, non-hydrostatic, compressible model and has the ability to resolve the atmospheric dynamics at scales ranging from regional to micro-scales, was chosen for this study as a mesoscale prediction model. It consists of four packages: an atmospheric module, a land surface scheme, a radiation code and a package for cloud microphysics parameterization. More details about ARPS can be found in Xue et al. (1995). 1.2. The land surface scheme (Model Operator) The land surface scheme used is the simple biosphere model (SiB2) developed by Sellers et al. (1996). It incorporates simple representations of vertical soil moisture transport, plant-controlled transpiration, interception, evaporation, infiltration, and sensible and ground heat fluxes through physically based mechanisms. SiB2 includes three soil layers: a surface soil layer of a few centimeters, which acts as a significant source of direct evaporation when moist; a root zone, which is the supplier of soil moisture from the roots and accounts for transpiration; and a deep soil layer, which acts as a source for hydrological base flow and upward recharge of the root zone. Modified versions of SiB2 were developed to take into account some miss-represented processes such as freeze/thaw (Li et al. 2003) and snow processes (Hirai et al. 200). 102 ECMWF / GLASS Workshop on Land Surface Modelling, 9-12 November 2009

1.3. The Radiative transfer model (Observation Operator) Based on the emission behaviour of dry soil and liquid water in the microwave region, a radiative transfer algorithm, allowing the estimation of soil moisture from the land surface was developed (Koike et al. 2000). Further improvements include the effects of surface roughness and shadowing (Kuria et al. 2007) as well as the consideration of dry soil conditions (Lu et al. 2005). 1.4. The assimilation approaches This framework focused on two approaches for data assimilation: the first is a heuristic optimization approach called Simulated Annealing (SA), which is capable of minimizing the cost function without using adjoint models (Li et al., 2004). The second is a sequential approach based on the ensemble Kalman filter (Boussetta et al. 2007). 1.5. The assimilation cycle In order to have a continuous scheme, the coupled assimilation cycle is performed as follows. First, the coupled land atmosphere model (L-AM: ARPS-SiB2) is run for an assimilation window time T to provide an initial guess and forcing parameters to the Land data assimilation system (LDAS: SiB2- RTM-SA). Second, the LDAS is run for one assimilation window which then feeds back the new surface initial conditions for the coupled model at time t T. Third, the coupled model is run for two assimilation windows 2T, the first window output is then considered as the optimal one, and the second will serve for the following cycle as forcing for the next LDAS run (Boussetta et al. 2008). Once the new surface conditions are obtained, they are fed as boundary conditions into a radiative transfer model for the atmosphere. The latter is part of a cloud microphysics assimilation scheme (Mirza et al. 2008) to finally produce better atmospheric predictions (Figure 2). Figure 2: Coupled land-atmosphere assimilation system ECMWF / GLASS Workshop on Land Surface Modelling, 9-12 November 2009 103

1.6. Distributed hydrological modelling A water and energy budget-based distributed hydrological model is developed based on the coupling of SiB2 and a geomorphological based hydrological model. It allows a more realistic water and energy flux estimation (Wang et al. 2009). This model can make use of the output of the coupled assimilation system, or the atmospheric reanalysis products combined with their error estimation to predict runoff and release early warning for dam operation based on an optimization scheme (Saavedra et al. 2009). Figure 3: The water and energy based distributed hydrological model 2. Summary and outlook In order to improve surface and atmospheric prediction, the (reel) group developed a coupled landatmosphere satellite data assimilation system as a new approach for physical downscaling. The whole system and its components were tested with the CEOP datasets. It showed that the system can improve the surface initialization and subsequently the representation of its interaction with the atmosphere. Nevertheless, in order to achieve an accurate quantitative precipitation prediction, not only the initial surface condition should be improved, but also a better initialization of the atmospheric condition should be addressed. The coupling of the system with a cloud data assimilation system showed very promising results. However, it should be kept in mind that when coupling different complex models in one integrated system, challenges arise from the spatial and temporal variability of systematic and random errors. Observations such as those provided through the CEOP experiment are essential to improve the different model parameterization schemes, and to quantify the random errors. Acknowledgments The authors would like to thank all the reel group members for their contributions to this work. Their contributions are documented in the references below. 104 ECMWF / GLASS Workshop on Land Surface Modelling, 9-12 November 2009

REFERENCES Boussetta, S., T. Koike, T. Graf, K. Yang and M. Pathmathevan (2008). Development of a coupled land atmosphere satellite data assimilation system for improved local atmospheric simulations. Remote Sensing of Environment, 112, DOI 10.1016/j.rse.2007.06.002. Boussetta S., T. Graf, T. Koike, X. Li, K. Yang and M. Hirai (2007): Coupling of a regional atmospheric model with an Ensemble Kalman Filter based Land Data Assimilation System and its application to North-East Asia during the 2003 Monsoon Season. Proceedings of the IUGG2007/IAHS-HW2005. Fujii, H. and T. Koike (2000). Development of a TRMM/TMI algorithm for precipitation in the Tibetan plateau by considering effects of land surface emissivity. J. Met. Soc. Japan, 79, 475 483. Hirai M., T. Sakashita, H. Kitagawa, T. Tsuyuki, M. Hosaka, M. Oh Izumi (2007). Development and validation of a new land surface model for JMA s operational global model using the CEOP observation dataset. J. Met. Soc. Japan, 85a, 1-24. Hirose, N., T. Koike, and H. Ishidaira (2002). Study on spatially averaged evaporation under soil moisture heterogeneity affected by permafrost micro-topography. J. Met. Soc. Japan, 80-2, 191 203. Koike, T., C. Shimo, T. Ohta, H. Fujii, and A. Shibata (2000). Development and validation of a microwave radiometer algorithm for land surface hydrology. Ann. J. Hydraulic Engin., JSCE 44, 247 252. Koike, T., T. Yasunari, J. Wang, and T. Yao (1999). GAME-Tibet IOP summary report, In: Proc. First Int. Workshop on GAME-Tibet (ed. by A. Numaguti, L. Liu & L. Tian), Xi an China, 11 13, January 1999. Chinese Academy of Sciences and Japan National Committee for GAME. Koudelova P. and T. Koike (2004). Estimation of rainfall rate in Eastern Tibet using ground-based radar observations: Method development, Ann. J. Hydraulic Engin., JSCE 48, Kuria D. N., T. Koike, L. Hui, H. Tsutsui, and T. Graf (2007): Field-supported verification and improvement of a passive microwave surface emission model for rough, bare, and wet soil surfaces by incorporating shadowing effects. IEEE transactions on geoscience and remote sensing, 45, 1207-1216. Li X., and T. Koike (2003). Frozen soil parameterization in SiB2 and its validation with GAME-Tibet observations. Cold Reg. Sci. Technol., 36, 165 182. Li, X., and T. Koike (2004). A very fast simulated re-annealing (VFSA) approach for land data assimilation. Computers & Geosciences, 30, 239-248. Lu H., T. Koike, H. Fuji, N. Hirose, and K. Tamagawa (2005). A radiative transfer model and an algorithm for soil moisture including very dry conditions. Proceeding of the IEEE 2005 Inter. Geos. Rem. Sens. Symp. (IGARSS 05) II, 1131-1134. Mirza C.R., T. Koike, Y. Kun, and T. Graf (2008). Retrieval of atmospheric integrated water vapor and cloud liquid water content over the ocean from satellite data using the 1-D-Var ice cloud microphysics data assimilation system (IMDAS). IEEE tran. Geos. Rem. Sen., 46, 119-129. ECMWF / GLASS Workshop on Land Surface Modelling, 9-12 November 2009 105

Pathmathevan, M., T. Koike, X. Li, and H. Fujii (2003). A simplified land data assimilation scheme and its application to soil moisture experiments in 2002 (SMEX02). Water Resour. Res., 39, 1341. Saavedra O., T. Koike, S. Boussetta and T. Ueda (2009) Application of a distributed biospherehydrological model to Medjerdah basin, North Africa. Fourteenth International Water Technology Conference, IWTC 14, Cairo, Egypt Sellers, P.J., S.O. Los, C.J. Tucker, C.O. Justice, D.A. Dazlich, G.J. Collatz, and D.A. Randall (1996). A revised land surface parameterization (SiB2) for atmospheric GCMs, Part II: the generation of global fields of terrestrial biophysical parameters from satellite data. J. Climate, 9, 706 737. Wang, L., T. Koike, K. Yang, T.K. Jackson, R. Bindlish, and D. Yang (2009). Development of a distributed biosphere hydrological model and its evaluation with the Southern Great Plains Experiments (SGP97 and SGP99). J. Geophys. Res., 114, D08107. Xue, M., K.K. Droegemeier, and V. Wong (1995). The advanced regional prediction system (ARPS) A multi-scale nonhydrostatic atmospheric simulation and prediction model. Part I: model dynamics and verification. Meteor. Atmos. Phys., 75, 161 193. Yang, K., T. Koike, H. Fujii, T. Tamura, X. Xu, L. Bian, and M. Zhou (2004). The daytime evolution of the atmospheric boundary layer and convection over the Tibetan Plateau: observations and simulations. J. Met. Soc. Japan, 82, 1777 1792. 106 ECMWF / GLASS Workshop on Land Surface Modelling, 9-12 November 2009