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Characterization of Planar Lead Halide Perovskite Solar Cells by Impedance Spectroscopy, Open Circuit Photovoltage Decay and Intensity-Modulated Photovoltage/Photocurrent Spectroscopy Adam Pockett 1, Giles E. Eperon, Timo Peltola 3, Henry J. Snaith, Alison Walker 3, Laurence M. Peter* 1, and Petra J. Cameron* 1 1. Department of Chemistry, University of Bath, Bath BA 7AY, United Kingdom. Clarendon Laboratory, Parks Road, Oxford, OX1 3PU, United Kingdom 3. Department of Physics, University of Bath, Bath BA 7AY, United Kingdom Cell performance Electronic Supporting Information Figure S1: Current voltage curves for cells FB06-1 and FS43-1 under illumination of 1 sun AM1.5. Potential scanned from a forward bias of 1.4 V to short-circuit at 300 mv s -1.

Figure S: Histogram of efficiencies for cells tested. Light/dark ideality Figure S3: Dark and light IV curve showing crossing at forward bias. Figure S3 shows a clear crossing point of the light and dark IV curves, which is apparent for all cells. This is an indication that the cell recombination resistance is higher in the dark than under illumination, resulting in differing ideality factors, n and m. This difference is also evident from impedance measurements carried out in the dark, which give a higher recombination resistance than measurements carried out under illumination, as shown in Figure S4.

Figure S4: Recombination resistance values obtained from dark impedance measurements compared to the recombination resistance values obtained at V oc under illumination. Dark impedance measurements were restricted to below 0.5 V forward bias to minimise current flow through the device.

Fitting parameters for constant phase element The fitting parameters obtained for the CPE element representing the junction capacitance of cell FS43-1 are shown in Figure S5 for the range of open-circuit voltages tested. The impedance of the CPE is represented as =. Impedance spectra for several cells were measured down to frequencies of 3 mhz (data not shown). We did not see evidence for the chemical capacitance across the entire frequency range. Figure S5: Fitting parameters obtained for the junction capacitance constant phase shift element used as part of the equivalent circuit shown in the main text.

Capacitance of a Perovskite Solar Cell We have modelled the cell as a layer of perovskite absorber of thickness d between two selective metallic contacts. In the planar cells studied in this paper, these contacts represent the electron extracting contact at the interface between the TiO and perovskite layers, and the hole extracting contact at the interface between the spiro and perovskite layers. The difference in work functions between the spiro and perovskite layers is the built-in electric potential difference, V bi. The magnitude of the external field across the perovskite layer is F ext = (V bi V oc )/d at the open circuit voltage, V oc, since the external potential that at forward bias opposes V bi is set equal to V oc. We assume that free and trapped carrier concentrations are sufficiently small in the perovskite layer so that the field due to the free charges is much smaller than F ext. The surface charge density per unit area on either of the contact layers arising from F ext is = (S1) where ε r is the relative static dielectric constant and ε 0 is the vacuum permittivity. At open circuit, the current density is zero so electron and hole quasi-fermi levels have zero gradient at the electrodes. At most points in the device, charge recombination and generation approximately cancel, leading to zero electron and hole current density gradients from the continuity equations. Therefore, to give an analytical expression for the capacitance arising from the free charge within the perovskite layer, we set these current density gradients to zero at all positions in the device. The electron and hole density profiles n(x), p(x) respectively, where x is the distance from the TiO contact, are determined from Maxwell-Boltzmann statistics: = (0)exp, = ()exp (. (S) where q is the elementary charge, k B is the Boltzmann constant, the conduction and valence bands are E c, E V respectively and d is the perovskite layer width. Here n(0) =N C exp{-[e C (TiO )- E Fn (TiO )]/(k B T)}, p(d) = N V exp{-[e C (spiro)-e Fn (spiro)]/(k B T)} With the assumption that the electric field in the device is F ext, = 0 + ( ), = ( ). (S3) The total free electron and hole charge per unit area in the perovskite layer is then Q n, Q p respectively where = = d = (0) exp ( ) d = () exp ( ) d = () 1 (S4) d = () 1 (S5) Figure S6 compares Q n and Q p with σ and shows that Q n and Q p are much less than the surface charge arising from the externally imposed field, σ. This result is consistent with the assumption that the space charge from the free charge present within the perovskite layer is small compared to the surface charge density at either contact. The device is neutral and so the difference between Q n and Q p is compensated for by extra charge that appears at the TiO /perovskite and perovskite/spiro interfaces.

Figure S6: Charge density per cm - across the perovskite layer due to conduction band electrons, Q n (diamonds), and holes, Q p (squares), compared to the surface charge density, σ (triangles), at either of the junctions of the perovskite layer with the TiO and spiro layers. A self-consistent solution of the Poisson equation and continuity equations for the charge density in the device is required to determine the contribution to the device capacitance to the overall capacitance of the cell. Without doing such a calculation, we can estimate the capacitance contribution C μ arising from changes in Q n with respect to changes in V oc This contribution is analogous to the chemical capacitance, the capacitance per unit area associated with charge accumulation in a layer [3]. The contribution from Q n is determined from equation (S4) as = = 1 + 1 (S6) This result is only an estimate since the contribution from equation S6, the contribution from Q p is C μ p(d)/n(0) and is not equal to C μ because it ignores the extra charge needed to neutralise the device referred to above. As noted in the main text, the geometric capacitance is C geo = 5 nf, or 35nFcm -. Figure S7 shows that even for open circuit voltages close to V bi, C geo exceeds C μ by more than an order of magnitude. This figure explains the observations that on fitting a simple R ser, R rec, C total equivalent circuit model to the IMVS results that C total took values between 0 and 3 nf for a 0.15cm device that are close to C geo, validating our model. This similarity between C geo and C total also demonstrates that the predicted value of ε r is a good estimate and that the cell roughness factor is ~3.7. In addition, trapped charge will increase C total showing that our neglect of trapped charge is reasonable.

Figure S7: Chemical capacitance per unit area, C μ /A (diamonds), where A is the cell area, arising from Q n and Q p, compared to the geometric capacitance per area, C g /A (squares) due to the surface charge density, σ. Parameter values ε r = 4.1, d = 600 nm, V bi = 0.93 V [1,] E C (TiO )= -3.75 ev [1] E Fn (TiO )= -4.07 ev E V (spiro)= -5.4 ev [], E Fp (spiro)= -5.0 ev The perovskite conduction band density of states used was 8.1 x 10 4 m -3 and the valence band density of states was 5.8 x10 4 m -3. The values are based on the effective masses calculated in references 11 and are derived using a simple free electron gas model. The calculations of the geometric and chemical capacitances were carried out to support the experimental data that showed the dominance of the geometric capacitance. References [1] R Lindblad, D Bi, B-W Park, J Oscarsson, M Gorgoi, H Siegbahn. M Odelius, E M J Johansson, H Rensmo J Phys Chem Letts5 645 (014) [] P Schulz, E Edri, S Kirmayer, G Hodes, D Cahen, A Kahn Energy Environ Sci 7, 1377 (014) [3] J. Bisquert, Phys ChemChemPhys, 5, 5360 (003)

Light intensity dependence of recombination resistance Assume that the light generated current and the dark current are additive so that = 1 for qv/k b T>1 At V oc, j=0, so = Define the recombination resistance R rec at V oc as = We obtain = = = So all we need to obtain R rec inversely proportional to intensity is for j L to be a linear function of intensity. We then find that τ rec =R rec C geo is inversely proportional to intensity if C geo is constant (as it is for the p- i-n device).

IMVS Figure S8: IMVS example for cell FS43-1 under a photon flux of 3.17x10 16 cm - s -1. A typical IMVS response is shown in Figure S8. The frequency of the maximum point of the semi-circular response is taken to be = =. Low frequency behaviour similar to that seen in impedance measurements is observed for frequencies less than a few hundred hertz. Figure S9: Comparison of time constants obtained from IMVS and the product of R rec and C geo obtained from impedance for cell FS43-1.

Derivation of carrier lifetime for limiting recombination cases Open circuit voltage The open circuit voltage corresponds to the splitting of the quasi Fermi levels for electrons and holes in the device. In the dark, the equilibrium electron and hole concentrations are determined by the Fermi level, E F. ( Ec E F ) ( Ev EF ) E g k k BT kbt BT 0 c 0 v 0 0 C v n = N e p = N e n p = N N e (1) Under illumination, the concentration of holes and electrons increases to n = n 0 + n and p = p 0 + p. n and p are related to the corresponding quasi Fermi levels, and n and p are the excess electron and hole concentrations. From 1 and, noting that n = p. ( E E ) ( E E ) c n F v p F kbt kbt c v n = N e p=n e () ( )( ) ( ) E E = qv np n + n p + p n + n + p n + n p = k T ln = k T ln = k T ln (3) 0 0 0 0 0 0 n F p F oc B B B n0 p0 n0 p0 n0 p0 Limiting cases In the low or undoped case, case where n = p is larger than both n 0 and p 0, equation 3 becomes V oc kbt n ln (4) q n0 p0 In the doped low intensity case where n = p is smaller than the majority carrier density, equation 3 becomes (for p-type as an example, where p 0 > n 0, n) V oc k T p n kbt n ln q n0 p0 q n0 B 0 = ln = (5) Bimolecular electron-hole recombination kinetics The rate equation for electron hole recombination is (noting again that n = p) d n d p = = k ( np n0p0 ) = k ( n0 + n)( p0 + n) n0p0 = k n + ( n0 + p0 ) n dt dt (6)

Limiting cases For the low doped or intrinsic case where n > n 0, p 0 d n dt k n (7) For the doped case where n = p < p 0 (p-type example) the rate equation becomes pseudo 1 st order d n ' kp0 n = k n (8) dt We define the recombination rate as d n d p R = = (9) dt dt The recombination lifetime is then defined as τ 1 d d n d d p dr dr = = = = d n dt d p dt d n d p (10) Deriving the lifetime to the photovoltage decay We assume that the system decays through a series of quasi-stationary states. Consider first the bimolecular case where the excess carrier densities are higher than the doping concentration. V oc is then given by equation 4. Taking the derivative of equation 4 with respect to time dvoc kbt d n kbt n0 p0 n d n kbt d n kbt = ln = = = dt q dt n0p0 q n n0 p0 dt n q dt n q Differentiating equation 11with respect to time R (11) d Voc kbt kbt kbt kbt R R d R d R d n d R R 1 dr = = = = + dt q dt n q d n n dt q d n n q n n d n (1) Substituting equation 11 into equation 1 and rearranging to find the inverse of the recombination lifetime defined by equation 10, we obtain τ 1 1 dr dv oc d V q = = B dv d n dt dt k T dt oc (13) OCVD smoothing and fitting The data shown in Figure 3 (main text) was smoothed using Loess smoothing, and then fitted to an 11 parameter rational function.