Initiation and Energy Release of Solar Coronal Mass Ejections (CMEs) & Relevant Solar Radio Bursts Yao Chen Institute of Space Sciences, Shandong

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Initiation and Energy Release of Solar Coronal Mass Ejections (CMEs) & Relevant Solar Radio Bursts Yao Chen Institute of Space Sciences, Shandong University

Initiation and Energy Release of CMEs Outline 1. General Observations of Solar Eruptions 2. Energy Budget, Big Picture, and Questions 3. What to ERUPT?(what structure carries the free energy: a twisted flux rope) 4. Flux Rope Formation (and Enhancement) 5. Flux Rope Instab. & Forces Acting on the Rope 6. Triggering/Initiation Processes of CMEs 7. Energy Release Mechanisms: Instability VS REC. 8. Failed Eruptions Summary

0. The First CME was detected by OSO-7 in 1971 1971.12.14: US-Navy OSO-7 (Orbiting Solar Obs., ~110 ys later than the flare discovery, Carrington 1859) Drawing of the total solar eclipse (1 July 1860) by Italian astronomer G. Tempel with an isolated structure, with supporting evidence from others (Eddy 1974; Alexander, 06) Howard, 06 The delay in CME discovery is due to the fact that the corona brightness is extremely weak, much weaker than the disk! To observe the corona: a total solar eclipse or a coronagraph!

1. General Observations of Solar Eruptions Coronal Mass Ejections and Solar Flares CME: Ejection of Mass Magnetized Plasmas Flare: Burst of EM Radiations(From Radio to Gamma-Rays) EIT-304A (HeII) /SOHO LASCO-C2/SOHO EIT-195A(FeXII)/SOHO 4

CMEs + Streamers Chen et al. 2010, 2011; Feng 2011 (Streamer Waves) CMEs, interacting with streamers Solar flare: sudden brightening growing post-f. loops with bright to downflowing structures

1. General Observations of Solar Eruptions Basic Numbers Aug. 18, 1980 Occurrence Rate: Solar Max.: 3-5 per day Solar Min.: 1 per days (or longer) Speed: 20-4000 km/s, 450 km/s (median) Mass: 10 15-16 g per CME Energy: 10 30-32 ergs per CME One Atomic Bomb: 2. 10 8 kg TNT~ 10 22 erg One average CME ~ 10 8-10 (~billion) Atomic Bombs A tiny amount of energy will impact the earth if the CME prop. towards Earth, this may cause catastrophic effects Space

1. General Observations of Solar Eruptions Solar Maximum Extrapolated Coronal B MOVIE-2: the magnetically-dominated solar atmosphere with closed loops, bright AR, mostly above sunspots with strong B Extrapolated Coronal B 7 Closed + Open B = coron

1. General Observations: CME-flare association CMEs & Flares are closely associated in many events 8

1. General Observations: CME-flare association GOES SXR CME Height GOES SXR CME Speed Zhang et al. 2001, 2004 Gallagher Zhang & Dere, et al. 2006 2003 Qiu et al. 04;Kundu etal 04 Sterling & Moor 2005 CME acc. closely associated with flare SXR pr 9

1. General Observations: CME-flare NON Associat. Examples of non-association (Song et al. 2013): Even fast CMEs may not be associated with any flares CME Speeds GOES SXR light Curves Fast (>1000 km/s) \ front-side \ wide (>20 o ) \ No X-ray flares 13 events in solar cycle 23! No observable flares (GOES-X

1. General Observations: CME-flare NON Associat. The largest AR (since Sept. 1990) NOAA 12192 (Oct. 2014) releases 127 C + 32 M + 6 X flares, yet with only one small jet-like CME. (A flare-rich CME-poor AR) Liu et al. 2015; Sun et al. 201

1. General Observations: CME-flare association 70% of C-, 44% of M-, 10% of X-flares are not accompanied by CMEs Association studies show: 1. close CME-flare association : Many CMEs are accompanied by flares (Harrison 95); CME parameters closely associated with flare properties (Zhang J. et al.,01; Qiu J. et al, 04, 07; Maricic et al. 07 ) Reconnections may play an important role in energizing CMEs 2. not-very close CME-flare association: According to some large-sample statistical studies/case studies CME-flares are only loosely associated (Gosling 76, Sheeley 99; Hundhausen97, Yashiro etal.05, Vrsank etal.05..)

2. Energy Budget, Big Picture, and Questions Strongest energy release in the solar system! (Forbes, 2000) Energy Requirement s Energy Sources Kinetic + Thermal + Radiation + Potential + Magnetic = CONST B is dominant in sources!

2. Energy Budget, Big Picture, and Questions Two Basic Observations: mass ejection/acceleration, no rapid change before eruption. Solar eruptions involve processes with SLOW and FAST t- scales: GRADUAL energy storage process and FAST energy release process! The pre-eruption corona is of high B-energy (nonpotential, ajor Q: How a magnetic is the structure energy stored with a significant and released amount or of WHAT CMEs? current) structure carry the FREE energy, powering the CME? CMEs are from conversion of B to mechanical energy, work done by (magnetic) FORCES!? Any specific triggers of the sudden energy release? How energy converted, through Ideal instability, resistive instability (rec.)? Which one dominates?

3. What to ERUPT?(What structure carries the free E) Typical 3-component ejecta:1) bright front 2) dark cavity 3) bright core Hard to tell, need to go lower!

3. What to ERUPT?(twisted structure in many ICMEs) x: projected s/c path In-situ data and the 2D Reconstruction of B reveals magnetically-twisted structure (flux rope)

3. What to ERUPT? (twisted structure of prom.) 3 types of pre-cme structure (according to T): THE GRAND DADDY PROMINENCE HAO 1946 1). Low-temperature prom.: Twisted structures are seen many eruptive prominences Flippov et al., 2015 Torok et al., 2014

3. What to ERUPT?(twisted structure of prom.) (Movie 3- Prominence Erupt.) (Movie 4- Prominence Erup Wang et al., 2015 (BBSO-NST) 18

3. What to ERUPT?(twisted structure in cavities) 3 types of pre-cme structure (according to T): 2). Coronal cavity (Normal T) (show internal rotating motion (solar tornado)) Cavity: dark, circular area obser in EUV and WL, with prominence THE GRAND DADDY PROMINENCE HAO 19 1946 (Zhang & Liu 2011; Li et al. 2012)

3. What to ERUPT?(twisted structure of sigmoids) 3.1) High-T SIGMOIDS (SXR) & twisted B from extrapolation

3. What to ERUPT?(twisted structure of Hot Channels) 3.2) Hot-Channel structure (observed by AIA/SDO at 94/131A from diff. perspectives) (Cheng et al. 2014a; Li et al. 2013) (Cheng et al. 2011b; Song et al. 2014) (Cheng et al. 2013a; Patsourakos et al. 2013)

3. What to ERUPT?(twisted structure of Hot- Channels) 3.2) Hot-Channel structure (seen by AIA-SDO at 94/131A) GOES SXR light curve (flares) Zhang, Cheng & Ding 2012; Cheng et al. 2013a, 2014a

3. What to ERUPT?(twisted structure of Hot- Channels) 3.2) Hot-Channel structure (seen by AIA-SDO at 94/131A) TWISTED STRUCTURE ang, Cheng & Ding 2012; Cheng et al. 2013a, 2014a Zhang, Cheng & Ding 2012; Cheng et al. 2013a, 2014a

3. What to erupt? A flux rope (in many cases)! A 3-D flux rope scketch (Low, B. C., 2000) Common characteristics: the twisted structure (flux rope) ALL present CME models involve a flux rope structure! (different in how and when the flux rope are formed, e.g., before or during the eruption)

4. Flux Rope Formation (and enhancement) Conceptual Illustrations (like many concepts discussed here): Photospheric footpoint motions and the driven rec. in the corona Footpoint motions: shear\converge\twist (rotate)

4. Flux Rope Formation (and Enhancement) Magnetic Shear current build-up in highlyconductive corona rec. partially release energy, tranport helicity flux rope Tether-cutting reconnection(moore et al., 1980, 2001; van Ballegooijen et al. 1989) Flux emergence (Fan et al. 2001; Gibson et al. 2004) Sunspot rotation/twist (Evershed,1910; Yan&Qu2007;Ruan2014)

5. Flux Rope Instability, & Forces Acting on the Rope Chen Y., 2008, unpublished Initial External B: mostly potential, without any free energy to erupt Flux rope : the Engine (driver, energy carrier) of Eruption External B: the container/trap/cage of the flux rope (External B ~~ large-scale closed-loop systems, well observed) Interplays between the two central components : rope B and the external B are critical to determine ERUPT OR NOT

5. Flux Rope Instability, & Forces Acting on the Rope Two cases: one erupt, one not! Chen Y., 2008, unpublished Major Components of the model: b.g. field + emerging rope If the rope flux < a threshold stable, equilibrium > the threshold unstable, eruption Terms used in literature(van Tend & Kuperus,1978; Isenberg, Forbes,Lin ; Hu,Chen ; Torok & Kliem ):

5. Flux Rope Instability, & Forces Acting on the Rope Chen Y., 2008, unpublished Sept. 10 2017 (MOVIE-9) An important (3 rd ) mag. component appears during eruption: the current sheet behind the ejecta

5. Flux Rope Instability, & Forces Acting on the Rope Torus & Kink Instabilities of a 3D flux rope (Fan & Gibson 2007) Torus I.: Rising (as a whole), Instab. criterion: decay index (n>1.5-2) Kink I.: Writhing (Rotating), Instab. criterion: total twist >2-3 NOTE: pi these criteria are given under very-simplified conditions, (Torok & Kliem, 04-06; Hood & Priest 81; Einaudi & van Hoven 83 ) keep this in mind when use! 30 (NOT fully-considering the rope properties for TI and b.g.

5. Flux Rope Instability, & Forces Acting on the Rope Twisted field lines! twist current lines! Poloidal J! Toroidal B & Toroidal J! Poloidal B Self Force: the rope field exerts forces on the rope current (itself) (Upward: Jt X Bt (dominant driving force), downward: Jp X Bp) Chen, J. 1989

5. Flux Rope Instability, & Forces Acting on the Rope Dominant upward (driving) force (in equilibrium & eruption): Jt_rope X Bt_rope (from the toroidal current & its image) Dominant downward (confining) forces: Jrope X Bbg (from the b.g. or external field) (in equilibrium) Jrope X Bbg + Jrope X Bcs (in equilibrium and eruption) (from the bg and the cs) Chen et al. 2006

6. Triggering/Initiation Processes of CMEs Both bipolar & multi-polar ARs can be CME sources. (Sun X. etal. 2012; Toriumi et al. 2014 Q: Is this source diff. important? Many major erupt. from multi-polar ARs. (COMPLEXITY MAY BE ESSENTIAL) Antiochos (99, 98) developed a CMEinitiation model that relies on the multi-polar configuration. 33

6. Triggering/Initiation Processes of CMEs ERUPT OR NOT determined by the rope-bext interplay! Processes (acting on a marginal-stable system) that can enhance the flux rope or weaken the constraint of the b.g. B can be a trigger. Such as, photosphere-footpoint & overlying-arcade motions: more twist, shear, arcade expansion (Moore; Antiochos; Isenberg-Forbes-Lin; Torok-Kliem ) + various forms of RECs Internal or tether-cutting reconnection (at Lower CS) External reconnection or magnetic break-out (at Upper CS) Constraining field of differen polarities Bipolar-B Multi-polar B (Quadru-polar)

6. Triggering/Initiation Processes of CMEs Case 1 Internal Tether-cutting reconnection flux rope kink instab.(chenhd etal, 14, MOVIE 6) Moore & Labonte 1980 van Ballegooijen et al. 1989 Moore et al., 2001 35

6. Triggering/Initiation Processes of CMEs Case 2 External Magnetic Breakout 40 min of breakout reconnection X-flare + CMEs Chen et al., 2016, 2017

6. Triggering/Initiation Processes of CMEs High-temperature X-cusp pairs (40 min), some loops moving aside, both lower central arcade & upper big arcade approach X-cusps breakout reconnection

6. Triggering/Initiation Processes of CMEs Case 3 (non-reconnection, sunspot rotation triggered, Ruan et al. 14) Rotating for 6 hrs pre-eruption, twisted filament rises accordingly. Twist/Energy input + Trigger

6. Triggering/Initiation Processes of CMEs Case 4 (Non-reconnection): expansion of overlying arcade Left Erupts 8 hrs after emergence, due to expansion Right with another flux rope Streamer blow-outs Chen 2008, not-published

7. Energy Release Mechanisms: Instability VS Rec. B Energy (in the corona) can be released by: 1) Ideal MHD instability, whose development results in unbalanced force driving the flux rope to erupt, and contribute to the energy conversion Energy conversion rate (from B to mechanic): 2) Resistive reconnection a widely-accepeted process to convert mangetic energy into thermal, partial, and wave energies (more details on next slide) Misunderstanding regarding the role of rec. in CME dynamics: (mainly accelerated by rec. (jets?), dominant in CME energetics )

7. Energy Release Mechanisms: Instability VS Rec. Flux rope eruption with and w/o reconnection, Chen et al., 2007 With rec., the CME moves faster with a growing flux rope. Reconnections can release the coronal B energy in three ways: 1) energetic particles, heated plasmas (flares & loops) 2) fast jets, ejected plasmoids, may help CME acceleration 3) change topology, current distribution, and forces on the rope:

7. Energy Release Mechanisms: Instability VS Rec. B0=10G resis. B0=6G resis. B0=10G ideal B0=6G ideal B0=2G resis. B0=2G ideal Ek with reconn. 2G Ek w/o reconn. Reconnections result in faster CMEs through weakening constraining forces and enhancing driving forces A positive feedback between CME speed & rec. rate No REC. still CMEs Is REC. necessary/dominant to CMEs acc.? 10G 6G With rec., B forces can do more work & turn more B energy into CME energy Chen et al. 2007

7. Energy Release Mechanisms: Instability VS Rec. How to resolve this (role of rec.) observationally? Non-trivial, since: Coronal B not measurable with present tech. Flare-CME appear often synchronously, sometimes highly correlated! Our efforts: Searching Fast CMEs without X-ray Flares (Song etal. 2013) Two-stage acceleration of eruptive filament (Song etal. 15,18)

7. Energy Release Mechanisms: Instability VS Rec. Fast CMEs without X-ray Flares (Song et al. 2013) CME SPEEDS GOES X-Ray Fast (>1000 km/s) \ front-side \ wide (>20 o ) \ No X-ray flares 13 events in solar cycle 23! All are long filament eruptions from

7. Energy Release Mechanisms: Instability VS Two-stage Rec. acceleration of an eruptive filament Movie-7 (Song et al. 2015) Acceleration at both stages: ~ 1600 m s -2 Stage I is earlier than the flare rise (II), so in Stage I, CME is acc. by instab.- related energy release, not by rec.. If assuming Stage 2 is mainly 45

8. Failed Eruptions (Ji et al. 2013) Magnetic cage and rope as the key for solar eruptions Amari et al., 2017, Nature Letter Song et al. 2018, to be submitted Movie-8 Interplays between the rope and the external field 1) The flux rope is kink-instable 2) Strapping/constraining effect external field is strong enou

Summary on CME Initiation and Energy Release 1) CMEs, large-scale mass ejection, release B energy (through the work done by ) 2) Pre-eruptive structure: non-potential, twisted flux rope or strongly sheared arcade (rope forms after getting reconnected) 3) CMEs may be caused by the onset and development of flux rope instability, the major driving force is the self force of the rope 4) Interplays between the flux rope and the external field are critical to determine Erupt or NOT 5) Triggering process (reduce constrain, enhance flux rope): internal and external recon., non-rec. process, sometimes not separable from usual energy storage process 6) REC. acc. CMEs mainly through weakening constraining forces and enhancing driving forces (by dissipating current and changing B topology

Energetic e- solar Radio bursts energy release, e- acc., heating & kinetic instabilities, etc. (Payne-Scott, 1946; Wild & McCready 1950; Melrose 1980;.) CME-relevant: Type II: slow + narrow (shock-acce. Electrons), ~mins Part II: Solar Radio Bursts Relevant to CMEs Particles can be accelerated by CME shocks, rec. (flares)

A classical Type-II burst with F-H and band splits 50

Type-II band splits (Du et al., 2014, 2015). Type-II emission mechanism: 51

A moving type-iv burst (Vasanth et al., 2018) Coherent or incoherent? If coherent, what mechanism