Anomalies and SPT phases

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Anomalies and SPT phases Kazuya Yonekura, Kavli IPMU Based on A review of [1508.04715] by Witten [1607.01873] KY [1609.?????] Yuji Tachikawa and KY

Introduction One of the motivations: What is the most general ( t Hooft) anomaly of QFTs? Anomaly can have many implications for High energy physics Condensed matter physics Mathematics

Introduction Perturbative anomalies (one-loop diagrams) are not enough! Global anomalies Anomalies of discrete symmetries (e.g. time-reversal) Anomalies of TQFTs Just for chiral fermions, a general anomaly formula was proposed only recently. [Witten,2015]

Introduction A chiral fermion in d-dimensions may be realized as a domain wall fermion in one higher dimensions. Massive fermion in (d+1)-dimensions L = (id + m) ( D : Dirac operator) Region A: m>0 Region B: m<0 Localized zero mode between two regions.

Introduction Region A: m>0 Region B: m<0 Massless chiral fermion between two regions.

Introduction Modern understanding: Region A: m>0 SPT phase1 Region B: m<0 SPT phase2 Massless chiral fermion between two regions. Anomalous quantum field theory must appear.

Short summary of the talk Message 1 Anomalies = phase ambiguity of partition function are classified by SPT phases Message 2 TQFTs can have ( t Hooft) anomalies

Contents 1. Introduction 2.Symmetry protected topological (SPT) phases 3.A class of SPT phases from massive fermions 4. Manifolds with boundary and fermion anomalies 5.Anomalies of topological quantum field theory 6.Summary

SPT phases G-protected Symmetry Protected Topological (SPT) phase (in high energy physics point of view:) It is a QFT with global symmetry G. The Hilbert spaces are always one-dimensional on any compact space. The partition functions are just a phase (up to continuous deformation). Z(X) : partition function on a compact manifold X Z(X) =1 Also called invertible field theory by mathematicians. [Freed,Hopkins, ]

SPT phases Example: Integer quantum hall state 3=2+1 dimensions Global symmetry G=U(1) Partition function: Chern-Simons action of background Z ik log Z = 4 AdA A = A µ dx µ k 2 Z : background field (connection) for G=U(1) : integer

SPT phases Example: Integer quantum hall state SPT phase1 SPT phase2 log Z = Z ik1 4 AdA log Z = Z ik2 4 AdA (k 1 k 2 ) massless chiral fermions between two regions due to anomaly inflow.

Contents 1. Introduction 2.Symmetry protected topological (SPT) phases 3.A class of SPT phases from massive fermions 4. Manifolds with boundary and fermion anomalies 5.Anomalies of topological quantum field theory 6.Summary

SPT from massive fermions A class of SPT phases is obtained from massive fermions. Massive fermion Z in (d+1)-dimensions S = d d+1 x (id + m) D = i µ (@ µ ia µ + ) A µ : Dirac operator coupled to background G-field.

SPT from massive fermions A class of SPT phases is obtained from massive fermions. Massive fermion Z in (d+1)-dimensions S = d d+1 x (id + m) Low energy limit (RG flow) SPT phase (invertible field theory)

SPT from massive fermions Partition function: Euclidean path integral on a compact manifold X Z = Z D e S = = det(id + m) det(id + ) Y (i + m) 2Spec(D) (i + ) : Pauli-Villars regulator mass : eigenvalues of the Dirac operator D

SPT from massive fermions Low energy limit Taking the mass m very large m! ± Z = = Y (i ± ) 2Spec(D) (i + ) 1 m =+ exp( 2 i ) m = (!1) : Atiyah-Patodi-Singer eta-invariant. [Atiyah-Patodi-Singer, 1975]

SPT from massive fermions SPT phase 1 SPT phase 2 m>0 Z =1 : trivial phase m<0 Z =exp( 2 i ) : nontrivial phase The SPT phases realized by fermions are completely characterized by the Atiyah-Patodi-Singer eta-invariant!

SPT from massive fermions Example 1: Integer quantum hall state Suppose there are k copies of massive fermion coupled to A = A µ dx µ : background field (connection) for G=U(1) Z =exp( 2 i ) Z ik =exp( 4 AdA) : Atiyah-Patodi-Singer index theorem We recover log Z = Z ik 4 AdA

SPT from massive fermions Example 2: 3+1 dim. topological superconductors Low energy limit of fermion copies of massive Majorana Symmetry G = time-reversal (or equivalently spatial reflection by CPT theorem) Background field for the time-reversal symmetry = Putting the theory on unorientable ( pin + ) manifold.

SPT from massive fermions Example 2: 3+1 dim. topological superconductors Fact 1: Z(X) is always a 16-th root of unity. Fact 2: RP 4 : real projective space (generator of cobordism group) Z(RP 4 )=exp( i (RP 4 )) =exp( 2 i 16 ) 3+1 dim. topological superconductors are classified by 2 Z 16 (for Majorana) [Witten,2015]

Berry phase of SPT phase

Berry phase of SPT phase Z S = d d+1 x (id + m) The ground state is one-dimensional in the Hilbert space. = The unique state of the SPT phase (invertible field theory) i on a spacial manifold Y (d-dimensional)

Berry phase of SPT phase parameter space of background fields i i!e ib i : Berry phase (Mathematically, it is a holonomy of a line bundle.)

Berry phase of SPT phase Change parameters as (Euclidean) time evolves. g ij (, ~x), ~A(, ~x) : slowly change as evolves Returning to the same point: 2 S 1 S 1 = Berry phase = partition function on S 1 Y Euclidean time d-dim. space

Berry phase of SPT phase Berry phase formula: e ib = Z(S 1 Y ) =exp( 2 i (S 1 Y )) (m <0) Remark: More generally, one can replace S 1 Y by a fiber bundle with base S 1 and fiber Y We may call Z =exp( 2 i (X)) : generalized Berry phase (only in this talk)

Contents 1. Introduction 2.Symmetry protected topological (SPT) phases 3.A class of SPT phases from massive fermions 4. Manifolds with boundary and fermion anomalies 5.Anomalies of topological quantum field theory 6.Summary

Manifolds with boundary Mathematical fact: Z bulk =exp( 2 i ) the boundary. Y (a-1) is ambiguous in the presence of (But this ambiguity is very well controlled, in terms of what is called determinant line bundle.) [Dai-Freed,1994]

Physics of ambiguity 1 When Y is a time-slice Euclidean time The path integral creates a state on the manifold Y Xi (a-1) Z bulk =exp( 2 i ) is related to the amplitude h Xi But the phase of i is ambiguous due to (generalized) Berry phase.

Physics of ambiguity 2 When Y is a spatial boundary m<0 m>0 Ambiguity of must be compensated by another ambiguity from the boundary theory anomaly. Z bulk =exp( 2 i ) Z boundary (a-1) Z bulk =exp( 2 i ) } :ambiguous (section of a line bundle) Z = Z bulk Z boundary :not ambiguous (function)

Bulk/Boundary relation (a-1) Wick rotation (a-1) Anomaly of boundary theory = (Generalized) Berry phase of bulk SPT phase (Mathematically they are sections of the determinant line bundle and its dual.) For more details and mathematical structure, see [Witten,2015] [KY,2016]

Contents 1. Introduction 2.Symmetry protected topological (SPT) phases 3.A class of SPT phases from massive fermions 4. Manifolds with boundary and fermion anomalies 5.Anomalies of topological quantum field theory 6.Summary

t Hooft anomaly matching UV anomaly = IR anomaly UV theory IR theory RG flow

t Hooft anomaly matching Sometimes it is possible that UV fermion theory IR TQFT RG flow IR TQFT must have anomaly! See e.g. [Seiberg-Witten,2016] [Witten,2016]

Topological superconductor I only discuss topological superconductor 3-dim. theory on boundary (Chern-Simons theory, etc.) Symmetry G = time-reversal unorientable manifold Classified in bulk by 2 Z 16

Framing anomaly Before going to the time-reversal anomaly: In Chern-Simons theories, a well-known anomaly is the framing anomaly. Setup: Y = D 2 S 1 @Y = S 1 S 1 = T 2 ( D 2 = disk) Y i : state on the torus @Y = T 2 obtained by the path integral on Y T 2 SL(2,Z) an element of modular transformation of the torus.

Framing anomaly Point : T 2 SL(2,Z) does not change the topology of the manifold Y = D 2 S 1 T : Twist of D 2 [0, 1] where D 2 {0} and D 2 {1} are glued.

Framing anomaly Point : T 2 SL(2,Z) does not change the topology of the manifold Y = D 2 S 1 So naively T Y i = Y i, but actually e 2 ic T Y i = e 2 ic Y i : framing anomaly In surgery, this gives an ambiguity of partition function. [Witten,1988]

New anomaly A time-reversal invariant theory has c =0 because it is a parity odd quantity. However, now we encounter a new anomaly which I m going to discuss.

Time reversal anomaly Setup: Y 0 = CC 2 S 1 @Y 0 = S 1 S 1 = T 2 CC 2 = crosscap = : unoriented Y 0 i : state on the torus @Y 0 = T 2 obtained by the path integral on T 2 SL(2,Z) an element of modular transformation of the torus. Y 0

Time reversal anomaly Point : T 2 SL(2,Z) does not change the topology of the manifold Y 0 = CC 2 S 1 So naively T Y 0 i = Y 0 i, but actually T Y 0 i =exp( 2 i 16 ) Y 0 i exp( 2 i : t Hooft anomaly of time reversal. 16 ) In surgery, this gives an ambiguity of partition function. [Tachikawa-KY,2016]

Remark T Y 0 i =exp( 2 i 16 ) Y 0 i By anomaly matching with fermions, it is known that 2 Z 16 For some examples, please see our paper [Tachikawa-KY, to appear] But a systematic understanding of anomalies in TQFTs at the same level as the case of fermions in is still lacking. [Dai-Freed 1994; Witten 2015; KY 2016]

Contents 1. Introduction 2.Symmetry protected topological (SPT) phases 3.A class of SPT phases from massive fermions 4. Manifolds with boundary and fermion anomalies 5.Anomalies of topological quantum field theory 6.Summary

Summary Ambiguity of partition functions on manifolds with boundary gives an interesting relation Anomaly of boundary theory = (Generalized) Berry phase of bulk SPT phase TQFTs can have ambiguities of partition functions which satisfy anomaly matching. T Y 0 i =exp( 2 i 16 ) Y 0 i Y 0 = CC 2 S 1 T 2 SL(2,Z)

Future direction Systematically understand anomalies of TQFTs. Anomaly matching Deeper understanding of Z =exp( 2 i )