the Company: Kiri Industries Limited Scrip Code: BSE : 532967 NSE: KIRIINDUS Introductory Table the Scrip: Kiri Industries Limited Class security: Equity Rs. 10 each Share Holding Pattern Filed under: Reg. 31(1) for the Quarter ended September 30, 2018 Declaration: Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up? 2 Whether the Listed Entity has issued any Convertible Securities? 3 Whether the Listed Entity has issued any? 4 Whether the Listed Entity has any against which depository receipts are issued? 5 Whether the Listed Entity has any in locked-in? 6 Whether any by promoters are pledge or otherwise encumbered? 7 Whether company has with differential voting rights? *If the Listed Entity selects the option No for the questions above, the columns for the partly paid up, Convertible Securities/, depository receipts, locked-in, No pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission the format holding specified.
Category Category shareholder fully paid up Equity Partly Nos. Total Shareholding total no (calculated as per SCRR, 1957) VIII As a % (I) (II) (III) (IV) (V) (VI) (VII ) (VIII) Class eg : X Class eg :Y (A) Promoter & Promoter Group Total 6 13990878 0 0 13990878 44.64 13990878 N.A. 13990878 44.64 0.00 0.00 0 26.99 7250000 51.82 59573 0.43 13990878 (B) Public 19524 16728073 0 0 16728073 53.37 16728073 N.A. 16728073 53.37 20490262 0.00 20490262 71.80 0 0.00 0 0.00 16691018 (C) Non Promoter- Non Public (C1) DRs 0 0 0 0 0 0.00 0 N.A. N.A. N.A. 0 0 0 0.00 0 0.00 0 0.00 0 (C2) by Employee Trusts Table I - Summary Statement holding specified Voting Rights in each class No Voting (XIV) Rights and ) (Xi) (@) Shareholding, as a % assuming full conversion ( as a percentage diluted share (XI) = (VII)+(X) Locked in pledged or otherwise encumbered (XIII) 1 625000 0 0 625000 1.99 625000 N.A. 625000 1.99 0.00 0.00 0 1.21 0 0.00 0 0.00 625000 Total 19531 31343951 0 0 31343951 100.00 31343951 N.A. 31343951 100.00 20490262 0 20490262 100.00 7250000 23.13 59573 0.19 31306896 in dematerialized form (XIV) (@) Diluted share capital calculated based on the securties (i.e. outstanding FCCBs as well as the warrants) which will be converted in future. Therefore, the total paid share capital the Company assuming full conversion outstanding FCCBs as on 30.09.2018 is Rs.51,83,42,130 divided into 518,34,213 Equity Rs. 10 each. Total as a % (A+B+C) (X) (Xi) As a % total As a% total
Sr. Category and PAN shareholde r fully paid up Equity Partly Nos. Total Shareholdi ng % calculated as per SCRR, 1957 As as % (I) (II) (III) (IV) (V) (VI) (VII) (VIII) Table II - Statement showing shareholding pattern the Promoter and Promoter Group Voting Rights in each class No Voting (XIV) Rights Class eg: X Class eg: Y Total Total as a % Total Voting Rights (X) (Xi) Outstandin g and ) (Xi) (@) Shareholdin g, as a % assuming full conversion ( as a percentage diluted share (XI) = (VII)+(X) Locked in As a % total in pledged or demateriali otherwise zed form encumbered (XIII) (XIV) As a% total 1 Indian Individuals/ Hindu Undivided Family 5 10490878 0 0 10490878 33.47 10490878 N.A. 10490878 33.47 0.00 0.00 0 20.24 3750000 35.75 59573 0.57 10490878 (i) Pravinchandra Amratlal Kiri ABVPK2112M 2501680 0 0 2501680 7.98 2501680 N.A. 2501680 7.98 0.00 0.00 0 4.83 0 0.00 55891 2.23 2501680 (ii) Manishkumar Pravinchandra. Kiri AIGPK7830A 1822728 0 0 1822728 5.82 1822728 N.A. 1822728 5.82 0.00 0.00 0 3.52 0.00 0 0.00 1822728 0 (iii) Aruna Pravinchandra Kiri ACJPK4880B 461550 0 0 461550 1.47 461550 N.A. 461550 1.47 0.00 0.00 0 0.89 0 0.00 0 0.00 461550 (iv) Pravinbhai Kiri (HUF) AAEHK3096A 3682 0 0 3682 0.01 3682 N.A. 3682 0.01 0.00 0.00 0 0.01 0 0.00 3682 100.00 3682 (v) Anupama Manishkumar Kiri AURPK9680P 5701238 0 0 5701238 18.19 5701238 N.A. 5701238 18.19 0.00 0.00 0 11.00 3750000 65.78 0 0.00 5701238 Central Government/ State 0 0 0 0 0 0 N.A. N.A. N.A. N.A. 0 0 0 0.00 0 0 0 0 0 Government(s) (c) Financial Institutions/ Banks 0 0 0 0 0 0 N.A. N.A. N.A. N.A. 0 0 0 0.00 0 0 0 0 0 (d) Any Others(Specify) 1 3500000 0 0 3500000 11.17 3500000 N.A. 3500000 11.17 0.00 0.00 0 6.75 3500000 100.00 0 0.00 3500000 (i) Equinaire Chemtech LLP AAFFE8257L 3500000 0 0 3500000 11.17 3500000 N.A. 3500000 11.17 0.00 0.00 0 6.75 3500000 100.00 0 0.00 3500000 Sub Total(A)(1) 6 13990878 0 0 13990878 44.64 13990878 N.A. 13990878 44.64 0.00 0.00 0 26.99 7250000 51.82 59573 0.43 13990878 2 Foreign Individuals (Non-Residents 0 0 0 0 0 0 N.A. N.A. N.A. N.A. 0 0 0 0 0 0 0 0 0 Individuals/ Foreign Individuals) Government 0 0 0 0 0 0 N.A. N.A. N.A. N.A. 0 0 0 0 0 0 0 0 0 (c) Institutions 0 0 0 0 0 0 N.A. N.A. N.A. N.A. 0 0 0 0 0 0 0 0 0 (d) Foreign Portfolio Investor 0 0 0 0 0 0 N.A. N.A. N.A. N.A. 0 0 0 0 0 0 0 0 0 (e) Any Others(Specify) 0 0 0 0 0 0 N.A. N.A. N.A. N.A. 0 0 0 0 0 0 0 0 0 Sub Total(A)(2) 0 0 0 0 0 0 N.A. N.A. N.A. N.A. 0 0.00 0 0 0 0 0 0 0 Total Shareholding Promoter and Promoter Group (A)= (A)(1)+(A)(2) 6 13990878 0 0 13990878 44.64 13990878 N.A. 13990878 44.64 0.00 0.00 0 26.99 7250000 51.82 59573 0.43 13990878 Note: (1) PAN would not be displayed on website Stock Exchange(s). (2) The term Encumbrance has the same meaning as assigned under regulation 28(3) SEBI (Substantial Acquisition and Takeovers) Regulations, 2011.
1 Sr.No 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 A B C D E F G H I J K L M N O P Q R S T U V Table III - Statement showing shareholding pattern the Public shareholder Category and PAN fully paid up Equity shareholder Partly Nos. Total Shareholding % calculated as per SCRR, 1957 As as % Voting Rights in each class No Voting Rights Total as a % (I) (II) (III) (IV) (V) (VI) (VII) (VIII) Class X Class Y Total Total Voting Rights (B) Public shareholding 1 Institutions Mutual Funds/ UTI 0 0 0 0 0 0 NA NA NA NA 0 0 0 0.00 0 0 0 0 0 Venture Capital Funds 0 0 0 0 0 0 NA NA NA NA 0 0 0 0.00 0 0 0 0 0 (c) Alternate Investment Funds 0 0 0 0 0 0 NA NA NA NA 0 0 0 0.00 0 0 0 0 0 (d) Foreign Venture Capital Investors 0 0 0 0 0 0 NA NA NA NA 0 0 0 0.00 0 0 0 0 0 (e) Foreign Portfolio Investors 44 5041176 0 0 5041176 16.08 5041176 NA 5041176 16.08 0.00 0.00 0 9.73 0 0 0 0.00 5041176 GMO Eergings Markets Fund, A AAATG3065D 0 0 1322083 4.22 1322083 NA 1322083 4.22 0.00 0.00 0 2.55 0 0 0 0 1322083 Series Of GMO Trust 1322083 India Opportunities Growth Fund AACCI5037L 0 0 817221 0 0 817221 2.61 817221 NA 817221 2.61 0.00 0.00 0 1.58 0 0 Limited - Pinewood Strategy 817221 APMS Investment Fund Limited AAECM5148A 621780 0 0 621780 1.98 621780 NA 621780 1.98 0.00 0.00 0 1.20 0 0 0 0 621780 CLSA Global Markets Pte. Ltd. AAFCC6617F 762636 0 0 762636 2.43 762636 NA 762636 2.43 0.00 0.00 0 1.47 0 0 0 0 762636 Moving Limited AALCM0346H 346141 0 0 346141 1.10 346141 NA 346141 1.10 0.00 0.00 0 0.67 0 0 0 0 346141 (f) Financial Institutions / Banks 4 517103 0 0 517103 1.65 517103 NA 517103 1.65 0.00 0.00 0 1.00 0 0 0 0 517103 (g) Insurance Companies 0 0 0 0 0 0.00 NA NA NA NA 0 0 0 0.00 0 0 0 0 0 (h) Provident Funds/ Pension Funds 0 0 0 0 0 0.00 NA NA NA NA 0 0 0 0 0 0 0 0 0 (i) Any Other (Specify) Foreign Institutional Investors 1 712970 0 0 712970 2.27 712970 NA 712970 2.27 20490262 0.00 20490262 40.91 0 0 0 0 712970 Vikasa India EIF 1 Fund AAECV7994B 712970 0 0 712970 2.27 712970 NA 712970 2.27 0 0.00 0 1.38 0 0 0 0 712970 Sub-Total (B)(1) 49 6271249 0 0 6271249 20.01 6271249 NA 6271249 20.01 20490262 0.00 20490262 51.63 0 0 0 0 6271249 2 Central Government/ State 0 0 0 0 0 0 0 NA 0 0.00 0 0.00 0 0 0 0 Government(s)/ President India 0 0 0 0 0 Sub-Total (B)(2) 0 0 0 0 0 0 0 NA 0 0.00 0 0.00 0 0 0 0 0 0 0 3 Non-institutions 0 Individuals - i. Individual shareholders holding nominal share capital up to Rs. 2 17928 5887633 0 0 5887633 18.78 5887633 NA 5887633 18.78 0 0.00 0 11.36 0 0 0 0 5887480 lakhs. ii. Individual shareholders holding nominal share capital in excess 49 2088346 0 0 2088346 6.66 2088346 NA 2088346 6.66 0 0.00 0 4.03 0 0 0 0 2088346 Rs. 2 lakhs. NBFCs registered with RBI 0 0 0 0 0 0.00 0 NA 0 0.00 0 0.00 0 0 0 0 0 0 0 (c) Employee Trusts 0 0 0 0 0 0.00 0 NA 0 0.00 0 0.00 0 0 0 0 0 0 0 (d) Overseas Depositories (holding DRs) (balancing figure) 0 0 0 0 0 0.00 0 NA 0 0.00 0 0.00 0 0 0 0 0 0 0 (e) Any Other (specify) 1498 2480845 0 0 2480845 7.91 2480845 NA 2480845 7.91 0 0.00 0 4.79 0 0 0 0 2443943 Clearing Members 84 113500 0 0 113500 0.36 113500 NA 113500 0.36 0 0.00 0 0.22 0 0 0 0 113500 Foreign Nationals 4 106801 0 0 106801 0.34 106801 NA 106801 0.34 0 0.00 0 0.21 0 0 0 0 69899 Hindu Undivided Families 601 485245 0 0 485245 1.55 485245 NA 485245 1.55 0 0.00 0 0.94 0 0 0 0 485245 NRI 457 592840 0 0 592840 1.89 592840 NA 592840 1.89 0 0.00 0 1.14 0 0 0 0 592840 Bodies Corporate 351 1179959 0 0 1179959 3.76 1179959 NA 1179959 3.76 0 0.00 0 2.28 0 0 0 0 1179959 Trust 1 2500 0 0 2500 0.01 2500 NA 2500 0.01 0 0.00 0 0.00 0 0 0 0 2500 Sub-Total (B)(3) 19475 10456824 0 0 10456824 33.36 10456824 NA 10456824 33.36 0 0.00 0 20.17 0 0 0 0 10419769 Total Public Shareholding (B)= (B)(1)+(B)(2)+(B)(3) 19524 16728073 0 0 16728073 53.37 16728073 NA 16728073 53.37 20490262 0.00 20490262 71.80 0 0 0 0 16691018 Note: (1) PAN would not be displayed on website Stock Exchange(s). (2) The above format needs to be disclosed along with the name following persons: Institutions/Non Institutions holding more than 1% total number. (3) W.r.t. the information pertaining to, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as by custodian. (x) warrants (xi) Underlyin g Outstandin g and (Xi) Shareholding, as a % assuming full conversion ( as a percentage diluted share (XI) = (VII)+(X) as a % Locked in As a % total pledged or otherwise encumbered (XIII) As a% total in demateriali zed form (XIV)
Table IV - Statement showing shareholding pattern the Non Promoter- Non Public shareholder Category and PAN shareholder fully paid up Equity Partly Nos. Total Shareholdin g % calculated as per SCRR, 1957 As as % (I) (II) (III) (IV) (V) (VI) (VII) (VIII) Class X Class Y Total 1 Custodian/DR Holder 0 0 0 0 0 0 N.A 0 0 0 0 0 0 0 0 0 DR Holder (if available) 2 Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) 1 625000 0 0 625000 1.99 625000 N.A. 625000 1.99 0 0 0 1.21 0 0 0 0 625000 Kiri Employee Stock Option Trust Total Non-Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2) Voting Rights in each class No Voting Rights Shareholding, as a % assuming full conversion ( as a percentage diluted share (XI) = (VII)+(X) AACTK4533A 1 625000 0 0 625000 1.99 625000 N.A. 625000 1.99 0 0 0 1.21 0 0 0 0 625000 Total as a % Total Voting Rights (x) warrants (xi) and (Xi) Locked in 1 625000 0 0 625000 1.99 625000 N.A. 625000 1.99 0 0 0 1.21 0 0 0 0 625000 As a % total pledged or otherwise encumbered (XIII) As a% total in dematerialized form (XIV)