Supplementary Information UNEXPECTED REDUCTION OF INDOLE DOUBLE BOND IN MITRAGYNINE USING N-BUTYLSILANE AND CATALYTIC TRIS(PENTAFLOROPHENYL)BORANE

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Supplementary Information UNEXPECTED REDUCTION OF INDOLE DOUBLE BOND IN MITRAGYNINE USING N-BUTYLSILANE AND CATALYTIC TRIS(PENTAFLOROPHENYL)BORANE Goh Teik Beng*, Ramu Meesala, Mohd Nizam Mordi and Sharif Mahsufi Mansor. Centre of Drug Research, Universiti Sains Malaysia, Minden 11800, Penang, Malaysia. E-mail : gohteikbeng@yahoo.com Phone : 604 6533273 Fax : 604 6568669. 1

Equipments Various analytical methods such as UV-Visible, IR, NMR, mass spectroscopy, CHN analysis, HPTLC and DSC melting point were carried out to characterize the isolated pure (E)-methyl 2-((2S,3S,12bS)-3-ethyl-8-methoxy-1,2,3,4,6,7,7a,12,12a,12b decahydroindolo[2,3- a]quinolizin-2-yl)-3-methoxyacrylate free base. UV-Visible spectroscopy was carried out using Shimadzu UV 160-A double beam spectrophotometer (Kyoto, Japan) using the HPLC grade methanol as a blank. FTIR spectra were recorded using KBr pellets by a Thermal Scientific Nicolet 6700 spectrophotometer with Omnic software (Franklin, USA). 1 H-NMR and 13 C NMR were performed using 400 MHz and 100 MHz Bruker spectrometer (Karlsruhe, Germany), respectively. One-dimensional and two-dimensional NMR experiments were carried out on a Bruker 600 FT-NMR (Darmstadt, Germany) operating at 25 o C. The samples were dissolved in CDCl 3 and the chemical shifts were recorded with reference to that of tetramethylsilane (0, ppm). GC-MS spectra were taken using HP 6890A GC system (Santa Clara, USA) with HP-5MS Polyimide coated capillary column (30 m x 0.25 mm i.d. x 0.1 μm), heated from 100 o C to 280 o C at 10 o C / min, 10 Kpa helium at 1.00 ml/min of flow rate and an injection volume of I μl with split ratio of 5 : 1. CHN elemental analysis was conducted using Perkin Elmer CHN Analyzer Model 2400-2 (Massachusetts, USA). HPTLC study was performed on a 0.50 mm thick Silica gel 60 G 254 (10 cm x 20 cm) using a mobile phase hexane:ethyl acetate (92:8 v/v). TLC plates were then visualized under UV light (254 and 366 nm). CD spectra was measured at 250C on a Jasco-715 CD spectrapolarimeter. All CD spectra were recorded with the standard sensitivity, a band width of 2.0 nm, a data pitch of 0.5 nm and a scan velocity of 20 nm/min. The CD spectra was calibrated using (1R)-(-)-10-camphorsulphonic acid and (R)-(-)-Pantolactones according to Miles et al., 2008. The solvent was always recorded on the same day as the analytical sample. Evaluation of the data was performed with the program Spectra Analysis of the Jasco-715 2

instruments. The wavelength Range was from 190 nm to 350 nm. The scan Speed is Medium and response time was Medium. The number of scans was 16-32. DSC Pyris 6 (Mettler Toledo, Switzerland) differential scanning calorimetry with STARe software (Mettler Toledo) was used for melting point measurement. Indium (melting point 156.6 C and melting enthalpy 28.45J/g) was chosen for standard calibration of instrumental cell constant and temperature, in order to obtain correct and precise determination result. The DSC thermogram was plotted from 30 ºC to 300 ºC and the analysis was performed at a heating rate of 10 ºC per minute. The glass transition temperature, Tg was measured using the mid point method. Approximately 4.500 ± 0.500 mg of samples was weighed precisely and transferred accurately into the DSC crucible pans with seal with pre-pin lid.the crucibles was Capped and packed by moulding machine before fixing into the DSC furnace. After cooling by liquid nitrogen (99.99 %), the sample was heated from 30 C to 300 C at the velocity of 10 C/min. The heating and cooling stages were running at 20mL/min purge gas and 50mL/min shield gas (nitrogen gas) ambience. The method of 30 ºC to 300 ºC@10 ºC/min N2 with Blank was used. A background calibration with blank empty pan at both reference and sample sensors was performed prior to the analysis. 3

A) Silane Reduced Mitragynine 1. 1 H NMR-Aliphatic Expanded Region 2. 1 H NMR Expanded Aromatic Region 4

3. 1 H NMR Methoxy group 1H-SRIA1 3.865 3.717 3.701 3.92 3.90 3.88 3.86 3.84 3.82 3.80 3.78 3.76 3.74 3.72 3.70 ppm 3.11 2.96 3.11 Current Data Parameters NAME 1H-SRIA1 EXPNO 1 PROCNO 1 F2 - Acquisition Parameter Date_ 20100809 Time 15.16 INSTRUM spect PROBHD 5 mm QNP 1H/ PULPROG zg30 TD 65536 SOLVENT CDCl3 NS 32 DS 2 SWH 6188.119 Hz FIDRES 0.094423 Hz AQ 5.2953587 sec RG 322.5 DW 80.800 usec DE 7.50 usec TE 300.0 K D1 1.00000000 sec ============ CHANNEL NUC1 1H P1 10.60 usec PL1-6.00 db SFO1 300.1318534 MH F2 - Processing parameter SI 32768 SF 300.1300079 MHz WDW no SSB 0 LB 0 Hz GB 0 PC 1 00 4. 1 H NMR full 5

5 13 C NMR Full Spectrum 6. Dept- 90 6

7. Dept- 45 7

8. Dept- 135 9. APT 13 C 8

10. HSQC Aromatic Expanded Region 11. HSQC Aromatic Expanded Region 9

12. HSQC Methoxy group 13. HSQC Expanded aliphatic Region 10

14. HSQC Expanded Aliphatic Region 15 HSQC Aliphatic Expanded Region 11

16. HSQC Aliphatic Expanded Region 17. HSQC Aliphatic Expanded Region 19. 12

218. HSQC Aliphatic Expanded Region 19. HSQC Aliphatic Expanded Region 13

20. HSQC Full Spectrum 14

21 HSQC Aromatic Expanded Region 22. DQF Cosy Aromatic Expanded Region 15

23. DQF Cosy Aliphatic Expanded Region 24. DQF Cosy Aliphatic Expanded Region 16

25. DQF Cosy Aliphatic Expanded Region 26. DQF Cosy Aliphatic Expanded Region 17

27. DQF Cosy Aliphatic Expanded Region 28 DQF Cosy Expanded Aliphatic Region 18

29 DQF Cosy Full spectrum 30. Tocsy Expanded Aromatic Region 19

31. Tocsy Expanded Aliphatic Region 32 HMBC Full spectrum 20

33 NOESY-Full spectrum Figure 34 NOESY-Aliphatic expansion region g 21

35 CD Spectra 22

36 FTIR 96 94 92 90 silane reduce product 2 88 86 3352.8 2745.3 %Reflectance 84 82 80 78 76 74 72 70 68 66 64 62 60 58 2947.7 2793.2 1682.8 1620.9 1641.1 1567.7 1507.3 1433.9 1348.9 1309.5 1237.3 1188.6 1145.2 1102.9 1077.0 991.3 936.1 902.1 802.1 836.6 767.5 722.5 589.6 636.3 569.8 548.4 477.8 517.0 455 3 449.4 490.2 442 2 463.2 430 4 421 8 414 6 406 3 56 54 1273.5 4000 3500 3000 2500 2000 1500 1000 500 Wavenumbers (cm-1) 23

37 UV spectrum 24

Sup 1 HPTLC fingerprint of the silane reduced mitragynine and the impurity / side product Parameters TLC conditions / results Silane Reduced Mitragynine Impurity / Side Product Quantity sample applied 2 ul 2 ul Detector 12 W VL. 6.1C UV detector 12 W VL. 6.1C UV detector 6 W : 254 nm 6 W : 254 nm 6 W : 365 nm 6 W : 365 nm Stationary Phase Silica Gel 60G 254 Silica Gel 60G 254 Mobile Phase Hexane : Ethyl acetate (92: 8) Hexane : Ethyl acetate (92 : 8) Applied Concentration, mg/ml 0.05 0.05 Elution Length, cm 8.0-10.0 8.0-10.0 hr f, cm 52.0 90.0 Visual appearance of Band : White light Yellowish Yellowish UV 365 Yellowish Yellowish UV 254 Brownish Brownish Iodine Yellowish brown Yellowish brown Dragendorff reagent Orange Orange 25

Sup. 2 Summary of 1-D NMR data for silane reduced Mitragynine Hydrogen No. Carbon No. Chemical Shift, δ, ppm 1 H 13 C CH 3 CH 2 CH C H-18 C-23 0.87 12.81 12.81 H-17 C-22 1.26, 1.29 19.25 19.25 H-4 C-4 1.86, 1.87 23.55 23.55 H-11 C-13 1.67, 1.77 29.74 29.74 H-12 C-14 2.00 31.98 31.98 H-5 C-5 3.08 34.32 34.32 H-19 C-20 1.97, 2.04 40.36 40.36 H-13 C-17 3.70 51.36 51.36 H-3 C-3 2.52, 2.54 53.55 53.55 H-10 C-12 3.87 55.30 55.30 H-16 C-21 1.19 57.33 57.33 H-1 C-1 3.02 66.82 66.82 H-15 C-19 3.73 61.59 61.59 H-2 C-2 2.60 64.22 64.22 H-8 C-10 6.46 99.78 99.78 H-6 C-8 6.91 104.25 104.25 - C-15-111.25 111.25 - C-6-117.55 117.55 H-7 C-9 7.00 122.03 122.03 - C-11-137.34 137.34 - C-7-154.53 154.53 H-14 C-18 7.43 160.60 160.60 26

- C-16-169.14 169.14 H-9 5.23 - (N-H) Total Total 32 23 4 5 9 5 Sup 3 Summary of 2D-NMR data for silane reduced mitragynine Hydrogen No. Carbon No. Chemical Shift, δ HSQC C-H HMBC C-H DQF COSY H-H TOCSY H-H H-18 C-23 H18 (0.87)- C23 (12.81) H-17 C-22 H17 (1.26, 1.29)- C22 (19.25) H-4 C-4 H4(1.86, 1.87) C4(23.55) H18 (0.87)- C23 (12.81) H17 (1.26, 1.29)- C22 (19.25) H16(1.19) C21(57.33) H19(1.97,2.04) C20(40.36) H12(2.00) C14(31.98) H17 (1.26, 1.29)- C22 (19.25) H18 (0.87)- C23 (12.81) H16(1.19) C21(57.33) H19(1.97,2.04) C20(40.36) H12(2.00) C14(31.98) H4(1.86, 1.87) C4(23.55) H3(2.52, 2.54) C3(53.55) H5(3.08) C5(34.32) H1(3.01) C1(66.82 H18(0.87)- H17(1.26,1.29) H17(1.26,1.29)- H16(1.19) H17(1.26,1.29)- H18(0.87) H4(2.76, 2.87)- H3(3.09, 3.32) H18(0.87)- H17(1.26,1.29) H17(1.26,1.29)- H16(1.19) H17(1.26,1.29)- H18(0.87) H4(2.76, 2.87)- H3(3.09, 3.32) H-11 C-13 H11(1.67, 1.77) C13(29.74) H11(1.67, 1.77) C13(29.74) H12(2.00) H11(1.67,1.77)- H2(2.60) H11(1.67, 1.77)- H11(1.67,1.77)- H2(2.60) H11(1.67, 1.77)- 27

H-12 C-14 H12(2.00) C14(31.98) C14(31.98) H2(2.60) C2(64.22) H1(3.01) C1(66.82) H16(1.19) C21(57.33) H12(2.00) C14(31.98) H-5 C-5 H5(3.08) C5(34.32) H5(3.08) C5(34.32) H12(2.00) H12(2.00)- H11(1.67, 1.77) H12(2.00)- H16(1.19) H12(2.00) H12(2.00)-H11(1.67, 1.77) H12(2.00)-H16(1.19) H7(7.00)-H6(6.91) H7(7.00)-H6(6.91) H-19 C-20 H19(1.97,2.04) C20(40.36) H19(1.97,2.04) C20(40.36) H19(1.97,2.04)- H16(1.19) H19(1.97,2.04)- H16(1.19) H-13 C-17 H13(3.70) C17(51.36) H-3 C-3 H3(2.52, 2.54) C3(53.55) H13(3.70) C17(51.36) H3(2.52, 2.54) C3(53.55) - - H3(3.09, 3.32)- H4(2.76, 2.87) H3(3.09, 3.32)- H4(2.76, 2.87) H-10 C-12 H10(3.87) C12(55.30) H10(3.87) C12(55.30) - - H-16 C-21 H16(1.19) C21(57.33) H16(1.19) C21(57.33) H16(1.19)- H12(2.00) H16(1.19)- H17(1.26,1.29) H16(1.19)- H19(1.97,2.04) H16(1.19)- H12(2.00) H16(1.19)- H17(1.26,1.29) H16(1.19)- H19(1.97,2.04) H-1 H-15 C-1 C-19 H1(3.02) C1(66.82) H15(3.73) C19(61.59) H-2 C-2 H2(2.60) C2(64.22) H-8 C-10 H8(6.46) C10(99.78) H-6 C-8 H6(6.91) C8(104.25) - C-15 - H1(3.02) C1(66.82) H1(3.02)-H5(3.08) H1(3.02)-H2(2.60) - H15(3.73) C19(61.59) H2(2.60) C2(64.22) H2(2.60)-H1(3.01) H8(6.46) C10(99.78) H6(6.91) C8(104.25) H8(6.46)-H7(7.00) H6(6.91)-H7(7.00) - H1(3.02)-H5(3.08) H1(3.02)-H2(2.60) - H2(2.60)-H1(3.01) H8(6.46)-H7(7.00) H6(6.91)-H7(7.00) - - C-6 - - - H-7 C-9 H7(7.00) C9(122.03) H7(7.00) C9(122.03) H7(7.00)-H6(6.91) H7(7.00)-H8(6.46) H7(7.00)-H6(6.91) 28

H7(7.00)-H8(6.46) - C-11 - - - - C-7 - - - H-14 C-18 H14(7.43) C18(160.60) - C-16 - H14(7.43) C18(160.60) - - H-9 - - - - (N-H) 32 23 Sup 4 Comparison between the chemical shift values of 1H NMR for mitragynine and silane-reduced-mitragynine Parameters Pure Mitragynine 15 Chemical Shift, δ (ppm) Silane-reduced-mitragynine H-18 0.87 (3H, dd, J=7.5 Hz) 0.87 (3 H, dd, J= 7.5 Hz, -CH 3 ) H-16 1.64(1H,br-d, J=11.3) 1.19 (1H, m, -CH) H-17α 1.30(1H,m, CH 2 ) 1.26 (1H, m, -CH 2 ) H-17β 1.75-1.80 (2H, m) 1.29 (1H, m, -CH 2 ) H-11α 1.75-1.80 (2H, m) 1.67 (1H, m, -CH 2 ) H-11β 2.40-2.55 (3H,m) 1.77 (1H, m, -CH 2 ) H-4α 2.90-3.00(2H, m) 1.86 (1H, m, -CH 2 ) H-4β 3.04-3.07(3H,m) 1.87 (1H, m, -CH 2 ) H-19α 2.40-2.55 (3H,m) 1.97 (1H, m, -CH 2 ) H-12 3.04-3.07(3H,m) 2.00 (1H, m, -CH) H-19β 3.04-3.07(3H,m) 2.04 (1H, m, -CH 2 ) H-3α 2.40-2.55 (3H,m) 2.52 (1H, m, -CH 2 ) H-3β 2.90-3.00(2H, m) 2.54 (1H, m, -CH 2 ) H-1-3.02 (1H,m, -CH) H-5-3.08 (1H, m, CH) 17-OCH 3 3.68 (3H,s,22-OCH 3 ) 3.70 (3H, s,17-och 3 ) 19-OCH 3 3.78(3H,s,17-OCH 3 ) 3.73 (3H, s, 19-OCH 3 ) 10-OCH3 3.84(3H,s,9-OCH 3 ) 3.86 (3H, s, 10-OCH 3 ) H-8 6.41(1H,d,J=7.9) 6.46 (1H, d, J=7.7 Hz, Ar-H) H-6 6.89 (1H,d,J=7.9 Hz) 6.91 (1H, d, J=8.1 Hz, Ar-H) H-7 6.91(1H,dd, J=7.9, 7.9 Hz) 7.00 (1H, t, Ar-H) H-14 7.53 (1H,s,) 7.43 (1H, s, Ar-H) N-H (H9) 7.68(1H,br-s,N-H) 5.23 (1H, br-s, N-H) Solvent CDCl3 7.26 7.26 29

Sup 5 Comparison between the chemical shift values of 13C NMR for Mitragynine and Silane-reduced-mitragynine Parameters Pure Mitragynine 15 Chemical Shift, δ (ppm) Silane-reduced-mitragynine C-1 133.69 66.82 C-2 61.33 64.22 C-3 53.85 53.55 C-4 22.78 23.55 C-5 107.91 34.32 C-6 117.72 117.55 C-7 154.49 154.53 C-8 104.26 104.25 C-9 121.91 122.03 C-10 99.80 99.78 C-11 137.33 137.34 C-13 29.78 29.74 C-14 31.99 39.80 C-15 111.55 111.25 C-18 160.65 160.60 C-23 12.95 12.81 C-22 14.22 19.25 C-21 39.95 40.36 C-20 57.77 57.33 C-16 169.36 169.14 C-17 51.45 51.36 C-12 55.40 55.30 C-19 61.65 57.33 30

Sup. 6 Medium pressure chromatography setting 31

Sup. 7 Purification fractions and fractions containing pure silane reduced mitragynine 32

Sup. 8 Postulated mechanism of indole reduction 33

Sup. 9 DSC melting point of silane reduced mitragynine 34

Sup. 10 Pure silane reduced mitragynine GC-MS peak 35

Sup. 11a 2D-HPTLC densitogramprofile of the crude reaction product with silane reduced mitragynine (Rf=0.52) Sup. 11b 3D-HPTLC densitogram profile of the crude reaction product with silane reduced mitragynine (Rf=0.52) 36

Sup. 12a&12b Silane Reduced Mitragynine (Proton Numbering System and Carbon Numbering System) 37