Seasonal Aerosol Vertical Distribution and Optical Properties over North China Xing-xing GAO, Yan CHEN, Lei ZHANG * and Wu ZHANG

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2017 International Conference on Energy, Environment and Sustainable Development (EESD 2017) ISBN: 978-1-60595-452-3 Seasonal Aerosol Vertical Distribution and Optical Properties over North China Xing-xing GAO, Yan CHEN, Lei ZHANG * and Wu ZHANG Key Laboratory of Semi-Arid Climate Changes with the Ministry of Education, College of Atmospheric Sciences, Lanzhou University, Lanzhou 730000, China *Corresponding author Keywords: Aerosol, Vertical distribution, Optical properties, CALIPSO. Abstract. To provide theoretical basis for studying the formation mechanism of aerosol, this paper analyzed the spatial and temporal variation characteristics of the aerosol optical depth (AOD), and the seasonal aerosol compositions, optical properties and vertical distribution under different polluted conditions over North China by using CALIPSO products. Then seasonal aerosol optical properties were validated by the AERONET data. The results show that the AOD at the plain regions is high while the AOD at mountainous regions is low, AOD in summer is the highest while AOD in spring is the lowest, and that AOD is minimum when the visibility is maximum. The AOD temporal variation during the recent ten years shows a weak increasing trend (0.003) over North China. The aerosols generated by human activities dominate over North China and the dust also plays an important role in spring, autumn and winter. The depolarization and color ratios are highest in spring and lowest in summer. The dust is transported to the middle and upper troposphere in spring, the strong vertical convection activities in summer transport massive aerosols from the atmospheric boundary layer to the free troposphere, and the stable meteorological conditions in autumn and winter trap massive aerosols within the boundary layer. Introduction In recent years, with the rapid development of China's economy and the speeding up of urbanization, environmental air quality in North China has worsen to seriously affect the people's life and public safety. There for, the research on the characteristics of atmospheric aerosol in North China has an important practical significance. The aerosol vertical distributions play an important part in the atmospheric thermal structure s changes and the aerosol-cloud interactions. In many previous works aerosol vertical profiles were obtained through the plane experiments and the ground lidars [1]. However, aerosol vertical profiles using these methods can be got only in a limited area. Satellite remote sensing can be used to make up for the shortage. Passive remote sensing satellites cannot provide information on aerosol vertical direction. Lidar remote sensing is an active remote sensing means. The Cloud-Aerosol Lidar with Orthogonal Polarization (CALIOP) onboard the Cloud-Aerosol Lidar and Infrared Pathfinder Satellite Observation (CALIPSO) satellite is the first spaceborne polarization lidar to provide continuous observation observation of the cloud and aerosol vertical distributions worldwide. Domestic and foreign scholars have made some researches on the atmospheric aerosol vertical distribution characteristics. For example, Brigitte Koffi in 2012 evaluated the annual and seasonal aerosol extinction profiles over 13 sub-continental regions estimated by the global models using CALIOP layer product [2]; Gao in 2016 analyzed the spatial and temporal variations of 532nm total backscatter coefficient, depolarization ratio (PDR), color ratio (CR) and aerosol compositions over North China from 2006 to 2015 by using CALIPSO products, and analyzed the annual aerosol vertical distribution under different visibility conditions over North China based on ground observation data [3]. However, the current research on seasonal aerosol vertical distribution characteristics based on CALIPSO products according to the different pollution conditions is very little, especially vertical distribution characteristics of seasonal aerosol extinction profiles. 48

This paper selected North China as the study area. Firstly, it analyzed the spatial and temporal variations of AOD and counted the seasonal aerosol frequencies under the different pollution conditions using CALIPSO aerosol layer products; Secondly, it analyzed the seasonal aerosol optical properties under the different pollution conditions and validated them by the AERONET data; Thirdly, it analyzed the seasonal extinction coefficient profiles under the different pollution conditions using CALIPSO aerosol profile products; Lastly, it explored the relationship between aerosol and atmospheric stability by analyzing aerosol extinction lapse rate. The purposes of the paper are to provide input data for the models to accurately assess aerosol direct and indirect effects on the weather and climate, and provide theoretical basis for the study on the atmospheric aerosol characteristics in North China and for making air pollution control policies by the state. Data and Its Processing The CALIPSO Level2 5km cloud layer products, aerosol layer products and aerosol profile products were used in this study. CALIPSO data from June 2006 to October 2015 were available. All the satellite data were interpolated to a resolution of 1º x 1º. First of all, CALIPSO cloud products were used to remove cloud interference from CALIPSO aerosol products. Subsequently, the quality controls were carried out to reduce errors before CALIPSO data were used [4]. Only the data at night were analyzed except where noted. The visibility less than 5km, between 5km and 10km and greater than 10 km represent heavy, moderate and light pollution, respectively. The daily visibility data from July 2006 to October 2015 were available for fourteen ground-based observing sites located in the study area. The aerosol volume size distribution (dv/dlnr), single scattering albedo (SSA) and Ångström exponent (α 440-870 ) from the Aerosol Robotic Network (AERONET) were selected for Beijing site. Daily data from July 2006 to October 2015 were selected. α 440-870 greater than 0.75 means fine mode aerosols, otherwise it means coarse mode aerosols. ω oabs440 greater than 0.07 means strongly absorbing aerosols, otherwise it means weakly absorbing aerosols [5]. Results Spatial and Temporal Variations of AOD Figure 1. The spatial distributions of multi-year mean AOD at 532nm in North China from 2006 to 2015. 49

In North China AOD is high (Figure 1). AOD gradually reduces from southeast to northwest. The aerosol spatial distributions are mainly influenced by human activities. AOD is the highest (0.74) in summer and the lowest (0.49) in spring. From the perspective of different polluted conditions, the highest AOD (0.76) corresponds to the visibility between 0 and 5, and the lowest AOD (0.32) corresponds to the visibility greater than 10. That indicates that there is a contrary relationship between AOD and visibility and AOD can well represent air pollution exposure levels. In North China, for recent ten years AOD annual mean value shows a weak increasing trend (0.003; Figure 2). Whereas, AOD monthly averaged value shows a weak decreasing trend (-0.001). AOD monthly averaged values in June, July and August are larger than those in other months. AOD annual mean value is the largest in 2013 and the lowest in 2009. When the visibility is less than 10, AOD monthly averaged value shows a weak increasing trend. However, the visibility greater than 10 is the opposite. AOD annual mean value shows a weak decreasing trend with the visibility less than 5, but it shows a weak increasing trend with the visibility greater than 5. Figure 2. The (a) inter-annual and (b) seasonal variations of AOD at 532nm under different polluted conditions. 50

Figure 3. Seasonal frequencies for different types of aerosols under different polluted conditions. Seasonal Aerosol Frequencies under Different Polluted Conditions In spring, autumn and winter polluted dust and dust dominate, and in summer polluted dust, smoke, clean marine and dust dominate over North China (Figure 3). For each type of aerosol, the highest frequency corresponds to the visibility between 0 and 5 and the lowest frequency corresponds to the visibility greater than 10. Under each polluted condition, the frequencies of polluted dust and dust are the highest and the frequencies of polluted continental and clean continental are the lowest. Overall, the frequency from high to low is for polluted dust, dust, smoke, clean marine, clean continental and polluted continental. These results indicate that anthropogenic pollution aerosols dominate over North China and that dust also plays an important role in spring, autumn and winter. Seasonal Aerosol Optical Properties under Different Polluted Conditions The spring regional average PDR and CR are the highest, corresponding to large and non-spherical particles. The summer regional average PDR and CR are the lowest, corresponding to small and spherical particles. These are associated with anthropogenic pollution aerosols dominating in summer and dust-dominated in spring over North China. The lowest PDR and CR correspond to the visibility between 0 and 5, which is caused by high aerosol loading, and the highest PDR and CR correspond to the visibility greater than 10. The valid ranges of PDR and CR in CALIPSO Level2 aerosol layer products are much larger than those over North China, which indicates that small and spherical particles dominate over North China. The coarse mode peaks in spring and winter are higher than those fine mode peaks, and summer is just the opposite (Figure 4). The coarse mode peak in autumn is almost as high as fine mode peak and the coarse mode peak in spring is higher than that in winter. When the visibility is greater than 10, most of PDR and CR are the highest. However, the visibility between 0 and 5 is just the opposite. SSA 51

are high, and most of data points in Figure 5 are scattered in the top right area, corresponding to small and strongly absorbing particles. These results are also observed by CALIPSO. Figure 4. Seasonal (a) volume size distribution and (b) spectral SSA in Beijing under different polluted conditions. Figure 5. The scatters on the ω oabs440 and the α 440-870 in Beijing for (a) each season and (b) different polluted conditions. 52

Seasonal Aerosol Vertical Distribution under Different Polluted Conditions The dust is transported to the middle and upper troposphere (Figure 6). The aerosol extinction coefficients decrease along with height increasing. This rate of decline below 4km height is faster than that above 4km height and it remains zero above 6km height. Below 4km height the highest extinction coefficients correspond to the visibility between 0 and 5 and the lowest extinction coefficients correspond to the visibility greater than 10. However, the reverse is true above 4km. Seasonal extinction lapse rates within 1.5 km above the ground under different polluted conditions are calculated. The autumn extinction lapse rate (0.18km -2 ) is the highest and closely followed by the winter extinction lapse rate, and the spring extinction lapse rate (0.14km -2 ) is the lowest. The lower planetary boundary layer height and more black carbon aerosols in autumn and winter are the reasons why extinction lapse rates in autumn and winter are higher than those in spring and summer. The highest extinction lapse rate (0.20km -2 ) appears where the visibility is between 0 and 5 and the lowest extinction lapse rate (0.12km -2 ) appears where the visibility is greater than 10. The stable meteorological conditions in autumn and winter trap massive aerosols within the boundary layer, so the ratio of the AOD within 1.5 km above the ground to the total column AOD in autumn (55.87%) is the highest and closely followed by the ratio in winter (51.5%). Because the strong vertical convection activities in summer transport massive aerosols from the atmospheric boundary layer to the free troposphere, the ratio in summer (51.22%) is lower than those in autumn and winter. From the perspective of different polluted conditions, the highest ratio corresponds to the visibility between 0 and 5, and the lowest ratio (47.07%) corresponds to the visibility greater than 10. Figure 6. Seasonal extinction coefficient profiles under different polluted conditions. Conclusions This paper used CALIPSO data. CALIPSO data were strictly processed and validated by AERONET data before they were analyzed. There for, the results have high reliability. In North China, ADO in plain regions is higher than that in mountainous regions. AOD is the highest in summer and the lowest in spring. There is a contrary relationship between AOD and visibility. For recent ten years, AOD annual mean value shows a weak increasing trend. Whereas, AOD monthly averaged value shows a weak decreasing trend. Anthropogenic pollution aerosols dominate over North China and dust also plays an important role in spring, autumn and winter. Small, spherical and strongly absorbing particles dominate over North China. The spring PDR and CR are 53

the highest and the summer PDR and CR are the lowest. The lowest PDR and CR correspond to the visibility between 0 and 5 and the highest PDR and CR correspond to the visibility greater than 10. The dust is transported to the middle and upper troposphere in spring, the strong vertical convection activities in summer transport massive aerosols from the atmospheric boundary layer to the free troposphere, and the stable meteorological conditions in autumn and winter trap massive aerosols within the boundary layer. Acknowledgement This research was supported by the National Natural Science Foundation of China (41475008, 41521004). We thank the Atmospheric Sciences Data Center (ASDC) at NASA Langley Research Center for providing CALIPSO data. References [1] Welton E J, Campbell J R, Spinhirne J D, et al, Global monitoring of clouds and aerosols using a network of micropulse lidar systems, Lidar Remote Sensing of for Industry and Environment Monitoring. 4153 (2001) 151-158. [2] Koffi B, Schulz M, Bréon F M, et al, Application of the CALIOP layer product to evaluate the vertical distribution of aerosols estimated by global models: AeroCom phase I results, Journal of Geophysical Research: Atmospheres. 117 (2012) 1-26. [3] Gao X X, Chen Y, Zhang L, et al, Vertical distribution of atmospheric aerosol particles over North China from 2006 to 2015, China Environmental Science. 36 (2016) 2241-2250. [4] Winker D M, Tackett J L, Getzewich B J, et al, The global 3-D distribution of tropospheric aerosols as characterized by CALIOP, Atmospheric Chemistry and Physics. 13 (2013) 3345-3361. [5] Logan T, Xi B, Dong X, et al, Classification and investigation of Asian aerosol absorptive properties, Atmospheric Chemistry and Physics. 13 (2013) 2253-2265. 54