Biobased solvents for the Baylis-Hillman reaction of HMF

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Electronic Supplementary Material (ESI) for RSC Advances. This journal is The Royal Society of Chemistry 15 Biobased solvents for the Baylis-Hillman reaction of HMF Jia-Neng Tan, a b Mohammed Ahmar a and Yves Queneau* a a Université de Lyon, Institut de Chimie et Biochimie Moléculaires et Supramoléculaires, ICBMS, UMR546, CNRS, Université Lyon 1, INSA-Lyon, CPE Lyon, INSA Lyon, Bât. Jules Verne, Avenue A. Einstein, Villeurbanne F-6961, France. Email yves.queneau@insa-lyon.fr b Tobacco Research Institute of the Chinese Academy of Agricultural Sciences, Qingdao 6611, P. R. China Electronic Supporting Information 1.1 General Methods. All reactions were performed without the protection with an inert atmosphere. Solvents were either ACS reagent grade or HPLC grade. Isomaltulose was a gift from Cargill. HMF was purchased from Carbosynth and furfural from Sigma-Aldrich. Solvents were used without any further purification. The reactions were monitored by TLC, on Silica Gel 6 F54 (Merck), and detection was carried out with UV light (54 nm) and/or charring with a 5% phosphomolybdic acid solution in ethanol containing 1% H S 4, or a 1% potassium permanganate solution in water. Silica gel (Kieselgel 6, 7-3 mesh ASTM, Merck) was employed for column chromatography. All reagents were purchased at the highest commercial quality and used without further purification, unless otherwise noted. The 1 H NMR (3 MHz or 4 MHz) and 13 C NMR (75 MHz or 1 MHz) spectra were recorded with Brucker ALS3, DRX3 and DRX4 spectrometers. Chemical shifts are given in ppm. Coupling constants are expressed in Hertz and splitting pattern abbreviations are: s, singlet; d, doublet; t, triplet; q, quartet; m, multiplet; br, broad. High resolution mass spectra were obtained using an electro spray technique in positive mode, with a Thermo-Finnigan MAT 95 XL spectrometer. Conditions for BH reactions of HMF: In a typical reaction, HMF (16 mg, 1. mmol) was mixed with DABC (11 mg, 1. mmol) and ethyl acrylate ( mg,. mmol) in ml of EtH/H (, v/v), under air. The reaction was monitored by TLC and, upon completion, the reaction mixture was diluted with tert-butyl methyl ether ( ml) and HCl (1 M, ml) and then neutralized with a saturated NaHC 3 solution. The aqueous layer was separated and further extracted with tert-butyl methyl ether ( x ml). After drying the combined organic layers over NaS 4, followed by filtration and evaporation under reduced pressure (1-1 mm Hg, rotary evaporator), the crude mixture was purified by column chromatography, eluting with CH Cl /Et (1:1), to give the product (169 mg, 75%) as a colourless liquid. When higher boiling point solvents were used, such as THFA, the evaporation step prior to chromatography was continued by distillation under vacuum (.1-1 mm Hg). Ethyl -[hydroxy-(5-hydroxymethyl-furan--yl)methyl] acrylate (3). Colorless liquid, 1 H NMR (3 MHz, MeD) 1.4 (t, 3H, J a = 6.9 Hz, J b = 14.1 Hz, CH CH 3 ), 4.1~4.5 (m, H, CH CH 3 ), 1

4.48 (s, H, H-6), 5.59 (s, 1H, H-7), 6.6 (d, 1H, J = 1. Hz, H-9a), 6.14 (d, 1H, J = 3. Hz, H-3), 6.4 (d, 1H, J =.7 Hz, H-4), 6.37 (d, 1H, J =.9 Hz, H-9b); 13 C NMR (75 MHz, MeD) 14.4 (CH CH 3 ), 57.4 (C-6), 61.9 (CH CH 3 ), 66.4 (C-7), 18.8 (C-3), 19.1 (C-4), 15.7 (C-9), 14.6 (C-8), 155.8 (C-5), 156.1 (C-), 167. (C Et). MS m/z (ESI) calculated for C 11 H 14 Na 5, [M + Na] + 49.733; found 49.734. Furfural as the starting aldehyde: The same procedure as above was followed except that, in the final purification, Et was used as the eluent. Ethyl -[hydroxy-(furan--yl)methyl] acrylate (5). Reference: D. Basavaiah, M. Krishnamacharyulu, A. J. Rao. Synth. Commun., 3, 61-69. Pale yellow liquid, 1 H NMR (3 MHz, MeD): 1. (t, 3H, J a = 7. Hz, J b = 14.4 Hz, CH CH 3 ), 4.1~4.5 (m, H, CH CH 3 ), 5.6 (s, 1H, H-7), 6.3 (s, 1H, H-9a), 6.14 (dd, 1H, J a = 1.8 Hz, J b = 3. Hz, H-3), 6.19 (d, 1H, J = 3. Hz, H-4), 6.36 (s, 1H, H-9b); 7.44 (d, 1H, J =.9 Hz, H-5); 13 C NMR (75 MHz, MeD): 14.4 (CH CH 3 ), 61.9 (CH CH 3 ), 66.4 (C-7), 18.1 (C-3), 111.3 (C-4), 15.6 (C-9), 14.3 (C-8), 143.4 (C-5), 156.4 (C-), 167. (C Et).MS m/z (ESI) calculated for C 11 H 14 Na 5, [M + Na] + 19.68; found 19.638. GMF as the starting aldehyde: Reference : J. -N. Tan, M. Ahmar, Y. Queneau, RSC. Adv., 13, 3, 17649-17653. GMF was prepared as previously reported by Lichtenthaler et al.: D. Martin, F. W. Lichtenthaler, Tetrahedron: Asymmetry. 6, 17, 756-76. A solution of 1. g (3. mmol) isomaltulose in anhydrous DMS (7 ml) was heated to 1 o C, 1. g of Dowex WX4 (H + form) and freshly desiccated molecular sieve (4A, 6. g) were added, and stirring was continued for 3 h at 1 o C, at which point TLC indicated the absence of educts in favor of GMF and some HMF. Filtration, removal of the solvent in a vacuum provided syrup, which was then purified by elution from a silica gel column with acetone, yielded the desired product: 5.5 g (63%) of GMF as a yellow liquid. GMF (145 mg,.5 mmol) was then mixed with DABC (56 mg,.5 mmol) and ethyl acrylate (1 mg, 1. mmol) in 1 ml of EtH/H (, v/v), under air. The reaction was monitored by TLC and, upon completion; HCl (1 M, 1 ml) was added and then neutralized with a saturated NaHC 3 solution. After removing the solvent under vacuum, the crude mixture was purified by column chromatography, eluting with AcEt/CH 3 H (95:5), to give the product (97 mg, %) as a colorless liquid. When higher boiling point solvents were used, there was no need for complementary distillation under high vacuum as the R f of the solvent and the adduct 7a are very different. Adduct 7a was identified by comparison with an authentic sample

3 H Et H.6.8 1. 1. 1.4 1.6 1.8...4.6.8 3. 3. 3.4 3.6 3.8 4. 4. 4.4 4.6 4.8 5. 5. 5.4 5.6 5.8 6. 6. 6.4 6.6 6.8 1 3 4 6 7 8 9 1 11 1 13 14 1 16 17

7.5 7. 6.5 6. 5.5 5. 4.5 4. 3.5 3..5. 1.5 1. 18 17 16 1 14 13 1 11 1 9 8 7 6 4 3 1 4

H H H H H Et 5

Solvent screening by NMR measuring the efficiency of the HMF to BH adduct transformation. All reactions were conducted using a 1: molar ratio of HMF and ethyl acrylate, with one equimolar amount of DABC. The efficiency of the reaction was estimated by measuring the [3 ] / [1] + [3] ratio by 1 H NMR, after 4 h at room temperature. The validity of the method was checked carefully by preparing authentic mixtures of 1 and 3. Variations in these analytical ratios were consistent with the variations of isolated yields measured for a selected number of examples. The conversions were estimated by measuring the integrations of specific peaks, in the 1 H NMR spectra, of an aliquot of the crude mixture of the BH reaction diluted in MeD. Integrations were specifically measured on the aldehyde group at 9.51 ppm for HMF, while the MBH adducts were measured on the peak of the newly formed CHH at 5.58 ppm. The figure below shows the 1 H NMR spectra of the mixture of some molar ratios of HMF and the MBH adducts which enabled us to verify the accuracy and validity of this method. 1 H NMR spectra of HMF, MBH adducts, and HMF/ MBH adducts () in MeD H-6 H-6 1 H NMR spectrum of an aliquot of the crude the MBH reaction of HMF in ethyl lactate/water in MeD 6

Results of the preliminary solvent screening Entry Solvent Solvent volume (ml/ml) 1 EtH H 3 isopropanol 4 ethyl lactate 5 diethyl succinate 6 MeTHF 7 THFA 8 -hydroxymethyl furan 9 -valerolactone 1 isopropylideneglycerol 11 isopropanol/h 1 EtH/H 13 ethyl lactate/h 14 diethyl succinate/h 15 MeTHF/H 16 THFA/H 17 -hydroxymethyl furan/h 18 -valerolactone/h 19 isopropylideneglycerol/h [3 ] / [1] + [3] (%) 53 8 38 3 6 6 14 47 9 91 35 9 71 37 89 7