Intrinsic Rotation and Toroidal Momentum Transport: Status and Prospects (A Largely Theoretical Perspective)

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Intrinsic Rotation and Toroidal Momentum Transport: Status and Prospects (A Largely Theoretical Perspective) P.H. Diamond [1] WCI Center for Fusion Theory, NFRI, Korea [2] CMTFO and CASS, UCSD, USA

Thought for the Day: As an economist in good standing, I am quite capable of writing things nobody can read Paul Krugman

Driver: Milestone for Theory and Computation, F2010 Wet Ware: - UCSD: P.H. D, G. Dif-Pradalier, C.J. McDevitt, Y. Kosuga, C. Lee - PPPL: W.X. Wang, T.S.Hahm, S. Ethier - NYU/CPES: S. Ku, C.S. Chang - NFRI: J.M. Kwon, S.S. Kim, H. Jhang, S.M. Yi, T. Rhee - CEA: Y. Sarazin et. al. GYSELA team - Ecole Polytechnique: O.D. Gurcan Hard Ware: - G. Tynan, J. Rice, W. Solomon, K. Ida, M. Yoshida, S. Kaye, M. Xu, Z. Yan Soft Ware: - GTS : Wang, PPPL - XGC1 : Ku, Chang, NYU - gkpsp : Kwon, NFRI - TRB : S.S. Kim, NFRI - GYSELA : Sarazin, CEA www.science.doe.gov/ofes/ performancetargets.shtml Presentation: J.M. Kwon

Approach: A Critical Appraisal, extended. Outline: I) Some Background II) What we understand III) What we think we understand, but would benefit from more work on IV) What we don t understand and should be studying

I) Some Background

Comparison/Contrast The Question: Rotation Profile? Heating flux driven turbulence ṼṼ Rotation Profile? The Theoretical Issue: Mean Field Theory for ṼṼ represent ṼṼ transport coeffs + mean quantites The Difference Negligible feedback STRONG Flow feedback on turbulence

II) What We Understand

General Structure of Flux Toroidal momentum transport is driven by parallel and perpendicular Reynolds stresses, as well as convection Π rφ = v φ ṽ r ñ + nṽ r ṽ φ Both of the above may be decomposed into a turbulent viscous piece, a (toroidal) pinch piece, and a non-diffusive residual stress piece, not proportional to velocity or velocity gradient. non-diffusive stress Easy Part : χ φ ~ χ i, with an intrinsic Prandtl number of roughly 0.5 < Pr < 0.7, depending on deviation from threshold. The detailed physics underpinning of the dependence is the resonant particle velocity.

General Structure of Flux (cont d)

The Pinch The parallel flow pinch V is toroidal in origin, and consists of turbulent equipartition (TEP) and thermoelectric pieces. The thermoelectric pinch is driven by both T i and n. These tend to oppose one another for a wide range of cases. For the TEP pinch, produced by the compressibility of V ExB in toroidal geometry, V/X φ ~ O(1/R). TEP momentum, particle and heat pinches are closely related.

( t + ˆV E ) ˆV E = φ ˆn n B =0 ( t + ˆV E ) nu R B 2 =0

The Pinch (cont )

Residual Stress: Dynamics and Structure The residual stress is driven by T, p, n, and produces a local intrinsic torque by its divergence. Residual stress can spin up the plasma from rest, acting in concert with boundary conditions. N.B. Boundary conditions are unclear No Slip is intellectual crutch.

Residual Stress Piece of Reynolds Stress without Explicit Dependence on, (i.e.,,, etc) Beyond Diffusion and Pinch particle number conserved pinch is only off-diagonal for particles but: wave-particle momentum exchange possible Can accelerate resting plasma:, residual stress acts with boundary condition to generate intrinsic rotation [Gurcan, Diamond, Hahm, Singh, PoP 2007] How? Broken Symmetry in Turbulence akin to AKA/Lambda effect in solar rotation theory 21

Evidence for intrinsic torque: Exp 0 0 Diffusion Pinch Residual Stress [Solomon, 2007] Intrinsic rotation Mechanism? DIII-D experiments (W. Solomon, A. Garofalo) have demonstrated that a finite external NBI/NRMP torque can null out the intrinsic rotation. How reconcile zero rotation with NBI? need introduce intrinsic torque density (= ) (also, [Ida, 2010]) 23rd IAEA Fusion Energy Conference, Daejeon, Korea 15 Oct. 2010 22

Evidence for intrinsic torque: Simulation Decreasing residual stress XGC1p XGC1p Disposed of by B.C. Residual stress is inward and decreasing towards to edge. (r/a<0.8) Co-current intrinsic torque (= Π) Counter-current torque r/a>0.8 is disposed of by no-slip B.C. PDF for Heat flux and magnitude of momentum flux are strikingly similar. Outward heat avalanches drive inward momentum avalanches. Further evidence for non-diffusive, flux driven nature of momentum flux 23rd IAEA Fusion Energy Conference, Daejeon, Korea 15 Oct. 2010 23

Wave Momentum Flux and Residual Stress Wave momentum flux from radiation hydrodynamics for short mean free path: First term radiative diffusion of quanta, universally increasing inward scattering from edge Second term refraction induced wave quanta population imbalance: important for regimes of strong shear, sharp relevant to ETB, ITB mode dependence, via convection can flip direction [TCV, C-Mod] Symmetry Breaking Growth asymmetry [Coppi, NF 02] Bias in from unlikely in realistic regime Wind-up by shearing packet akin spiral arm formation: requires and magnetic shear Refractive Force due to GAMs relevant near edge polarization effects [McDevitt et al., PoP 08] 24

What we understand (cont ) Residual parallel stress requires symmetry breaking, so as to convert radial inhomogeneity into parallel spectral asymmetry. Symmetry breaking mechanisms include electric field shear V E and intensity gradient r I both of which are selfreinforcing and linked to the driving heat flux as well as updown asymmetry of current density. Additional symmetry breaking sets the polarization stress ( k r k 0) -> essentially a quadrupole spatial moment of the spectrum is required) and the poloidal Reynolds stress, which drives flow through J r B θ /c (again V E and r I are

Basic Physics of Symmetry Breaking Non-diffusive residual part is crucial Broken symmetry is essential (Diamond, et al., NF 09) flow damping Symmetry breaking : Conversion of radial inhomogeneity to parallel asymmetry rotation generic to confinement Symmetry breaking induced by ExB shear flow (Dominguez, et al., Phys. Fluids B 1993; Gurcan, et al., PoP2007) Well known symmetry breaking by V ExB Is this universal or fundamental? Broken symmetry in fluctuating potential for ITG turbulence and Resulting parallel flow

Basic Physics of Symmetry Breaking (cont d) Interesting alternative: fluctuation intensity gradient k Fluctuation intensity gradient tied to mean profile curvature Note V ExB shear is also related to profile curvature N.B. Profile curvature Π resid link Fluctuation intensity gradients ubiquitous to confined plasmas Robust and Generic mechanism Closely related to V ExB i.e. transport barrier! Symmetry breaking induced by radial gradient of turbulence intensity (Gurcan, et al., PoP 10)

Basic Physics of Symmetry Breaking (cont d) Interesting alternative: fluctuation intensity gradient k Fluctuation intensity gradient tied to mean profile curvature Note V ExB shear is also related to profile curvature N.B. Profile curvature Π resid link Fluctuation intensity gradients ubiquitous to confined plasmas Robust and Generic mechanism Closely related to V ExB i.e. transport barrier! Symmetry breaking induced by radial gradient of turbulence intensity (Gurcan, et al., PoP 10)

Testing Symmetry breaking by Intensity Gradient Global δf gyrokinetic simulation (gkpsp) ITG turbulence with adiabatic electrons Φ=0 is imposed on boundaries T i - profile relaxes T i -profile relaxation Propagating fluctuation intensity front (favorable to test the role of intensity gradient) Intensity front r Time correlations for Strong correlation of over most radii Lower zonal flow shearing due collisions Role of intensity gradient more prominent R/L Ti = 10.0, ν* = 0.08

More: Intensity gradient - a major symmetry breaker With residual stress With intrinsic torque Investigation of correlations between {Residual stress, Intrinsic torque} and symmetry breakers Strong correlation(~0.6) with intrinsic torque, smaller correlation(~0.4) with residual stress Intensity gradient shows the same level of correlation as usually invoked ExB shear. 23rd IAEA Fusion Energy Conference, Daejeon, Korea 15 Oct. 2010 30

Stress lags symmetry breakers ExB shear and intensity gradient show about π/2 and -π/2 phase lag relative to residual stress. Phase between ExB shear and intensity gradient is about π/2. Suggests that drift acoustic response induces phase lag between symmetry breakers and residual stress. 23rd IAEA Fusion Energy Conference, Daejeon, Korea 15 Oct. 2010 31

Local Physics of Π resid For ITG turbulence, Π resid increases with R/L T R/L Tc is insensitive to collisional zonal flow damping couples to the zonal flow-turbulence self regulatory predator-prey interaction

Microscopic Origins of Macro-Scaling? Experimentally observed macro scaling Micro Foundations? ΔV φ (0) ~ ΔW/I p for H-mode plasmas (Rice NF 07) V φ (0) T i at transport barrier (Rice 10, this conference; Ida NF 10) Stronger net rotation as R/L Ti, q-value Increasing R/L Ti : more free energy to drive stronger turbulence Increasing q-value (normal shear) More effective symmetry breaking at higher q- values Weaker turbulence regulation by ZF for increasing GAM fraction increase in turbulence and intrinsic flow level scan q at fixed s

Gradient Dependence of Intrinsic Rotation CTEM? Residual stress is also robust in CTEM. Flow direction produced by CTEM turbulence can differ from that produced by ITG turbulence Residual Stress T e, n in electron regimes

CTEM Cases Flow Reversed

Flux Driven Rotation: Q i V intrinsic Net intrinsic rotation with a peak V /V th = 0.05 ~ 0.15 can be produced in flux driven ITG simulations with no slip boundary conditions

Intrinsic rotation and its cancelation (XGC1p) External Torque Initial flow Starting from zero initial flow Net intrinsic rotation at 7 ms: co-current, M T 0.05 (5% of v th ) Peak flow: still increasing & moving from edge to core With applied external counter-current torque: # Total rotation reduced by more than factor of 5 (Similar result with counter momentum source in GYSELA) 23rd IAEA Fusion Energy Conference, Daejeon, Korea 15 Oct. 2010 37

Intrinsic Rotation and ITB s Strong intrinsic rotation can be generated by flux driven ITG turbulence in reverse shear ITBs with off-axis minimum q(r), with no slip boundary conditions

Intrinsic rotation occurs in RS ITB plasmas Strong (M th ~ 0.1-0.25, V ITB >> V L ) co-current rotation is generated in heat flux driven ITB plasmas with reversed magnetic shear The flow is intrinsic rotation generated via the residual stress Ion temperature vs. r/a V vs. r/a

Formation of intrinsic rotation Intrinsic rotation is generated near ITB head and, initially, propagates into the core. The position of maximum intrinsic rotation coincides with the position of maximal symmetry breaking Reynolds stress < 0, because of large inward residual stress V evolution during initial phase Diffusive part Reynolds stress Residual stress r/a

III) What We Think We Understand but Need More Work On

Alternative Mechanisms The mechanism for generation of toroidal rotation by fluctuation driven radial currents i.e. via the toroidal projection of the perpendicular Reynolds stress. Is the emphasis on k symmetry breaking warranted?!

Alternative Mechanisms - - V E and intensity gradient still critical

Scalings The basic structure of the Rice scaling (Δv T ~ ΔW p / I p ) originates from: strong localized temperature gradients, as in the pedestal and ITBs (i.e. the local origin of ΔW p ) q(r) scaling the origin of I p dependence sensitivity to q(r) structure

Simple Illustrative Model - Ottoman Model Conservation Laws: Fluxes: TEP Pinch for Momentum and Density Angular Momentum Radial Force Balance: L-mode Turbulence Intensity only adjustable parameter Residual Stress due to ExB Shear B.C.'s: : given ExB Shear Reduction [Hinton, PF-B 91] f 44 45

Scaling Trends manifested by Model Dimensional analysis for pedestal flow velocity suggests scaling with width: Scaling with ρ from turbulence characteristics With the simple model linking width to height, where : Incremental Stored Energy I p scaling not recovered for GB model pedestal/ edge turbulence issues? Model is not quantitatively accurate, predicts a scaling of the pedestal toroidal velocity with the pedestal width. but recovers qualitative behavior 45 46

q(r) shape can enhance v (GYSELA) GYSELA Work in progress Reversed q gives higher parallel flow than that of parabolic q. [S.S. Kim, this meeting] Heat source v scaling with stored energy [Rice, 2007] 23rd IAEA Fusion Energy Conference, Daejeon, Korea 15 Oct. 2010 47

q(r) Shape Can Enhance Intrinsic Flow scan s Weak but positive shear is favored

Observation re: q(r) structure Key correlator for residual stress: shear curvature flat q(r) spectral centroid ~ V E etc sensitive spectral variance robust set by spectral width Expect strong Π resid in flat-q regimes (i.e. q =0, q 0) Intrinsic rotation in ITB s, low torque de-stiffened regimes?!

Saturation of Intrinsic Rotation Especially ITB Saturation of Rice scaling in high power ITBs and the ultimate limit on intrinsic rotation. Of particular note here is dependence on collisional Prandtl number or its equivalent.

New regime of V (0) vs T i scaling found ~ Linear V (0) vs. - T i enters roll-over for χ i,turb ~ < χ i,neo (strong turbulence suppression in ITB) Ultimate limitation on intrinsic rotation? Why? There are intermediate states between active and fully suppressed turbulent states determined by residual heat and momentum transport in barrier Pr neo = χ φ,neo /χ i,neo

ITB Relative Hysteresis Relative hysteresis of V φ and T in ITG intrinsic rotation (K. Ida 2010)

Hysteresis happens! Q Strength of hysteresis increases with Nusselt number (Nu= χ i,turb /χ i,neo ) increases agrees with prediction based on bifurcation theory Open loop hysteresis is seen in Q i,tot vs. - T i plot Contrast to closed loop S- curve model

Relative hysteresis between T i & V tokamak Relatively stronger hysteresis of intrinsic rotation over temperature gradient is observed Recovers features of recent experimental observation in LHD [K. Ida et. al., NF 50 (2010) 064007] Residual transport (Pr neo ) governs strength of relative hysteresis Δ ( V ) decreases as Pr neo increases.

Aside: Why Care? Core stiffness, no man s land place SEVERE demands on ITER pedestal Need reconsider either: ITB de-stiffened, hybrid mode approach Current understanding suggests: intrinsic flow shear will dominate ITB V E, absent external torque intrinsic rotation very sensitive to q(r) profile structure

What we think we understand but would benefit from more work on (cont ) The theory of poloidal momentum transport by turbulence See C. McDevitt, et. al. PoP 2010 for discussion

Reversals A New Type of Transport Bifurcation The precise relation between turbulence propagation direction (i.e. v *e vs. v *i ) and toroidal rotation direction Reversals? Observed in TCV, C-Mod Appears linked to CTEM-ITG, LOC SOC cross over Exhibits many features of transport bifurcation without enhanced energy confinement Likely relation to p-itb of W.W. Xiao et al

Residual Mode Propagation Key parameter : See P.D. et al PoP 2008

Intrinsic Rotation as Heat Engine The theory of fluctuation entropy balance and how it relates to the notion of intrinsic rotation as the output of a plasma heat engine See: Y. Kosuga, et. al. PoP 2010 J. Rice, et. al. submitted 2010 Punchlines: T i correlates well with V T (0) in C-Mod H-mode, I-mode P fails for I-mode Theory based on heat engine (low efficiency!) picture calculated C-Mod V T (0) to good accuracy

IV) What We Do Not Understand and should be studying

The interplay of turbulence and wave scattering with neoclassical effects and orbit loss in determining the boundary condition for intrinsic rotation need quantify the amount of slip. Boundary Condition VERY IMPORTANT The detailed interplay between core intrinsic torque and the edge boundary condition, and its role in determining net rotation direction. The connection between SOL flows and core rotation. The impact of filaments and ELMs on intrinsic rotation

Physics of Boundary Condition Effects SOL Flows: [LaBombard et al., NF `04] ballooning particle flux produced by outboard source and SOL symmetry breaking (LSN vs USN) Influence core in L-mode LSN toward X-point co USN from X-point counter But, in H-mode, is always CO Key question: How can SOL flow influence core plasma? For = speed profile of SOL flow > 0 in SOL ---> Inward viscous stress of SOL flow on core Key: SOL symmetry breaking sets direction Strong for parallel shear flow instability for > Alternative: Recoil from Blob Ejection (Myra) 67

ρ * Scaling The apparent absence of ρ * scaling of intrinsic rotation More generally, the obvious problem of: the general, qualitative success of drift wave theories of momentum transport, which universally ρ * predict dependence the apparent absence of ρ * dependence in intrinsic rotation scalings Isotope dependence

ρ * dependence of intrinsic torque XGC1p Work in progress Very weak decline of intrinsic torque with decrease of ρ * XGC1p and GYSELA show the same tendency. Results consistent with observations from experimental database. 23rd IAEA Fusion Energy Conference, Daejeon, Korea 15 Oct. 2010 69

What we do not understand The effect of energetic particles on rotation At least two Issues: - E.P. momentum scattering i.e. deposition - Momentum transport by A.E. s etc.

RF and q(r) Structure The effect of q-profile structure on intrinsic rotation The detailed dynamics of how RF and current drive (i.e. LHCD, ECH) affect intrinsic rotation. Is this via q (r)? Is it ν * change? Relation to inversion phenomena

Dynamical Evolution The detailed spatio-temporal dynamics of intrinsic rotation profile build-up

Space-time evolution of intrinsic torque Residual stress Intrinsic torque ExB shear Intensity gradient The turbulence arises near the outside boundary and propagates inward. [Ku, 2009] ExB shear and intensity gradient show the same inward propagation pattern. Residual stress and intrinsic torque evolution history correlated with that of intensity gradient. 23rd IAEA Fusion Energy Conference, Daejeon, Korea 15 Oct. 2010 73

Low Torque vs No Torque The critical torque-to-power ratio that likely delimits pinch vs. residual stress dominated momentum transport regimes How Low is Low?

Some Long Term Issues intrinsic rotation connection EM fluctuation, role in rotation saturation unexplored! Elucidate Boundary Condition Issue: Degree of slippage SOL flows (USN vs LSN) RMP n n deposition SMBI Study intrinsic rotation in flat q discharges Elucidate physics of residual stress, pinch in electron channel dominated discharges Explore the poloidal toroidal rotation synergy, especially in ITB