On non-bipartite distance-regular graphs with valency k and smallest eigenvalue not larger than k/2

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On non-bipartite distance-regular graphs with valency k and smallest eigenvalue not larger than k/2 J. Koolen School of Mathematical Sciences USTC (Based on joint work with Zhi Qiao) CoCoA, July, 2015

Outline 1 Defintions Distance-Regular Graphs Examples 2 Smallest eigenvalue is not larger than k/2 Examples A Valency Bound Diameter 2 Diameter 3 3 3-Chromatic Distance-Regular Graphs 3-Chromatic Distance-Regular Graphs 4 Open Problems Open Problems

Outline 1 Defintions Distance-Regular Graphs Examples 2 Smallest eigenvalue is not larger than k/2 Examples A Valency Bound Diameter 2 Diameter 3 3 3-Chromatic Distance-Regular Graphs 3-Chromatic Distance-Regular Graphs 4 Open Problems Open Problems

Defintion Graph: Γ = (V, E) where V vertex set, E ( V 2) edge set. All graphs in this talk are simple. x y if xy E. x y if xy E. d(x, y): length of a shortest path connecting x and y. D(Γ) diameter (max distance in Γ)

Distance-regular graphs Definition Γ i (x) := {y d(x, y) = i}

Distance-regular graphs Definition Γ i (x) := {y d(x, y) = i} Definition A connected graph Γ is called distance-regular (DRG) if there are numbers a i, b i, c i (0 i D = D(Γ)) s.t. if d(x, y) = j then #Γ 1 (y) Γ j 1 (x) = c j #Γ 1 (y) Γ j (x) = a j #Γ 1 (y) Γ j+1 (x) = b j

Properties Γ: a distance-regular graph with diameter D. Γ is b 0 -regular. (k := b 0 is called its valency).

Properties Γ: a distance-regular graph with diameter D. Γ is b 0 -regular. (k := b 0 is called its valency). 1 = c 1 c 2... c D. b 0 b 1... b D 1.

Outline 1 Defintions Distance-Regular Graphs Examples 2 Smallest eigenvalue is not larger than k/2 Examples A Valency Bound Diameter 2 Diameter 3 3 3-Chromatic Distance-Regular Graphs 3-Chromatic Distance-Regular Graphs 4 Open Problems Open Problems

Hamming graphs Definition q 2, n 1 integers. Q = {1,..., q} Hamming graph H(n, q) has vertex set Q n x y if they differ in exactly one position. Diameter equals n.

Hamming graphs Definition q 2, n 1 integers. Q = {1,..., q} Hamming graph H(n, q) has vertex set Q n x y if they differ in exactly one position. Diameter equals n. H(n, 2) = n-cube. DRG with c i = i.

Hamming graphs Definition q 2, n 1 integers. Q = {1,..., q} Hamming graph H(n, q) has vertex set Q n x y if they differ in exactly one position. Diameter equals n. H(n, 2) = n-cube. DRG with c i = i. Gives an algebraic frame work to study codes, especially bounds on codes. For example the Delsarte linear programming bound and more recently the Schrijver bound.

Johnson graphs Definition 1 t n integers. N = {1,..., n} Johnson graph J(n, t) has vertex set ( ) N t A B if #A B = t 1. J(n, t) J(n, n t), diameter min(t, n t). DRG with c i = i 2. Gives an algebraic frame work to study designs.

More examples Most of the known families of distance-regular graphs come from classical objects, for example:

More examples Most of the known families of distance-regular graphs come from classical objects, for example: Hamming graphs, Johnson graphs, Grassmann graphs, bilinear forms graphs, sesquilinear forms graphs, quadratic forms graphs, dual polar graphs (The vertices are the maximal totally isotropic subspaces on a vectorspace over a finite field with a fixed (non-degenerate) bilinear form)

More examples Most of the known families of distance-regular graphs come from classical objects, for example: Hamming graphs, Johnson graphs, Grassmann graphs, bilinear forms graphs, sesquilinear forms graphs, quadratic forms graphs, dual polar graphs (The vertices are the maximal totally isotropic subspaces on a vectorspace over a finite field with a fixed (non-degenerate) bilinear form) Distance-regular graphs gives a way to study these classical objects from a combinatorial view point.

Eigenvalues of graphs Let Γ be a graph. The adjacency matrix for Γ is the symmetric matrix A indexed by the vertices st. A xy = 1 if x y, and 0 otherwise. The eigenvalues of A are called the eigenvalues of Γ.

Eigenvalues of graphs Let Γ be a graph. The adjacency matrix for Γ is the symmetric matrix A indexed by the vertices st. A xy = 1 if x y, and 0 otherwise. The eigenvalues of A are called the eigenvalues of Γ. As A is a real symmetric matrix all its eigenvalues are real. We mainly will look at the smallest eigenvalue.

Outline 1 Defintions Distance-Regular Graphs Examples 2 Smallest eigenvalue is not larger than k/2 Examples A Valency Bound Diameter 2 Diameter 3 3 3-Chromatic Distance-Regular Graphs 3-Chromatic Distance-Regular Graphs 4 Open Problems Open Problems

Examples In this section, we study the non-bipartite distance-regular graphs with valency k and having a smallest eigenvalue not larger than k/2.

Examples In this section, we study the non-bipartite distance-regular graphs with valency k and having a smallest eigenvalue not larger than k/2. Examples 1 The odd polygons with valency 2; 2 The complete tripartite graphs K t,t,t with valency 2t at least 2; 3 The folded (2D + 1)-cubes with valency 2D + 1 and diameter D 2; 4 The Odd graphs with valency k at least 3; 5 The Hamming graphs H(D, 3) with valency 2D where D 2; 6 The dual polar graphs of type B D (2) with D 2; 7 The dual polar graphs of type 2 A 2D 1 (2) with D 2.

Conjecture Conjecture If D > 0 is large enough, and the smallest eigenvalue is not larger than k/2, then Γ is a member of one of the seven families.

Outline 1 Defintions Distance-Regular Graphs Examples 2 Smallest eigenvalue is not larger than k/2 Examples A Valency Bound Diameter 2 Diameter 3 3 3-Chromatic Distance-Regular Graphs 3-Chromatic Distance-Regular Graphs 4 Open Problems Open Problems

Valency Bound Theorem For any real number 1 > α > 0 and any integer D 2, the number of coconnected (i.e. the complement is connected) non-bipartite distance-regular graphs with valency k at least two and diameter D, having smallest eigenvalue θ min not larger than αk, is finite.

Remarks Note that the regular complete t-partite graphs K t s (s, t positive integers at least 2) with valency k = (t 1)s have smallest eigenvalue s = k/(t 1).

Remarks Note that the regular complete t-partite graphs K t s (s, t positive integers at least 2) with valency k = (t 1)s have smallest eigenvalue s = k/(t 1). Note that there are infinitely many bipartite distance-regular graphs with diameter 3, for example the point-block incidence graphs of a projective plane of order q, where q is a prime power.

Remarks Note that the regular complete t-partite graphs K t s (s, t positive integers at least 2) with valency k = (t 1)s have smallest eigenvalue s = k/(t 1). Note that there are infinitely many bipartite distance-regular graphs with diameter 3, for example the point-block incidence graphs of a projective plane of order q, where q is a prime power. The second largest eigenvalue for a distance-regular graphs behaves quite differently from its smallest eigenvalue. For example J(n, D) n 2D 4, has valency D(n D), and second largest eigenvalue (n D 1)(D 1) 1. So for fixed diameter D, there are infinitely many Johnson graphs J(n, D) with second largest eigenvalue larger then k/2.

Ingredients for the proof Biggs formula Let θ be an eigenvalue of Γ. Let u(θ) = (u 0 = 1, u 1,..., u D ) T be the standard vector for θ. The u i s satisfy: c i u i 1 + a i u i + b i u i+1 = θu i (0 i D) where u 1 = u D+1 = 0.

Ingredients for the proof Biggs formula Let θ be an eigenvalue of Γ. Let u(θ) = (u 0 = 1, u 1,..., u D ) T be the standard vector for θ. The u i s satisfy: c i u i 1 + a i u i + b i u i+1 = θu i (0 i D) where u 1 = u D+1 = 0. (Biggs formula) mult(θ) = k i = #Γ i (x)) v D i=0 k i u 2 i (v = #V (Γ),

Ingedients for the proof, II The next observation gives a bound on the valency k, given the multiplicity of an eigenvalue different from ±k.

Ingedients for the proof, II The next observation gives a bound on the valency k, given the multiplicity of an eigenvalue different from ±k. Godsil s observation Let Γ be a coconnected distance-regular graph with valency k. Let m be the multiplicity of an eigenvalue of Γ distinct from ±k. Then k (m 1)(m + 2)/2.

Idea for the proof Let θ be the smallest eigenvalue of Γ. Let (u 0, u 1,..., u D ) be the standard vector for θ. Then ( 1) i u i > 0.

Idea for the proof Let θ be the smallest eigenvalue of Γ. Let (u 0, u 1,..., u D ) be the standard vector for θ. Then ( 1) i u i > 0. Now for all i either u i is large or c i is large.

Idea for the proof Let θ be the smallest eigenvalue of Γ. Let (u 0, u 1,..., u D ) be the standard vector for θ. Then ( 1) i u i > 0. Now for all i either u i is large or c i is large. Both will help to get a good bound for the multiplicity using Biggs formula. The second one will give an upper bound for the vertices.

Idea for the proof Let θ be the smallest eigenvalue of Γ. Let (u 0, u 1,..., u D ) be the standard vector for θ. Then ( 1) i u i > 0. Now for all i either u i is large or c i is large. Both will help to get a good bound for the multiplicity using Biggs formula. The second one will give an upper bound for the vertices. Then we use Godsil s observation to bound k.

Outline 1 Defintions Distance-Regular Graphs Examples 2 Smallest eigenvalue is not larger than k/2 Examples A Valency Bound Diameter 2 Diameter 3 3 3-Chromatic Distance-Regular Graphs 3-Chromatic Distance-Regular Graphs 4 Open Problems Open Problems

Coconnected Let Γ be a distance-regular graph with valency k 2 and smallest eigenvalue λ min k/2. It is easy to see that if the graph is coconnected then a 1 1.

Now we give the classification for diameter 2.

Now we give the classification for diameter 2. Diameter 2 1 The pentagon with intersection array {2, 1; 1, 1}; 2 The Petersen graph with intersection array {3, 2; 1, 1}; 3 The folded 5-cube with intersection array {5, 4; 1, 2}; 4 The 3 3-grid with intersection array {4, 2; 1, 2}; 5 The generalized quadrangle GQ(2, 2) with intersection array {6, 4; 1, 3}; 6 The generalized quadrangle GQ(2, 4) with intersection array {10, 8; 1, 5}; 7 A complete tripartite graph K t,t,t with t 2, with intersection array {2t, t 1; 1, 2t};

Now we give the classification for diameter 2. Diameter 2 1 The pentagon with intersection array {2, 1; 1, 1}; 2 The Petersen graph with intersection array {3, 2; 1, 1}; 3 The folded 5-cube with intersection array {5, 4; 1, 2}; 4 The 3 3-grid with intersection array {4, 2; 1, 2}; 5 The generalized quadrangle GQ(2, 2) with intersection array {6, 4; 1, 3}; 6 The generalized quadrangle GQ(2, 4) with intersection array {10, 8; 1, 5}; 7 A complete tripartite graph K t,t,t with t 2, with intersection array {2t, t 1; 1, 2t}; No suprises.

Outline 1 Defintions Distance-Regular Graphs Examples 2 Smallest eigenvalue is not larger than k/2 Examples A Valency Bound Diameter 2 Diameter 3 3 3-Chromatic Distance-Regular Graphs 3-Chromatic Distance-Regular Graphs 4 Open Problems Open Problems

Bound on c 2 Although we found a valency bound in general for distance-regular graphs with fixed diameter D and smallest eigenvalue not larger than k/2, this bound is not good enough to classify those of diameter 3.

Bound on c 2 Although we found a valency bound in general for distance-regular graphs with fixed diameter D and smallest eigenvalue not larger than k/2, this bound is not good enough to classify those of diameter 3. Using the representation theory of a distance-regular with respect to its smallest eigenvalue, we obtained a bound on c 2.

Bound on c 2 Although we found a valency bound in general for distance-regular graphs with fixed diameter D and smallest eigenvalue not larger than k/2, this bound is not good enough to classify those of diameter 3. Using the representation theory of a distance-regular with respect to its smallest eigenvalue, we obtained a bound on c 2. Lemma Let Γ be a non-bipartite distance-regular graph with diameter D 3 and valency k 2. If the smallest eigenvalue of Γ, θ min, is at most k/2, then a 1 1 and c 2 5 + a 1.

Diameter 3 and triangle-free In the following we give the classification of distance-regular graphs with diameter 3 valency k 2 with smallest eigenvalue not larger than k/2.

Diameter 3 and triangle-free In the following we give the classification of distance-regular graphs with diameter 3 valency k 2 with smallest eigenvalue not larger than k/2. Because of the above lemma we obtained that the multiplicity of the smallest eigenvalue is at most 64 and hence the valency is at most 64 if a 1 = 0.

Diameter 3 and triangle-free In the following we give the classification of distance-regular graphs with diameter 3 valency k 2 with smallest eigenvalue not larger than k/2. Because of the above lemma we obtained that the multiplicity of the smallest eigenvalue is at most 64 and hence the valency is at most 64 if a 1 = 0. Our result: Diameter 3 1 The 7-gon, with intersection array {2, 1, 1; 1, 1, 1}; 2 The Odd graph with valency 4, O 4, with intersection array {4, 3, 3; 1, 1, 2}; 3 The Sylvester graph with intersection array {5, 4, 2; 1, 1, 4}; 4 The second subconstituent of the Hoffman-Singleton graph with intersection array {6, 5, 1; 1, 1, 6}; 5 The Perkel graph with intersection array {6, 5, 2; 1, 1, 3};

Diameter 3 and triangle-free, II Theorem continued 1 The folded 7-cube with intersection array {7, 6, 5; 1, 2, 3}; 2 A possible distance-regular graph with intersection array {7, 6, 6; 1, 1, 2}; 3 A possible distance-regular graph with intersection array {8, 7, 5; 1, 1, 4}; 4 The truncated Witt graph associated with M 23 with intersection array {15, 14, 12; 1, 1, 9}; 5 The coset graph of the truncated binary Golay code with intersection array {21, 20, 16; 1, 2, 12};

Diameter 3 and triangle-free, II Theorem continued 1 The folded 7-cube with intersection array {7, 6, 5; 1, 2, 3}; 2 A possible distance-regular graph with intersection array {7, 6, 6; 1, 1, 2}; 3 A possible distance-regular graph with intersection array {8, 7, 5; 1, 1, 4}; 4 The truncated Witt graph associated with M 23 with intersection array {15, 14, 12; 1, 1, 9}; 5 The coset graph of the truncated binary Golay code with intersection array {21, 20, 16; 1, 2, 12}; So this means that for diameter 3 and triangle-free, we obtain quite a few more examples, then the members of the three families.

Diameter 3 and a 1 0 In this case, we obtain the following classification.

Diameter 3 and a 1 0 In this case, we obtain the following classification. Theorem 1 The line graph of the Petersen graph with intersection array {4, 2, 1; 1, 1, 4}; 2 The generalized hexagon GH(2, 1) with intersection array {4, 2, 2; 1, 1, 2}; 3 The Hamming graph H(3, 3) with intersection array {6, 4, 2; 1, 2, 3}; 4 One of the two generalized hexagons GH(2, 2) with intersection array {6, 4, 4; 1, 1, 3}; 5 One of the two distance-regular graphs with intersection array {8, 6, 1; 1, 3, 8}; 6 The regular near hexagon B 3 (2) with intersection array {14, 12, 8; 1, 3, 7};

Theorem continued 1 The generalized hexagon GH(2, 8) with intersection array {18, 16, 16; 1, 1, 9}; 2 The regular near hexagon on 729 vertices related to the extended ternary Golay code with intersection array {24, 22, 20; 1, 2, 12}; 3 The Witt graph associated to M 24 with intersection array {30, 28, 24; 1, 3, 15}; 4 The regular near hexagon 2 A 5 (2) with intersection array {42, 40, 32; 1, 5, 21}.

Theorem continued 1 The generalized hexagon GH(2, 8) with intersection array {18, 16, 16; 1, 1, 9}; 2 The regular near hexagon on 729 vertices related to the extended ternary Golay code with intersection array {24, 22, 20; 1, 2, 12}; 3 The Witt graph associated to M 24 with intersection array {30, 28, 24; 1, 3, 15}; 4 The regular near hexagon 2 A 5 (2) with intersection array {42, 40, 32; 1, 5, 21}. We also classified diameter 4 and a 1 0. The classification looks quite similar to the diameter 3 case.

Outline 1 Defintions Distance-Regular Graphs Examples 2 Smallest eigenvalue is not larger than k/2 Examples A Valency Bound Diameter 2 Diameter 3 3 3-Chromatic Distance-Regular Graphs 3-Chromatic Distance-Regular Graphs 4 Open Problems Open Problems

Now we will use the classification of the diameter 3 case to determine the 3-chromatic distance-regular graphs.

Now we will use the classification of the diameter 3 case to determine the 3-chromatic distance-regular graphs. A proper coloring with t colors of a graph Γ is a map c : v(γ) {1, 2,..., t} (t is a positive number) such that c(x) c(y) for any edge xy. The chromatic number of Γ denoted by χ(γ) is the minimal t such that there exists a proper coloring of Γ with t colors. We also say that such a graph is χ(γ)-chromatic.

Now we will use the classification of the diameter 3 case to determine the 3-chromatic distance-regular graphs. A proper coloring with t colors of a graph Γ is a map c : v(γ) {1, 2,..., t} (t is a positive number) such that c(x) c(y) for any edge xy. The chromatic number of Γ denoted by χ(γ) is the minimal t such that there exists a proper coloring of Γ with t colors. We also say that such a graph is χ(γ)-chromatic. An independent set of Γ is a set S of vertices such that there are no edges between them. If Γ has chromatic number χ and n vertices then Γ must have an independent set with at least n/χ vertices.

An useful result is the Hoffman bound. Hoffman bound Let G be a k-regular graph with n vertices and with smallest eigenvalue θ min. Let S be an independent set of Γ with s vertices. Then n s 1 + k. θ min

Let Γ be a 3-chromatic distance-regular graph with n vertices. Then Γ must have an independent set of size at least n/3 and by the Hoffman bound we find that the smallest eigenvalue of Γ is at most k/2.

Let Γ be a 3-chromatic distance-regular graph with n vertices. Then Γ must have an independent set of size at least n/3 and by the Hoffman bound we find that the smallest eigenvalue of Γ is at most k/2. Blokhuis et al. determined the 3-chromatic distance-regular graphs among the known examples.

Let Γ be a 3-chromatic distance-regular graph with n vertices. Then Γ must have an independent set of size at least n/3 and by the Hoffman bound we find that the smallest eigenvalue of Γ is at most k/2. Blokhuis et al. determined the 3-chromatic distance-regular graphs among the known examples. Combining their result with the classification of the distance-regular graph with valency k 2, diameter 3 and smallest eigenvalue not larger than k/2 we obtain:

Theorem Let Γ be a 3-chromatic distance-regular graph with diameter 3. Then Γ is one of the following: 1 The 7-gon, with intersection array {2, 1, 1; 1, 1, 1}; 2 The Odd graph with valency 4, O 4, with intersection array {4, 3, 3; 1, 1, 2}; 3 The Perkel graph with intersection array {6, 5, 2; 1, 1, 3}; 4 The generalized hexagon GH(2, 1) with intersection array {4, 2, 2; 1, 1, 2}; 5 The Hamming graph H(3, 3) with intersection array {6, 4, 2; 1, 2, 3}; 6 The regular near hexagon on 729 vertices related to the extended ternary Golay code with intersection array {24, 22, 20; 1, 2, 12}.

Hamming graph To show that the Hamming graph H(D, q) is q-chromatic, represent the alphabet of size q by the integers mod q. Give a vertex color i (i = 0, 1,..., q 1) if the sum of its entries equal i mod q. On the other hand H(D, q) has a complete subgraph with q vertices.

Outline 1 Defintions Distance-Regular Graphs Examples 2 Smallest eigenvalue is not larger than k/2 Examples A Valency Bound Diameter 2 Diameter 3 3 3-Chromatic Distance-Regular Graphs 3-Chromatic Distance-Regular Graphs 4 Open Problems Open Problems

Some open problems: Determine the 4-chromatic distance-regular graphs of diameter 3.

Some open problems: Determine the 4-chromatic distance-regular graphs of diameter 3. Determine the non-bipartite distance-regular graphs with diameter 3, valency k, such that its smallest eigenvalue is not larger than k/3.

Some open problems: Determine the 4-chromatic distance-regular graphs of diameter 3. Determine the non-bipartite distance-regular graphs with diameter 3, valency k, such that its smallest eigenvalue is not larger than k/3. Complete the classification of diameter 4 with smallest eigenvalue not larger than k/2.

Some open problems: Determine the 4-chromatic distance-regular graphs of diameter 3. Determine the non-bipartite distance-regular graphs with diameter 3, valency k, such that its smallest eigenvalue is not larger than k/3. Complete the classification of diameter 4 with smallest eigenvalue not larger than k/2. Determine the distance-regular graphs with a 1 = 1 and smallest eigenvalue k/2.

Thank you for your attention.