O-displays and π-divisible formal O-modules

Similar documents
O-displays and π-divisible formal O-modules

Tunisian Journal of Mathematics an international publication organized by the Tunisian Mathematical Society

A Dieudonné Theory for p-divisible Groups

Breuil s classification of p-divisible groups over regular local rings of arbitrary dimension

Notes on p-divisible Groups

Dieudonné Modules and p-divisible Groups

ABSTRACT NONSINGULAR CURVES

LECTURE IV: PERFECT PRISMS AND PERFECTOID RINGS

Math 210B. Artin Rees and completions

Discussion Session on p-divisible Groups

CHAPTER 0 PRELIMINARY MATERIAL. Paul Vojta. University of California, Berkeley. 18 February 1998

FILTERED RINGS AND MODULES. GRADINGS AND COMPLETIONS.

Rings With Topologies Induced by Spaces of Functions

LECTURES ON DEFORMATIONS OF GALOIS REPRESENTATIONS. Mark Kisin

NOTES IN COMMUTATIVE ALGEBRA: PART 2

PART II.1. IND-COHERENT SHEAVES ON SCHEMES

Lecture 21: Crystalline cohomology and the de Rham-Witt complex

FORMAL GLUEING OF MODULE CATEGORIES

ALGEBRAIC GEOMETRY COURSE NOTES, LECTURE 9: SCHEMES AND THEIR MODULES.

MATH 101B: ALGEBRA II PART A: HOMOLOGICAL ALGEBRA

ON THE WITT VECTOR FROBENIUS

A Version of the Grothendieck Conjecture for p-adic Local Fields

Chern classes à la Grothendieck

Level Structures of Drinfeld Modules Closing a Small Gap

Homological Methods in Commutative Algebra

TCC Homological Algebra: Assignment #3 (Solutions)

The Diamond Category of a Locally Discrete Ordered Set.

LOCAL VS GLOBAL DEFINITION OF THE FUSION TENSOR PRODUCT

Duality, Residues, Fundamental class

The Proj Construction

Gauß-Manin Connection via Witt-Differentials

FALTINGS SEMINAR TALK. (rf)(a) = rf(a) = f(ra)

Schemes via Noncommutative Localisation

Matsumura: Commutative Algebra Part 2

Injective Modules and Matlis Duality

Smooth morphisms. Peter Bruin 21 February 2007

DIEUDONNÉ CRYSTALS AND WACH MODULES FOR p-divisible GROUPS

p-divisible GROUPS 1. p-divisible groups and finite group schemes Here are two related problems with the algebraic geometry of formal groups.

COMMUTING ELEMENTS IN GALOIS GROUPS OF FUNCTION FIELDS. Fedor Bogomolov and Yuri Tschinkel

Yuriy Drozd. Intriduction to Algebraic Geometry. Kaiserslautern 1998/99

Formal power series rings, inverse limits, and I-adic completions of rings

A GEOMETRIC CONSTRUCTION OF SEMISTABLE EXTENSIONS OF CRYSTALLINE REPRESENTATIONS. 1. Introduction

Algebraic Geometry Spring 2009

IndCoh Seminar: Ind-coherent sheaves I

Iwasawa algebras and duality

1 Notations and Statement of the Main Results

4.1. Paths. For definitions see section 2.1 (In particular: path; head, tail, length of a path; concatenation;

Course 311: Michaelmas Term 2005 Part III: Topics in Commutative Algebra

Lifting the Cartier transform of Ogus-Vologodsky. modulo p n. Daxin Xu. California Institute of Technology

NOTES ON FINITE FIELDS

Non characteristic finiteness theorems in crystalline cohomology

FOUNDATIONS OF ALGEBRAIC GEOMETRY CLASS 2

MATH 221 NOTES BRENT HO. Date: January 3, 2009.

COMMUNICATIONS IN ALGEBRA, 15(3), (1987) A NOTE ON PRIME IDEALS WHICH TEST INJECTIVITY. John A. Beachy and William D.

CHAPTER 1. AFFINE ALGEBRAIC VARIETIES

0.1 Spec of a monoid

Formal Modules. Elliptic Modules Learning Seminar. Andrew O Desky. October 6, 2017

BRIAN OSSERMAN. , let t be a coordinate for the line, and take θ = d. A differential form ω may be written as g(t)dt,

BRAUER GROUPS 073W. This is a chapter of the Stacks Project, version 74eb6f76, compiled on May 29, 2018.

Algebraic Geometry Spring 2009

A Note on Dormant Opers of Rank p 1 in Characteristic p

Homological Dimension

On the modular curve X 0 (23)

De Rham Cohomology. Smooth singular cochains. (Hatcher, 2.1)

Hyperbolic Ordinariness of Hyperelliptic Curves of Lower Genus in Characteristic Three

Theta divisors and the Frobenius morphism

THE CLOSED-POINT ZARISKI TOPOLOGY FOR IRREDUCIBLE REPRESENTATIONS. K. R. Goodearl and E. S. Letzter

LECTURE NOTES AMRITANSHU PRASAD

10 l-adic representations

(1) A frac = b : a, b A, b 0. We can define addition and multiplication of fractions as we normally would. a b + c d

Modules Over Principal Ideal Domains

A GENERAL THEORY OF ZERO-DIVISOR GRAPHS OVER A COMMUTATIVE RING. David F. Anderson and Elizabeth F. Lewis

CHAPTER 2. Ordered vector spaces. 2.1 Ordered rings and fields

OMEGA-CATEGORIES AND CHAIN COMPLEXES. 1. Introduction. Homology, Homotopy and Applications, vol.6(1), 2004, pp RICHARD STEINER

5 Dedekind extensions

STABLE MODULE THEORY WITH KERNELS

Category O and its basic properties

Some remarks on Frobenius and Lefschetz in étale cohomology

10. Smooth Varieties. 82 Andreas Gathmann

Algebra Homework, Edition 2 9 September 2010

Deformation theory of representable morphisms of algebraic stacks

REPRESENTATION THEORY, LECTURE 0. BASICS

NOTES ON SPLITTING FIELDS

1. Algebraic vector bundles. Affine Varieties

EXTERIOR AND SYMMETRIC POWERS OF MODULES FOR CYCLIC 2-GROUPS

ON THE REPRESENTABILITY OF Hilb n k[x] (x) Roy Mikael Skjelnes

SUMMARY ALGEBRA I LOUIS-PHILIPPE THIBAULT

Seminar on Crystalline Cohomology

ALGEBRA HW 3 CLAY SHONKWILER

Absolute Values and Completions

ON THE WITT VECTOR FROBENIUS

p-divisible groups I 1 Introduction and motivation Tony Feng and Alex Bertolini Meli August 12, The prototypical example

ALGEBRAIC GEOMETRY: GLOSSARY AND EXAMPLES

VECTOR BUNDLES ON THE PROJECTIVE LINE AND FINITE DOMINATION OF CHAIN COMPLEXES

Calculating deformation rings

THE SHIMURA-TANIYAMA FORMULA AND p-divisible GROUPS

Math 145. Codimension

Raynaud on F -vector schemes and prolongation

6. DE RHAM-WITT COMPLEX AND LOG CRYS- TALLINE COHOMOLOGY

NORMALIZATION OF THE KRICHEVER DATA. Motohico Mulase

Transcription:

-displays and π-divisible formal -modules Dissertation zur Erlangung des Doktorgrades der Fakultät für Mathematik Universität Bielefeld vorgelegt von Tobias Ahsendorf Bielefeld 2011

Gedruckt auf alterungsbeständigem Papier IS 9706

Contents Contents Introduction i iii 1 -algebras of ramified Witt vectors 1 1.1 The -algebra of ramified Witt vectors W (R)........... 1 1.2 The morphism u and some basic results............... 7 1.3 Generalized results concerning rings of integers of non-archimedean local fields of characteristic zero.................... 10 2 f--display theory 15 2.1 f--displays.............................. 16 2.2 Morphisms, base changes and descent data for f--displays.... 18 2.3 The formal -module BT (f) (P, ).................. 22 2.4 Drinfeld s equivalence of formal -modules and reduced Cartier modules revisited............................ 28 2.5 Introducing Γ i (, ) and Ω i (, )................. 41 2.5.1 The functors Ω i (, ) and Γ 1 (, )............ 42 2.5.2 The functor Γ 2 (, )..................... 48 2.5.3 Concluding remarks...................... 60 3 Deformation theory 63 3.1 -frames and f--windows...................... 63 3.2 Applications to triples......................... 68 3.3 Applications to f--displays..................... 71 4 The stack of truncated f--displays 81 4.1 Truncated f--displays........................ 81 4.2 Applications to f--displays..................... 86 5 Crystals 89 i

ii Contents 5.1 The crystal associated to f--displays................ 89 5.2 Universal extensions and the crystal of Grothendieck-Messing... 92 5.3 Comparision of the crystals and the generalized main Theorem of display theory.............................. 103 A Formal -modules 115 A.1 π-divisible formal -modules..................... 116 Bibliography 117

Introduction We fix a prime number p. In this introduction we always denote by and rings of integers of non-archimedean local fields of characteristic zero, π and π are uniformizing elements of and and p is the characteristic of the residue fields of and, which have q resp. q elements. All rings and algebras over a commutative ring are assumed to be commutative. Unless otherwise stated, R is a unitary -algebra resp. unitary ring. The easiest approach to formal groups over a p-adic ring R might be to classify them by reduced Cartier modules over the ring E R (see [Zin84]). In [Dri76], Drinfeld generalized this equivalence to formal -modules over R and reduced Cartier modules over the ring E,R for each and -algebra R. In the case that R is a perfect field of characteristic p, Dieudonné modules over R can be considered as reduced Cartier modules over R and by demanding certain nilpotence conditions concerning the operator V of the Dieudonné modules it is possible to show that these Dieudonné modules are equivalent to the category of p-divisible formal groups over R. Zink generalized the concept of a Dieudonné module in [Zin02], obtained the display structure (3n-display in the original source) for general rings R and constructed a BT functor from the category of displays over R to the category of formal groups over R. For rings R with p nilpotent in R, we get, by considering only nilpotent displays (displays in [Zin02]), that the restriction of the BT functor to the category of nilpotent displays over R has its image in the category of p-divisible formal groups over R. Zink was able to show that this restriction functor is an equivalence in many important cases and Lau finally showed in [Lau08] that this restriction functor is an equivalence for all rings R with p nilpotent in R. So we can basically describe p-divisible formal groups with structures from linear algebra. The task of this thesis is now to generalize this equivalence to nilpotent -displays and π-divisible formal -modules for -algebras R with π nilpotent in R. For this purpose we investigate the idea of Drinfeld s proof in [Dri76] for the generalized Cartier equivalence and obtain our generalized equivalence in a similar manner. Hence, we do not obtain the equivalence by generalizing every result needed for iii

iv Introduction establishing the equivalence of nilpotent displays over R and p-divisible formal groups over R (even though we still have to generalize many results), but we use the already established equivalence for the = Z p case. ne advantage is that we better understand the relations between the different display structures for varying. Some parts of this generalization of the theory are already utilized in [Hed, Chapter 9]. Now until the end of the paragraph following Proposition 2, R is a not necessarily unitary -algebra resp. -algebra. For an -algebra R we define an -algebra structure on the set W (R) = { (b 0, b 1,... ) b i R }, which is uniquely determined by demanding: For every -algebra morphism R R (of not necessarily unitary - algebras) the induced morphism W (R) W (R ) is an -algebra morphism. The maps are -algebra morphisms. w n : W (R) R b = (b 0, b 1,...) b qn 0 + πbqn 1 1 +... + π n b n We will call this the -algebra of ramified Witt vectors over R, its elements ramified Witt vectors and the map w n the n-th Witt polynomial. The construction of W (R) clearly depends on the choice of π, but if we choose any other uniformizing element and consider the -algebra of ramified Witt vectors with respect to this element, we obtain that both -algebras of ramified Witt vectors are canonically isomorphic. We can state the following Lemma: Lemma 1. Let B be a π-torsion free -algebra and τ : B B an -algebra morphism with τ(x) x q mod π. Then there is a unique -algebra morphism κ : B W (B), such that w n (κ(b)) = τ n (b) holds for each b B and n 0. This Lemma is particularly important, when we consider a nonramified extension of non-archimedean local fields of characteristic zero. If we denote by σ the relative Frobenius of this extension, then there is a unique -algebra morphism κ : W ( ), (1) such that w n (κ(a)) = σ n (a) holds for each a and n 0, where the -algebra structure of W ( ) has been established with respect to a fixed prime element

v of. Next we introduce the -module morphism V : W (R) W (R) and the - algebra morphism F : W (R) W (R) for all -algebras R, the first is called the Verschiebung and the second one is the Frobenius. They are defined by functoriality in R and the relations, for all n 0, w n ( F x) = w n+1 (x), w n+1 ( V x) = πw n (x), w 0 ( V x) = 0, where x W (R) and the equations and multiplications have to be unterstood in R. ne easily verifies that F V = π, V ( F xy) = x V y hold for all x, y W (R). If we denote the Image of V : W (R) W (R) by I,R, we obtain that I,R is the ideal of ramified Witt vectors, whose first component is zero, which is the same to say that I,R = ker(w 0 : W (R) R) holds, because V (b 0, b 1,...) = (0, b 0, b 1,...) holds for all (b 0, b 1,...) W (R). We define the Teichmüller representant [a] W (R) by (a, 0, 0...) for R an -algebra and a R. For a nilpotent -algebra N we denote by Ŵ(N ) the -subalgebra of W (N ), which consists of the ramified Witt vectors with finitely many nonzero entries. For the relations of the different -algebras of ramified Witt vectors with varying, we have the following result: Proposition 2. Let be an extension of rings of integers of non-archimedean local fields of characteristic zero, π, π fixed uniformizing elements of resp. and f the degree of extension of the residue fields. Let Alg resp. Alg denote the category of (not necessarily unitary) -algebras resp. -algebras. Then there exists a unique morphism u : W W of functors from Alg to Alg, such that w n u = w fn holds. For a nilpotent -algebra N the restriction morphism u N : Ŵ(N ) W (N ) has its image in Ŵ (N ). Furthermore, for an -algebra R we have u R ([a]) = [a] for a R, u R ( F f x) = F (u R (x)), u R ( V x) = (π/π ) V (u R ( F f 1 x)) for x W (R), where all the objects related to are marked with a dash. With abuse of notation, we usually replace u R by u if it is clear which R we consider. The morphism of functors u of the previous Proposition is, up to a canonical isomorphism of functors, independent of the choice of the uniformizing elements π, π of resp.. In the following, when we consider the Definition of an f--display and the functors Ω i (, ) resp. Γ i (, ) etc., we sometimes make use of the -algebra resp. -algebra of ramified Witt vectors for a particular choice of the uniformizing element π resp. π for resp.. Nevertheless,

vi Introduction up to canonical isomorphism, the structures are independent of the choice of π resp. π. Unless otherwise stated, until the end of this introduction S, R, R etc. are now assumed to be unitary -algebras with π nilpotent in them and if they are assumed to be unitary -algebras, then π should always be nilpotent in them. Definition 3. Let f 1 be a natural number. An f--display P over R is a quadruple (P, Q, F, F 1 ), where P is a finitely generated projective W (R)-module, Q a submodule of P and F : P P and F 1 : Q P are F f -linear maps, such that the following properties are satisfied: 1. I,R P Q and P/Q is a direct summand of the R-module P/I,R P. 2. F 1 is an F f -linear epimorphism, i.e., its linearisation F 1 : W (R) F f,w (R) Q P where w W (R) and q Q, is surjective. 3. For x P and w W (R), we have w q wf 1 q, F 1 ( V wx) = F f 1 wf x. The finite projective R-module P/Q is the tangential space of P. If f = 1, we call P just an -display. Except for the occuring f, this Definition is completely analogous to [Zin02, Definition 1], where the defined structure is called a 3n-display there. Furthermore, for each f--display P = (P, Q, F, F 1 ) there exists a unique W (R)-linear map V : P W (R) F f,w (R) P, which satisfies the following equations for all w W (R), x P and y Q: V (wf x) = π w x V (wf 1 y) = w y By V n : P W (R) F fn,w P we denote the composite map (R) F f(n 1) V... F f V V, where F fi V is the W (R)-linear map id F fi,w (R)V : W (R) F fi,w (R) P W (R) F f(i+1),w (R) P. We call P nilpotent, if there is a number N such that the composite map pr V N : P W (R) F fn,w (R) P W (R)/(I,R + πw (R)) F fn,w (R) P

vii is the zero map. The f--displays over R form a category, we call it (f disp /R) or only (disp /R), when f = 1 (see section 2.2 for the morphisms between the f--displays). The nilpotent f--displays over R form a full subcategory, we denote it by (f ndisp /R) or (ndisp /R), respectively. Let N be a nilpotent R-algebra. For a given f--display P = (P, Q, F, F 1 ) we consider the following W (R)-modules: P N = Ŵ(N ) W (R) P, Q N = Ŵ(N ) W (R) L Î,N W (R) T, where P = L T is a normal decomposition, i.e., L and T are W (R)-submodules of P, such that Q = L I,R T holds, and Ŵ(N ) is the W (R)-subalgebra of W (N ) as before Proposition 2. We obtain an F f -linear map F 1 : QN P N given by w y F f w F 1 y and V w x F f 1 w F x for w W (N ), y Q and x P. Hence, it is possible to define the formal -module BT (f) (P, ) (see Appendix A for the definitions of (π-divisible) formal -modules) by the exact sequence of -modules 0 QN F 1 id PN BT (f) (P, N ) 0 for all N Nil R, where Nil R denotes the category of nilpotent R-algebras. In case f = 1, we just write BT (P, ) instead of BT (1) (P, ). Furthermore, if P is nilpotent, then BT (f) (P, ) is a π-divisible formal -module, so we obtain a functor BT (f) : (f ndisp /R) (π divisible formal modules/r), which we want to be an equivalence for f = 1. In a more general setting, assume that is nonramified of degree f and R is an -algebra with π nilpotent in R. Then it is not too hard to check with the help of (1) that BT (f) (P, ) is a (π -divisible) formal -module for a (nilpotent) f--display P. Hence, it also makes sense to ask, whether BT (f) is an equivalence. : (f ndisp /R) (π divisible formal modules/r) Definition 4. Let be an extension of rings of integers of non-archimedean local fields of characteristic zero, R an -algebra and P an f--display over R. Then we call an -action, i.e., an -algebra morphism ι : End P, strict, iff the induced action ι : P/Q coincides with the -module structure given by the R-module structure of P/Q and restriction to scalars. We denote by (ndisp, /R) the category of nilpotent -displays over R equipped with a

viii Introduction strict -action. The objects in this category are (P, α), where P is a nilpotent -display over R and α : End P the strict -action, but if it is clear that we have such an action attached, we write with abuse of notation just P instead of (P, α). After taking Drinfeld s paper [Dri76] as inspiration, we state at first: Lemma 5. Let be a nonramified extension of degree f, R an -algebra and P = (P, Q, F, F 1 ) an -display over R equipped with a strict -action. Then we may decompose P and Q canonically in P = i Z/fZ P i, Q = i Z/fZ Q i, where each P i and Q i = P i Q are W (R)-modules, P i = Q i for all i 0 and F (P i ), F 1 (Q i ) P i+1 hold for all i (where we consider i modulo f). With the help of this we can construct the functor Ω 1 (, ) : (ndisp, /R) (f ndisp /R) given by sending (P, Q, F, F 1 ) equipped with a strict -action to (P 0, Q 0, F f 1 1 F, F f 1 ) and restricting a morphism between two f--displays to the zeroth component. Furthermore, for a nonramified extension of degree f and R an -algebra, we define the functor Ω 2 (, ) : (f ndisp /R) (ndisp /R) by sending P 0 = (P 0, Q 0, F 0, F 1,0 ) to P = (P, Q, F, F 1 ), where the elements of the quadruple are given by P = W (R) W (R) P 0, Q = ker(w (R) W (R) P 0 P 0 /Q 0 : w x w 0 pr(x)), F = F W (R) F 0, F 1(w z) = F w W (R) F 1,0 (z), F 1( V w x) = w W (R) F 0 x, for all w W (R), x P 0 and z Q 0, where we have used the morphism u : W (R) W (R). Here the operators related to W (R) are marked with a dash. The mapping of the morphisms is simply given by tensoring. We define Γ 1 (, ) : (ndisp, /R) (ndisp /R)

ix as the composite of Ω 2 (, ) and Ω 1 (, ). It can be checked that for each -algebra R the diagram (ndisp, /R) Ω 1 (, ) (f ndisp /R) Ω 2 (, ) (ndisp /R) BT BT (f) (π -divisible formal modules/r) BT is commutative. Now let be totally ramified over and R an algebra. We define the functor Γ 2 (, ) : (ndisp, /R) (ndisp /R). by sending a nilpotent -display over R equipped with a strict -action, say P = (P, Q, F, F 1 ) (plus the attached -action), to P = W (R) W (R) P, Q = ker(w (R) W (R) P P/Q : w x w 0 pr(x)), F (w x) = F w y 1 F 1 ((π [π ])x), F 1( V w x) = y 1 w F 1 ((π [π ])x), F 1(w z) = F w F 1 (z), for all w W (R), x P and z Q, where we have used the morphism W (R) W (R) a w au(w), where a and w W (R), and y W (R) is given by V y = π [π ]. The diagram Γ 2 (, ) BT (ndisp, /R) (π -divisible formal modules/r) BT (ndisp /R) is commutative. We define the boolean variable P (,, R), for a nonramified extension of degree f and an -algebra R to be true, iff the following assertion is true: The BT (f) functor is an equivalence between nilpotent f--displays over R and π -divisible formal -modules over R.

x Introduction In case =, we just write P (, R) instead of P (,, R). As in Drinfeld s argumentation we need that P (Z p, R) is true for all rings R with p nilpotent in R. This has been established in [Lau08]. From now on, when we talk about BT (f) and BT (= BT (1) ) we always consider the functors restricted to nilpotent display structures. Whenever we talk about Ω 1 (, ), Ω 2 (, ) or Γ 1 (, ), we always assume to be nonramified over of degree f and whenever we talk about Γ 2 (, ), we always assume to be totally ramified over. When we claim assertions like For every -algebra R with π nilpotent in R the functors Γ 1 (, ) and Γ 2 (, ) are equivalences of categories. we actually mean that for every nonramified extension and every - algebra R with π nilpotent in R the functor Γ 1 (, ) is an equivalence of categories and the analogous assertion for every totally ramified extension and Γ 2 (, ). Now let be a nonramified/totally ramified extension and R an -algebra with π nilpotent in R. If we assume that P (, R) respectively P (,, R) (in the nonramified case) is true, then Ω 1 (, ) or Γ 1 (, ) or Γ 2 (, ) respectively Ω 2 (, ) is faithful, which follows from the above diagrams. So assuming P (, R) respectively P (,, R) to be true, one only has to show, in order to obtain all desired equivalences, that Ω 1 (, ) or Γ 2 (, ) respectively Ω 2 (, ) is full and essentially surjective. Now let a R be an ideal. An -pd-structure is a map γ : a a, such that π γ(x) = x q, γ(r x) = r q γ(x) and γ(x + y) = γ(x) + γ(y) + 0<i<q (( ) q i /π) xi y q i hold for all r R and x, y a. Let us denote by γ n the n-fold iterate of γ. If we define α n = π qn 1 +q n 2 +...+q+1 n γ n : a a, we may define for each n a map w n : W (a) a (x 0, x 1,..., x n,...) α n (x 0 ) + α n 1 (x 1 ) +... + α 1 (x n 1 ) + x n, which should not be confused with the n-th Witt polynomial of W (S) for some and some -algebra S. The map w n is w n -linear, this means that beside additivity w n(rx) = w n (r)w n(x) holds for all n N, x W (a) and r W (R).

xi The main application of this structure is the following: We define on a N a W (R)- module structure by setting ξ[a 0, a 1,...] = [w 0 (ξ)a 0, w 1 (ξ)a 1,...] for all ξ W (S) and [a 0, a 1,...] a N and get an isomorphism of W (S)-modules log : W (a) a N Since F acts on the right hand side by a = (a 0, a 1,...) [w 0(a), w 1(a),...]. F [a 0, a 1,...] = [πa 1, πa 2,..., πa i,...] for all [a 0, a 1,...] a N, we obtain for the ideal a W (a), defined by log 1 ( [a, 0, 0,...] for all a a), that F a = 0 holds. Now we turn our focus to deformation theory. A surjection S R of - algebras with π nilpotent in S, such that the kernel a may be equipped with an -pd-structure, is called an -pd-thickening. Let us consider such an -pdthickening and a nilpotent f--display P = (P, Q, F, F 1 ) over R. A P-triple T = ( P, F, F 1 ) over S consists of a finitely generated projective W (S)-module P, which lifts P, and F f -linear morphisms F : P P and F 1 : Q P, where Q denotes the inverse image of Q by the surjection P P (which has kernel W (a) P ). Furthermore, the following equations are required: F 1 ( V wx) = F f 1 wf x F 1 (a P ) = 0, with w W (R), x P and a W (R) as above. F 1 is uniquely determined by these requirements. Let α : P 1 P 2 be a morphism between nilpotent f--displays over R and T i be a P i -triple over S for i = 1, 2. Then an α-morphism α : P 1 P 2 is a morphism of W (S)-modules which lifts α and commutes with the F and F 1 maps, which only makes sense since α( Q 1 ) Q 2. For triples we have the following assertion: Proposition 6. Let α : P 1 P 2 be a morphism between two nilpotent f-displays over R. For P i -triples T i over S there is a unique α-morphism of triples α : T 1 T 2. The Hodge filtration of an f--display P over an -algebra R is the R- submodule Q/I,R P P/I,R P.

xii Introduction Proposition 7. Let S R be an -pd-thickening. Then nilpotent f--displays over S are equivalent to nilpotent f--displays P over R plus a lift of the Hodge filtration to a direct summand of P/I,S P, where (P, F, F 1 ) is the unique P - triple over S. With the help of this result we can prove the following Proposition: Proposition 8. Let be a nonramified / totally ramified extension, S R a surjection of -algebras with π nilpotent in S and nilpotent kernel. If one of the functors Ω 1 (, ), Ω 2 (, ), Γ 1 (, ) or Γ 2 (, ) is essentially surjective over R, then this is also true for the respective functor over S. The last Proposition enables us to show that, given a nonramified / totally ramified extension with ramification index f, BT (f), Γ i(, ), Ω i (, ) are equivalences of categories for all -algebras R, which are complete local rings with perfect residue field, nilpotent nilradical and π nilpotent in R. This is particularly important for =, since we obtain then that BT is an equivalence for all -algebras R with the above properties. By using stack theory, we obtain the following Proposition: Proposition 9. Let be a nonramified / totally ramified extension. Assume that Ω 1 (, ), Ω 2 (, ), Γ 1 (, ) or Γ 2 (, ) is fully faithful for all -algebras with π nilpotent in them, then the respective functor is an equivalence for all such algebras. The proof of the last Proposition eventually reduces to the fact that we already know that the functors right before the Proposition are equivalences for these - algebras. Let be a nonramified / totally ramified extension with ramification index f. By the last Proposition, what remains to show that BT (f), Γ i(, ), Ω i (, ) are equivalences for all -algebras R with π nilpotent in R is, assuming that P (, R) resp. P (,, R) is true for all -algebras R with π nilpotent in R, that for all -algebras R with π nilpotent in R the functor BT is faithful resp. BT (f) is faithful when we restrict to the full subcategory of the nilpotent f--displays over R consisting of the objects which lie in the image of Ω 1 (, ). For this we are going to construct, for a fixed nilpotent f--display P over R, a crystal of crys -modules on Spec R (see Definition 5.1.1 for our definition of the crystalline site). It suffices, to give the value of the crystal D P for - pd-thickenings Spec R Spec S, where Spec R Spec R is an affine open neighbourhood. When the triple over S associated to P R looks like ( P, F, V 1 ), we define D P (Spec R Spec S) := S w0,w (S) P. If the setting is clear, we just write D P (S) instead of D P (Spec R Spec S). Let S R be an -pd-thickening with kernel a. We now introduce the category

xiii Ext 1,S R (for the basic definitions of (generalized) Cartier theory we refer to section 2.4 in this thesis). For S an -algebra and L an S-module, we may define the group C(L) = i 0 V i L, which becomes an E,S -module by the equations ξ( i 0 V ( i 0 V i l i ) = i 0 V i w n (ξ)l i, V i l i ) = i 0 V i+1 l i, F ( i 0 V i l i ) = i 1 V i 1 πl i for all ξ W (S) and l i L. Let G be a (π-divisible) formal -module over R with Cartier module M, which we consider as an E,S -module. Then an extension (L, N, M) of M by the S-module L is an exact sequence of E,S -modules 0 C(L) N M 0, with N a reduced E,S -module and an V 0 L, where a W (S) E,S is as above. Now let G, G be two formal -modules over R, M(= M G ), M (= M G ) their Cartier modules and β : M M a morphism between them over R. Furthermore, let (L, N, M) and (L, N, M ) be extensions of M and M. Then a morphism of extensions (L, N, M) (L, N, M ) consists of a morphism of S-modules φ : L L, a morphism of E,S -modules u : N N and the E,R -linear morphism β, such that the diagram of E,S -modules 0 C(L) N M 0 C(φ) u β 0 C(L ) N M 0 is commutative, where C(φ) is given by sending V i l to V i φ(l) for each i 0 and l L. Definition 10. With the above notation, we define the category Ext 1,S R by the objects (L, N, M), such that M is the Cartier module of a π-divisible formal -module over R. The morphisms are those previously described. We show the equivalence of Ext 1,S R with a second category Ext 2,S R when a is nilpotent. Since we deal only with π-divisible formal -modules and not the more general π-divisible -modules, we find in (the generalization of) [Zin, Universal extension, Theorem 3] a stronger result than in [Mes72, Chapt. 4 Theorem 2.2.] for p-divisible formal groups or [FGL07, Theoreme B.6.3.] for π-divisible formal -modules, where the results are only stated with respect to

xiv Introduction nilpotent (-)pd-thickenings, but continue to hold for all p-divisible groups or π- divisible -modules, respectively. We utilize this result for Ext 2,S R and obtain with the help of the association to Ext 1,S R the following result: Theorem 11. If S R is an -pd-thickening with nilpotent kernel and G a π-divisible formal -module over R, then there is a universal extension (L univ, N univ, M G ) Ext 1,S R. Here the universality means, for any π-divisible formal -module G over R, any morphism of E,R -modules β : M G M G and any extension (L, N, M G ) Ext 1,S R, there is a unique morphism (φ, u, β) : (L univ, N univ, M G ) (L, N, M G ). Definition 12. We define the crystal of Grothendieck-Messing on the nilpotent ideal crystalline site (see Defintion 5.1.1) by D G (S) = Lie N univ. It is now very interesting to associate D P and D (f) BT with each other. (P, ) Let S R be an -pd-thickening and P a nilpotent f--display over R. Then we verify that the exact sequence of E,S -modules 0 C( Q/I,S P ) E,S W (S) P /U M(P) 0 (2) lies in Ext 1,S R. Here ( P, F, F 1 ) is the unique P-triple over S, the second arrow maps y Q to V f F 1 y 1 y, the third arrow is given by the canonical map P P and U is the E,S -submodule of E,S W (S) P generated by (F x V f 1 F x) x P. Proposition 13. In case f = 1 and the kernel of the -pd-thickening S R is nilpotent, the previous extension is the universal one. Theorem 14. For a nilpotent -display P over R and the associated π-divisible formal -module G we obtain a canonical isomorphism of crystals on the nilpotent ideal crystalline site over Spec R: D P D G It respects the Hodge filtration on D P (R) and D G (R), respectively. If we consider a morphism W (R) S of (topological) -pd-thickenings (see Definition 3.2.1) over R, we obtain that D P (S) S W (R) P holds. We mainly consider S = W,n (R). Given a morphism α : P P of -displays over R, we obtain a morphism G G of the associated π-divisible

xv formal -modules G and G. By the universality of D G and D G, we obtain a morphism W,n (R) W (R) P = D G (W,n (R)) D G (W,n (R)) = W,n (R) W (R) P, which must be given by 1 α. Since we clearly obtain a morphism of the inverse systems (W,n (R) W (R) P ) n and (W,n (R) W (R) P ) n, we get α back by passing to the projective limit. So we can state: Proposition 15. Let R be an -algebra with π nilpotent in R. Then BT is faithful. From the faithfulness of BT we can deduce together with Proposition 9, applied to Γ i (, ), the generalized main Theorem of display theory: Theorem 16. For every and every -algebra R with π nilpotent in R, the BT functor is an equivalence of categories between the category of nilpotent -displays over R and the category of π-divisible formal -modules over R. Furthermore, the following result holds: Proposition 17. Let be nonramified (of degree f) and R an -algebra with π nilpotent in R. Then Ω 1 (, ) is fully faithful. As mentioned above, since P (, R) is true, we only need to show for the previous Proposition that BT (f) is faithful when we restrict to the full subcategory of the category of nilpotent f--displays over R consisting of the objects which lie in the image of Ω 1 (, ). For this purpose, we let P be an -display over R equipped with a strict -action and denote by P 0 its image via Ω 1 (, ). Now let S R be an -algebra morphism, which is also an -pd-thickening. We consider (2) for P and P 0 and are able to write down the unique morphism of extensions from the extension for P to P 0 explicitly. With the help of this the result follows easily. So we obtain with the help of Proposition 17, Proposition 9 and Theorem 16 that the following assertions hold (in fact the assertion for the Γ i (, ) can be established without using Proposition 17) : Corollary 18. Let over be nonramified of degree f and R an -algebra with π nilpotent in R. Then the following functors are equivalences of categories: Ω 1 (, ) : (ndisp, /R) (f ndisp /R) BT (f) : (f ndisp /R) ( π divisible formal modules/r) Ω 2 (, ) : (f ndisp /R) (ndisp /R) Γ 1 (, ) : (ndisp, /R) (ndisp /R)

xvi Introduction Let be totally ramified over and R an -algebra with π nilpotent in R. Then Γ 2 (, ) : (ndisp, /R) (ndisp /R) is an equivalence of categories. Acknowledgements I want to thank Thomas Zink for suggesting this topic to me, his support and numerous helpful discussions. Eike Lau helped me in many discussions with his papers which proved to be crucial to obtain my results and I am grateful to him. Furthermore, I want to thank (in alphabetical order) Shahram Biglari, Holger Deppe, Lennart Gehrmann, Mohammad Hedayatzadeh, William Messing and Vytautas Paskunas for their support. Last but not least, I am thankful to the Sonderforschungsbereich SFB 701 and the faculty of mathematics at the Univeristy of Bielefeld for their support.

Chapter 1 -algebras of ramified Witt vectors From now on, we fix a prime number p and all rings and algebras over a commutative ring are assumed to be commutative. In this chapter we first define a special ring structure, a so-called RRS, in Definition 1.1.1, which should be considered as a generalization of the rings of integers of a non-archimedean local field of characteristic zero and construct to each RRS and each (not necessarily unitary) -algebra R an -algebra of ramified Witt vectors W (R). If there is given a suitable kind of ring morphism, we will be able to construct a morphism of functors W W from the category of -algebras to the category of -algebras. After restricting to the rings of integers of non-archimedean local fields of characteristic zero for, we will consider the relations of W (l) to local field theory, where l is a perfect field extending the residue field of. With the help of these structures we will be able to define and to work on f--displays in the next chapters. 1.1 The -algebra of ramified Witt vectors W (R) Definition 1.1.1. Let be a commutative unitary ring, 0 π not a zerodivisor and q a power of p. If additionally p π and x x q mod π holds for all x, we call the triple (, π, q) a ramification ring structure, short RRS. If all the other attachments are clear or only of a theoretical use (where the exact structure is not needed), we usually just write. An excellent morphism µ of RRSs between (, π, q = p f ) and (, π, q = p g ) is a ring morphism µ :, such that 0 µ(π) π is not a zero-divisor and g f N holds. Even though the structure is defined quite generally here, we are most inter- 1

2 Chapter 1. -algebras of ramified Witt vectors ested in taking to be the ring of integers of a non-archimedean local field of characteristic zero, so, generally, this should be the case one has in mind. Here one has (, π, q), where π is a uniformizing element of and q is the order of the residue field of. Let be an RRS. ur aim is now to introduce for an -algebra R an -algebra structure on the set W (R) = { (b 0, b 1,... ) b i R }, which is uniquely determined by certain additional properties. We will call this the -algebra of ramified Witt vectors over R, its elements the ramified Witt vectors and the map the n-th Witt polynomial. w n : W (R) R b = (b 0, b 1,...) b qn 0 + πbqn 1 1 +... + π n b n Theorem 1.1.2. Let be an RRS. Then for any -algebra R, there exists a unique -algebra structure on W (R) with the following properties: 1. For every -algebra morphism ν : R R the induced morphism ν : W (R) W (R ) given by b = (b 0, b 1,...) (ν(b 0 ), ν(b 1 ),...) for all b W (R) is an -algebra morphism. 2. The maps w n : W (R) R are -algebra morphisms. In order to prove this Theorem, we first have to establish the following Lemma. Lemma 1.1.3. Let B be a π-torsion free -algebra, τ : B B an -algebra morphism with τ(x) x q mod π. Consider a sequence u 0, u 1,... of elements of B. There is a vector b W (B) with w n (b) = u n, iff τ(u n 1 ) u n mod π n (1.1) is fulfilled for every n. Furthermore, the vector b is unique. Proof: Let x and y be elements of B. If x y mod π n is satisfied, then x q y q mod π n+1 holds. Especially we get τ(x qr ) x qr+1 mod π r+1 for all r 0. Now suppose we have a vector b which satisfies w n (b) = u n for every n. Then we obtain τ(u n 1 ) = τ(b qn 1 0 + πb qn 2 1 +... + π n 1 b n 1 ) b qn 0 + πbqn 1 1 +... + π n 1 b q n 1 = b qn 0 + πbqn 1 1 +... + π n 1 b q n 1 + πn b n π n b n = u n π n b n u n mod π n.

1.1. The -algebra of ramified Witt vectors W (R) 3 Hence, we have shown the forward direction. To prove that (1.1) is sufficient, we construct b inductively (and in a unique way, so we see as well that b is unique). Let b 0, b 1,..., b n 1 be already constructed. Now we search for a b n, such that b qn 0 + πbqn 1 1 +... + π n 1 b q n 1 + πn b n = u n is satisfied. By above calculations we have u n τ(u n 1 ) b qn 0 + πbqn 1 1 +... + π n 1 b q n 1 mod π n, where we have used the congruence (1.1). So we have u n (b qn 0 + πbqn 1 1 +... + π n 1 b q n 1 ) = πn k for a suitable k B. Hence it is possible to take b n = k. The uniqueness follows, since B is π-torsion free. Now we turn to the proof of Theorem 1.1.2. Proof: We first consider B = [X 0, Y 0, X 1, Y 1,...] with its obvious -algebra structure. We then define τ : B B to be the -algebra morphism given by τ(x i ) = X q i and τ(y i ) = Y q i for all i 0 and denote by X, Y the ramified Witt vectors (X 0, X 1,...), (Y 0, Y 1,...) W (B). We define the elements X + Y, X Y, a X W (B) for each a by w n (X + Y ) = w n (X) + w n (Y ), w n (X Y ) = w n (X)w n (Y ), w n (a X) = aw n (X). These elements exist and are uniquely determined by Lemma 1.1.3, because B is clearly a π-torsion free -algebra and τ fulfils the required properties of this Lemma. Now let R be an arbitrary -algebra and b = (b 0, b 1,...), c = (c 0, c 1,...) W (R). We consider the -algebra morphism L b,c : B R given by L b,c (X i ) = b i and L b,c (Y i ) = c i for all i 0 and define b + c, b c, a b for each a by b + c = L b,c (X + Y ), b c = L b,c (X Y ), a b = L b,c (a X), where L b,c : W (B) W (R) should denote the by L b,c induced map. It is easily seen that this -algebra structure on W (R) is the only one which can fulfil the required properties of the Theorem - if it is one, but this is easily verified. Furthermore, it is not too hard to check that L b,c is an -algebra morphism. It remains to verify the required properties in the assertion. Let R and R be two -algebras, ν : R R an -algebra morphism and ν : W (R) W (R ) the induced map. We have to show that it is an -algebra morphism. For this

4 Chapter 1. -algebras of ramified Witt vectors purpose, let b, c W (R) and a. Consider the diagram W (B) L b,c L ν(b),ν(c) W (R) ν W (R ). It can easily be verified that this diagram is commutative. Hence we obtain ν(b + c) = νl b,c (X + Y ) = L ν(b),ν(c) (X + Y ) = L ν(b),ν(c) (X) + L ν(b),ν(c) (Y ) = ν(b) + ν(c). Similarly, we get ν(b c) = ν(b) ν(c) and ν(ab) = aν(b). This proves the first requirement. For the second one, we consider the commutative diagram W (B) w n B L b,c W (R) wn R, where b, c are as above. With similar considerations as above it is easily verified that the w n : W (R) R are -algebra morphisms. We should remark that for each a ring of integers of a non-archimedean local field of characteristic zero and each -algebra R the -algebra W (R) clearly depends on the choice of π for the RRS (, π, q), but we will see in Corollary 1.2.3 that this does not make big difficulties for us. With the help of Lemma 1.1.3 we can deduce: Lemma 1.1.4. Let be an RRS, B a π-torsion free -algebra and τ : B B an -algebra morphism with τ(x) x q mod π. Then there is a unique -algebra morphism κ : B W (B), such that w n (κ(b)) = τ n (b) holds for each b B and n 0. This Lemma is particularly important, when we consider a nonramified extension of non-archimedean local fields of characteristic zero. If we denote by σ the relative Frobenius of this extension, then there is a unique -algebra morphism κ : W ( ), (1.2) such that w n (κ(a)) = σ n (a) holds for each a and n 0. Here, the -algebra structure of W ( ) has been established with respect to a fixed prime element of. ur next aim is to introduce the -module morphism V : W (R) L b,c

1.1. The -algebra of ramified Witt vectors W (R) 5 W (R) and the -algebra morphism F : W (R) W (R) for all -algebras R, which should be similar to those mappings defined in [Zin02]. The first is called the Verschiebung and the second one is the Frobenius. They are defined by functoriality in R and the relations, for all n 0, w n ( F x) = w n+1 (x), (1.3) w n+1 ( V x) = πw n (x), w 0 ( V x) = 0, (1.4) where x W (R) and the equations and multiplications have to be unterstood in R. It is very important to remark that in contrast to the original Definition we have a π here instead of a p. We have to show that we can construct in both cases for every R and every element of W (R) a unique image, hence the maps are well-defined, and that they are -algebra morphisms resp. -module morphisms. With the same notation as in the proof of the Theorem, we receive with the help of Lemma 1.1.3 that this is the case for B = [X 0, Y 0, X 1, Y 1,...]. It should be remarked that F (X + Y ) = F X + F Y, (1.5) F (X Y ) = F X F Y, (1.6) F (a X) = a F X (1.7) hold for all a and (1.5) and (1.7) are true for V instead of F. Now consider a general -algebra R. We define for b W (R) the Frobenius and the Verschiebung by F b = L b,0 ( F X), (1.8) V b = L b,0 ( V X), (1.9) where 0 = (0, 0,...) W (R) and L b,0 is as in the proof of the Theorem. It is not too hard to check that F, V : W (R) W (R) are -algebra morphisms resp. -module morphisms with the help of the equations (1.5) to (1.7) for F and (1.5) and (1.7) for V instead of F. It remains to show that F and V are functorial and that the defining equations hold. For the first aspect consider an -algebra morphism ν : R R, which in turn induces the -algebra morphism ν : W (R) W (R ). For b W (R) we have by construction L b,0 ( F X) = F L b,0 (X), (1.10) L ν(b),ν(0) ( F X) = F L ν(b),ν(0) (X), (1.11) L b,0 ( V X) = V L b,0 (X), (1.12) L ν(b),ν(0) ( V X) = V L ν(b),ν(0) (X). (1.13)

6 Chapter 1. -algebras of ramified Witt vectors To show the functoriality, we assert that the diagram W (R) F, V W (R) ν W (R ) F, V W (R ) ν is commutative. This means that ν( F b) = F ν(b) and ν( V b) = V ν(b) must hold for all b W (R). Since νl b,0 = L ν(b),ν(0), we easily obtain the claimed equations by the equations (1.10)-(1.13). It remains to show that the equations (1.3) and (1.4) hold. For this, we remark that for every n 0 and every b W (R) the diagram W (B) L b,0 w n W (R) wn B R L b,0 is commutative. If in addition we consider for every b W (R) the diagram w n+1 W (B) F W (B) w n B L b,0 W (R) F L b,0 W (R) wn R L b,0 w n+1 and use of which parts of the diagram we already know that they are commutative, we obtain, by utilizing the definition of F b, that the equations for F are fulfilled. Analogous considerations lead us to establish the equations for V. Concerning these two morphisms, we need to mention two elementary relations: F V = π (1.14) V ( F xy) = x V y x, y W (R) (1.15) The equations can be obtained by considering the values of the Witt polynomials in a suitable universal case. We denote the image of V : W (R) W (R) by I,R and we obtain easily that V (b 0, b 1,...) = (0, b 0, b 1,...) Here we consider the diagram only for V and F, respectively, and not in the way that we set, for instance, V in the first line and F in the second.

1.2. The morphism u and some basic results 7 holds for all (b 0, b 1,...) W (R). Hence we can say that I,R is the ideal of ramified Witt vectors, whose first component is zero, or, equivalently said, I,R = ker(w 0 : W (R) R). This ideal will become important, for example, for the definition of an f--display over W (R), which we will introduce in the next chapter. 1.2 The morphism u and some basic results Let µ : = (, π, q = p k ) = (, π, q = p l ) be an excellent morphism of RRSs. We denote by Alg the category of -algebras. When we consider the Witt functor W from Alg to Alg, we study the interaction between the two functors for and. The following proposition will first become essential, when we consider reduced Cartier modules and their equivalence to formal -modules, where is the ring of integers of a non-archimedean local field of characteristic zero. We define the Teichmüller representant [a] W (R) by (a, 0, 0...) for an RRS, R an -algebra and a R. For an RRS and a nilpotent -algebra N, we denote by Ŵ(N ) the -subalgebra of W (N ), which consists of the ramified Witt vectors with finitely many nonzero entries. Proposition 1.2.1. Let = (, π, q = p k ) and = (, π, q = p l ) be two RRSs with g := l k N 1 and µ as above. Then there is a unique functor morphism u : W W, such that w n u = w gn holds (where the w i and w i belong to the obvious structures), with both functors considered as functors from Alg to Alg. For a nilpotent -algebra N the restriction morphism u N : Ŵ(N ) W (N ) has its image in Ŵ (N ). Furthermore, for an - algebra R we have u R ([a]) = [a] for a R, u R ( F g x) = F (u R (x)), u R ( V x) = (µ(π)/π ) V (u R ( F g 1 x)) for x W (R), where all the objects related to are marked with a dash. With abuse of notation, we usually denote u R by u if it is clear which R we consider. Proof: As usual, we first consider a special -algebra, which is in this case B = [X 0, Y 0,...]. We define the -algebra morphism τ on B by τ(x i ) = X qg i and τ(y i ) = Y qg i. With the help of Lemma 1.1.3 we want to define u B and show that this u B is unique. Let b W (B). Consider the sequence (w gn (b)) n ; because τ(w g(n 1) (b)) w gn (b) mod π n for all n 1, where we have used µ implicitly, there is a unique b W (B), such that w gn (b) = w n(b ) for all n. Hence it is sensible, and also the only way, to define u B (b) = b, so we get the unique map u B. Now we have to show that

8 Chapter 1. -algebras of ramified Witt vectors the relations hold for all b, c W (B) and a. Since u B (b + c) = u B (b) + u B (c), (1.16) u B (b c) = u B (b)u B (c), (1.17) u B (ab) = au B (b), (1.18) w n(u B (b + c)) = w gn (b + c) = w gn (b) + w gn (c) = w n(u B (b)) + w n(u B (c)) holds, we have established (1.16) and the equations (1.17) and (1.18) follow analogously. Similarly to our F and V considerations, we can pass from B to any -algebra R, and establish the map u R. To show that u is functorial and w n u = w gn holds, we also refer to the discussion concerning F and V, which follows then easily by the construction of u R. For the assertions for the nilpotent -algebras we also consider B at first, make the calculations in the Witt polynomials there, from which we finally obtain, by passing to the respective nilpotent -algebra, the result. The equations are easily verified by considering the universal situation B, where we just need to consider the Witt polynomials, and then by passing to any -algebra R as usual by considering only special elements x, [a] W (R), where a R. For many considerations in the next chapter we need a Corollary, which can be found in [Dri76] and is a direct consequence of Proposition 1.2.1. Corollary 1.2.2. (cf. [Dri76, Proposition 1.2]) Let be an extension of rings of integers of non-archimedean local fields of characteristic zero, π, π fixed uniformizing elements of resp. and f the degree of extension of the residue fields. Then there exists a unique morphism u : W W of functors from Alg to Alg, such that w n u = w fn holds. For a nilpotent -algebra N the restriction morphism u N : Ŵ(N ) W (N ) has its image in Ŵ (N ). Furthermore, for an -algebra R we have u R ([a]) = [a] for a R, u R ( F f x) = F (u R (x)), u R ( V x) = (π/π ) V (u R ( F f 1 x)) for x W (R), where all the objects related to are marked with a dash. The assertion for the nilpotent -algebras will first get important in section 2.4 and 2.5. Corollary 1.2.3. Let be a ring of integers of a non-archimedean local field of characteristic zero, π 0, π 1 two uniformizing elements of and q the order of the residue field. Then the excellent morphism of RRS 0 = (, π 0, q) 1 = (, π 1, q), given by the identity, induces a morphism of functors u, which is for all

1.2. The morphism u and some basic results 9 -algebras R an isomorphism u R : W 0 (R) W 1 (R). Hence, the functor W is, up to a canonical in R functorial isomorphism, independent of the particular choice of the uniformizing element. By the previous two corollaries we also obtain that the morphism of functors u in Corollary 1.2.2 is, up to a canonical isomorphism of morphisms of functors, independent of the choice of the uniformizing elements π, π of resp.. Hence, given an extension, we will often just make assertions for the morphism W W without particularly referring to any uniformizing element of and. Corollary 1.2.4. The canonical excellent morphism (Z, p, p) (Z p, p, p) of RRSs induces a morphism u, which is for all Z p -algebras R an isomorphism u R : W Z (R) W Zp (R). Lemma 1.2.5. Let be an RRS and k an -algebra with πk = 0, which is a perfect field of characteristic p. Then W (k) is a principal ideal domain and all ideals are of the form V n W (k) or 0. Proof: We consider an ideal 0 J W (k) (for J = 0, this is trivial). Hence, there is a w J, such that w l 0 for a natural number l and so there is an n, such that for all i < n and w J we have w i = 0 and it exists an element x J, such that x n 0. If we show that ( V n 1)W (k) xw (k) holds, or which is the same to say that V n 1 = xŵ for a ŵ W (k), we then have ( V n 1)W (k) xw (k) J V n W (k) = ( V n 1)W (k), which are then in fact identities. We leave it to the reader to show the existence of ŵ. Lemma 1.2.6. Let be an RRS and R an -algebra with πr = 0. Then we get that F (x 0, x 1,...) = (x q 0, xq 1,...) holds for all (x 0, x 1,...) W (R). Hence, if R is perfect, F is an isomorphism. Proof: By going to the universal situation W (B) with B = [X 0, X 1, X 2...] and X as usual, it can be verified that F X = (b 0, b 1,...) holds with b i = X q i + πp i, where P i is an element of [X 0, X 1, X 2,...] and so, if we consider the -algebra morphism φ : B R given by X i x i, we get F (x 0, x 1,...) = (φ(b 0 ), φ(b 1 ),...) = (x q 0, xq 1,...). The last assertion is clear.

10 Chapter 1. -algebras of ramified Witt vectors 1.3 Generalized results concerning rings of integers of non-archimedean local fields of characteristic zero We now restate some basic facts of rings of integers of non-archimedean local fields of characteristic zero from a more general point of view, which is very helpful especially when the interaction of the W is of interest. We mainly refer to Serre s book over local fields [Ser79]. In this section all rings are assumed to be unitary. Lemma 1.3.1. (cf. [Ser79, Chapter II, Proposition 8]) Let = (, π, q) be a ring of integers of a non-archimedean local field of characteristic zero and A a complete and separated -algebra in the π-adic topology, such that A/πA is a perfect ring of characteristic p. Then there exists exactly one system of representatives f : A/πA A, for which f(λ q ) = f(λ) q. In order for a A to be an element of f(a/πa), it is necessary and sufficient that a is a q n -th power for all n 0; we also note that f(λµ) = f(λ)f(µ) holds for all λ, µ A/πA. Finally, if π is not a zero-divisior of A, every element of A may be uniquely expressed by f(a i )π i for suitable a i A/πA. i=0 Let ω : A A be an -algebra morphism between two π-adically complete and separated -algebras, such that A/πA and A /πa are perfect rings of characteristic p. Then ω commutes with multiplicative representatives, i.e., ω(f A (a)) = f A (ω(a)) for all a A/πA, where the indices of the f s have their obvious meaning and ω is the induced map from A/πA to A /πa, because, by the previous Lemma, we know that it is necessary and sufficient for an element of a π-adic complete and separated -algebra to be a multiplicative representative that it is a q n -th power for all n. Let X i, Y i, for i 0, be a family of variables. Then we denote by S = [X q i, Y q the union of all rings [X q n i, Y q n i ] for all n. It is obvious that S is complete and separated in the π-adic topology. If k = /π, then S/πS = k[x q i, Y q i ] is perfect of characteristic p. The X i, Y i are multiplicative representatives in S, since they are q n -th powers for all n. Now consider x = i=0 X iπ i and y = i=0 Y iπ i. For = +, or, we obtain that x y = i=0 f(q i )πi holds, where Q i k[xq i, Y q i ]. These Q i determine the structure of a π-adic complete and separated -algebra with perfect residue ring of characteristic p: Lemma 1.3.2. Let A be as above and f : A/πA A as in Lemma 1.3.1. Let {a i } and {b i } be two sequences of elements of A/πA. Then f(a i )π i f(b i )π i = f(c i )π i i=0 i=0 i=0 i ]

1.3. Generalized results concerning rings of integers of non-archimedean local fields of characteristic zero 11 where c i = Q i (a 0, b 0, a 1, b 1,...). Proof: This is the obvious generalization of [Ser79, Chapter II, Proposition 9]. Proposition 1.3.3. (cf. [Ser79, Chapter II, Proposition 10]) Let A, A be two π-adically complete and separated -algebras, such that A/πA and A /πa are perfect of characteristic p and π is not a zero-divisor in A. Then we may lift every -algebra morphism φ : A/πA A /πa uniquely to an -algebra morphism g : A A, such that commutes. A g A A/πA φ A /πa Proof: Since every -algebra morphism from A to A commutes with multiplicative representatives, we must have for an element a A with coordinates {a i } g(a) = g(f A (a i ))π i = i=0 f A (φ(a i ))π i, i=0 so the uniqueness follows and by Lemma 1.3.2 we get that g, when defined by the above equation, is a ring morphism. In order to show that it is an -algebra morphism we consider the ring morphisms t : A and t : A which define the -algebra structure, which are the unique lifts of t 0 : k A/πA and t 0 : k A /πa, with k the residue field of, and obtain the diagram of ring morphisms t t A g A k t 0 A/πA φ A /πa. t 0 This diagram must be commutative, because t 0 = φt 0 must hold, since φ is a -algebra morphism and since the squares in this diagram must commute. We obtain that gt is the unique lift of t 0 and hence must be equal to t, which then shows that g is an -algebra morphism. Corollary 1.3.4. Let be a ring of integers of a non-archimedean local field of characteristic zero and k its residue field. Then there is a unique isomorphism

12 Chapter 1. -algebras of ramified Witt vectors of -algebras between and W (k), such that W (k) k is commutative. Hence, this isomorphism is given by the ordinary -algebra structure W (k). Proof: This follows easily by the previous Proposition by remarking that W (k) is π-adic by obvious reasons and that W (k)/πw (k) = k holds, since we have x = V n [x n ] = n=0 n=0 V n F n [x q n n ] = n=0 π n [x q n n ] for each x W (k) Lemma 1.3.5. Let be a totally ramified extension of rings of integers of non-archimedean local fields of characteristic zero and k the residue field of and,which has q elements. Then W (l) and W (l), where l is a perfect field extending k, are canonically isomorphic as -algebras. This morphism is obtained by sending a w to au(w) and is W (l)-linear as well. Proof: Since it is easily seen that π is not a zero divisor in W (l) and W (l) and that both rings are π -adic, we just need to confirm that W (l)/π W (l) and W (l)/π W (l) equal l. Then we can utilize Proposition 1.3.3. By the analogous calculation as in the proof of the previous Corollary we obtain W (l)/π W (l) = l. We now consider the exact sequence 0 π k 0. After tensoring these -modules with W (l) we obtain the exact sequence 0 π W (l) W (l) k W (l) 0. Since π W (l) is the maximal ideal of W (l) we get that the residue field is W (l)/π W (l) = k W (l) = k l = l, hence first assertion follows. Because of the uniqueness of this (iso)morphism we also obtain the last assertion of the Lemma. Lemma 1.3.6. Let and be rings of integers of non-archimedean local fields of characteristic zero, k the residue field of and l a perfect field extending k. If is nonramified over, then u l : W (l) W (l) is an isomorphism. If is totally ramified over with ramification index e, where π, π are fixed