D-MATH Alessio Savini. Exercise Sheet 4

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ETH Zürich Exercise Sheet 4 Exercise 1 Let G, H be two Lie groups and let ϕ : G H be a smooth homomorphism. Show that ϕ has constant rank. Solution: We need to show that for every g G the rank of the linear map D g ϕ : T g G T ϕ(g) H is constant, that is it does not depend on g. Since ϕ is a homomorphism, it should be clear that we have the following commutative diagram G ϕ H L g G ϕ H, L ϕ(g) where L g and L ϕ(g) are the maps given by left translation by g and ϕ(g), respectively. By the structure of Lie groups and by the smoothness of the homomorphism ϕ, the diagram above induces the following commutative diagram T e G Deϕ T e H D el g T g G Dgϕ T ϕ(g) H. D el ϕ(g) Since both D e L g and D e L ϕ(g) are isomorphisms, it is clear that for every g G and we are done. Exercise 2 rankd g ϕ = rankd e ϕ Let M be a smooth manifold and let p M a point. Denote by C (p) the ring of germs of functions which are smooth at p. 1. Show that is a maximal ideal of C (p). m p := {f C (p) : f(p) = 0} 2. Let m 2 p the ideal generated by all the products of the form f g, where f, g m p. Show that the tangent space T p M is canonically isomorphic to the dual space (m p / m 2 p) as R-vector space. Solution: To show that m p is a maximal ideal of C (p) we are going to show that the quotient C (p)/ m p is a field isomorphic to R (recall that m is a maximal ideal of a ring R iff R/ m is a field). We define the evaluation map at p as it follows ev p : C (p) R, ev p [f] := f(p), 1

where [f] denotes the class of the function f in C (p). First of all we notice that the evaluation map is well-defined. Moreover it is clear that it is a ring homomorphism which is surjective and whose kernel is equal to ker(ev p ) = m p. Hence we have the following isomorphism of rings C (p)/ m p = C (p)/ ker(ev p ) = R, and since R is a field, the same must hold for C (p)/ m p, as desired. Solution: In this section, to avoid heavy notation, we are going to drop brackets to denote the class of a function in C (p). Recall that among all the possible way to define it, the tangent space T p M at p can be seen as the R-vector space of derivations of C (p). More precisely any element X T p M can be thought of as a R-linear map which satisfies the following property X : C (p) R, X(fg) = f(p)x(f) + g(p)x(f). We briefly recall some facts. Let us fix a coordinate chart (U, (x 1,..., x m )) around p, such that p has coordinates x 1 =... = x m = 0. A possible basis for the tangent space at p is given by B = { p,..., p }, x 1 x m that means that every tangent vector X can be written as X = a i p, with a i R for i = 1,..., m. In particular the action of X on a function f C (p) is given by f X(f) := a i (p). By the discussion above, we immediately see that X is an element of the dual C (p). We define a map res : T p M m p, res(x) := X mp, where X mp is the restriction to m p of the derivation X. This means that X has to be interpreted as a linear functional X : m p R. Since X is a derivation it should be clear that X is identically zero on m 2 p. Indeed, let f, g m p. It holds X(fg) = f(p)x(g) + g(p)x(f) = 0, since both f and g satisfy f(p) = g(p) = 0. By this condition, we get a welldefined map Φ : T p M (m p / m 2 p) 2

induced by the restriction. We first prove injectivity of Φ. Assume that X induces the zero functional on m p. Since X has the form X := for suitable values of a i R, it must hold X(f) := a i p, a i f (p) = 0, for every f C (p) with f(p) = 0. This implies immediately that a i = 0 for all i = 1,..., m, hence X = 0 and Φ is injective. We now prove surjectivity. Let ϕ : m p R be a linear function which vanishes on m 2 p. Since the coordinate function x i : U R determines a welldefined element of m p, we can define X := ϕ(x i ) p. By a standard result in differential geometry any function f m p can be written in coordinates (x 1,..., x n ) as it follows f(x 1,..., x m ) = f (p)x i + g i (x 1,..., x m )x i, where each g i m p. This implies that ϕ(f) is completely determined by the values assumed by ϕ on the functions x i, hence X = ϕ and we are done. Exercise 3 Show that the cross product on R 3 gives it a structure of Lie algebra. Solution: It is a simple verification and we omit it. Exercise 4 Show that it holds for every X M(n, R). (D Id det)(x) = tr(x) Solution: Let det : GL(n, R) R be the determinant map. We know that this is a differentiable homomorphism (the determinant is a polynomial in terms of the coordinates of the matrix). Let X M(n, R) be any matrix. To compute the differential of the determinant at the identity Id we have to compute (D Id det)(x) = d dt t=0 det(id + tx). Indeed c(t) := Id + tx is a smooth curve passing through Id, completely contained in GL(n, R) for small values of t and with derivative at zero equal 3

to ċ(0) = X (recall the computation of the differential of a smooth map in terms of smooth curves). We are going to exploit the Leibniz formula for the determinant. If we denote by S n the symmetric group on n elements and by ε(σ) the sign of a permutation σ S n, we have d dt t=0 det(id + tx) = d dt t=0 ε(σ)(id + tx) σ(1)1... (Id + tx) σ(n)n = = d dt t=0 ε(σ)(δ σ(1)1 + tx σ(1)1 )... (δ σ(n)n + tx σ(n)n ), where δ ij is the Kronecker symbol. It shoud be clear that we can write ε(σ)(δ σ(1)1 + tx σ(1)1 )... (δ σ(n)n + tx σ(n)n ) = a 0 + a 1 t + t 2 q(t), where a 0, a 1 R and q(t) R[t]. In particular, it holds d dt t=0 ε(σ)(δ σ(1)1 +tx σ(1)1 )... (δ σ(n)n +tx σ(n)n ) = d dt t=0(a 0 +a 1 t+t 2 q(t)) = a 1. Everything boils down to compute the coefficient a 1, that means the coefficient in degree 1 of the polynomial ε(σ)(δ σ(1)1 + tx σ(1)1 )... (δ σ(n)n + tx σ(n)n ). It should be clear that we have a 1 = n ε(σ)δ σ(1)1... X σ(i)i... δ σ(n)n, that means the in all the possible products above the only coefficient of the matrix X appears with indices equal to (σ(i), i). The only non-vanishing term is given when σ is the identity, otherwise at least one of the Kronecker symbol is equal to zero. Hence we have a 1 = Then we obtained and we are done. Exercise 5 n ε(σ)δ σ(1)1... X σ(i)i... δ σ(n)n = (D Id det)(x) = a 1 = tr(x), n X ii = tr(x). Compute explicitly the Lie algebra of the group O(p, q) for every p, q. Solution: Denote by n := p + q. Recall that the definition of the group O(p, q) is given by O(p, q) = {X GL(n, R) t XI p,q X = I p,q }. 4

To compute the Lie algebra associated to O(p, q) we are going to realize this group as a fiber of a suitable constant rank map. We define F : GL(n, R) GL(n, R), F (X) := t XI p,q X. Clearly F is smooth since it can be expressed as a polynomial functions of the coordinates of the matrix X. Additionally, by definition we have F 1 (I p,q ) = O(p, q). We are going to prove that the map F has constant rank. Let X be any element in GL(n, R) and let Y be any tangent vector at X (that means Y M(n, R)). Using the usual definition of the differential in terms of smooth curves we have (D X F )(Y ) = d ds s=0f (X + sy ) = d ds s=0( t (X + sy )I p,q (X + sy )) = = d ds s=0( t XI p,q X + s( t XI p,q Y + t Y I p,q X) + s 2 ( t Y I p,q Y )) = =( t XI p,q Y + t Y I p,q X) = t X(I p,q Y X 1 + t (X 1 ) t Y I p,q )X = = t XD Id (Y X 1 )X. From the equation above we deduce that the rank of F is constant and the Lie algebra of O(p, q) is given by o(p, q) = Lie(O(p, q)) = ker(d Id F ) = {X M(n, R) t XI p,q + I p,q X = 0}. Exercise 6 Let G, H be Lie groups with associated Lie algebras g, h. Verify that the Lie algebra of the product G H is g h where the bracket on the latter is given by [(X 1, Y 1 ), (X 2, Y 2 )] := ([X 1, X 2 ], [Y 1, Y 2 ]), where X 1, X 2 g and Y 1, Y 2 h. Solution: We are going to denote by X(M) = Vect (M) the set of vector fields over a generic manifold M. We are going to denote by and similarly i G : G G H, i G (g) := (g, e) i H : H G H, i H (h) := (e, h). In the same way, the differential of both maps induces inclusions and D e i G : T e G T e G T e H, D e i G (u) := (u, 0) D e i H : T e H T e G T e H, D e i G (v) := (0, v). Recall that T e G T e H is canonically isomorphic to T e G T e H as R-vector spaces via the map which sends (u, v) to u + v, for every u T e G and every v T e H. (In this way we get D e i G is simply the inclusion of T e G into T e G T e H and the same for D e i H ). This means that every element w in T (e,e) (G H) can 5

ETH Zürich be written uniquely as w = u + v, where u T e G and v T e H, or equivalently we can identify T (e,e) (G H) with T e G T e H. From the lecture, we know that there is a bijection between left-invariant vector fields on G (resp. H) and vectors of the tangent space T e G (resp. T e H) and the isomorphism is given by L G : T e G X(G) G, L G (u) := u L where the vector field u L is defined at the point g G as u L g := D e L g (u). It should be clear that we have the following commutative diagram T e G T e H = T (e,e) (G H) L G L H L G H X(G) G X(H) H = X(G H) G H. The diagram above is telling us that every (G H)-left-invariant vector field Z = w L, where w T (e,e) (G H), can be uniquely written as Z = X +Y, where X = u L (resp. Y = v L ) where u T e G (resp. v T e H). Here the left-invariance property has to be understood in G H (that means that both u L and v L are G H left-invariant). Take now Z 1, Z 2 X(G H) G H of the form Z i = wi L, where w i T (e,e) (G H) for i = 1, 2. By what we have said so far there exist unique u i T e G and v i T e H such that wi L = u L i + vl i, for i = 1, 2. It holds [Z 1, Z 2 ] =[w L 1, w L 2 ] = [u L 1 + v L 1, u L 2 + v L 2 ] = =[u L 1, u L 2 ] + [u L 1, v L 2 ] + [v L 1, u L 2 ] + [v L 1, v L 2 ]. It is immediate to verify that for every [u L, v L ] = 0 for any u T e G and v T e H, hence we get [w L 1, w L 2 ] = [u L 1, u L 2 ] + [v L 1, v L 2 ], which is exactly the Lie algebra structure given on the product, and we are done. Exercise 7 Show that Sp(2n, R) O(2n, R) and the group U(n) are isomorphic as Lie groups. Solution: We fix the following notation ( 0n I J 2n = n I n where 0 n and I n denote the zero matrix and the identity matrix of order n, respectively. Recall that there exists a suitable basis such that we can write 0 n ), Sp(2n, R) = {g GL(2n, R) t gj 2n g = J 2n }. 6

We are going to write g as a block matrix as it follows ( ) A B g =, C D where A, B, C, D M(n, R). The condition of being a real symplectic matrix gives us back the following equations t CA = t AC, t DB = t BD, t AD t CB = I n. (1) If now require that g is orthogonal, that means g O(2n, R), we get another list of equations t AA + t CC = I n, t BB + t DD = I n, t AB + t CD = 0 n. (2) We set now X := A + ic, Y := B + id. It is easy to see that both X and Y are unitary. Let us check it for X t XX = t (A ic)(a + ic) = ( t AA + t CC) + i( t AC t CA) = I n, by both Equations (1) and Equations (2). In the same we get that Y is unitary. In this way we constructed X, Y U(n). We are going to prove now that A = D and C = B. Indeed it holds t XY = t (A ic)(b + id) = ( t AB + t CD) + i( t AD t CB) = ii n, again by both Equations (1) and Equations (2). In particular this means that we have t X = iy 1 and t X = X 1 at the same time, and by uniquess it must hold X = iy which means exactly A = D and C = B. So we get that ( ) A B g Sp(2n, R) O(2n, R) g =, B A where A, B M(n, R) such that X := A + ib U(n). Hence we can define ( ) A B Φ : Sp(2n, R) O(2n, R) U(n), Φ := A + ib, B A and one can show that this is the desired isomorphism of Lie groups. 7