Phenomenology of High Tc Cuprates II. Pseudogap in Underdoped Cuprates

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Lecture # 2 1 Phenomenology of High Tc Cuprates II Pseudogap in Underdoped Cuprates Mohit Randeria Ohio State University 2014 Boulder School on Modern aspects of Superconductivity

T T* Strange metal Mott AFM TN Pseudogap Tc superconductor Conventional metal Hole conc. x under doped optimally doped over doped 31

Pseudogap in Underdoped Cuprates o o Underdoped SC state: gap anisotropy What determines Tc? Gap or superfluid density? o Pseudogap above Tc -- specific heat, NMR, optics, STM o ARPES & Fermi arcs o SC fluctuations above Tc o Quantum Oscillations o Competing orders

(Borrowed from P. A. Lee)

NEXT LECTURE Start with SC state as a function of underdoping T < Tc x < optimal T Mott AFM TN (k) Pseudogap under doped T* Strange metal Tc Superconductor optimally doped * ARPES gap à antinodal gap gap slope at node * Transport vs. ARPES v F, v Conventional metal max v Hole conc. x over doped 31 * Superfluid density n s /m

Dy1 OP86K @ 22K Dy1 UD38K @ 22K -0.4-0.2 0.0 0.2 0.4 Energy (ev) a c (mev) (mev) 40 30 20 10 0 80 60 40 20 0 0 Dy1 OP86K @ 22K Dy1 UD38K @ 22K 10 20 (º) 30 b d 40

Gap anisotropy & gap-slope v Δ with underdoping constant gap-slope at node over broad underdoping range Systematic deviation from simple d-wave Δ(k) with underdoping I. Vishik et al, PNAS 109, 18332 (2012)

Terminology commonly used in the literature to describe the energy gap for T << Tc (which may be potentially confusing) Antinodal gap is called the Pseudogap (because it persists above Tc in the Pseudogap Regime) Near-nodal gap is called the Superconducting Gap Is antinodal gap caused by some other Order parameter?

v F, v from ARPES & thermal transport old new laser ARPES Qualitative agreement between ARPES & transport Vishik et al, PRL 104 207002 (2010)

Pseudogap in Underdoped Cuprates o o Underdoped SC state: gap anisotropy What determines Tc? Gap or superfluid density? o Pseudogap above Tc -- specific heat, NMR, optics, STM o ARPES & Fermi arcs o SC fluctuations above Tc o Quantum Oscillations o Competing orders

* Antinodal gap max increases * gap slope at node v constant * Tc decreases with underdoping If not the gap, then what determines T c? Phase fluctuations destroy superconductivity No part of the Energy gap correlates with doping dependent Tc cf. BCS 2Δ/Tc Emery & Kivelson, Nature (1995) Uemura plot Superfluid stiffness ρ s T c s Uemura et al, PRL (1989) s = n s m Lemberger et al, PRB (2010)

Scaling of Tc and Superfluid Density near a QCP 12 s / (z+d 2) QCP SC δ à T c z/(z+d 2) s d = spatial dim. d =3 d =2 T c z/(z+1) s T c s

13 Uemura Bonn & Hardy single x tals T c p s Scaling of Tc & ρ s Lemberger 40 u.c. films Lemberger 2 u.c. films T c s Hetel, Lemberger & Randeria, Nature Phys. 3, 700 (2007) Broun et al., PRL (2007)

Pseudogap in Underdoped Cuprates o o Underdoped SC state: gap anisotropy What determines Tc? Gap or superfluid density? o Pseudogap above Tc -- specific heat, NMR, optics, STM o ARPES & Fermi arcs o SC fluctuations above Tc o Quantum Oscillations o Competing orders

What happens above Tc? The pseudogap for underdoped cuprates Loss of low-energy spectral weight Highly anisotropic Gap persists up to T*, well above Tc * Spin * Charge * Entropy * Single-particle spectral function

Pseudogap: Loss of Spectral Weight For low energy Spin excitations Above Tc χ(t) 1/T1T 16

Pseudogap in Transport: c-axis optical conductivity c-axis transport dominated by tunneling near Homes et al, PRL (1993) the antinode t? (k) (cos k x cos k y ) 2 * Much more subtle changes in ab-plane optical conductivity see Basov-Timusk RMP (2005) 17

Pseudogap à Loss of entropy above Tc in Underdoped cuprates Specific heat à Entropy C(T)/T S(T) Underdoping 18

Pseudogap in Tunneling (STM): Energy gap above Tc 19 Ch. Renner et al, PRL (1998) K. Gomes et al, Nature (2007)

Pseudogap in Underdoped Cuprates o o Underdoped SC state: gap anisotropy What determines Tc? Gap or superfluid density? o Pseudogap above Tc -- specific heat, NMR, optics, STM o ARPES & Fermi arcs o SC fluctuations above Tc o Quantum Oscillations o Competing orders

ARPES Pseudogap in UD Cuprates: Tc < T < T* Temperature Sharp QPs below Tc Pseudo Gap T* Strange metal Gap below T* SC Doping Ding et al, Nature 382, 51 (1996) See also: Loesser et al, Science (1996) Tc = 83K UD Bi2212 21

Pseudogap: Suppression of low-energy spectral weight above Tc PG near antinode ~T-indep. PG appears below a temp.t* which scales with gap PG is strongly anisotropic. Anisotropy is T-dependent à Fermi arcs T* max gap Norman et al, Nature 392, 157 (1998) Campuzano et al, PRL 83, 3709 (1999) 22

100 50 0-50 100 Binding energy (mev)

-0.2 0.0 0.2 Binding Energy(eV) Momentum dependence of the gap

T-dependence of the Fermi arcs 25 Scaling with Kanigel et al, Nature Phys. (2006) Different conclusions From a different way of analyzing the data Kondo et al, PRL 111, 157003 (2013)

Bogoliubov-like dispersion in Pseudogap Kanigel, et al, PRL (2008) Dispersion through Ef on the arc Bogoliubov-like bending back near AN

Fermi Arcs or hole pockets? Non-zero q model No evidence for Pockets or umklapp bands associated with a finite Q Order parameter kx=1 27 BNL group: H-B Yang et al, Nature (2008) & PRL (2011) Norman, Kanigel, MR, Chatterjee & Campuzano Phys Rev B 76, 174501 (2007)

Pseudogap in Underdoped Cuprates o o Underdoped SC state: gap anisotropy What determines Tc? Gap or superfluid density? o Pseudogap above Tc -- specific heat, NMR, optics, STM o ARPES & Fermi arcs o SC fluctuations above Tc o Quantum Oscillations o Competing orders

Nernst effect above Tc 29 Tν Vortices above Tc SC short range order Temperature gradient à Vortices motion Phase slip à Josephson voltage (transverse) N. P. Ong s group (2000 04) Note: Nernst region (1) does not go up to T* (2) onset has x-dep. similar to Tc

Fluctuation Diamagnetism above Tc L. Li & N. P. Ong (2006)

Pseudogap summary (thus far) * Anisotropic gap above Tc * Pseudogap temp. scale T* * T-dep Fermi arcs * No sharp QP s * Spin pairing up to T* * SC fluctuations (but not all the way to T*) Tν Next: * Quantum oscillations * Competing order parameters & their relation to pseudogap

Pseudogap in Underdoped Cuprates o o Underdoped SC state: gap anisotropy What determines Tc? Gap or superfluid density? o Pseudogap above Tc -- specific heat, NMR, optics, STM o ARPES & Fermi arcs Destroy SC o SC fluctuations above Tc with temp vs. o Quantum Oscillations Destroy SC with B field o Competing orders

Quantum Oscillations in UD cuprates: H Quantum oscillations Periodic in 1/H Resis;ve state SC Vortex solid H irr Field-induced low temperature resistive state T Tc = 57.5 K UD YBCO (p=0.10) N. Doiron-Leyraud Taillefer. Nature 447 565 (2007) S. Sebastian et al. Nature 454 200 (2008) New measurements up to 100 Tesla! 33

OD vs. UD Cuprates: FS reconstruction OD OD Tl2201 F = 18100 Tesla ~ 63% of BZ Luttinger count (1+x) holes UD UD YBCO * F = 530 Tesla ~ 3% of BZ Vignolle,, Hussey, Nature (2008) * Electron pocket (sign of Hall & Seebeck) small electron pockets with area inconsistent with Luttinger count (in original Brillouin zone) à Translational symmetry breaking leads to Fermi surface reconstruction [Millis & Norman. PRB (2007); Chakravarty & Kee PANS (2008); Yao, Lee & Kivelson. PRB (2011); Harrison &Sebastian. PRL (2012)]

Field scales: upper critical field H c2 H H* c2? H c2 Taillefer from K(T) SC Vortex solid H irr Resis;ve state T Note: 1/8 anomaly (see below) Competing charge order Two QCPs Grissonnanche Taillefer, Nature Comm. 5, 3280 (2014)

Heat Capacity in a Field S. Riggs et al. Nature Phys. 7 332 (2011) See G. Boebinger s lecture * Quantum oscillations with a (constant + H 1/2 ) background γ ~ H 1/2 Volovik effect à SC nodes in resistive state? * Specific heat strongly suppressed relative to {high T, H=0} normal state à normal state degrees of γ << γ 0 18 mj/mol K 2 for T > Tc J. Loram et al., PRL 71 1740 (1993) freedom not recovered at 50 T 36

Implications of Phase Fluctuations for Vortex State Two length scales: core & halo core = ~v F Lee & Wen, PRL (1997); Ioffe & Millis, PRB (2002) halo = ~v F T c (Superflow) Field scales: H irr H halo c2 H core c2 Halo region: -- suppressed superconductivity -- enhanced competing order Neutrons (LSCO): Lake et al, Science (2001) STM (Bi2212): Hoffman et al, Science (2002) J.E. Hoffman et al, Science (2002) 37

How to reconcile the electronic excitations seen by quantum oscillations and ARPES? SC Vortex solid H Pseudogap ~ 50 mev ~ 500K Fields ~ 50 T ~ 50 K H irr Resis;ve state T C Nodal Fermi arcs + Antinodal Pseudogap T H=0; T >Tc Senthil and Lee PRB (2009) Banerjee, Zhang & Randeria, Nature Comm. (2013) Allais, Chowdhury, Sachdev, arxiv (2014) 38

Pseudogap in Underdoped Cuprates o o Underdoped SC state: gap anisotropy What determines Tc? Gap or superfluid density? o Pseudogap above Tc -- specific heat, NMR, optics, STM o ARPES & Fermi arcs o SC fluctuations above Tc o Quantum Oscillations o Competing order parameters

Plethora of broken symmetries in pseudogap state * Translational -- stripes, CDW * Rotational -- nematicity * Time-reversal -- will not discuss * neutrons (Bourges,Greven...) à * polar Kerr (Kapitulnik) Orbital Currents (Varma) o Is T*(x) a Crossover or Phase Transition? o Which of these broken symmetries if any are responsible for large antinodal pseudogap in H=0? o Broken translational required for large H by quantum oscillation frequency

Broken Rotation Symmetry: Electronic Nematic Order Difference between a & b axis responses strongly enhanced in pseudogap state In-plane anisotropy Anisotropy of Nernst 1.0 0.8 0.6 0.4 0.2 a Nernst coefficient p = 0.12 YBCO T* 0.0 0 100 200 300 T (K) Incommensurability δ (r.l.u) 0.05 0.04 0.03 0.02 0.01 Unidirectional Incommensurate spin response b Spin fluctuations p 0.08 YBCO 0 0 100 200 300 T (K) Review: A. Taillefer, Ann. Rev. Cond. Mat. Phys. (2010)

Broken Translation & Rotation: Stripes Nd:LSCO; LBCO (x=1/8) Static stripes kill superconductivity Spin modulation Charge modulation Review: J. Tranquada, AIP Conf. Proc. 1550, 114 (2013) see S. Kivelon s lectures

Broken translation: Charge Density Wave STM: checkerboard CDW -- Bi2212, Bi2201, Oxychlorides vortex core Bi2212 High field NMR YBCO Xray diffraction YBCO REXS YBCO, Bi2212 * Finite correlation length in H=0 (disorder or intrinsic?) * Long range order in high fields: Fermi surface reconstruction in Qtm Oscillations

UD YBCO * Hard x-ray diffraction (100keV) J.Chang et al., Nature Phys (2012) Bi-directional CDW * Resonant elastic x-ray scattering (soft xrays 930eV) YBCO G.Ghiringhelli et al, Science (2012) in-plane YBCO 6.67 (ortho-ii, -III & -VIII) q 1 = (0.31, 0, 0.5) q 2 = (0, 0.31, 0.5) Evidence for CDWs 20 UD Bi2201 REXS STM ARPES Comin Damascelli Science (2014) 30Å UD Bi2202 REXS STM Silva Neto Yazdani Science (2014)

STM à Nematic + Bond-centered CDW Fujita Sachdev, Davis, arxiv1404.0362; d-wave CDW [Sachdev] hc r c r 0 i (r + r 0 )/2!Q CDW wavevector (r r 0 ) à Form factor for internal structure of CDW

Pseudogap: More questions; few definitive answers Here are my thoughts: o What is responsible for the antinodal pseudogap ~ 60meV? -- proximity to Mott & spin pairing (RVB, DMFT) -- competing orders are not the cause of the pseudogap but rather competing instabilities in the PG state o Broken translational symmetry required by quantum oscillations -- bidirectional CDW order stabilized in a field ß à FS reconstruction seems the best proposal Harrison & Sebastian, PRL (2011)

T Mott AFM TN T* Pseudogap Fermi arcs No QP s Spin pairing Strange metal - Fermi surface - No QP s - Anomalous transport Superconductor, S=0 pairs Sharp QP s Tc Fermi Liquid Hole conc. x