Weakly Uniformly Rotund Banach spaces

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Weakly Uniformly Rotund Banach spaces A. Moltó, V. Montesinos, J. Orihuela and S. Troyanski Abstract The dual space of a WUR Banach space is weakly K-analytic. A Banach space is said to be weakly uniformly rotund (WUR -for short) if given sequences (x n ) and (y n ) in the unit sphere with x n + y n 2 we should have weak-lim n (x n y n ) = 0. This notion has become more important since Hájek proved that every WUR Banach space must be Asplund [8]. To obtain this result he uses ideas of Stegall for the equivalence between being an Asplund space and having the Radon-Nikodym property on its dual. Using this result and the Fabian-Godefroy [4] projectional resolution of the identity in the dual of an Asplund space, Fabian, Hájek and Zizler have recently showed that for a WUR Banach space E the dual space E is a subspace of a WCG Banach space. Indeed they proved that for a Banach space E to have an equivalent WUR norm is equivalent to the fact that the bidual unit ball B E, endowed with the weak-* topology, will be a uniform Eberlein compact [5]. Consequently they obtain that E must be LUR renormable, too [7]. The aim of this note is to provide a direct proof of the fact that every WUR Banach space E has a dual space E which is weakly K-analytic. This provides a topological approach to Hájek s result on the Asplundness of the space E as well as the LUR renorming consequence on E after [6]. This paper was prepared during the visit of the forth named author to the University of Valencia in the Spring term of the Academic Year 1995-96. He acknowledges his gratitude to the hospitality and facilities provided by the University of Valencia. In this paper, E will denote a Banach space, E its dual, B E its closed unit ball, S E its unit sphere. Definition 1 A Banach space (E, ) is said to be uniformly Gâteaux differentiable (UGD -for short) if for every 0 x E, lim sup t 0 y =1 y + tx + y tx 2 t = 0. The first named author has been supported in part by DGICYT Project PB91-0326, the second named author by DGICYT PB91-0326 and PB94-0535, the third named author by DGICYT PB95-1025 and DGICYT PB91-0326, the fourth named author by a grant from the Conselleria de Cultura, Educacio i Ciencia de la Generalitat Valenciana and by NFSR of Bulgaria Grant MM-409/94. 1

The following theorem is the main result of this note: Theorem 1 Let E be a Banach space such that E has an equivalent (not necessarily dual) U GD norm (in particular, let E be W U R Banach space). Then E is weakly K-analytic. The proof is based on the following assertions Fact 1 ( Smulyan, see [3, Theorem II.6.7]) The Banach space E is W UR if and only if E is UGD. Theorem 2 (Talagrand [9]) Let K be a compact space. The following assertions are equivalent: 1. C(K) is weakly K-analytic. 2. There is an increasing mapping σ S σ from IN IN (endowed with the product order) in the family of compact subsets of C(K) endowed with the topology of pontwise convergence, such that {S σ : σ IN IN } separates points of K. Remark 1 In [1] the validity of the previous theorem for an arbitrary topological space is studied. In particular, for every subset W of a Banach space E it follows that (W, weak) is K-analytic if and only if W = {S σ : σ IN IN } and every S σ is weakly compact with S σ S γ whenever σ γ in the product order. This will be the only tool necessary here from the theory of K-analytic spaces. Remark 2 From Theorem 1 and [6], see also [3, p. 296], we get that every W UR Banach space admits an equivalent LUR norm. Remark 3 From Theorem 1 it follows Hájek s [8] result asserting that every W UR Banach space is Asplund. Indeed, if we assume that E is also separable the K-analytic structure of (E, weak) should imply that E is separable too. Let us explain here an easy argument following ideas from [2]: Assume (E, weak) is K-analytic. Let T be an usco mapping from IN IN into the set of subsets of (E, weak) with T (IN IN ) = E (T can be assumed to be increasing by Remark 1). Let P be the natural projection from (E, weak ) IN IN onto (E, weak). Consider the restriction Q of P to Σ := {(x, α) : (x, α) E IN IN, x T (α)}. It is easy to prove that Q is continuous: let (x i, α i) be a net in Σ such that (x i, α i) (x, α) Σ. As α i α we can find β IN IN such weak that α β and α i β, i. Then x i T (β), x T (β), and x i x, hence weak x i x. Therefore E is separable too. See also theorem 2.4 in [9]. With more generality, any submetrizable topological space X is analytic if and only if there is a family of compact sets {S σ : σ IN IN } in X, S σ S γ whenever σ γ in the product order and X = {S σ : σ IN IN }, [2, theorem 7]. 2

Proof of Theorem 1. It is well known that E admits an equivalent WUR norm. Then E has an equivalent dual UGD norm. Then given x S E and ɛ > 0, there exists δ ɛ (x ) > 0 such that y + tx + y tx 2 + ɛ t, if t < δ ɛ (x ) and y S E. Given a positive integer p define Obviously, S p (ɛ) := {x S E : δ ɛ (x ) > 1 p }. S 1 (ɛ) S 2 (ɛ)... S p (ɛ) S p+1 (ɛ)... and p=1s p (ɛ) = S E. Let α = ( ) IN IN. Define We have and S α := n=1s an ( 1 n ). S E = {S α : α IN IN }, S α S β, whenever α = ( ) β = (b n ) (i.e., b n, n). This sets will give us the K-analytic structure of E in the weak topology. Indeed, we have the following Claim 1 Given x B E, ɛ > 0 and α = ( ) IN IN, there is x B E such that x x, x < ɛ, x S α. Proof of the claim: Find n IN such that 3 n < ɛ. Pick y S E such that x, y > 1 1. Find x B E such that x, y > 1 1. Let x S α. Since x S an ( 1 n ) In particular we have hence y + 1 x + y 1 x 2 + 1. x, y + 1 x + x, y 1 x 2 + 1 (1) 1 x x, x 2 + 1 x, y x, y < 3 < ɛ 3

and so x x, x < ɛ, x S α. By interchanging x and x in (1), we get x x, x < ɛ, x S α. and this proves the claim. To finish the proof of the Theorem, observe that, by the Claim, each S α is weakly relatively compact since it is weak -relatively compact. Thus, we have S E {S α weak : α IN IN } := W and W is weakly K-analytic in E [Theorem 2 and Remark 1]. Consider the map (W, weak) [0, + [ Ψ (E, weak) given by Ψ(x, t) := t.x. Ψ is continuous, [0, + [ is a Polish space, (W, weak) [0, + [ is K-analytic and Ψ(W [0, + [) = E, so (E, weak) is itself K- analytic. q.e.d. References [1] B. Cascales: On K-analytic locally convex spaces. Arch. Math. 49 (1987), 232-244. [2] B. Cascales and J. Orihuela A Sequential Propety of Set-Valued Maps. J. Mathematical Analysis and Appl. 156 (1991), 86-100. [3] R. Deville, G. Godefroy and V. Zizler: Smoothness and renormings in Banach spaces. Longman Scientific and Technical, 1993. [4] M. Fabian and G. Godefroy: The dual of every Asplund admits a projectional resolution of the identity. Studia Math. 91 (1988), 141-151. [5] M. Fabian, P. Hájek and V. Zizler: On uniform Eberlein compacta and uniformly Gâteaux smooth norms. Serdica Math. J. 23 (1997) 351-362. [6] M. Fabian and S. Troyanski: A Banach space admits a locally uniformly rotund norm if its dual is a Va sák space. Israel J. Math. 69 (1990), 214-224. [7] G. Godefroy, S. Troyanski, J. H. M. Whitfield and V. Zizler: Smoothness in weakly compactly generated Banach spaces. J. Functional Anal. 52 (1983), 344-352. [8] P. Hájek: Dual renormings of Banach spaces. Commentationes Matematicae Universitatis Carolinae. 37 (1996), 241-253. 4

[9] M. Talagrand: Espaces de Banach faiblement K-analytiques. Annals of Mathematics, 110 (1979), 407-438. Address: Departament d Anàlisi Matemàtica. Universitat de València. Dr. Moliner, 50. 46100 Burjassot (València), Spain Address: Departamento de Matemática Aplicada. E.T.S.I. Telecomunicación. Universidad Politécnica de Valencia. C/ Vera, s/n. 46071-Valencia, Spain Address: Departamento de Análisis Matemático. Universidad de Murcia. Campus de Espinardo. Murcia, Spain. Address: Faculty of Mathematics and Informatics. Sofia University. 5, James Bourchier blvd. 1126 Sofia, Bulgaria. 5