STM spectroscopy (STS)

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STM spectroscopy (STS) di dv 4 e ( E ev, r) ( E ) M S F T F Basic concepts of STS. With the feedback circuit open the variation of the tunneling current due to the application of a small oscillating voltage (10-0 mv) is acquired as a function of the tunneling bias V. Recording these values as a function of position (x,y) generates a map of the local density of states (assuming that the density of states of the tip not changes during the measurements) For example: Niobium tip on Au surface Superconducting LDOS Electrons can scatter only if the energy change is larger than D S S (0) 0 V V D V V D D BCS DOS fit with D Nb =1.47 mev Nb is superconducting at temperature < 10 K Pan, et al., APL 73, 99 (1998)

Atom manipulation D. Eigler & E. Schweizer, Nature 344, 54 (1990) Xe / Ni(110) Model: Experiment: G.Meyer, et al. Applied Physics A 68, 15 (1999) First the tip is approached close to the adsorbate by reducing the tunneling resistance and then, at constant tunneling current, moves parallel to the surface, with the atom following the tip. The steps in the tip height clearly indicate a discontinuous movement of the atom, meaning the atom is jumping from one adsorption site to the next.

Electronic properties of nano-objects m atom Band formation bulk -Discrete energy levels -Electrons localized at the atom site -Continuous energy levels -Electrons delocalized Where is the frontier? Does the frontier depend on the chemical element? Can the STM help to find an answer?

Confined electrons: Particle in a box The potential energy is 0 inside the box (V=0 for 0<x<L) and goes to infinity at the walls of the box (V= for x<0 or x>l). h ( x) V ( x) ( x) E( x) m x Discrete wave vectors and energy levels ( ) sin n x L E n nh 8mL n x L The energy of a particle in a box (black circles) and a free particle (grey line) both depend upon wavenumber in the same way. However, the particle in a box may only have certain, discrete energy levels.

E The wavefunction for a particle in a box at the n=1 and n= energy levels but STM measures the DOS and not the wave function E ( E, r ) ( r ) s 0 n 0 di dv 4 e ( E ev, r) ( E ) M S F T F STS: the measured di/dv signal (conductivity) is high, when the sample bias matches one of the energy levels.

1D electron band in a wire of 0 Au atoms Assembling 0 Au atoms to a linear chain results in the formation of a 1D electron Nilius et al., Science 97, 1853 (00). band from a single Au atomic orbital.

Does the frontier depend on the chemical element? Energy spectrum depends on the chemical element via m eff E n nh 8m L eff E E 3h 1 8m eff L m e = 9.1 10-31 Kg; m eff = 0.5 m e ; h = 6.6 10-34 J s For the previous Au chains (L about 6nm) we get E -E 1 = 60 mev To observe E -E 1 you need E -E 1 >> kt At room temperature kt = 5.8 mev What happens if we replace gold atoms with a semiconductor? III-V GaAs InSb 0.067 m e 0.013 m e m eff is reduced => L can be larger => the quantum world starts at larger sizes for semiconductors (tens of nanometers) in respect to metals (nanometers)

Quantum corral Fe on Cu(111) http://www.almaden.ibm.com/vis/ stm/corral.html

Quantum corral Fe on Cu(111) http://www.almaden.ibm.com/vis/stm/co rral.html

D quantum box Ag islands on Ag(111) Li et al., Phys. Rev. Lett. 80, 333 (1998). topography The island step edge acts as a potential barrier di/dv exp. theory What conditions must be fulfilled to observe surface states? P. Heimann et al., Phys. Rev. B 0, 3059 (1979).

Electrons in a crystal Bulk electrons move in the weak crystalline periodic potential and thus they are described by plane waves ( r) u e k ikr At surface the periodicity is broken in one spatial direction Assume: a) the surface is described by an infinite energy wall b) the wall is perpendicular to the z axis (z // crystallographic direction) Assuming Born-von Karman periodic boundary conditions: V ik// r ( r) e sin k z k z z n L z The electronic density is given by: dkxdk ydkz x y z L L L kf * n ( r) ( r) sin kz z n n n V k sin( k z) ( k z) cos( k z) (1 3 ) 3 ( ) 3 F F F F 3 kf z vacuum x y z bulk No electrons at surface!!!!

bulk Surface states vacuum z = a/ V ( z ) V V cos( gz) 0 g V(z) = - V 0 At surface the crystal periodicity is broken in one spatial direction Solution of the Schrodinger equations g z ik// r iqz ( r) e e cos( z ) ( r) ik // r ikz i ( k g ) z ( r ) e [ Ae Be ] e ik r // e pz p m( V E ) / 0 z a a q real -> Bloch function for quasi free electrons q imaginary -> Direction perpendicular to the surface: In vacuum: evanescent wave exponentially decreasing with z In crystal: standing wave exponentially decreasing with z Direction parallel to the surface: plane wave for quasi free electrons (r) (with q imaginary) describe states which behave like free electron parallel to the surface and which are localized at surface due to the exponential decreasing in both z directions.

Surface state energy spectrum The case of a linear chain g E( q ) V [( ) q ] V ( ) g q m m 0 g q imaginary q real q k g 0 q m V g g q > 0 q < 0 q = (k-g/) In an infinite chain (-q imaginary values of q give exponentially increasing wave function. ik // r ikz i ( k g ) z ( r ) e [ Ae Be ] Forbidden values generating an energy gap. This is not the case for a finite chain g/ k The states corresponding to imaginary q are localized in a bulk energy gap and they are localized at surface (see the wave function (r) )

Why surface states are observed on the (111) noble metal surfaces? Free electron gas -> in the reciprocal space they uniformly occupy a sphere of radius k F = 3 n (n is the electron density) No way to observe surface states Noble metals There is a gap in the bulk states close to the normal to the (111) surface Surface states D. Shoenberg (196) http://www.jstor.org/stable/73177

Friedel oscillations of D electrons scattered by surface steps Reflection by a step edge T = 4.5 K -> k B T= 0.4 mev Scattering by a point defect The oscillations give the wave vectors M. F. Crommie, Nature 363 (1993) 54.

(a) The 1 x 1 nm 3D STM image of a standing-wave pattern around an isolated Ce adatom on Ag(111) at 3.9 K (Us=3 mv, Is=19 pa). (b) Dotted line: topographic profile as a function of distance from a single Ce adatom. The interaction of surface state electrons with Ce adatoms determines the formation of a superlattice The 3D STM image at 3.9 K (64 x 64 nm ; Us =100 mv, Is =10 pa): Ce adatoms (red), Ag(111) (blue).

Cross zig-zag Graphene oxide (GO) schema

Single molecule chemistry: Inelastic tunneling spectroscopy photon The tunneling electron excite an electron of the adsorbate and a photon is emitted (inelastic process) I total elastic inelastic More than one channel for the electrons to move from the tip to the substrate: the opening of an extra channel depends on the tunneling voltage di/dv d I/dV V V / e V

Single-molecule vibrational microscopy: chemical contrast const. I d I/dV C H C D 358 mv 66 mv 311 mv 358 mv 66 mv B. C. Stipe, et al. Phys. Rev. Lett 8, 174 (1999)

Single-Molecule Dissociation by Tunneling Electrons O molecules on Pt(111) surface (a) STM image of two adjacent pear shaped O molecules on fcc sites. (b) Current during a 0.3 V pulse over the molecule on the right showing the moment of dissociation (step at t, 30 ms). (c) After pulse image with a grid fit to the platinum lattice showing one oxygen atom on an fcc and one on an hcp site along with the unperturbed neighboring molecule on an fcc site. (d ) STM image taken after a second pulse with the tip centered over the molecule showing two additional oxygen atoms on hcp sites. Raw data images scanned at 5 mv sample bias and 5 na tunneling current. B. C. Stipe, et al. Phys. Rev. Lett 78, 4410 (1997)

Single-Bond Formation with a Scanning Tunneling Microscope 1) Molecule recognition Fe FeCO.5 nm by.5 nm STM topographic images recorded at 70-mV bias and 0.1 na CO Fe(CO) ) Molecule displacement (A) The tip is positioned over a single CO molecule to induce the detachment of CO from Ag and its bonding to the tip. Because CO forms a bond predominantly through the carbon, a 180 rotation of the CO occurs in the transfer. (B) The tip with the attached single CO molecule is translated and positioned over an Fe atom. (C) The bias voltage and the flow of electrons are reversed, inducing the transfer of CO from the tip to the Fe. (D) A single Fe-CO bond is formed.

Single-Bond Formation with a Scanning Tunneling Microscope A sequence of STM topographical images recorded at 70- mv bias, 0.1-nA tunneling current, and 13 K to show the formation of Fe-CO bond. The size of each image is 6.3 nm by 6.3 nm. Fe atoms image as protrusions and CO molecules as depressions. The white arrows indicate the pair of adsorbed species involved in each bond formation step. (A) Five Fe atoms and five CO molecules are adsorbed in this area of the Ag(110) surface. One CO is very close to an Fe atom (indicated by the red arrow). (B) A CO molecule has been manipulated and bonded to an Fe atom to form Fe(CO). (C) Another Fe(CO) is formed by binding CO to a second Fe atom. (D) An additional CO has been bonded to Fe(CO) to form Fe(CO). A 180 flip is observed for the remaining Fe(CO). H. J. Lee, et al. Science 86, 1719 (1999)

Spin-flip excitation by means of STM E = - m J B = - g J Mm B B M. Bode, Science 309, 43 (004) DE = g m B BDM = g m B B An inelastic tunneling process can also involve energy transfer to excited magnetic states of an atom (spin-flip). The threshold energy for spin-flip processes depends on the environment of magnetic atoms, that is, the coordination of adjacent atoms and their chemical composition, and the magnetic field.

Spin-flip excitation by means of STM T = 0.6 K Mn/Al O 3 /Ni 3 Al(111) Shift of the spin-flip conductance step with magnetic field DE = g m B B g =.1 (Mn atom near the edge of an Al O 3 patch) g = 1.88 A.J. Heinrich et al., Science 306, 466 (004).

Controlling the magnetism of a molecule through its chemical bonding The STM is used to partially dehydrogenate the molecule A. Zhao, et al. Science 309, 154 (005)

Non magnetic Spin up Spin down Magnetic Spin up Spin down