Data Assimilation Development for the FV3GFSv2

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Data Assimilation Development for the FV3GFSv2 Catherine Thomas 1, 2, Rahul Mahajan 1, 2, Daryl Kleist 2, Emily Liu 3,2, Yanqiu Zhu 1, 2, John Derber 2, Andrew Collard 1, 2, Russ Treadon 2, Jeff Whitaker 4 1 IMSG, 2 NOAA/NWS/NCEP/EMC, 3 SRG, 4 NOAA/ESRL/PSD 3 July 2018 Workshop on Sensitivity Analysis and Data Assimilation Aveiro, Portugal

Proposed 2020 Operational FV3GFS Implementation The 2019 upgrade focuses on adapting the existing data assimilation system (GSI, EnKF, and related utilities) to the new FV3 dynamical core. The following implementation aims to make more advances in the forecast model, including: Increasing the vertical resolution Moving the model top to 80 km Incorporating advanced physics Similarly, the data assimilation system looks to include several changes: Upgrade to the CRTM Hydrometeor analysis Early run EnKF Accommodations for the extended model top Switch from the EnSRF to the LETKF 4D-IAU Many more

Clouds in FV3GFSv1 FV3GFSv1 is moving to GFDL microphysics with five prognostic hydrometeors. To reduce the changes to the GSI and EnKF for the initial implementation, the hydrometeors were manipulated to mimic the previous microphysics with a total cloud condensate variable: Cloud liquid water and cloud ice are added together upon read in the GSI and EnKF to create a total cloud condensate. Total cloud analysis increments are partitioned into cloud liquid water and cloud ice based on temperature during the analysis write and the increments are added to their original backgrounds. The static background error for the total cloud condensate remains unchanged. The cloud analysis is not fed back to the model. Cloud Water Analysis First Model Time Step Zhu et al. (2016) Courtesy SJ Lin GFDL

Community Radiative Transfer Model (CRTM) The CRTM is used within the GSI to compare the radiance observations with the model forecast and analysis control variables. Improvements to the CRTM allow for better use of satellite radiances. Fractional Cloud Cover In current operational CRTM, clouds are simulated as overcast: the total cloud cover (TCC) = 1. To better handle fractional cloudiness condition, a twocolumn radiance calculation has been developed in CRTM: R ν = 1 TCC R ν,clear + TCC R ν,cloudy The impact of fractional cloud coverage on BT can be significant when precipitation is involved. For high frequency channels, the impact could be over 100 K. MHS 157 GHz

Community Radiative Transfer Model (CRTM) RTTOV OmF Another radiative transfer model, RTTOV, was incorporated into the GSI: to have a more consistent and flexible way in comparing radiative transfer models (RTMs) by using the same model input to better understand differences in optical properties, radiances and Jacobians between the two to help in spotting errors by cross validating each other to establish symbiotic relationship between the two RTMs by exploring new features in each one CRTM OmF CRTM OmF Uncovered biases and bugs in CRTM: Under scattering conditions, it was found that an additional component was needed in the surface emissivity model, with no diffuse radiation being reflected towards the viewing direction. A reflection correction was added to address this bias.

Preliminary Results: Hydrometeors, First Guess Modifications to the GSI were made to include all five individual hydrometeors in the analysis control variable. The static background error variance was formulated similarly to the total cloud condensate: 5% of the deterministic value. Cloud Liquid Water Cloud Ice Rain Snow Graupel

Preliminary Results: Hydrometeors, Ensemble Spread Modifications to the GSI were made to include all five individual hydrometeors in the analysis control variable. The static background error variance was formulated similarly to the total cloud condensate: 5% of the deterministic value. Cloud Liquid Water Cloud Ice Rain Snow Graupel

Preliminary Results: Hydrometeors, Analysis Increments Modifications to the GSI were made to include all five individual hydrometeors in the analysis control variable. The static background error variance was formulated similarly to the total cloud condensate: 5% of the deterministic value. Cloud Liquid Water Cloud Ice Rain Snow Graupel

Early Run Ensemble Kalman Filter (EnKF) The GFS consists of two runs each 6 hour cycle: an early run (GFS) and a late run (GDAS). Early run: Begins approximately 2 hours and 45 minutes after the initialization time. Performs a deterministic analysis with the observations that are available at the time. Produces the long forecast. Late run: Begins approximately 6 hours after the initialization time. Performs the deterministic and ensemble analyses with additional observations. Produces the short deterministic and ensemble forecasts that initialize the next cycle. Early Run Prep Analysis Long Forecast Ensemble Analysis Short Ensemble Forecast Late Run Prep Analysis Short Forecast

Early Run Ensemble Kalman Filter (EnKF) The GFS consists of two runs each 6 hour cycle: an early run (GFS) and a late run (GDAS). Since the ensemble analysis is produced in the late run, the Global Ensemble Forecast System (GEFS) must use the previous 6 hour forecast to initialize their ensemble. Early Run Prep Late Run Prep If the ensemble analysis is produced in the early run, the GEFS could use the ensemble analysis directly. Analysis Ensemble Analysis Analysis The ensemble can still be recentered about the late run analysis before generating the short ensemble forecasts. Long Forecast Short Ensemble Forecast Short Forecast

Pressure (hpa) Early Run Ensemble Kalman Filter (EnKF) Low resolution test with C384/C192 horizontal resolution (25 km/50 km) Two experiments: Early Run: EnKF update with earlier observation cutoff Late Run: EnKF update with later observation cutoff Early run test showed significant forecast degradation at 24 hours for most variables. Tropical Wind RMSE, Early - Late Global 850 hpa Temperature RMSE Early Run Late Run 850 hpa Temperature RMSE, 24 Hr Forecast Early Run Late Run Forecast Hour Improvement Degradation

Early Run Ensemble Kalman Filter (EnKF) Zonal Wind Temperature With reduced observation counts, the ensemble background spread was increased. Larger magnitude analysis increments were also observed. Global 6 Hour Forecast Ensemble Spread Early Run Late Run Early Run Late Run To use the early run EnKF, we must retune the ensemble spread. We are looking to move to the LETKF in the future. We will retune the spread at that time. RMS of Analysis Increment, Early Late

Increased Vertical Resolution The FV3GFSv2 will move from 64 layers to 127 layers, moving the model top to 80 km. Several components need to be evaluated or modified: Static background error variance Variable transformation regression coefficients Tangent linear normal mode constraint Covariance localization length scales Hybrid covariance weights Ensemble spread and stochastic physics Channel selection for satellite radiances Top Layer Global Mean Temperature When cold-started the 127-layer model from 64-layer initial conditions, significant spin up is observed. 250 K 183 K OPS IC GEOS-5 IC GEOS-5 contains the FV3 dynamical core and has a similar model top to the 127-layer configuration. Valery Yudin (CU/CIRES) provided EMC with a program to convert GEOS-5 initial conditions to cubed-sphere tiles. Using these initial conditions reduces the spin up, but does not remove it entirely. EMC is exploring the traditional NMC method with the GEOS-5 initial conditions as well as a cycled EnKF only system to provide the perturbations for calculating the new static background error. 10 days

Other Proposed Upgrades Change the EnKF analysis update algorithm from the Ensemble Square Root Filter (EnSRF) to the Local Ensemble Transform Kalman Filter (LETKF) Incorporate the 4D-Incremental Analysis Update Introduce correlated observation errors Scale dependent localization Lagging/shifting ensembles Upgrade CRTM with cloud optical table using particle size dependent mixture of ice crystals JEDI and native grid data assimilation Many observational changes Previous tests with the spectral model dynamical core were performed for the first two bullets with neutral to positive results. 5-Day Global ACC, 500 hpa Geop. Height LETKF EnSRF

Summary The spectral GFS is being replaced with the FV3GFS in January 2019. The data assimilation changes for that upgrade were focused on adaptation of the existing system. The following FV3GFS implementation (proposed for early 2020) will include many changes to the data assimilation system, such as accommodations to the increase in model top, individual hydrometeors, moving the EnKF update to the early run and switching to the LETKF.

Clouds in the Operational GFS Forecast Model Cloud microphysics parameterization of Zhao and Carr (1997), Sundqvist et al. (1989), Moorthi et al. (2001) Total cloud water (cloud liquid water + cloud ice) is a prognostic variable Clear Sky Static B Standard Deviation, Cloud Water Data Assimilation Zhu et al. (2016): All-Sky Microwave Radiance Assimilation in NCEP s GSI Analysis System Total cloud water control variable normalized by its background error standard deviation Partitioning of total cloud water based on temperature. Cloud liquid water and cloud ice state variables sent to radiative transfer model Modified static background error Previous clear sky: zonal mean and produces spurious increments Zhu et al. (2016) Current all sky: 5% of cloud water deterministic first guess and 5.0 x 10-12 kg/kg for locations with cloud water less than 1.0x 10-10 kg/kg

Clouds in FV3GFSv1 Dual low resolution test C384/C192 (25 km/50 km) Four experiments: Operational GFS with Zhao Carr MP FV3GFS with Zhao Carr MP FV3GFS with Zhao Carr MP with zero cloud increments FV3GFS with GFDL MP with zero cloud increments 500 hpa Height Anomaly Correlation RMS Fit to Conventional Obs All FV3 experiments perform better in the troposphere than the spectral model, but worse in the stratosphere. Results between MP schemes are mostly statistically neutral for standard global measures. GFDL MP performs slightly better in the troposphere for winds/heights, but slightly worse for humidity. Any improvement from the GFDL MP experiment does not appear related to the zeroing of the cloud increments.

Hydrometeors in the GFS Initial FV3GFS implementation: Cloud liquid water and cloud ice are combined to create a total cloud condensate in the GSI. A total cloud condensate analysis is created and partitioned into cloud liquid water and cloud ice according to the analysis temperature. The cloud analysis variables are not fed back to the model. Looking ahead: With the recent upgrades to the CRTM, we can create analyses for the individual hydrometeors. These analyses can then be fed back to the model once their utility is confirmed in testing. Courtesy SJ Lin GFDL Operations FV3GFSv1 Proposed FV3GFSv2 Model Forecast Variables Total Cloud Condensate Cloud Liquid Water, Cloud Ice, Graupel, Rain, Snow Cloud Liquid Water, Cloud Ice, Graupel, Rain, Snow Analysis Control Variables Total Cloud Condensate Total Cloud Condensate Cloud Liquid Water, Cloud Ice, Graupel, Rain, Snow