Performance of BDTs for Electron Identification

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Performance of BDTs for Electron Identification Hai-Jun Yang University of Michigan, Ann Arbor (with T. Dai, X. Li, A. Wilson, B. Zhou) ATLAS Egamma Meeting December 17, 2008

Motivation Lepton (e, μ, τ) Identification with high efficiency is crucial for new physics discoveries at the LHC Great efforts in ATLAS to develop the algorithms for electron identification: Cut-based algorithm: IsEM Multivariate algorithms: Likelihood and BDT Further improvement could be achieved with better treatment of the multivariate training using the Boosted Decision Trees technique Electron ID with BDT 2

Electron ID Studies with BDT Select electrons in two steps 1) Pre-selection: an EM cluster matching a track 2) Apply electron ID based on pre-selected samples with different e-id algorithms (IsEM, Likelihood ratio, AdaBoost and EBoost). New BDT e-id development at U. Michigan (Rel. v12) H. Yang s talk at US-ATLAS Jamboree on Sept. 10, 2008 http://indico.cern.ch/conferencedisplay.py?confid=38991 New BDT e-id (EBoost) based on Rel. v13 H. Yang s talk at ATLAS performance and physics workshop at CERN on Oct. 2, 2008 http://indico.cern.ch/conferencedisplay.py?confid=39296 Implementation of EBoost in EgammaRec (Rel. v14) Electron ID with BDT 3

Electrons MC e with E T >17 GeV Electrons after Pre-selection Electron ID with BDT 4

Electron Pre-selection Efficiency The inefficiency mainly due to track matching Electron ID with BDT 5

BDT e-id (EBoost) Training BDT multivariate pattern recognition technique: [ H. Yang et. al., NIM A555 (2005) 370-385 ] BDT e-id training signal and backgrounds (jet faked e) W eν as electron signal (DS 5104, v13) JF17 (DS 5802, v13) Using the same e-id variables as IsEM for training (see variable list in next page) BDT e-id training procedure Apply additional cuts on the training samples to select hardly identified jet faked electron as background for BDT training to make the BDT training more effective. Apply event weight to high P T backgrounds to effective reduce the jet fake rate at high P T region. Event weight training technique reference, [ H. Yang et. al., JINST 3 P04004 (2008) ] Electron ID with BDT 6

Variables Used for BDT e-id (EBoost) The same variables for IsEM are used egammapid::clusterhadronicleakage fraction of transverse energy in TileCal 1 st sampling egammapid::clustermiddlesampling Ratio of energies in 3*7 & 7*7 window Ratio of energies in 3*3 & 7*7 window Shower width in LAr 2 nd sampling Energy in LAr 2 nd sampling egammapid::clusterfirstsampling Fraction of energy deposited in 1 st sampling Delta Emax2 in LAr 1 st sampling Emax2-Emin in LAr 1 st sampling Total shower width in LAr 1 st sampling Shower width in LAr 1 st sampling Fside in LAr 1 st sampling egammapid::trackhitsa0 B-layer hits, Pixel-layer hits, Precision hits Transverse impact parameter egammapid::tracktrt Ratio of high threshold and all TRT hits egammapid::trackmatchandeop Delta eta between Track and egamma Delta phi between Track and egamma E/P egamma energy and Track momentum ratio Track Eta and EM Eta Electron isolation variables: Number of tracks (ΔR=0.3) Sum of track momentum (ΔR=0.3) Ratio of energy in EtCone45 / E T 7

Implementation of BDT Trees in EgammaRec Package and Test E-ID based on BDT has been implemented into egammarec (04-02-98) package (private). We run through the whole reconstruction package based on v14.2.22 to test the BDT e-id. egammapid::eboost RDO Digitized raw data Reconstruction with egammarec Rel. V14.2.22 AOD CBNT (*Ele_BDT) 8

E-ID Testing Samples Produced at s = 14 TeV (v13) Wenu: DS5104 (Eff_precuts = 88.6%) 42020 electrons with Et>17 GeV, η <2.5 37230 electrons after pre-selection cuts Zee: DS5144 (Eff_precuts = 88.6%) 181281 electron with Et>17 GeV, η <2.5 160615 electrons after pre-selection cuts JF17: DS5802 (Eff_precuts = 2.4%) 1946968 events, 7280046 reconstructed jets 176727 jets after pre-selection 9

Comparison of e-id Algorithms (v13) IsEM (tight) Eff = 67.9% jet fake rate = 2.2E-4 jet fake rate = 2.0E-4 Likelihood: Eff = 81.3% AdaBoost: Eff = 83.2% EBoost: Eff = 87.5% jet fake rate = 1.0E-4 Likelihood: Eff = 75.9% AdaBoost: Eff = 69.3% EBoost: Eff = 86.0% 10

E-ID Efficiency after pre-selection vs η (v13, jet fake rate=1.0e-4) EBoost (97%) IsEM Likelihood AdaBoost 11

E-ID Efficiency after pre-selection vs Pt (v13, jet fake rate=1.0e-4) EBoost Likelihood AdaBoost IsEM 12

E-ID Testing Samples Produced at s = 10 TeV (v14) Wenu: DS106020 (Eff_precuts = 86.7%) 58954 electrons with Et>17 GeV, η <2.5 51100 electrons after pre-selection cuts Zee: DS106050 (Eff_precuts = 86.7%) 108550 electrons with Et>17 GeV, η <2.5 94153 electrons after pre-selection cuts JF17: DS105802 (Eff_precuts = 2.34%) 237950 events, 896818 reconstructed jets 20994 jets after pre-selection cuts 13

Variable distribution Comparison 14 TeV vs 10 TeV 14

Variable distribution Comparison 14 TeV vs 10 TeV 15

E-ID Discriminators with no retraining for 10 TeV MC Samples 16

Comparison of e-id Algorithms (v14) IsEM (tight) Eff = 70.9% jet fake rate = 3.2E-4 jet fake rate = 2.0E-4 Likelihood: Eff = 71.6% AdaBoost: Eff = 78.5% EBoost: Eff = 83.9% jet fake rate = 1.0E-4 Likelihood: Eff = 62.9% AdaBoost: Eff = 61.2% EBoost: Eff = 82.2% 17

Robustness of Multivariate e-id ( s =14 TeV vs. 10 TeV without retraining ) Test MC Precuts Likelihood AdaBoost EBoost Z ee (v13) s =14 TeV Z ee (v14) s =10 TeV Eff. Change after pre-sel JF17 (v13) s =14 TeV JF17 (v14) s =10 TeV 88.6% 75.9% 69.3% 86.0% 86.7% 62.9% 61.2% 82.2% -1.9% -13.0% -8.1% -3.8% -11.1% -6.2% -1.9% 2.4E-2 1.0E-4 1.0E-4 1.0E-4 2.3E-2 1.0E-4 1.0E-4 1.0E-4 18

Robustness of Multivariate e-id ( s =14 vs 10 TeV without retraining ) Test MC Precuts Likelihood AdaBoost EBoost Z ee (v13) s =14 TeV Z ee (v14) s =10 TeV Eff. Change after pre-sel JF17 (v13) s =14 TeV JF17 (v14) s =10 TeV 88.6% 81.3% 83.2% 87.5% 86.7% 71.6% 78.5% 83.9% -1.9% -9.7% -4.7% -3.6% -7.8% -2.8% -1.7% 2.4E-2 2.0E-4 2.0E-4 2.0E-4 2.3E-2 2.0E-4 2.0E-4 2.0E-4 19

Improvement with EBoost Retraining using s =10 TeV MC Samples EBoost (retrained) Eff = 82.2 83.4% jet fake rate = 1.0E-4 For each major release multivariate e-id should be retrained to obtain optimal performance All multivariate e-id should be retrained using real data 20

E-ID Efficiency after pre-selection vs η (v14, jet fake rate=1.0e-4) EBoost (96%) Likelihood IsEM AdaBoost 21

E-ID Efficiency after pre-selection vs Pt (v14, jet fake rate=1.0e-4) EBoost IsEM AdaBoost Likelihood 22

Future Plan We have requested to add the EBoost in ATLAS official egammarec package and make EBoost discriminator variable available for more test and for physics analysis. We have proposed to provide EBoost trees to ATLAS egammarec for each major software release We will explore new variables to further improve e-id by suppressing γ converted electron etc. 23

Backup Slides 24

Jet Fake Rate (v13) IsEM Likelihood EBoost AdaBoost 25

Jet Fake Rate (v14) IsEM Likelihood AdaBoost EBoost 26

List of Variables for BDT 1. Ratio of Et(ΔR=0.2-0.45) / Et(ΔR=0.2) 2. Number of tracks in ΔR=0.3 cone 3. Energy leakage to hadronic calorimeter 4. EM shower shape E237 / E277 5. Δη between inner track and EM cluster 6. Ratio of high threshold and all TRT hits 7. Number of pixel hits and SCT hits 8. Δφ between track and EM cluster 9. Emax2 Emin in LAr 1 st sampling 10. Number of B layer hits 11. Number of TRT hits 12. Emax2 in LAr 1 st sampling 13. EoverP ratio of EM energy and track momentum 14. Number of pixel hits 15. Fraction of energy deposited in LAr 1 st sampling 16. Et in LAr 2nd sampling 17. η of EM cluster 18. D0 transverse impact parameter 19. EM shower shape E233 / E277 20. Shower width in LAr 2 nd sampling 21. Fracs1 ratio of (E7strips-E3strips)/E7strips in LAr 1 st sampling 22. Sum of track Pt in DR=0.3 cone 23. Total shower width in LAr 1 st sampling 24. Shower width in LAr 1 st sampling 27

EM Shower shape distributions of discriminating Variables (signal vs. background) Energy Leakage in HCal EM Shower Shape in ECal 28

ECal and Inner Track Match P E Δη of EM Cluster & Track E/P Ratio of EM Cluster 29

Electron Isolation Variables N trk around Electron Track E T (ΔR=0.2-0.45)/E T of EM 30

Signal Pre-selection: MC electrons MC True electron from W eν by requiring η e < 2.5 and E T true >17 GeV (N e ) Match MC e/γ to EM cluster: ΔR<0.2 and 0.5 < E T rec / E T true < 1.5 (N EM ) Match EM cluster with an inner track: eg_trkmatchnt > -1 (N EM/track ) Pre-selection Efficiency = N EM/Track / N e Electron ID with BDT 31

Pre-selection of Jet Faked Electrons Count number of reconstructed jets with η jet < 2.5 (N jet ) Loop over all EM clusters; each cluster matches with a jet E T EM > 17 GeV (N EM ) Match EM cluster with an inner track: eg_trkmatchnt > -1 (N EM/track ) Pre-selection Acceptance = N EM/Track / N jet Electron ID with BDT 32