WORKSHOP ON PENETRATION TESTING AND OTHER GEOMECHANICAL ISSUES Pisa 14 June 2016 ROOM F8

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WORKSHOP ON PENETRATION TESTING AND OTHER GEOMECHANICAL ISSUES Pisa 14 June 2016 ROOM F8 LIQUEFACTION PHOENOMENA DURING THE EMILIA SEISMIC SEQUENCE OF 2012 AND THE LIQUEFACTION POTENTIAL FROM A LARGE DATABASE OF MECHANICAL CPT Claudia Meisina, Diego Lo Presti, Matteo Francesconi (claudia.meisina@unipv.it) UNIVERSITA DI PAVIA

OUTLINE Background Objectives The study areas Method Results Conclusions

1. BACKGROUND Several methods of liquefaction hazard assessment METHODS FACTORS TOOLS SCALE QUALITATIVE METHODS classical geological approach heuristic logistic regression ANN SVM... geology geomorphology hydrogeology... seismic parameters traditional geological maps remote sensing derived parameters as proxy European-National <1:250,000 Regional 1:250,000 1:25,000 SIMPLIFIED PROCEDURES Robertson, 2009; Idriss & Boulanger, 2008; Moss et al. 2006; Boulanger & Idriss, 2014... geotechnical parameters depth to water table seismic parameters in situ: CPTm, CPTe, CPTU, SPT, DP, Vs in laboratory Local 1:25,000 1:5,000 Site-specific >1:5,000 design

1. BACKGROUND Simplified procedures Seed and Idriss, 1971 1) loading to a soil caused by an earthquake - cyclic stress ratio (CSR) 2) resistance of a soil - cyclic resistance ratio (CRR) FS(z) = CRR(z)/CSR(z) (Iwasaki et al., 1978) (Tonkin & Taylor Ltd, 2013)

1. BACKGROUND CPT-based simplified methods are the most common used approach but...rather challenging task! LPI not in agreement with the liquefaction evidences underestimation of liquefaction potential (Facciorusso et al, 2015; Forte et al. 2015, Papathanassiou et al. 2015)

1. BACKGROUND CPTm tip CPTu tip

2. OBJECTIVES To verify the differences in liquefaction hazard assessment using mechanical tip and piezocone To find a correlation between CPT and CPTu in order to attempt to use better parameters for the liquefaction hazard assessment.

3. THE STUDY AREAS A A: AREA OF THE 2012 EMILIA EARTHQUAKE --> examples of moderate earthquakes yielding extensive liquefaction related phenomena B B: PISA:

3.1 Emilia Romagna TWO MAIN SHOCKS: 20th May: Mw= 5.9; Depth= 6.3 Km 29th May: Mw= 5.8 ; Depth= 10.2 Km (Martelli e Romani, 2012) http://ingvterremoti.wordpress.com/ modified by EMERGEO W.G., NHESS, 2013 (Emergeo working group, 2013) (a) Po Plain units (Plio Quaternary); (b) Apenninic Units (Meso Cenozoic); (c) active and recent (<1 My) shallow thrusts; (d) active and recent thrust fronts in the Meso Cenozoic carbonatic sequence; (e) active and recent thrust fronts in the basement; (f) reactivated thrust fronts of the Pliocene Early Pleistocene (4.5 1 My); (g) maximum horizontal stress orientation from earthquake focal mechanisms of M 5.0 events of the Emilia 2012 sequence; (h) maximum horizontal stress orientation from past earthquakes (Mw 5.0 Parma 1983 and Mw 5.4 Reggio Emilia 1996); (i) maximum horizontal stress orientation from borehole breakouts MAIN EFFECTS: 27 lives were lost; damage to infrastructures (roads, pipelines); economic losses of some 2 billion euros

LOCATION OF LIQUEFACTION PHENOMENA (Emergeo working group, 2013) NW NE SW SE 1362 sites with geological coseismic effects: 768 fracture/liquefaction; 485 liquefaction; 109 fracture The most prominent liquefaction phenomena of last century observed mainly within a distance of about 21 km from the epicenter and were spread over an area of about 1200 km2: (Lo Presti et al. 2013)

Liquefaction events were not randomly distributed, but appeared to be concentrated along alignments which follow the abandoned riverbeds (Secchia, Reno, Panaro and Po rivers). Bertolini & Fioroni, 2012 SRTM (Shuttle Radar Topography Mission; ~90 m cell size), Ninfo et al., 2012 The geomorphologic framework is characterized by complex drainage and ancient drainage patterns of the Po, Secchia, Panaro and Reno Rivers, strongly influenced by climate, tectonic and human activities

GWT 3.2 Pisa man made deposits 1,5 m sandy silt 3,0 m silty clay 4,5 m clay sand 7,6 m 8,0 m clay 11 13,0 m

penetrometer Pagani TG 73/200 investigation depth varied from 7 to 11 meters

3. METHOD F1 0 for FS(z) > 1 (1-FS(z)) for FS(z) < 1 Comparaison between LH with CPTm and CPTU CPT-based simplified methods FS(z) = CRR(z)/CSR(z) Robertson, 2009 Idriss & Boulanger, 2008 Moss et al. 2006 Boulanger & Idriss, 2014 CPTm LH = CPTULH? NO W(z)=10-0.5z z = depth (m) εv = volumetric consolidation strain z = depth to the layer of interest for liquefaction (m) YES Development empirical correlation between fs(cptm) and fs(cptu) Application of the correlation comparison with liquefaction observations modified CPTm can improve the LH?

EMILIA ROMAGNA DATABASE http://ambiente.regione.emilia-romagna.it 4. COMPARISON OF LIQUEFACTION POTENTIAL OBTAINED FROM CPTM AND CPTU INPUT DATA Penetrometric measurements STRATIGRAFIC LOG (upper 20-30 m) Water table depth qc (Mpa) fs (MPa) u (MPa) in CPTU OUTPUT DATA SBT (Soil Behaviour Type) FS LPI LSN Geotechnical parameters (g) Mw = 5.9 20th May event, 5.8 29th May event PGA = 0,215g Software Cliq Emergeo Working Group Regione Emilia-Romagna Liquefaction inventory

CPT and CPTU distribution in Emilia Romagna region and selection of pairs of CPT and CPTU L3 Plain 3 4 2 L1 palaeo riverbed L2 Palaeo-riverbank liquefaction 1 pair of CPTm/CPTU 151 CPTU; 15 CPTe ; 2000 CPT m 1

L3 L1 L2 Martelli, 2013 High spatial variability of soil characteristics

1 2 3 4 TEST date of execution Elevation (m a.s.l.) GWT (m) distance CPT- CPTu (m) borehole distance (m) Distance from liquefaction observation (m) Liquifiable horizon (m) CPT 203010C121 19/02/2005 13.80 1.20 13 100 nd CPTu 203010U502 26/11/2001 13.50 13 65 100 0-4,00 CPT 181530C142 21/09/2012 17 3.8 36 20 9-11,0 CPTu 185130U508 27/05/2012 18 4,2 36 56 20 9,0-11,0 CPT 181530C137 04/07/2011 17.39 4.5 36 35 8.5-11.5 CPTu 185130U512 17/05/2012 17.52 4.4 36 36 35 8.5-11.5 CPT 181530C135 10/02/2007 17.19-24 20 nd CPTu 185130U514 28/05/2012 17.14 4.55 24 65 20 7.0-13,00

Case history 2 CPT CPTu Borehole date: 21/09/2012 Elevation: 17.00 m a.s.l. date 27/05/2012 Elevation: 18.00 m a.s.l. Elevation: 18.00 m a.s.l. distance from CPTU: 35 m distance CPT-CPTu: 56 m Liquefaction (20 May 2012) phenomena: 20 m

CPTm CPTu sand silty sand clay

4. silty clay, clay 6. sandy silt clay silt Robertson et al. (1986)

CPTm CPTu CPTm CPTu HIGH LOW CPTm CPTm CPTm CPTm

Case history 3 CPT CPTu Borehole date: 04/07/2011 Elevation: 17.39 m a.s.l. date 17/05/2012 Elevation: 17.52 m a.s.l. Elevation: 17.40 m a.s.l. distance from CPTU: 36 m distance CPT-CPTu: 36 m Liquefaction (20 May 2012) phenomena: 35 m

CPTm CPTu sand silty sand clay

CPTm CPTu CPTm CPTu VERY HIGH HIGH LOW CPTm CPTm CPTm CPTm

5. CORRELATION BETWEEN CPT AND CPTU average 35,8 average 35,9 average 36 CPT

CPT-CPTU Database Pisa Surveys Emila Romagna database fs CPT < 65 kpa fs CPT > 65 kpa fs CPT u= fscpt

original CPTm corrected CPTm CPTu 7. APPLICATION OF CORRELATION BETWEEN CPT AND CPTU HIGH LOW n 2 original CPTm corrected CPTm CPTu sand silty sand clay original CPTm corrected CPTm CPTu

original CPTm corrected CPTm CPTu VERY HIGH HIGH LOW n 3 original CPTm corrected CPTm CPTu original CPTm corrected CPTm CPTu

APPLICATION TO THE EMILIA ROMAGNA DATABASE

Identification of liquifiable layers palaeo riverbed Palaeo-riverbank Plain A B C D A B C D A B C D original CPT n 323 corrected CPT A. Robertson, 2009 B. Moss et al. 2006 C. Idriss & Boulanger, 2008 D. Boulanger & Idriss, 2014 Increase of percentage of liquifiable horizons in corrected CPT

n = 600 LPI LIQUEFACTION POTENTIAL LPI = 0 very low 0 < LPI 5 low A B C D 5 < LPI 15 high LPI > 15 very high n = 57 Iwasaki et al., (1978) A B C D A. Robertson, 2009 B. Moss et al. 2006 C. Idriss & Boulanger, 2008 D. Boulanger & Idriss, 2014 distance CPTm-liquefaction: < 50 m

In the study area the liquefaction phenomena are characterized by a low-medium severity Overestimation of liquefaction (LSN >40) A. Robertson, 2009 B. Moss et al. 2006 C. Idriss & Boulanger, 2008 D. Boulanger & Idriss, 2014

8. CONCLUSIONS the stratigraphy derived from CPTU is closest to the real stratigraphic model. qccptm < qccptu, fscptm < fscptu: the empirical classification chart of Robertson et al (1986) and Robertson (1990) leads to an underestimation of the grain size. The application of the simplified methods give different results using CPTm or CPTU CPTm do not show liquefiable levels. LPI and LSN derived by CPTm test understimate the liquefaction potential. The LSN from CPTU seems to be too high in relation to the proposed scale of Tonkin and Taylor (2013).

A correlation function between fscptm and FsCPTU was developed for fs< 65 kpa The application of the correlation to CPTm allows to obtain liquefaction parameters (LPI ) more similar to those of CPTU. The developed correlation can be considered as a starting point for calibration of the CPTm surveys (small database) It is recommended to calibrate CPTm with CPTU and with boreholes