Thermodynamic properties of Zr 2 Al under high pressure from first-principles calculations

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J. At. Mol. Sci. doi: 10.4208/jams.071011.080511a Vol. 3, No. 2, pp. 160-170 May 2012 Thermodynamic properties of Zr 2 Al under high pressure from first-principles calculations X. L. Yuan a,b, D. Q. Wei b,c,, Y. Cheng a,, Q. M. Zhang c, and Z. Z. Gong d a College of Physical Science and Technology, Sichun University, Chengdu 610064, China b College of Life Science and and Biotechnology, Shanghai Jiaotong University, Shanghai 200240, China c State Key Laboratory of Explosion Science and Technology, Beijing Institute of Technology, Beijing 100081, China d Chinese Academy of Space Sciences, Beijing 100094, China Received 10 July 2011; Accepted (in revised version) 5 August 2011 Published Online 8 November 2011 Abstract. The equations of state (EOS) and other thermodynamic properties of hcp structure Zr 2 Al are studied using first-principles calculations based on the plane wave pseudopotential density functional theory method within the generalized gradient approximation (GGA) for exchange and correlation. It is demonstrated that the ratio c/a of about 1.208 is the most stable structure for the hcp Zr 2 Al, which is consistent with the experimental data. Through the quasi-harmonic Debye model, in which the phononic effects are considered, the dependences of relative volume V /V 0 on pressure P, cell volume V on temperature T are successfully obtained. The variations of the Debye temperature Θ, the thermal expansion a, the Grüneisen parameterγand the heat capacity C v with pressure P and temperature T are investigated systematically in the ranges of 0 100 GPa and 0 1500 K. PACS: 65.40.-b; 81.05.Bx Key words: equations of state, thermodynamic properties, generalized gradient approximation,zr 2 Al 1 Introduction The equation of state (EOS) and other thermodynamic properties for crystalline materials are fundamentally important in studying the high pressure physics of solids and applied sciences, which provide insight into the nature of solid state theories. Intermetallic compounds and ordered alloys recently attracted much attention as practical materials, zirconium-aluminum Corresponding author. Email addresses: ÕÛ ØÙº ÙºÒ (D. Q. Wei); Ý Ò Ùº ÙºÒ (Y. Cheng) http://www.global-sci.org/jams 160 c 2012 Global-Science Press

X. L. Yuan, D. Q. Wei, Y. Cheng, et al./ J. At. Mol. Sci. 3 (2012) 160-170 161 alloys have potential application in aircraft turbine engines, medical, and the nuclear energy fields used as fuel-element-cladding materials due to their high strength, light weight, corrosion resistance and low neutron capture cross sections[1]. There are also numerous applications of zirconium-aluminum alloys as hydrogen getters in vacuum systems and microwave lasers. The zirconium-aluminum system is characterized by a number of intermetallic compounds which have been studied crystallographically by several investigators[2 10]. Especially, considerable work has been done to investigate the phase diagram and thermodynamic properities[11 16]. For example, Schneider et al. reported the free energies of formation of three compounds: ZrAL 2, Zr 2 A1 3, Zr 4 Al 3, measured by solution calorimetry at one temperature[17]; Kematick et al. studied the heats of formation of the zirconium-aluminum intermetallic compounds ZrAl 3, ZrAl 2, Zr 2 Al 3, ZrAl, Zr 5 Al 4, Zr 3 Al 2, Zr 5 Al 3 [15]. However, to date few thermodynamic data have been reported for Zr 2 Al system. In this paper, the equations of state (EOS) and other thermodynamic properties of hcp structure Zr 2 Al are investigated by applying the first-principles plane-wave method within the generalized gradient approximation correction (GGA) in the frame of density functional theory[18] based on the Cambridge Serial Total Energy Package (CASTEP) program[19,20] and the quasi-harmonic Debye model[22], which allows us to obtain all thermodynamics quantities from the calculated energy-volume points. 2 Method of calculation 2.1 Total energy electronic structure calculations In the present electronic structure calculation, we apply the GGA for the exchange-correlation functional in the scheme of Perdew-Burke-Ernzerhof (PBE)[22] to describe the exchange and correlation potential. A plane-wave basis set with energy cut-off 360 ev is applied. Pseudo atomic calculations are performed for Zr(4d 2 5s 2 ) and Al(3s 2 3p 1 ). For the Brillouin-zone sampling, we use the 9 9 8 Monkhorst-Pack mesh, where the self-consistent convergence of the total energy is at 1.0 10 6 ev/atom. All the total energy electronic structure calculations are implemented through the CASTEP code[19,20]. 2.2 Thermodynamic properties To investigate the thermodynamic properties of the hcp structure Zr 2 Al, the quasi-harmonic Debye model is adopted. Our calculations are implemented through the Gibbs code by Blanco et al.[21], which is used to obtain as much thermodynamic information as possible from a minimum set of (E,V) data. In the following, a brief description for this model is presented. In the quasi-harmonic Debye model, the non-equilibrium Gibbs function G (V ;P,T) is written as following G (V;P,T)= E(V)+PV+A vib (V ;T), (1) where E(V) is the total energy per unit cell for Zr 2 Al, PV corresponds to the constant hydrostatic pressure condition, A vib is the vibrational Helmholtz. Considering the quasi-harmonic

162 X. L. Yuan, D. Q. Wei, Y. Cheng, et al./ J. At. Mol. Sci. 3 (2012) 160-170 approximation[23] and using the Debye model of phonon density of states, one can write A vib as[24 26] 9Θ Θ A vib (Θ;T)=nk B T (8T) +3ln(1 e T D( Θ, T ) (2) where D(Θ/T) represents the Debye integral, n is the number of atoms per formula unit. For an isotropic solid, Θ is in the form of Θ= h 6nπ 2 V 1 1 3 Bs 2 f(σ) K M, (3) where M is the molecular mass per unit cell, B S is the adiabatic bulk modulus, approximated by the static compressibility[21] d 2 E(V) B s = dv 2. (4) And f(σ) is given by Refs. [21, 25]. Consequently, the non-equilibrium Gibbs function G (V;P,T) as a function of (V ;P,T) can be minimized with respect to volume V as G (V;P;T) =0. (5) V By solving Eq. (5), one can get the thermal EOS of compound Zr 2 Al. The isothermal bulk modulus B T is expressed by[21] 2 G (V;P,T) B T (P,T)=V V 2, (6) P,T C v =3nk 4D(Θ/T) 3Θ/T, (7) e Θ/T 1 whereγis the Grüneisen parameter, which is defined as P,T α= γc v B T V, (8) γ= dlnθ(v) dlnv. (9) Applying the method, one has investigated the thermodynamic properties of a series of materials[27 30]. 3 Results and discussion In order to determine the equilibrium geometry of Zr 2 Al, we do the following procedures. In the first step, we fix the ratio c/a, and take a series of different values of a and c to

X. L. Yuan, D. Q. Wei, Y. Cheng, et al./ J. At. Mol. Sci. 3 (2012) 160-170 163 calculate the total energies E. No constraints are imposed on the c/a ratio, that is, both lattice parameters a and c are optimized simultaneously. In the second step, this procedure is repeated over a wide range of the ratio c/a (i.e. 1.196, 1.200, 1.204, 1.208, 1.212, 1.216, 1.220, 1.224, 1.228). By these methods, we obtain the most stable structure of Zr 2 Al at 0 K and 0 GPa corresponding to the axial ratio c/a= 1.208 and a= 4.908 Å, c= 5.929 Å (see Fig. 1), and then fit the calculated E V data to the natural strain EOS[31], in which the pressure-volume relationship expanded as P=3B 0 V 0 V f N 1+ 3 2 (B 2) f N + 3 2 1+B0 B +(B 2)+(B 2) 2 f 2 N, (10) where f N =Ln (l/l 0 ), which may be written as f N =1/3 Ln (V /V 0 ) for hydrostatic compression. B and B 0 are hydrostatic bulk modulus and zero pressure bulk modulus, respectively. For truncation at third-order in the strain, the implied value of B is given by B = 1 B 0 [1+(B 2)+(B 2) 2 ]. (11) The calculated zero pressure bulk modulus B 0 and the pressure derivation of bulk modulus B 0 from the natural strain EOS are about 102.71 GPa and 3.700, respectively. Applying the quasi-harmonic Debye model to Zr 2 Al, we have obtained B 0 =100.52 GPa and B 0 =3.736 GPa, together with other experimental data[32] and theoretical results[33], all results are list Table 1. Applying the calculated elastic constants at zero pressure, i.e. C 11 = 178.3 GPa, C 12 = 85.4 GPa, C 13 = 51.2 GPa, C 33 = 189.2 GPa and C 44 = 57.7 GPa[34], to the following formula of the zero-pressure bulk modulus B 0 B 0 = (C 11+C 12 )C 33 2C 2 13 C 12 +C 11 +2C 33 4C 13. (12) Energy (ev) -5239.400-5239.402-5239.404-5239.406-5239.408-5239.410 1.196 1.200 1.204 1.208 1.212 1.216 1.220 1.224 1.228-5239.412-5239.414-5239.416 121 122 123 124 125 126 Volume (Ang 3 ) ÙÖ ½ ÌÓØ Ð Ò Ö Ý ÙÒØ ÓÒ Ó ÔÖ Ñ Ø Ú ÐÐ ÚÓÐÙÑ ÓÖÖ ÔÓÒ Ò ØÓ Ö ÒØ c/a Ú ÐÙ º

164 X. L. Yuan, D. Q. Wei, Y. Cheng, et al./ J. At. Mol. Sci. 3 (2012) 160-170 We can obtain B 0 =102.10 GPa. In the case, there is no constraint on the c/a dependence on lattice strain[35]. Ì Ð ½ Ì ÐÙÐ Ø ØÖÙØÙÖ Ð Ô Ö Ñ Ø Ö ÓÑÔ Ö Û Ø ÜÔ Ö Ñ ÒØ Ð Ø Ò Ø Ó¹ Ö Ø Ð Ö ÙÐØ º a(å) c(å) c/a V 0 (Å 3 /atom) B 0 (GPa) B 0 B 0 102.71 a 3.00 a -0.044 a Present work 4.908 5.929 1.208 20.61 100.52 b 3.736 b -0.037 b Exp.[32] 4.894 5.928 1.211 20.49 102.10 c Ref.[33] 20.38 98.10 a Obtained from the natural strain EOS[31]. b Obtained from the Quasi-harmonic Debye model[21]. c Obtained from the Eq.[12]. 1.00 0.95 0.90 0.85 300K 900K 1500K V/V 0 0.80 0.75 0.70 0.65 0.60 0 20 40 60 80 100 P(Gpa) ÙÖ ¾ Ì ÔÖ ÙÖ Ò Ø ÑÔ Ö ØÙÖ Ô Ò Ò Ó Ø Ö Ð Ø Ú ÚÓÐÙÑ V /V 0 Ó Ø Ö 2 Ð Ø Ø Ø ÑÔ Ö ØÙÖ Ó ¼¼ à ¼¼ Ã Ò ½ ¼¼ Ã Ö Ô Ø Ú Ðݺ The pressure and temperature dependence of the relative volume V /V 0 of the Zr 2 Al is shown in the Fig. 2. In order to further understand the physical change of Zr 2 Al under pressure and temperature. It is seen that the relative volume V /V 0 decreases at the given temperature with the pressure increasing, and the higher temperature, the relative volume V /V 0 is the less at the same pressure. Therefore, this effect of decreasing temperature of the Zr 2 Al is the same as the increasing pressure on Zr 2 Al. The isobaric curves are presented in Fig. 3. It is seen that the volume varies rapidly as the temperature increase under lower pressure.

X. L. Yuan, D. Q. Wei, Y. Cheng, et al./ J. At. Mol. Sci. 3 (2012) 160-170 165 However, under higher pressure, it changes moderately and nearly linear. The compression behaviors of Zr 2 Al correspond to the bonding situations in Zr 2 Al. The atoms in the interlayers become closer when pressure increases, and the interactions between these atoms become stronger. Volume (Ang 3 ) 930 915 900 885 870 855 840 825 810 795 780 765 0 GPa 10 GPa T(K) (a) V (Ang 3 ) 600 590 580 570 560 550 540 80 GPa 100 GPa T (K) (b) ÙÖ Ì ÚÓÐÙÑ ¹Ø ÑÔ Ö ØÙÖ Ö Ð Ø ÓÒ Ô ÙÖÚ ÓÖ Ö 2 Ð Ò µ ÙÒ Ö ÐÓÛ Ö ÔÖ ÙÖ µ ÙÒ Ö Ö ÔÖ ÙÖ º As a fundamental parameter, the Debye temperature correlates with many physical properties of solids, such as specific heat, elastic constants, and melting temperature. At low temperatures the vibrational excitations arise solely from acoustic vibrations. Hence, at low temperatures the Debye temperature calculated from elastic constants is the same as that determined from specific heat measurements. From the elastic constants, one can obtain the elastic Debye temperature (Θ), expressed by following formulas[36] Θ= h k 3nNA ρ 4πM 1 3 vm, (13) where h is Planck s constant, k is Boltzmann s constant, N A is Avogadro s number, M is the molecule mass,ρ is the densty, and the average sound velocity v m is approximately presented by[37] v m = 1 2 + 1 1 3 3 vs 3 vp 3, (14) where v s and v p are the transverse and longitudinal elastic wave velocities, respectively, which can be obtained from Navier s equation[36] G v s = ρ, v (B s + 4 3 p= G), (15) ρ where G is the shear modulus and B s is the adiabatic bulk modulus.

166 X. L. Yuan, D. Q. Wei, Y. Cheng, et al./ J. At. Mol. Sci. 3 (2012) 160-170 By above-mentioned Eqs. (23) (25), the Debye temperature calculated of Zr 2 Al at 0 K temperature and 0 GPa is 396 K, closing to 388 K for Zr 3 Al (L12)[33]. Unfortunately, no theoretical or experimental date is available for Zr 2 Al. The Debye temperature is also one key quantity in the quasiharmonic Debye model. In Fig. 4, we show the Debye temperature Θ as a function of temperatures at different pressures of P= 0, 5, 10 15 and 20 GPa and pressure P at the temperatures of 300 K and 1200 K for Zr 2 Al. For Fig. 4(a), it is shown that at low pressure, the Debye temperature Θ decreases significantly when the temperature changes from 0 to 1500 K. It can be noted that Θ decreases by 2.82%, 2.01%, 1.79% and 1.28% 2 at the pressures of 0, 5, 10 and 15 GPa when the used temperature is from 0 to 600 K, respectively. And when the used pressure is from 0 to 15 GPa, Θ increases by 21.19%, 21.75% and 22.07% at the temperatures of 100, 300, and 400 K, respectively. As the pressure goes higher, the decreased magnitude of Θ becomes small. When the pressure approaches to 20 GPa, the variation of Θ is very small in the whole changed temperature range from 0 to 1500 K. Therefore, it can be concluded that the effect of the temperature on the Debye temperature Θ is not as important as that of the pressure on Θ. And the higher the pressure is, the smaller of the effect of the pressure on the Debye temperature Θ is. Fig. 4(b) is shown that when the temperature is constant, the Debye temperature Θ increases non-linearly with applied pressures, indicating the change of the vibration frequency of particles under pressure. Θ (K) 500 (a) 480 20 GPa 460 15 GPa 440 10 GPa 420 400 5 GPa 380 0 GPa 360 Temperature (K) Θ (K) 750 700 650 600 550 500 450 400 350 300 K 1200 K 0 20 40 60 80 100 Pressure (GPa) (b) ÙÖ Ì Ø Ø Ú Ö Ø ÓÒ Ó Ø Ý Ø ÑÔ Ö ØÙÖ Θ Û Ø Ø Ø ÑÔ Ö ØÙÖ Ø Ö ÒØ ÔÖ ÙÖ Ó P ¼ ½¼ ½ Ò ¾¼ È µ Ø Ö ÒØ Ø ÑÔ Ö ØÙÖ Ó ¼¼ Ã Ò ½¾¼¼ à µº As one of the most important thermodynamic properties of the solid, the heat capacity as a function of temperature and pressure are plotted in Fig. 5. From Fig. 5(a) it can be found that the C V follows the relationship of the Debye model [C(T) T 3 ] at the low temperature. At high temperatures, the C V increases monotonously with the temperature and converges to a near-constant value. However, Fig. 5(b) indicates that the heat capacity C V decreases with the applied pressures. Therefore, Fig. 5 implies that temperature and pressure have opposite influences on the heat capacity and the effect of temperature on the heat capacity is more

X. L. Yuan, D. Q. Wei, Y. Cheng, et al./ J. At. Mol. Sci. 3 (2012) 160-170 167 160 140 (a) 155 150 (b) 1500 K C V (J/mol K) 120 100 80 60 40 20 0 Temperature (K) 0 GPa 20 GPa 50 GPa 90 GPa C V (J/mol K) 145 140 135 130 125 120 115 110 900 K 600 K 300 K 0 10 20 30 40 50 60 70 80 90 100 P (GPa) ÙÖ Ì Ø Ø Ú Ö Ø ÓÒ Ó Ø Ô ØÝ Û Ø µ Ø ÑÔ Ö ØÙÖ Ø Ø ÔÖ ÙÖ Ó ¼ È ¾¼ È ¼ È Ò ¼ È Ò µ ÔÖ ÙÖ Ø Ø Ø ÑÔ Ö ØÙÖ Ó ¼¼ à ¼¼ à ¼¼ Ã Ò ½ ¼¼ ú significant than that of pressure on Zr 2 Al. Grüneisen constant g describes the anharmonic effects in the vibrating lattice, and it has been widely used to characterize and extrapolate the thermodynamic behavior of a material at high pressures and temperatures, such as the thermal expansion coefficient and the temperature dependence of phonon frequencies and line-widths. It is also directly related to the equation of state (EOS). The static variation of the Grüneisen parameter with temperature T and pressure P are shown in Fig. 6. It can be observed that at given pressure, the g increases dramatically with the temperature when T> 500 K (as shown in Fig. 6(a)) varies almost monotonously with temperature; while at fixed temperature, the decreases dramatically with pressure, and that as the temperature goes higher, the decreases more rapidly with the increase of pressure (see Fig. 6(b)). These results are attributed to the fact that the effect of temperature on the ratio is not as significant as that of pressure, and there will be a large thermal expansion at a low pressure. The dependence of the thermal expansion a with the temperature and pressure are shown in Fig. 7. From Fig. 7(a) it can be seen that the thermal expansion coefficient also increases with T 3 at lower temperatures and gradually approaches to a linear increase at higher temperatures. Moreover, the variation of the thermal expansion coefficient with temperature is similar to that of C V. For Fig. 7(b) the effects of the pressure on the thermal expansion coefficient a are very small at low temperature, and as the temperature increases, the effects are becoming obvious. However, it is noted that as the pressure increases, a almost decreases exponentially. This means that there is a large thermal expansion at low pressure which is in accordance with the variation of V /V 0 with pressure. Moreover, the higher the temperature is, the faster the a decreases.

168 X. L. Yuan, D. Q. Wei, Y. Cheng, et al./ J. At. Mol. Sci. 3 (2012) 160-170 Grüneisen parameter 1.85 1.80 (a) 1.75 0 GPa 1.70 1.65 5 GPa 1.60 1.55 10 GPa 1.50 15 GPa 1.45 20 GPa Temperature (K) Grüneisen parameter 1.9 1.8 1.7 1.6 1.5 1.4 1.3 1.2 1.1 (b) 0 20 40 60 80 100 Pressure (GPa) 300 K 600 K 900 K 1200 K 1500 K ÙÖ Ì Ø Ø Ú Ö Ø ÓÒ Ó Ø Ö Ò Ò Ô Ö Ñ Ø Ö Û Ø µ Ø ÑÔ Ö ØÙÖ Ò µ ÔÖ ÙÖ º Linear thermal expansion (10-5 K -1 ) 5 4 3 2 1 0 0 GPa 10 GPa 15 GPa 20 GPa (a) Linear thermal expansion (10-5 K -1 ) 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0 300 K 900 K 1500 K (b) Temperature (K) 0.5 0 20 40 60 80 100 Pressure (GPa) ÙÖ Ì Ø Ø Ú Ö Ø ÓÒ Ó Ø Ø ÖÑ Ð ÜÔ Ò ÓÒ Ó ÒØ a Û Ø µ Ø ÑÔ Ö ØÙÖ Ò µ ÔÖ ÙÖ º 4 Conclusions The equations of state (EOS) and other thermodynamic properties of hcp structure Zr 2 Al are investigated using density functional theory method with the ultrasoft pseudopotential scheme in the frame of the generalized gradient approximation (GGA) under high pressure. It is demonstrated that the ratio c/a of about 1.208 is the most stable structure for hcp Zr 2 Al, the calculated zero pressure bulk module B 0 and the pressure derivation of bulk modulus B 0 from the natural strain EOS and from the quasiharmonic Debye model are about 102.71 GPa and 3.700, 100.52 GPa and 3.736, respectively. Through the quasi-harmonic Debye model, the dependences of the volume compression on pressure and the volume on temperature are successfully obtained, and Furthermore, the high temperature leads to a smaller Debye temperature Θ, a larger heat capacity, Grüneisen parameter g and a bigger thermal expansion

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