Deformations and rigidity of lattices in solvable Lie groups

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1 Deformations and rigidity of lattices in solvable Lie groups joint work with Benjamin Klopsch Oliver Baues Institut für Algebra und Geometrie, Karlsruher Institut für Technologie (KIT), 76128 Karlsruhe, Germany June 21, 2011

Outline 2 Rigidity of lattices in Lie groups Rigidity theorem of Mal cev and Saitô. Rigid embedding into algebraic groups Quantitative description of the rigidity problem The zoo of solvable Lie groups Unipotently connected groups Finiteness theorem for D(Γ, G) Strong rigidity and structure set Representation of the structure set

Rigidity of lattices in Lie groups 3 Let G be a (connected) Lie group, Γ G a discrete subgroup. Definition Γ is called a lattice in G if G/Γ is compact (or has finite volume). Example Z n R n, SL(n, Z) SL(n, R). Γ is a discrete approximation of G. Q: How closely related are Γ and G?

Rigidity of lattices in Lie groups 4 Mostow strong rigidity Theorem Let G and G be semisimple Lie groups of non-compact type with trivial center, not locally isomorphic to SL(2, R), and, Γ G, Γ G irreducible lattices. Then every isomorphism ϕ : Γ Γ extends uniquely to an isomorphism of ambient Lie groups ˆϕ : G G.

Rigidity of lattices in Lie groups 5 Γ G a lattice. Definition Γ is rigid if for any isomorphism ϕ : Γ Γ, where Γ G is a lattice, there exists an extension ˆϕ : G G. Definition Γ is weakly rigid if for any automorphism ϕ : Γ Γ there exists an extension ˆϕ : G G. Important examples in the context of solvable Lie groups: Auslander 1960, Milovanov 1973, Starkov 1994

Rigidity of lattices in Lie groups 6 Rigidity theorem of Mal cev (1949) and Saitô (1957) Theorem Let G and G be simply connected nilpotent solvable Lie groups of real type and Γ G, Γ G lattices. Then every isomorphism ϕ : Γ Γ extends uniquely to an isomorphism of ambient Lie groups ˆϕ : G G. In particular, Γ a lattice in a simply connected solvable Lie group of real type. Then Γ is rigid in G.

Rigid embedding into algebraic groups 7 Rigid embedding into algebraic groups, Mostow 1970 Let Γ be polycyclic, torsionfree. Theorem (Existence) There exist a Q-defined linear algebraic group A and an embedding ι: Γ A such that ι(γ) A Q and (i) ι(γ) is Zariski-dense in A, (ii) A has a strong unipotent radical, i.e. C A (Rad u (A)) Rad u (A), (iii) dim Rad u (A) = rk Γ. The group A = A(Γ) is called an algebraic hull for Γ.

Rigid embedding into algebraic groups 8 Proposition (Rigidity of the algebraic hull) Let Γ A = A(Γ), and Γ B = A(Γ ) be Q-defined algebraic hulls. Then every isomorphism ϕ : Γ Γ extends uniquely to a Q-defined isomorphism of algebraic groups Φ: A B.

Quantitative description of the rigidity problem 9 The space of lattice embeddings X (Γ, G) := {ϕ: Γ G ϕ(γ) is a lattice in G} The deformation space of Γ is Definition Γ is called deformation rigid if D(Γ, G) = Aut(G)\X (Γ, G). D(Γ, G) 0 = Aut(G) 0 \X (Γ, G) 0 = { }. Examples: - Z 3 is not deformation rigid in Ẽ(2). - Milovanov 1973: non-deformation rigid Γ in G of type (E), dim G = 5.

The zoo of solvable Lie groups 10 Auslander 1973/Starkov 1994: Classification via the eigenvalues λ of the adjoint representation Ad : G GL(g). nilpotent N (R n, +), Heisenberg-group H 3 (R). real type R 3-dimensional unimodular group Sol. exponential type E no λ on the unit circle, except 1 type A all Ad(g) are either unipotent, or have a λ with λ 1 First example by Auslander 1960, dim G = 5. type I (imaginary type) all λ on the unit circle mixed N R E A, I A = N

Unipotently connected groups 11 Definition (F. Grunewald, D. Segal 1 ) Let G GL(N, R) be a solvable Lie subgroup. Then G is called unipotently connected if G u(g) is connected. We say G is unipotently connected if it is unipotently connected as a subgroup of its algebraic hull A G. Proposition Every Γ has a finite index subgroup Γ which is a Zariski-dense lattice in a unipotently connected group G. The folowing are equivalent: 1. G is unipotently connected. 2. G is of type A in the A-S classification. 1 On affine crystallographic groups, JDG 40, 1994

Finiteness theorem for D(Γ, G) 12 Theorem (A) Let G be simply connected, and unipotently connected. Then, for every Zariski-dense lattice Γ of G, the deformation space D(Γ, G) is finite. Both assumptions (u-connected) and Zariski-dense are necessary. Example There exists a pair (G, Γ), G is of mixed type, Γ G is Zariski-dense, dim G = 12, dim N(G) = 8, rk Fitt(Γ) = 10, such that D(Γ, G) is countably infinite.

Finiteness theorem for D(Γ, G) 13 Let Γ be a lattice in a simply connected, solvable Lie group G. Corollary (1) There exists a finite index subgroup Γ of Γ which embeds as a Zariski-dense lattice into G such that the deformation space D(Γ, G ) is finite. Corollary (2) If G is unipotently connected, then there exists a finite index subgroup Aut (Γ) of Aut(Γ) such that every element of Aut (Γ) extends to an automorphism of G. Indeed, in Corollary (2) one may take. Aut (Γ) = C Aut(Γ) (Γ/ Fitt(Γ))

Strong rigidity and structure set 14 Let Γ G be a Zariski-dense lattice. Definition Γ is called strongly rigid if every isomorphism ϕ : Γ Γ where Γ is a Zariski-dense lattice in some G extends to an isomorphism ˆϕ: G G. Define the structure set for Zariski-dense embeddings of Γ as S Z (Γ) = {ϕ : Γ G ϕ(γ) is a Zariski-dense lattice in G } /

Strong rigidity and structure set 15 Theorem (B) The structure set S Z (Γ) is either countably infinite or it consists of a single element. The structure set consists of a single element if and only if Γ is a lattice in a solvable Lie group of real type. Corollary (3) Let G be unipotently connected. Then Γ is either strongly rigid or there exist countably infinite pairwise non-isomorphic simply connected (and also unipotently connected) solvable Lie groups which contain Γ as a Zariski-dense lattice.

Representation of the structure set 16 G(Γ) = {G A(Γ) R G simply connected, solvable Lie subgroup and Γ a (Zariski-dense) lattice in G} For every ϕ : Γ G, exists a unique extension Φ : A Γ A G. Proposition The structure map is a bijection. ɛ : S Z (Γ) G(Γ), [ϕ] S Z (Γ) Φ 1 (G).