Nonthermal Particle and Full-wave Effects on Heating and Current Drive in the ICRF and LHRF Regimes

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Nonthermal Particle and Full-wave Effects on Heating and Current Drive in the ICRF and LHRF Regimes J. C. Wright - MIT D. B. Batchelor, L. A. Berry, M. D. Carter, E. F. Jaeger ORNL Fusion Energy E. D Azevedo ORNL Computer Science and Mathematcs (OASCR SSAP) C. K. Phillips, H. Okuda PPPL R. J. Dumont - Cadarache, france P.T. Bonoli MIT M. Brambilla - IPP, Garching D. N. Smithe Mission Research Corp. R. W. Harvey CompX D. A. D Ippolito, J. R. Myra Lodestar Research Corporation 20 th IAEA Fusion Energy Conference Vilamoura, Portugal 1-6, November 2004 1

Work Supported in by DoE Office of Science Initiative - Scientific Discovery Through Advanced Computing 2

Summary Improved specifications of RadioFrequency (RF) simulation models allow higher fidelity to experiments than ever before. Non-Maxwellian dielectrics allow incorporation the effects of alpha particle populations in fusion plasmas, RF induced energetic tails, and neutral beams on wave propagation and damping. Coupling of RF and Fokker-Planck codes within the framework of the new non- Maxwellian dielectric response permits self-consistent, weakly-nonlinear simulations of RF heated plasmas. Ultra high resolution make the lower hybrid (LH) frequency range accessible to full wave simulations at experimentally relevant parameters. These advances lead to new insights in RF physics. The role of fusion generated alphas on power deposition from RF. Full wave diffraction as a possible mechanism for filling in the spectral gap in LH propagation, i.e., explaining the rapid slowing down of the phase velocity of LH waves to a few times the electron thermal speed. 3

Integrated RF modeling requires a number of interconnected components 3D Maxwell solver with simplified plasma boundary conditions Wave equation solver f j (x,v,t) Fokker Planck equation Antenna Launched spectrum Wave propagation/ absorption wave fields Plasma response Antenna/edge interactions Stand alone models Plasma dynamics (transport, stability) T j (r), n j (r), j(r), v j (r), B 0 Integration f j (v,r), W RF (r), j RF (r) Integrated transport code. Experimental data 4

Basic equations of wave propagation and absorption : + Boundary Conditions plasma wave current: an integral operator on E Time harmonic real ω, coherent waves, spatial damping J ant = antenna source current from a variety of antenna models Boundary conditions: bounded domain conducting or inhomogeneous source region Weakly non-linear, time average distribution function f 0 (v, t) evolves slowly: i t f x,v,t =f 0 x,v,t f 1 x,v e slow, quasilinear time scale ~ E Fast, RF time scale J p = fluctuating plasma current due to wave non-local, integral operator on E J P x,t =e d 3 v v f 1 x,v,t f 1 x,v,t = e m Approximate operator locally by integrating along guiding center orbits t dt E 1 x x,v,t,t f 0 v Effectively uniform plasma conductivity (Stix) Z k, k, I l k, l c k v th 5

Advances made in the US SciDac Initiative in two fullwave ICRF solvers are shown Blowup of MC region Slow ion cyclotron wave Electrostatic ion Bernstein wave All Orders Spectral Algorithm (AORSA) 1D, 2D & 3D (Jaeger) Spectral in all 3 dimensions Cartesian/toroidal coordinates Includes all cyclotron harmonics No approximation of small particle gyro radius compared to wavelength Produces huge, dense, non-symmetric, indefinite, complex matrices 6

TORIC FullWave Code Description TORIC 2D (Brambilla/Bonoli/Wright) Mixed spectral (toroidal, poloidal), finite element (radial) Flux coordinates Up 2 nd cyclotron harmonic Expanded to 2 nd order in Sparse banded matrices Where J A and J p are the antenna and plasma currents. The TORIC dielectric models include IBW, ICW, and FW dispersion, and fast and slow lower hybrid waves in a separate module with a current strap antenna model for FW launch and a waveguide model for LH launch. Resolution requirements depend on the specific wave scenario being modeled. ModeConversion requires ~255 poloidal modes LH slow waves require ~1000 poloidal modes 7

What advances were needed? Adequate description of parallel plasma response beyond the Z function, generalized Z function of Smithe and Colestock Higher harmonics ω > 2 Ω ci need all orders dielectric Non-Maxwellian equilibrium distributions general distribution in RF conductivity for wave codes, coupling to Fokker-Planck solvers for self consistency Computer power/code accelleration Much larger memory and/or out of core techniques to allow higher resolution Much higher processing speed/massive parallelization to allow improved physics and higher resolution Algorithm optimization 8

A conductivty module allowing general plasma distributions has been developed all orders, all cyclotron harmonics, shared by all wave solvers Conductivity tensor kernel in Stix frame Rotation matrices (Lab frame - local magnetic frame) General expression for w (arbitrary distribution) Differential operators Tremendous increase of computational requirements 9

Self-consistency: past dielectric models assumed that f 0 is Maxwellian High power waves can drive the distribution far from Maxwellian Significant non-maxwellian components can be produced by neutral injection or fusion alpha particles Non-Maxwellian distributions can: Affect local damping rate and wavelength Modify heating and current drive profiles Change partition of power deposition among plasma species Affect mode-conversion Calculation of wave fields consistent with the plasma distribution requires closed loop coupling of four significant physics models 10

CQL3D: Bounce-averaged Fokker-Planck Code is used to generate non-maxwellian distributions Solve for bounce-averaged distribution at torus equatorial plane ( P = 0), f 0 (, v, v, t) λf = t v [G E G RF G coll ] R f S NB S NB L ρ = generalized radial coordinate labeling (non-circular) flux surface λ = field line connection length Γ E = velocity space flux due to toroidal electric field (Ohmic) RF = D QL f = velocity space flux due to full, bounce average, RF Quasi-linear operator v (all hamonics, Bessel functions, all wave modes) coll = full, nonlinear, 2D, relativistic collisional operator R(f) = Radial diffusion and pinch operator with v dependent coefficients S NB = Monte Carlo neutral beam source (NFREYA) S KO = Knock-on collisions (for electrons) L(v) = velocity dependent prompt loss term Implicit solve in, v, v. Operator splitting in 3D cases. 2D full wave RF fields are being imported in a local spectral representation 11

AORSA2D with numerical distribution functions in NSTX HHFW heating on NSTX with D beam injection: Comparison of DQL3D distribution with 2 temperature Maxwellian model We see significant differences compared to two temperature Maxwellian model: Much narrower ion absorption zones around high harmonic cyclotron resonances Much less deposition into electrons: 15%/41%, more power into D: 81%/52% Non-Maxwellian presently requires about 13 more CPU time but have already sped the algorithm by 25 and we expect to close the gap 12

First converged 2D full wave solutions for ITER scale device, with non-maxwellian distribution Non Maxwellian (slowing down) (65x49) x10 5 x10 5 Analytic approximation (damping only) Flux surface average heating profiles P(W/m 3 ) 2.0 1.5 1.0 0.5 0.0 0.0 0.0 0.2 0.4 0.6 0.8 1.0 0.0 0.2 0.4 0.6 0.8 1.0 r P(W/m 3 ) 1.5 e T 1.0 0.5 r α P(α)=5% P(e)=63% P(D)=1% P(T)=31% Z(m) 4 2 0 D 2T P(α) P(α)=2% P(e)=65% P(D)=1% P(T)=32% D 2T P(α) -2 4 5 6 7 8 4 5 6 7 8 4 5 6 7 8 4 5 6 7 8 R(m) R(m) R(m) R(m) Calculations confirm that fast alpha absorption can be held to low levels with appropriate choice of frequency Fast alpha population does effect anti-hermitian part of conductivity enough to modify wave propagation 13

Status of LHRF Wave Propagation Codes Ray tracing in 2D and 3D still the preferred method ACCOME, LSC, FRTC, CURRAY, etc Full-wave studies are now elucidating important physics effects (focusing and diffraction) not easily included in geometrical optics treatments [e.g., Pereverzev, NF (1992)]. Full-wave studies possible through major rewrite of TORIC solver: Formulation of the RF conductivity operator in the LHRF Unmagnetized ions, strongly magnetized electrons 4 th order system, two waves fast and slow LH New boundary conditions at plasma wall to impress E FW BCs had current strap model to impose E m LH BCs use waveguide model: E [, ] = e i m 0e i m 1 [sin 4m 2 2 g 2 w,cos w ] Massive parallelization of field solver achieves converged solutions with 1000 radial elements and 1023 poloidal modes. 14

LHRF Physics Regime-cold ions and magnetized electrons Frequency range is intermediate of ion and electron cyclotron frequencies: Fourth order DR (with fast and slow LH waves) predicts an accessibility criteria ci ce k 2 2 k =1 2 pe =1 2 pe 2 k pe 2 pi 2 ce 2 2 pi k 1 2 pe n n a pe0 1/2 perp0 ce0 Above accessibility, no ion-plasma wave. Typical Parameters: B 0 =4.5T, D f 0 =4.6GHz n =2.5, n a =2 n e0 =2 10 20 m 3 / cd 125 k 66 cm 1 15

FW is transformed to a slow LH Wave at Confluence At 4.6 GHz, a FW polarization is launched from the low field side. (n =1.5, n acc =2) It is propagative at X=19 cm, and undergoes mode transformation to slow LH wave at X=15 cm Loci of LH reflections can be seen in the full wave field patterns - forming caustics. Plasma Parameters: D(5% H), n =1.5, f=4.6 GHz B 0 = 5.3 T, T e =3.5 kev, T i =2.0 kev n e (0)=1.5 10 20 m -3,I=1 MA Nm=1023, Nr=960 16

17 There is a suggestion of resonance cones in the full wave field patterns. All wave power is absorbed on the electrons by Landau damping. The slow wave propagates out to the edge cutoff and reflects inward again to the confluence. The FW is coupled at the edge, then mode converts to a slow wave at the confluence. Z (m) 0 x (m) 0.2 Cold Plasma DR slow(*) and fast -0.2 Re (E + ) -0.1.10.12.14.16.18.20.22 X (m) -0.05 0.0 0.05 0.1 0.01 0.10 1.00 10.00 100.00 1000.00 10000.00 DR describes Ring of LH Waves Caustic formation is also apparent. n2

Spectral shift is large at caustic Smoothed n Spectrum of Re(E + ) vs. flux 10 2 10 Radial Power Deposition Profile FFT(Re(E + )) 10 0 10-2 10-4 10-6 ρ ~ r/a 0.65 0.68 0.72 0.75 0.78 0.82 Ant. -2 0 2 4 6 <n > 0 0.0 0.2 0.4 r/a 0.6 0.8 1.0 The distribution of n on flux surfaces shows a significant upshift from an averaged launched n of 2 to >4 in the middle of the annulus at r/a=0.75. Note, that the spectral broadening right at the antenna from geometric effects is comparable to that seen in raytracing. This rapid upshift at the caustic causes all the power to be absorbed in the narrow region bound by the caustic and the edge cutoff - an effect not predicted in geometrical optics! S(MW/m 3 /MW inc ) 8 6 4 2 ELD 100 % to electons 18

Ray tracing simulations show important differences magnetic axis The local n evolves to 2.5 on the high field side from 1.5 at the antenna. N evolution is due primarily to geometric effects of major radius position, and results in different damping. Rays penetrate farther into the plasma and damp, whereas damping in the full-wave simulation is confined to an annulus. 19

Power deposition profiles are both localized, but at slightly different radii 10 TORIC Radial Power Deposition Profile ACCOME 8 ELD 100 % to electons S(MW/m 3 /MW inc ) 6 4 2 0 0.0 0.2 0.4 r/a 0.6 0.8 1.0 TORIC shows power deposition is confined to a narrow region of r/a=[0.65,0.83] ACCOME has damping penetrating to the center and starting within the 'caustic'. The difference may be related to the downshifting of v by diffraction, which is high at the caustic - evidence for full wave enhancement in k filling the spectral gap. 20

Conclusions Using the new non-maxwellian dielectric model in AORSA-2D with particle distributions calculated by CQL-3D we see much narrower ion absorption zones around high harmonic cyclotron resonances and much less deposition into electrons it is important to get the number of fast particles in the distribution correct, the bi-maxwellian model overestimates this. We have evaluated the parasitic effects of alpha particle damping for ICRF heating in the proposed ITER device using a slowing down distribution and found the effect to be negligible (less than 5% of the total ICRF power) and confirmed parasitic absorbtion may be avoided using appropriate wave frequecies. Full-wave phenomena in the LHRF regime can now be studied for the first time ever in toroidal geometry at experimentally relevant parameters, allows projections of LH on ITER, and upcoming Alcator C-Mod experiments. Diffraction effects may provide a well-defined mechanism by which LH waves are able to damp efficiently at (2-3)v te, despite having been injected at phase speeds of (5-10)v te, thus providing a simple explanation of the lower hybrid spectral gap problem. 21