A Reduced Model of ExB and PV Staircase Formation and Dynamics. P. H. Diamond, M. Malkov, A. Ashourvan; UCSD. D.W. Hughes; Leeds

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A Reduced Model of ExB and PV Staircase Formation and Dynamics P. H. Diamond, M. Malkov, A. Ashourvan; UCSD D.W. Hughes; Leeds 1

Outline Basic Ideas: transport bifurcation and negative diffusion phenomena Inhomogeneous mixing: times and lengths Feedback loops Simple example Inhomogeneous mixing in space: Staircase models in QG and drift wave system Models, background QG staircase: model and results Aside: on PV mixing Model for Hasegawa-Wakatani system 2 field, and intro Some Lessons and Conclusions

I) Basic Ideas: Transport bifurcations and negative diffusion phenomena 3

Transport Barrier Formation (Edge and Internal) Observation of ETB formation (L H transition) THE notable discovery in last 30 yrs of MFE research Numerous extensions: ITB, I-mode, etc. Mechanism: turbulence/transport suppression by ExB shear layers generated by turbulence Physics: Fusion: Spatio-temporal development of bifurcation front in evolving flux landscape Cause of hysteresis, dynamics of back transition Pedestal width (along with MHD) ITER ignition, performance ITB control AT mode Hysteresis + back transition ITER operation J.W. Huges et al., PSFC/JA-05-35 S-curve

Why Transport Bifurcation? BDT 90, Hinton 91 Sheared flow quenches turbulence, transport è intensity, phase correlations Gradient + electric field è feedback loop i.e. = è = () è minimal model = Residual collisional turbulent transport + shear suppression n quenching exponent

Feedback: Q à à à /, è à Result: 1 st order transition (LàH): Heat flux vs T profiles a) L-mode b) H-mode

S curve è negative diffusivity i.e. / < 0 Transport bifurcations observed and intensively studied in MFE since 1982 yet: è Little concern with staircases è Key questions: 1) Might observed barriers form via step coalescence in staircases? 2) Is zonal flow pattern really a staircase (see GDP)?

Staircase in Fluids What is a staircase? sequence of transport barriers Cf Phillips 72: (other approaches possible) Instability of mean + turbulence field requiring: Γ / < 0 ; flux dropping with increased gradient Γ =, = / Obvious similarity to transport bifurcation 8

In other words: b gradient Configuration instability of profile + turbulence intensity field Buoyancy profile I intensity Some resemblance to Langmuir turbulence i.e. for Langmuir: caviton train è end state of modulational instability!? / Intensity field 9

The physics: Negative Diffusion (BLY, 98) Γ H-mode like branch (i.e. residual collisional diffusion) is not input - Usually no residual diffusion - branch upswing à nonlinear processes (turbulence spreading) - If significant molecular diffusion à second branch è è Instability driven by local transport bifurcation Γ / < 0 è negative diffusion Negative slope Unstable branch Feedback loop Γ à à à Γ Critical element: mixing length 10

The Critical Element: Mixing Length Sets range of inhomogeneous mixing = + ~ Ozmidov scale, smallest stratified scale ßà balance of buoyancy and production mixing è dependence is crucial for inhomogeneous Feedback loop: à à

A Few Results à staircases Plot of (solid) and (dotted) at early time. Buoyancy flux is dashed à near constant in core Later time à more akin expected staircase pattern. Some condensation into larger scale structures has occurred. 12

II) Inhomogeneous Mixing in Space: Staircase Models in QG and Drift Wave Systems 13

Drift wave model Fundamental prototype Hasegawa-Wakatani : simplest model incorporating instability V = c B ẑ Ñf +V pol J^ = n e V i pol Ñ^ J^ + Ñ J = 0 dn e dt + Ñ J -n 0 e = 0 hj = -Ñ f + Ñ p e à vorticity: à density: à PV conservation in inviscid theory à PV flux = particle flux + vorticity flux 2 d r s dt Ñ2 f = -D Ñ 2 (f - n)+nñ 2 Ñ 2 f d dt n = -D Ñ 2 (f - n)+ D 0 Ñ 2 n d dt à zonal flow being a counterpart of particle flux ( n - Ñ 2 f) = 0 QL: à? Hasegawa-Mima ( D k 2 /w >>1 n ~ f ) d dt f - r 2 s Ñ 2 f ( ) +u * y f = 0 14

Key: PV conservation dq/dt=0 GFD: Quasi-geostrophic system q = Ñ 2 y + by Plasma: Hasegawa-Wakatani system q = n - Ñ 2 f relative vorticity planetary vorticity density (guiding center) ion vorticity (polarization) Physics: Dy D( Ñ 2 y) Physics: Dr Dn D Ñ 2 f ( ) ZF! Charney-Haswgawa-Mima equation H-W à H-M: Q-G: 1 w ci t t Ñ 2-2 ( f - r s f) - 1 L n y f + r s J(f, Ñ 2 f) = 0 L n Ñ 2-2 ( y - L d y) + b x y + J(y, Ñ2 y) = 0 15

Staircase in QG Turbulence: A Model PV staircases observed in nature, and in the unnatural Formulate minimal dynamical model?! (n.b. Dritschel-McIntyre 2008 does not address dynamics) Observe: 1D adequate: for ZF need inhomogeneous PV mixing + 1 direction of symmetry. Expect ZF staircase Best formulate intensity dynamics in terms potential enstrophy = Length? : Γ / à / / (production-dissipation balance) (i.e. ~ ) 16

Model: Γ = = / is fundamental quantity è Mean: = Dissipation è Potential Enstrophy density: = + Where: Spreading Production Forcing = + (dimensional) = / + = 0, to forcing, dissipation 17

Alternative Perspective: Note: = / à / ( 1) Reminiscent of weak turbulence perspective: = = Ala Dupree 67: = / Δ / Steeper quenches diffusion à barrier via PV gradient feedback 18

1 + ß vs Δ dependence gives roll-over with steepening Rhines scale appears naturally, in feedback strength Recovers effectively same model Physics: 1 2 Rossby wave elasticity (MM) à steeper à stronger memory (i.e. more waves vs turbulence) Distinct from shear suppression à interesting to dis-entangle 19

Aside What of wave momentum? Austauch ansatz Debatable (McIntyre) - but (?) PV mixing ßà So à à à R.S. But: R.S. ßà ßà è Feedback: à à à (Production) * - Equivalent! - Formulate in terms mean, Pseudomomentum? - Red herring for barriers à quenched 20

Numerical Results: Analysis of QG Model 21

Re-scaled system = / + for mean = / / + / + 1 / for P.E. Note: drive Quenching exponent = 2 for saturated modulational instability Potential enstrophy conserved to forcing, dissipation, boundary System size L è strength of drive

Weak Drive è 1 step staircase 1 step staircase forms Small scales not evident Dirichlet B.C. s Initial Δ All

Increased Drive è Multi-step structure Multiple steps Steps move Some hint of step condensation at foot of Q profile * End state: barrier on LHS, step on RHS è Suggestive of barrier formation by staircase condensation

plot reveals structure and scales involved FW HM max, min capture width of steep gradient region Step width - minimum

Mergers occur Same drive as before Staircase smooths t x

plot of Mergers x t Can see region of peak expanding Coalescence of steps occurs Some evidence for bubble competition behavior

Mergers for yet stronger drive Mergers form broad barrier region at foot of Q profile Extended mean barrier t barrier x emerging from step condensation

evolution in condensation process à same scale Note broadening of high t region near boundary x

Staircase Barrier Structure vs Drive è increasing drive FW HM max increases with, so Width of barrier expands as increases

Staircase Step Structure vs Drive Step width decreases and ~ saturated as increases Min, max converge

More interesting model From Hasegawa-Wakatani: = + n = D + + = ; > 1; > Evident that mean-field dynamics controlled by: Γ = à particle flux Γ = à vorticity flux Relation of corrugations and shear layers

K- Model = + Γ = + Γ = mean = Pot Enstr = + Γ = Γ Γ + Total P.E. conserved, manifestly Γ = à spreading flux Forcing as linear stage irrelevant

Fluxes Γ, Γ Could proceed as before è PV mixing with feedback for steepened i.e. Γ = Γ = ~ /, with 1/ = 1/ + 1/ = /[ + ] è

Fluxes Γ, Γ Could proceed as before è PV mixing with feedback for steepened i.e. Γ = Γ = ~ /, with 1/ = 1/ + 1/ = /[ + ] èfeedback by steepening and reduced etc èbarrier structure?!

More interesting: As CDW turbulence is wave turbulence, use mean field/ql theory as guide to model construction For QL theory, see Ashourvan, P.D., Gurcan (2015) Simplified: (a) Γ =, = Key: electron response laminar Neglected weak particle pinch

(b) Γ = + Π ( / ) à / Π Γ / = And ~ N.B.: In QLT, Interesting to note varied roles of: Transport coefficients, Non-diffusive stress Length scale, suppression exponent Intensity dependence

Studies so far: = with feedback as in QG via = 1, 2 QL model with () = 1,2 à these constitute perhaps the simplest cases conceivable

= +, = à mixing = 1 Barrier and irregular staircase form Shear layer self-organizes near boundary

= +, = à mixing = 2 Density and vorticity staircase form Regular in structure Condensation to large steps, barrier forms

Quasilinear with feedback, Π 0 = 1 Single barrier..

Quasilinear with feedback, Π 0 = 2 Density staircase forms and condenses to single edge transport barrier

Quasilinear with feedback, Π 0 = 2

Process of mergers

What did we learn? Absolutely simplest model recovers staircase Boundary shear layer forms spontaneously * Mergers and propagation down density gradient form macroscopic edge transport barrier from mesoscopic staircase steps! (gradient) feedback seems essential 45

Discussion Negative diffusion / clustering instability common to Phillips, QG and DW transport bifurcation and Jam mechanisms: Γ / < 0 à Γ nonlinearity Γ / < 0 à Γ nonlinearly Key elements are: Inhomogeneity in mixing: length scale, and its dependence,, etc Feedback loop structure * Evidence of step coalescence to form larger scale barriers à pragmatic interest

Areas for further study: Structure of mixing representation, form of mixing scales à, Non-diffusive flux contributions, form Further study of multiple field systems, i.e. H-W:,, Role of residual transport, spreading Step coalescence Shear vs PV gradient feedback in QG systems

Final Observation: Staircases are becoming crowded Acknowledgment: This material is based upon work supported by the U.S. Department of Energy, Office of Science, Office of Fusion Energy Sciences, under Award Number DE-FG02-04ER54738.