Energetic Particle Stability and Confinement Issues in 3D Configurations

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Energetic Particle Stability and Confinement Issues in 3D Configurations D. A. Spong Oak Ridge National Laboratory, Oak Ridge, Tennessee 37831, USA Collaborators: Y. Todo, M. Osakabe, B. Breizman, D. Brower, C. B. Deng, L. A. Berry Energetic Particle Group Working Session 21st US Transport Taskforce Workshop March 25-28, 2008

Three main topics will be discussed (work in progress): Discrete shear Alfvén mode structure in 3D configurations Coupled Alfvén/sound continua for stellarators - application to HSX observations Self-consistent ripple calculations for ITER and Monte Carlo alpha confinement simulation

Motivations for 3D Alfvén mode structure calculations (AE3D): Collaboration with Y. Todo (NIFS) Applications: Alpha/beam/ICRF/ECH driven AE instabilities Stellarators (both high R/<a> and compact) Tokamaks with ripple, RWM coils, etc. Useful in development of reduced models Perturbative linear stability models Limited mode/particle nonlinear models Improve understanding of instability drive, sideband coupling effects more complex in 3D systems Optimization target function Useful for interpretation of experimental measurements Mode identification synthetic diagnostics Input for particle orbit confinement studies in presence of Alfvén instabilities (collaborations at NIFS with Isobe, Okasabe) Other efforts: A. Könies, Phys. Plasmas 7 (2000) 1139.

Reduced MHD description leads to a single shear Alfvén eigenmode equation vs. the 3 coupled equations that characterize full MHD,! % µ!i 0 " ion #. ' & B #t. -.. #+ /. #t!!$ ( B * ) = Bi!!! =! B B i!!$ ( ) J B Setting # #t = 0i1 and combining equations : ( ) + Bi!!! 1! B B!2 B i! 4!$ 1 2!!i v A 02!!$ 2 34 % ' & Reduced MHD shear Alfvén model [based on Generalized reduced MHD Equations, by S. E. Kruger, et al., Phys. of Plasmas 5 (1998) 4169] ( 5 * 7 ) 67

Variational form of 3D shear Alfvén equation: Multiply by weighting function and reduce to surface terms plus symmetric terms: Inertial term: ( ) = " " 2 $2 #i% v A!! " #!!! " 2 " #i v A $2 " #! Bending energy term: & ' ( $ " 2 Ignoring terms (indicated in blue) that will lead to surface integrals, this results in the following symmetric, selfadjoint equation: v A 2 " #!!i " #!!! Bi " " " 1 " ) # B B "2 B i " &, + % "!(. * + $ ' -. = "i " " " )!! " # Bi "! &, + B " 2 B % $ B (. * + ' -. / "i " " # Bi " "! & " " ) # Bi " "! &, + % $ B ( " % ' $ B (. * + ' -. + " " " # Bi " "! & % $ B ( ' i " " " # Bi " "! & % $ B ( '! " 2 v A 2! # " $i! #$ +! #!!! % Bi #! " $ ( ' & B * ) i #!! % Bi! #$ ( ' & B * ) = 0

Reduced MHD shear Alfvén model: solution method Solution procedure Galerkin method (weighted residuals with trial function = weight function) &! = f m (")cos(m l # $ n l %) (based on stellarator symmetry) m,l mode selection rules (e.g., for n = 1 family) : n = 1, m = 0,1,2,3,... n = $1, m = 1,2,3,... n = 1± N fp, m = 1,2,3,... n = $1± N fp, m = 1,2,3,... etc. Up to 200 Fourier modes have been used with 40-60 radial elements ",#,% = Boozer magnetic coordinates 1.2 1 0.8 1.2 1 0.8 f m (") = ' linear + ) ) ( or, ) * cubic Hermite ) - finite element f i 0.4 0.2 0-0.2 0.99 0.995 1! f i 0.4 0.2 0-0.2 0.99 0.995 1! 0.6 0.6

The Alfvén equation is solved in ρ, θ, ζ Boozer coordinates: Inertial term : - #!$ #$ g "" 2 v A #" #" + #!$ #$ g%% #% #% + #!$ #$ g&& #& #& + g ' #!$ #$ "% #" #% + #!$ #$ * ( ) #% #" +, + ' #!$ #$ g%& #& #% + #!$ #$ * 0 / ( ) #% #& +, 2. 1! 2 Bending energy term : P! Pg "" + Q! Qg %% + R! Rg && + (P! Q + Q! P)g "% +(P! R + R! P)g "& + (Q! R + R! Q)g &% where P = # -' 4 3 * ' #$ ), #" ( B g + #& + i #$ * 0 / ( ) #% +, 2. / 1 2 Q = # -' 4 3 * ' #$ ), #% ( B g + #& + i #$ * 0 / ( ) #% +, 2. / 1 2 R = # -' 4 3 * ' #$ ), #& ( B g + #& + i #$ * 0 / ( ) #% +, 2. / 1 2 and! P,! Q,! R = P, Q, R with $ replaced by!$

Remaining steps: Final step: integrate inertia and bending energy terms over plasma volume to obtain matrix equations:!!! gd"d#d$! ( ) % Ax = & 2 Bx Involves convolution integrals of the form: $ $ I (ccc) ijk! % d" % d& cos( n i " # m i &)cos( n j " # m j &)cos n k " # m k & I ijk #$ $ #$ ( ) (ssc)! % d" % d& sin( n i " # m i &)sin( n j " # m j &)cos n k " # m k & #$ $ #$ ( ) these can be done exactly/analytically Setting coefficient of highest order ρ derivatives to zero leads to continuum equation:! 2 g "" #$ 2 v A B 2 #" + Bi!! &( % g ""!! ( Bi % ) #$ *( ' + )( B 2 #",( = 0 [previously studied in D. A. Spong, R. Sanchez, A. Weller, Phys. of Plasmas 10 (3217) 2003]

Metric elements (variation on a flux surface shown here for LHD) gρρ gρθ gθθ gζζ gρζ gθζ Coefficients that involve these matrix elements are calculated on a θ, ζ grid on each surface This data is then Fourier transformed

NCSX (quasi-toroidal stellarator)

NCSX: Open gap mode Closed gap (continuum damped) mode

LHD Beam-driven AE s Alfvén instabilities driven by beam ions have been studied in LHD shot #47645 [M. Osakabe, et al., Nucl. Fusion 46, S911 (2006)] Hole-clump pairs in the fast ion distribution are observed with the neutral particle analyzer Shown to be consistent with AE3D Alfvén mode structures [Y. Todo, et al., Proc. Of ITC/ISHW2007] -0.4-0.5-0.6-0.7 sas@47645t058v02 N1m019, n=1 va=4.55e+06, i(0)=0.476, R=3.88m IOTA-f 4 3! bulk (%)! b// p1 (%)! total p1 (%) <! bulk > ~ 1.59 % <! b// > ~ 1.40 % <! total > ~ 2.96 % beta@47645t058 ver.2! -0.8-0.9! (%) 2-1 1-1.1-1.2 0 0.2 0.4 0.6 0.8 1 s 0 0 0.2 0.4 0.6 0.8 1 1.2 "

LHD gap structure discrete AE modes mode density function 300 frequency (khz) for n(0) = 2 x 10 20 m -3 250 200 150 100 50 0-5 0 5 10 15 20 25 30 # of AE modes/3 khz frequeuncy bin

f = 43 khz m = 1, n = -1 f = 79.1 khz m = 1, n = -1

Topics Discrete shear Alfvén mode structure in 3D configurations Coupled Alfvén/sound continua for stellarators Collaborators: B. Breizman, D. Brower, C. B. Deng Coherent modes observed in HSX with Alfvénic scaling Alfvénic activity near 50 khz (and sometimes 70kHz) is observed in HSX correlated with energetic electron tails 1/q = iota ~ 1.05 Frequencies sometimes intersect continua near magnetic axis Frequency insensitive to small iota variations Motivated inclusion of sound continua Self-consistent ripple calculations for ITER and effects on alpha confinement

Solving the coupled Alfvén-sound continuum equations (derived by B. Breizman) provides a more complete picture of modes that may be available for energetic particle coupling (STELLGAP) Shear Alfvén-sound continuum (B. Breizman)! " 2 g B #! 1 2 4$% (B &') g B (B & ')# = C 2 2 s )* ( B & ')(! #G +, G!" 2 B 2 (! C 2 s (B & ')( B & ')( =!C 2 s (B & ')(#G) Shear Alfvén only Coupled sound-shear Alfvén waves (color scale " m,n 2! mn blue - sound wave, magenta - shear Alfvén wave) Alfvén continua coupled sound/alfvén continua sound continua GAMs

Upward frequency shift in coupled sound-shear Alfvén continua near magnetic axis is more consistent with HSX observations: HSX satellite mode HSX primary mode HSX satellite mode shear Alfvén only continuum HSX primary mode

63.45 khz eigenmode (at ρ = 0.2 surface) Alfvénic component sound component

52.6 khz eigenmode (at ρ = 0.2 surface) - sound and Alfvén continua meet with similar frequency and mode structure Alfvénic component ζ sound component

Topics Discrete shear Alfvén mode structure in 3D configurations Coupled Alfvén/sound continua for stellarators Self-consistent ripple calculations for ITER and effects on alpha confinement Free boundary VMEC equilibria including both updown asymmetry and TF ripple Allows more self-consistent study of finite β, Shafranov shift, diamagnetic/pfirsh-schlüter currents on alpha confinement than previously possible Y. Suzuki, Y. Nakamura, K. Kondo, Finite beta effects on the toroidal field ripple in threedimensional tokamak equilibria, Nucl. Fusion 43 (2003) 406. J. L. Johnson, A. H. Reiman, Self-consistent, three-dimensional equilibrium effects on tokamak magnetic field ripple, Nucl. Fusion 38 (1988) 1116. DELTA5D + VMEC + MFBE* codes will be used modeling of alpha transport in ITER *E. Strumberger, P. Merkel, et al., IPP Report 5/100 (May, 2002)

View of the future: an operating ITER or DEMO will need accurate cradle-to-grave modeling of alphas in order to assure protection the first wall/divertor/pfcs birth at 3.5 MeV Alpha particle lifecycle Drive turbulence -AE s, fishbones, ICE, etc. Get transported by plasma turbulence - sawteeth, NTMs, ITGs Heat plasma - but mostly electrons Add to impurities - DT fuel dilution Encounter edge ripple - escape plasma Meet demise - 1st wall,divertor Leave legacy - local melting - sputtering - helium embrittlement

Accurate modeling of the edge region and large numbers of simulation particles are needed to obtain good alpha loss statistics at the 1st wall Codes: VMEC - 3D rippled equilibria MFBE E. Strumberger, P. Merkel, et al., IPP Report 5/100 (May, 2002) Accurate magnetic field (virtual casing method) evaluation in vacuum region between plasma and coils Follow alphas to their demise at the wall -> predict localized wall heating DELTA5D-Magcoords Monte Carlo orbits in Boozer coordinates R. H. Fowler, J. A. Rome, J. F. Lyon, Phys. Fl. 28, (1985) 338. DELTA5D-CylSVD Monte Carlo orbits in VMEC and cylindrical coordinates using SVD compression methods Can include islands/ae modes Compression of magnetohydrodynamic simulation data using singular value decomposition, del-castillo-negrete, D., Hirshman, S. P., Spong, D. A., D'Azevedo, E. F., JOURNAL OF COMPUTATIONAL PHYSICS 222, 265 (2007) CPU time (seconds) per orbit time step Recent parallel scaling on Cray XT3 10 1 10 6 particles 2 x 10 6 particles DELTA5D 4 x 10 6 particles 16,384 processors 100 1000 10000 # of processors

ITER free boundary VMEC equilibria have been calculated using a filamentary coil model: Coil model: 18 TF s with 25 filaments each 5 filaments per PF B contours on outer flux surface (compressed color map) Next step: complete connections between VMEC s external Green s function and ANSYS vacuum field calculation Allows direct incorporation of the effects of ferritic inserts, TBM s, finite volume coil currents, RWM s etc. into VMEC equilibrium

Contours of the main n = 18 ripple harmonic have been benchmarked against vacuum data from ANSYS: Contours of B n=18 (R,Z) where B(R,!,Z) = B n (R,Z) cos(n!) ANSYS vacuum n = 18 ripple " n VMEC β = 2.4% n = 18 ripple > 1% > 1%

At finite β s ripple contours permeate somewhat further into core (i.e., ripple amplification by diamagnetic currents) note: edge ripple(δ) ~ B n=18 /5 ~ 0.2-1% Contours of B n=18 (θ,s) for <β> = 0% Contours of B n=18 (θ,s) for <β> = 2.4%

Test problem: follow slowing-down of alpha populations launched at various flux surfaces for n(0) = 10 20 m -3, T i (0) = T e (0) = 20 kev (more realistic centrally peaked profiles show zero losses) 10,240 alphas followed for 1 second physical time up-down symmetric ITER fixed boundary equilibrium Average energy (kev) of confined alphas 10 4 3.5 MeV <!> = 0% <!> = 2.4% 1000 100 10 0.001 0.01 0.1 1 Average unconfined orbit energy loss (%) 100 10 1 0.1 0.01! /! = 0.85 0 edge! /! = 0.75 0 edge! /! = 0.65 0 edge! /! = 0.5 0 edge! /! = 0.4 0 edge 0 0.2 0.4 0.6 0.8 1 time(sec) time(sec)

Variation of losses with equilibrium <β> 4.5 4 solid curves: <!> = 2.4% dotted: <!> = 0% 56 55 54 <E> lost (%) 3.5 3 2.5 " 0 /" edge = 0.85 53 52 51 <E> lost (%) 50 2 " 0 /" edge = 0.65 49 1.5 0.001 0.01 0.1 1 time(sec) 48

Summary New code (AE3D) developed for Alfven spectral analysis and mode structure calculations in stellarators Can calculate all or a subset of Alfvén spectrum Up to 8000 eigenmodes have been kept per configuration Mode density function vs. frequency Density minima associated with more open gaps 3D mode structure visualization STELLGAP code has been upgraded for Alfvén-sound wave continua Regions identified where Alfvén and sound continua couple Application to HSX shows that minima of coupled continua is somewhat higher in frequency Further experimental information needed to identify observed mode ITER rippled equilbria calculated with VMEC and used for alpha loss calculations Self-consistent finite β 3D model including ripple future upgrades to include effects of ferritic steel inserts, RWM coils, etc. Coupled to Monte Carlo alpha loss code (DELTA5D) Can be extended to include turbulence/follow alphas to the 1st wall