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Department of Epidemiology and Public Health Health Systems Research and Dynamical Modelling Unit Introduction to SEIR Models Nakul Chitnis Workshop on Mathematical Models of Climate Variability, Environmental Change and Infectious Diseases Trieste, Italy 8 May 2017

Outline SI Model SIS Model The Basic Reproductive Number (R 0 ) SIR Model SEIR Model 2017-05-08 2

Mathematical Models of Infectious Diseases Population-based models Can be deterministic or stochastic Continuous time Ordinary differential equations Partial differential equations Delay differential equations Integro-differential equations Discrete time Difference equations Agent-based/individual-based models Usually stochastic Usually discrete time 2017-05-08 3

Mathematical Models of Infectious Diseases Population-based models Can be deterministic or stochastic Continuous time Ordinary differential equations Partial differential equations Delay differential equations Integro-differential equations Discrete time Difference equations Agent-based/individual-based models Usually stochastic Usually discrete time 2017-05-08 3

Outline SI Model SIS Model The Basic Reproductive Number (R 0 ) SIR Model SEIR Model 2017-05-08 4

SI Model Susceptible-Infectious Model: applicable to HIV. S rβi/n I ds dt = rβs I N di dt = rβs I N S: Susceptible humans I: Infectious humans r: Number of contacts per unit time β: Probability of disease transmission per contact N: Total population size: N = S + I. 2017-05-08 5

Analyzing the SI Model The system can be reduced to one dimension, with solution, for I(0) = I 0. Equilibrium Points: I(t) = di dt = rβ(n I) I N, I 0 N (N I 0 )e rβt + I 0, I dfe = 0 I ee = N 2017-05-08 6

Analyzing the SI Model The system can be reduced to one dimension, with solution, for I(0) = I 0. Equilibrium Points: I(t) = di dt = rβ(n I) I N, I 0 N (N I 0 )e rβt + I 0, I dfe = 0 I ee = N 2017-05-08 6

Numerical Solution of SI Model 1000 Infectious Humans 800 600 400 200 0 0 5 10 15 20 Time (Years) With r = 365/3 years 1, β = 0.005, N = 1000, and I(0) = 1. 2017-05-08 7

Definition of Transmission Parameters Note that in some models, usually of diseases where contacts are not well defined, rβ (the number of contacts per unit time multiplied by the probability of disease transmission per contact) are combined into one parameter (often also called β the number of adequate contacts per unit time). For diseases where a contact is well defined (such as sexually transmitted diseases like HIV or vector-borne diseases like malaria), it is usually more appropriate to separate the contact rate, r, and the probability of transmission per contact, β. For diseases where contacts are not well defined (such as air-borne diseases like influenza) it is usually more appropriate to combine the two into one parameter. 2017-05-08 8

Outline SI Model SIS Model The Basic Reproductive Number (R 0 ) SIR Model SEIR Model 2017-05-08 9

SIS Model Susceptible-Infectious-Susceptible Model: applicable to the common cold. γ S rβi/n I γ: Per-capita recovery rate ds dt = rβs I N + γi di dt = rβs I N γi 2017-05-08 10

Analyzing the SIS Model The system can be reduced to one dimension, with solution, di dt = rβ(n I) I N γi, I(t) = 1 + ( N rβ N rβ (rβ γ) ), e (rβ γ)t (rβ γ) I 0 1 for I(0) = I 0. Equilibrium Points: I dfe = 0 I ee = (rβ γ)n rβ 2017-05-08 11

Analyzing the SIS Model The system can be reduced to one dimension, with solution, di dt = rβ(n I) I N γi, I(t) = 1 + ( N rβ N rβ (rβ γ) ), e (rβ γ)t (rβ γ) I 0 1 for I(0) = I 0. Equilibrium Points: I dfe = 0 I ee = (rβ γ)n rβ 2017-05-08 11

Numerical Solution of SIS Model 1000 Infectious Humans 800 600 400 200 0 0 10 20 30 40 50 Time (Days) With rβ = 0.5 days 1, γ = 0.1 days 1, N = 1000, and I(0) = 1. 2017-05-08 12

Outline SI Model SIS Model The Basic Reproductive Number (R 0 ) SIR Model SEIR Model 2017-05-08 13

of uncertainty that may be prioritized for urgent res The Basic Reproductive Number (R 0 ) Generation 0 1 2 Initial phase of epidemic (R 0 = 3) Disease is ende Pan-InfORM (2009) 2017-05-08 14

Definition of R 0 The basic reproductive number, R 0, is the number of secondary infections that one infected person would produce in a fully susceptible population through the entire duration of the infectious period. R 0 provides a threshold condition for the stability of the disease-free equilibrium point (for most models): The disease-free equilibrium point is locally asymptotically stable when R 0 < 1: the disease dies out. The disease-free equilibrium point is unstable when R0 > 1: the disease establishes itself in the population or an epidemic occurs. For a given model, R 0 is fixed over all time. This definition is only valid for simple homogeneous autonomous models. Can define similar threshold conditions for more complicated models that include heterogeneity and/or seasonality but the basic definition no longer holds. 2017-05-08 15

Definition of R 0 The basic reproductive number, R 0, is the number of secondary infections that one infected person would produce in a fully susceptible population through the entire duration of the infectious period. R 0 provides a threshold condition for the stability of the disease-free equilibrium point (for most models): The disease-free equilibrium point is locally asymptotically stable when R 0 < 1: the disease dies out. The disease-free equilibrium point is unstable when R0 > 1: the disease establishes itself in the population or an epidemic occurs. For a given model, R 0 is fixed over all time. This definition is only valid for simple homogeneous autonomous models. Can define similar threshold conditions for more complicated models that include heterogeneity and/or seasonality but the basic definition no longer holds. 2017-05-08 15

Definition of R 0 The basic reproductive number, R 0, is the number of secondary infections that one infected person would produce in a fully susceptible population through the entire duration of the infectious period. R 0 provides a threshold condition for the stability of the disease-free equilibrium point (for most models): The disease-free equilibrium point is locally asymptotically stable when R 0 < 1: the disease dies out. The disease-free equilibrium point is unstable when R0 > 1: the disease establishes itself in the population or an epidemic occurs. For a given model, R 0 is fixed over all time. This definition is only valid for simple homogeneous autonomous models. Can define similar threshold conditions for more complicated models that include heterogeneity and/or seasonality but the basic definition no longer holds. 2017-05-08 15

Definition of R 0 The basic reproductive number, R 0, is the number of secondary infections that one infected person would produce in a fully susceptible population through the entire duration of the infectious period. R 0 provides a threshold condition for the stability of the disease-free equilibrium point (for most models): The disease-free equilibrium point is locally asymptotically stable when R 0 < 1: the disease dies out. The disease-free equilibrium point is unstable when R0 > 1: the disease establishes itself in the population or an epidemic occurs. For a given model, R 0 is fixed over all time. This definition is only valid for simple homogeneous autonomous models. Can define similar threshold conditions for more complicated models that include heterogeneity and/or seasonality but the basic definition no longer holds. 2017-05-08 15

Evaluating R 0 R 0 can be expressed as a product of three quantities: Number of Probability of ( R 0 = contacts transmission Duration of infection per unit time per contact ) For SIS model: R 0 = r β 1 γ 2017-05-08 16

Reproductive Numbers The (effective) reproductive number, R e, is the number of secondary infections that one infected person would produce through the entire duration of the infectious period. Typically, but not always, R e is the product of R 0 and the proportion of the population that is susceptible. R e describes whether the infectious population increases or not. It increases when R e > 1; decreases when R e < 1 and is constant when R e = 1. When R e = 1, the disease is at equilibrium. R e can change over time. The control reproductive number, R c, is the number of secondary infections that one infected person would produce through the entire duration of the infectious period, in the presence of control interventions. 2017-05-08 17

Reproductive Numbers The (effective) reproductive number, R e, is the number of secondary infections that one infected person would produce through the entire duration of the infectious period. Typically, but not always, R e is the product of R 0 and the proportion of the population that is susceptible. R e describes whether the infectious population increases or not. It increases when R e > 1; decreases when R e < 1 and is constant when R e = 1. When R e = 1, the disease is at equilibrium. R e can change over time. The control reproductive number, R c, is the number of secondary infections that one infected person would produce through the entire duration of the infectious period, in the presence of control interventions. 2017-05-08 17

Reproductive Numbers The (effective) reproductive number, R e, is the number of secondary infections that one infected person would produce through the entire duration of the infectious period. Typically, but not always, R e is the product of R 0 and the proportion of the population that is susceptible. R e describes whether the infectious population increases or not. It increases when R e > 1; decreases when R e < 1 and is constant when R e = 1. When R e = 1, the disease is at equilibrium. R e can change over time. The control reproductive number, R c, is the number of secondary infections that one infected person would produce through the entire duration of the infectious period, in the presence of control interventions. 2017-05-08 17

Reproductive Numbers The (effective) reproductive number, R e, is the number of secondary infections that one infected person would produce through the entire duration of the infectious period. Typically, but not always, R e is the product of R 0 and the proportion of the population that is susceptible. R e describes whether the infectious population increases or not. It increases when R e > 1; decreases when R e < 1 and is constant when R e = 1. When R e = 1, the disease is at equilibrium. R e can change over time. The control reproductive number, R c, is the number of secondary infections that one infected person would produce through the entire duration of the infectious period, in the presence of control interventions. 2017-05-08 17

Reproductive Numbers The (effective) reproductive number, R e, is the number of secondary infections that one infected person would produce through the entire duration of the infectious period. Typically, but not always, R e is the product of R 0 and the proportion of the population that is susceptible. R e describes whether the infectious population increases or not. It increases when R e > 1; decreases when R e < 1 and is constant when R e = 1. When R e = 1, the disease is at equilibrium. R e can change over time. The control reproductive number, R c, is the number of secondary infections that one infected person would produce through the entire duration of the infectious period, in the presence of control interventions. 2017-05-08 17

Evaluating R e R e (t) = Number of contacts per unit time Proportion of susceptible population Probability of transmission per contact ( Duration of infection ) For SIS model: R e (t) = R 0 S(t) N(t) = rβs(t) γn(t). 2017-05-08 18

The Basic Reproductive Number (R 0 ) http://www.cameroonweb.com/cameroonhomepage/newsarchive/ebola-how-does-it-compare-316932 2017-05-08 19

Outline SI Model SIS Model The Basic Reproductive Number (R 0 ) SIR Model SEIR Model 2017-05-08 20

SIR Model Susceptible-Infectious-Recovered Model: applicable to measles, mumps, rubella. rβi/n γ S I R R: Recovered humans with N = S + I + R. ds dt = rβs I N di dt = rβs I N γi dr dt = γi 2017-05-08 21

Analyzing the SIR Model Can reduce to two dimensions by ignoring the equation for R and using R = N S I. Can no longer analytically solve these equations. Infinite number of equilibrium points with I = 0. Perform phase portrait analysis. Estimate final epidemic size. 2017-05-08 22

R 0 for the SIR Model R 0 = Number of contacts per unit time Probability of transmission per contact ( Duration of infection ) R 0 = r β 1 γ = rβ γ If R 0 < 1, introduced cases do not lead to an epidemic (the number of infectious individuals decreases towards 0). If R 0 > 1, introduced cases can lead to an epidemic (temporary increase in the number of infectious individuals). R e (t) = rβ γ S(t) N 2017-05-08 23

Phase Portrait of SIR Model THE MATHEMATICS OF INFECTIOUS DISEASES 605 1 0.8 σ =3 infective fraction, i 0.6 0.4 0.2 0 0 0.2 smax= 0.4 σ 0.6 0.8 1 susceptible fraction, s Hethcote (2000) 2017-05-08 Fig. 2 Phase plane portrait for the classic SIR epidemic model with contact number σ =3. 24

Numerical Solution of SIR Model 1000 800 Humans 600 400 Susceptible Infectious Recovered 200 0 0 20 40 60 80 100 Time (Days) With rβ = 0.3 days 1, γ = 0.1 days 1, N = 1000, and S(0) = 999, I(0) = 1 and R(0) = 0. 2017-05-08 25

Numerical Solution of SIR Model 1000 800 Humans 600 400 Susceptible Infectious Recovered 200 0 0 20 40 60 80 100 Time (Days) With rβ = 0.3 days 1, γ = 0.1 days 1, N = 1000, and S(0) = 580, I(0) = 20 and R(0) = 400. 2017-05-08 26

Human Demography Need to include human demographics for diseases where the time frame of the disease dynamics is comparable to that of human demographics. There are many different ways of modeling human demographics Constant immigration rate Constant per-capita birth and death rates Density-dependent death rate Disease-induced death rate. 2017-05-08 27

Endemic SIR Model Birth Λ rβi/n γ S I R µ µ µ Death Death Death ds dt = Λ rβs I N µs di dt = rβs I γi µi N dr = γi µr dt N = S + I + R Λ: Constant recruitment rate µ: Per-capita removal rate 2017-05-08 28

Analyzing the Endemic SIR Model Can no longer reduce the dimension or solve analytically. There are two equilibrium points: disease-free and endemic S dfe = Λ µ S ee = I dfe = 0 I ee = R dfe = 0 R ee = Λ(γ + µ) rβµ Λ(rβ (γ + µ)) rβ(γ + µ) γλ(rβ (γ + µ)) rβµ(γ + µ) Can perform stability analysis of these equilibrium points and draw phase portraits. 2017-05-08 29

R 0 for the Endemic SIR Model R 0 = Number of contacts per unit time Probability of transmission per contact ( Duration of infection ) R 0 = r β 1 γ + µ = rβ γ + µ If R 0 < 1, the disease-free equilibrium point is globally asymptotically stable and there is no endemic equilibrium point (the disease dies out). If R 0 > 1, the disease-free equilibrium point is unstable and a globally asymptotically stable endemic equilibrium point exists. 2017-05-08 30

Numerical Solution of Endemic SIR Model 1000 800 Humans 600 400 Susceptible Infectious Recovered 200 0 0 20 40 60 80 100 Time (Days) With rβ = 0.3 days 1, γ = 0.1 days 1, µ = 1/60 years 1, Λ = 1000/60 years 1, and S(0) = 999, I(0) = 1 and R(0) = 0. 2017-05-08 31

Numerical Solution of Endemic SIR Model 1000 800 Susceptible Infectious Recovered Humans 600 400 200 0 0 20 40 60 80 100 120 Time (Years) With rβ = 0.3 days 1, γ = 0.1 days 1, µ = 1/60 years 1, Λ = 1000/60 years 1, and S(0) = 999, I(0) = 1 and R(0) = 0. 2017-05-08 32

Outline SI Model SIS Model The Basic Reproductive Number (R 0 ) SIR Model SEIR Model 2017-05-08 33

SEIR Model Susceptible-Exposed-Infectious-Recovered Model: applicable to measles, mumps, rubella. Birth Λ rβi/n ε γ S E I R µ µ µ µ Death Death Death Death E: Exposed (latent) humans ε: Per-capita rate of progression to infectious state 2017-05-08 34

SEIR Model ds dt = Λ rβs I N µs de dt = rβs I N εe di = εe γi µi dt dr = γi µr dt with N = S + E + I + R. 2017-05-08 35

R 0 for the Endemic SEIR Model R 0 = Number of contacts per unit time Probabililty of surviving exposed stage Probability of transmission per contact ( Duration of infection ) R 0 = r β 1 γ + µ = rβε (γ + µ)(ε + µ) ε ε + µ If R 0 < 1, the disease-free equilibrium point is globally asymptotically stable and there is no endemic equilibrium point (the disease dies out). If R 0 > 1, the disease-free equilibrium point is unstable and a globally asymptotically stable endemic equilibrium point exists. 2017-05-08 36

Extensions to Compartmental Models Basic compartmental models assume a homogeneous population. Divide the population into different groups based on infection status: M: Humans with maternal immunity S: Susceptible humans E: Exposed (infected but not yet infectious) humans I: Infectious humans R: Recovered humans. Can include time-dependent parameters to include the effects of seasonality. Can include additional compartments to model vaccinated and asymptomatic individuals, and different stages of disease progression. Can include multiple groups to model heterogeneity, age, spatial structure or host species. 2017-05-08 37

References O. Diekmann, H. Heesterbeek, and T. Britton, Mathematical Tools for Understanding Infectious Disease Dynamics. Princeton Series in Theoretical and Computational Biology. Princeton University Press, Princeton, (2013). H. W. Hethcote, The mathematics of infectious diseases, SIAM Review 42, 599 653 (2000). M. J. Keeling and P. Rohani, Modeling Infectious Diseases in Humans and Animals. Princeton University Press, Princeton, (2007). 2017-05-08 38