EUROFUSION WPJET1-PR(16) CG Albert et al.

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EUROFUSION WPJET1-PR(16) 15331 CG Albert et al. Hamiltonian approach for evaluation of toroidal torque from finite amplitude non-axisymmetric perturbations of a tokamak magnetic field in resonant transport regimes Preprint of Paper to be submitted for publication in 43rd European Physical Society Conference on Plasma Physics (EPS) This work has been carried out within the framework of the EUROfusion Consortium and has received funding from the Euratom research and training programme 2014-2018 under grant agreement No 633053. The views and opinions expressed herein do not necessarily reflect those of the European Commission.

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Hamiltonian approach for evaluation of toroidal torque from finite amplitude non-axisymmetric perturbations of a tokamak magnetic field in resonant transport regimes C. G. Albert 1, M. F. Heyn 1, G. Kapper 1, S. V. Kasilov 1,2, W. Kernbichler 1, A. F. Martitsch 1 1 Fusion@ÖAW, Institut für Theoretische Physik - Computational Physics, TU Graz, Petersgasse 16, 8010 Graz, Austria 2 Institute of Plasma Physics, National Science Center Kharkov Institute of Physics and Technology, Akademicheskaya Str. 1, 61108 Kharkov, Ukraine Introduction Neoclassical toroidal viscosity (NTV) [1-3] caused by non-axisymmetric magnetic perturbations has an important influence on plasma stability and transport in tokamaks. In this paper, a method to calculate non-ambipolar radial diffusion coefficients, which determine the NTV torque in resonant transport regimes, is presented. In earlier calculations, these regimes have been shown to be important for ion NTV in ASDEX-Upgrade [4] in the case of medium scale perturbations created by a coil system for ELM mitigation (resonant magnetic perturbations or RMPs). For finite perturbation amplitudes, nonlinear attenuation can reduce the torque predicted there by the NEO-2 and NEO-RT (resonant transport) code within quasilinear approximation. To further analyze these effects, the quasilinear description based on Hamiltonian theory using action-angle variables [5, 6] used in the code NEO-RT has been extended to include nonlinear attenuation. The mechanism for this attenuation can be summarized as follows. In presence of non-axisymmetric magnetic perturbations, additional orbit classes arise, e.g. superbanana orbits where bananas play the role of the guiding center. These orbits are traversed with a nonlinear bounce frequency ω bn. For the kinetic description at low collisionalities, where ω b is much larger than the collision frequency ν eff, there are two limiting cases: If the nonlinear orbit frequency ω bn is much smaller than ν eff, the nonlinear phase φ is frequently randomized by collisions and one obtains quasilinear resonant transport regimes. In particular, this is the case for formally infinitesimal perturbation amplitudes. If ω b becomes larger than ν eff, the solution gradually changes to the corresponding nonlinear regime. The presented method provides a consistent description of these resonant transport regimes in the mentioned limiting cases and the transition region. In addition to superbanana and superbanana plateau regime, the description of general nonlinear drift-orbit resonance regimes is possible without simplification of the plasma geometry. Kinetic equation, conservation laws and perturbed Hamiltonian Using action-angle variables (J,θ), the kinetic equation for the ion distribution function f (J,θ) takes the form f t + { f,h} = ˆL C f, (1) with Hamiltonian H, Poisson brackets {, } and momentum conserving collision operator ˆL C. From the generalized flux-surface averaged conservation law one obtains the expressions for non-ambipolar radial particle flux and torque density, respectively, with Γ n = 1 d 3 θ d 3 J δ (r r c ){r c,h} f, S T NA ϕ = 1 S d 3 θ d 3 J δ (r r c ) H ϕ c f. (2)

Here, S is the flux surface area, r is the effective radius, r c = r c (θ,j) = r c (r) is the particle radial position expressed via phase space variables and ϕ c = θ 3 is the toroidal canonical angle. For a non-axisymmetrically perturbed system with H(J,θ) = H 0 (J) + H 1 (J,θ) for a single mode m in canonical angles, H 1 = Re[H m exp(im θ)], a resonant angle φ = m θ + arg H m is defined, which describes the nonlinear oscillation around the resonance Ω H 0(J) = m H 0(J) = 0, (3) and absorbs the complex phase of H m. A canonical point transformation replacing the canonical toroidal angle θ 3 by φ yields new actions J k = J k m k m 3 J 3, k = 1,2; J 3 = J 3 /m 3 J. (4) Omitting the first two actions (they are invariants of motion) in the notation and expanding around the resonance up to quadratic order with J := J J res yields the Hamiltonian of the nonlinear pendulum, H(φ,J) = 1 2 Ω J 2 + H m cos(φ) + const, Ω = Ω (5) Ω=0 The nonlinear bounce frequency ω bn of periodic motion in φ is given by an elliptic integral. Its maximum value is estimated by linearization around φ = 0 and is given by ω bn,max = Ω H m 1/2. Collision operator in action-angle variables and nonlinear attenuation For computation of the non-axisymmetric part of the distribution function required for the torque density, only scattering by field particles across resonance zones is required, which makes it possible to represent ˆL C by ˆL C f D res 2 f J 2, ( ) 1 D res = D vv Ω 2 Ω + D χχ η v ( )( ) 1 1 Ω 2 η B b Ω (6) η The second expression for D res includes collisional scattering coefficients D vv and D χχ in velocity module v and pitch angle χ and a bounce average b of the inverse magnetic field module. Considering the steady-state case with a solution f 0 for the axisymmetric Hamiltonian H 0 and the perturbed distribution function f = f 0 + f 1 in Eq. (1), one obtains the evolution equation { f 1,H} ˆL C f 1 = { f 0,H 1 } = m f 0 H m sin(φ). (7) Rescaling to dimensionless variables in this equation by x J sign(ω ) Ω 1/2 H m, D D res Ω 1/2 H m 3/2, g = f 1 an equation depending only on one parameter D results with Ω 1/2 ( H m m f 0 ) 1, (8) x g ( ) g φ + sinφ x + 1 D 2 g = 0. (9) x2

The torque density (2) is proportional to thermodynamic forces A 1,A 2 as follows, T NA ϕ = n αe α c dψ pol dr (D 11A 1 + D 12 A 2 ), A 1 = 1 n α n α r + e α T α Φ r 3 2T α T α r, A 2 = 1 T α T α r. (10) The notation here follows the quasilinear version in [5, 6]. For each canonical m, diffusion coefficients D 11 and D 12 are given by an integral along the resonance in phase space parameterized by normalized velocity u = v/v T and η = v 2 /(v2 B), ( D11 D 12 ) = π3/2 n 2 c 2 v T e 2 αs dr dψ pol 0 1 ( ) duu 3 e u2 τ b H m 2 ω b m 2 η + n Ω3 1 η u 2 Θ(D). (11) The result differs from the quasilinear case by the nonlinear attenuation parameter Θ = Θ(D) = 1 π 2 π dx Numerical implementation, results and discussion Results including nonlinear attenuation were obtained for the circular tokamak used in [5, 6] using an extended version of the code NEO-RT that has been originally developed for the quasilinear case. The modifications include the nonlinear attenuation factor Θ(D) inside the integrals for the diffusion coefficients and the calculation of D from plasma parameters. Θ(D) has been pre-tabulated from a numerical calculation for the solution of Eq. (12). Plasma parameters and perturbation amplitudes were chosen representative for a medium sized tokamak (deuterium plasma, density n 2 10 13 cm 1, ion temperature T i 1.5 kev) with π dφ sin(φ)g(x,φ). (12) θ(d) 10 0 10 1 10 2 10 3 10 2 10 1 10 0 10 1 10 2 10 3 Figure 1: Attenuation factor Θ ( ) depending on diffusion parameter D. Quasilinear (-) and nonlinear limit (- -). RMPs. The figures show results for computations with a perturbed magnetic field module B = B 0 (1 + ε M cos(mθ + nϕ)) by a single harmonic in Boozer angles (θ,ϕ) with m = 0 and n = 3, evaluated at a flux surface of aspect ratio A = 10. 3500 3500 D 3000 3000 2500 2500 D11/(ε 2 M D p) 2000 1500 D11/(ε 2 M D p) 2000 1500 1000 1000 500 500 0 0.10 0.05 0.00 0.05 0.10 M t 0 0.10 0.05 0.00 0.05 0.10 M t Figure 2: Normalized diffusion coefficient D 11 depending on Mach number M t at quasilinear limit (-) and for finite relative perturbation amplitudes ε M = 10 3 (- -) and 10 2 (- ). Left: All resonances including superbanana resonance (m 2 = 0) with peak near M t = 0. Right: Only drift-orbit resonances (m 2 0) with peak at M t = 0.07. Figure 1 shows the dependency of the nonlinear attenuation factor Θ(D) of the collisional pa-

rameter D defined in Eq. (8). For the perturbation considered here, the latter scales approximately as D ν eff ε 3/2 M. In the nonlinear low-collisionality limit D 1, the asymptotic dependency Θ(D) is linear. For D 1, the quasilinear case Θ = 1 without attenuation is reached. In Figure 2, the the non-ambipolar radial diffusion coefficient D 11 normalized by the plateau coefficient D p = πqv 3 T /(16R ω2 cα) and the squared relative magnetic perturbation amplitude εm 2 is plotted over the Mach number M t = Ω te R/v T, which is proportional to the radial electric field E r. Here, v T is the thermal velocity and R the major radius. To demonstrate the importance of nonlinear attenuation for drift-orbit resonance regimes, the superbanana resonance m 2 = 0, which is dominating around the electric zero with M t = 0, has been excluded in the right plot. Nonlinear effects are clearly visible at ε M = 10 3 10 2 and are more pronounced at higher perturbation amplitudes and higher absolute Mach number values. Figure 3 shows the transition between quasilinear (superbanana plateau) and nonlinear (superbanana) resonant transport regimes at M t = 0.036, where most contributions are caused by the superbanana resonance. Similar to the attenuation parameter, the normalized diffusion coefficient reaches the quasilinear limit at small ε M < 10 3 and a nonlinear behavior at large ε M > 10 3. As visible in Figure 2 at M t 0.07, for drift-orbit resonances the nonlinear onset is reached already at smaller perturbation amplitudes in this case. Conclusion and Outlook Quasilinear calculations of NTV torque provide an upper limit for contributions from resonant transport superbanana plateau regime superbanana regime Figure 3: Normalized D 11 over perturbation strength at M t = 0.036 (superbanana resonance). Quasilinear (-), nonlinear limit (- -). regimes. In this work, the quasilinear Hamiltonian formalism underlying the code NEO-RT has been extended to include nonlinear attenuation effects, enabling the prediction of NTV torque in transition regimes between quasilinear and nonlinear limit. At perturbation amplitudes from RMPs of a few tenths of a percent, analysis of nonlinear attenuation is necessary in order not to overestimate toroidal torque in resonant transport regimes. The presented results show that at parameters for typical medium sized tokamaks, the overall attenuation can be in the order of tens of percents, depending on Mach number and perturbation strength. To reinforce these claims, benchmarks with numerical codes and comparison to experimental data are desirable. Acknowledgments This work has been carried out within the framework of the EUROfusion Consortium and has received funding from the Euratom research and training programme 2014-2018 under grant agreement No 633053. The views and opinions expressed herein do not necessarily reflect those of the European Commission. The authors gratefully acknowledge support from NAWI Graz and funding from the OeAD under the grant agreement Wissenschaftlich-Technische Zusammenarbeit mit der Ukraine No UA 06/2015. References [1] K. C. Shaing et al., Nucl. Fusion 55, 125001 (2015) [2] K. C. Shaing et al., Nucl. Fusion 50, 025022 (2010) [3] K. C. Shaing et al., Plasma Phys. Control. Fusion 51, 075015 (2009) [4] A. F. Martitsch et al., Plasma Phys. Control. Fusion 58, 074007 (2016) [5] C. G. Albert et al., 42nd EPS Conf. on Plasma Physics, P1.183 (2015) [6] C. G. Albert et al., Phys. Plasmas, submitted (2016)