Shareholding Pattern as per Regulation 31(1) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 1. Name of Listed Entity: CIPLA LIMITED 2. a. Scrip Code: BSE - 500087, NSE - CIPLA EQ b. Name of Scrip: CIPLA c. Class of Security: EQUITY 3. Share Holding Pattern Filed under: Reg.31(1) Quarter ending: 30th September 2018 4. Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information: Particulars YES NO a. Whether the Listed Entity has issued any partly paid up shares? a b. Whether the Listed Entity has issued any Convertible Securities or Warrants? a c. Whether the Listed Entity has any shares against which depository receipts are issued? a d. Whether the Listed Entity has any shares in locked-in? a e. Whether any shares held by promoters are pledge or otherwise encumbered? a
Table I - Summary Statement holding of specified securities Categ ory Category of Shareholder Nos. of of fully Shareholders paid up equity shares held of Partly paid-up equity shares held of Shares Underlying Total Nos. of Shares Held (VII) = (IV)+(V)+(VI) Shareholding as a % of total no. of shares (Calculated as per SCRR, 1957) (A+B+C2) Number of Voting Rights held in each class of securities of Voting Rights Total as a % of (A+B+C) of Shares Shareholding as a % Underlying Outstanding assuming full convertible securities conversion of (Including Warrants) convertible securities (XI) = (VII) + (X) (A + B + C2) Number of Locked in Shares total Shares held Number of Shares pledged or otherwise encumbered total Shares held Number of equity shares held in dematerialized form (Equity - One vote per share) (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV) (A) Promoter & Promoter Group 16 295485596 0 0 295485596 36.74 295485596 0 295485596 36.70 0 36.74 0 0.00 0 0.00 295485596 (B) Public 195473 508820771 0 0 508820771 63.26 508820771 0 508820771 63.19 0 63.26 0 0.00 0 0.00 484366983 (C) Non Promoter-Non Public (C1) Shares underlying DRs 1 0 0 921485 921485 NA 921485 0 921485 0.11 0 NA 0 0.00 0 0.00 921485 (C2) by Employes Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Total: 195490 804306367 0 921485 805227852 100.00 805227852 0 805227852 100.00 0 100.00 0 0.00 0 0.00 780774064
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the Shareholders of Shareholder of fully paid up equity shares held Partly paid-up Nos. of Shares equity shares held Underlying Total Nos. of Shares Held (VII) = (IV+V+VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957 (A+B+C2) Number of Voting Rights held in each class of securities of Shares Underlying Outstanding converttible securities (Including Warrants) Shareholding as a % Number of Locked in Shares Number of Shares pledged or otherwise encumbered assuming full conversion of convertible Securities (XI)=(VII)+(X) (A+B+C2) Number of equity shares held in dematerialized form of Voting Rights Total as a % of Total Voting Rights total total (1) Indian (Equity - One vote per share) (I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV) Individuals/Hindu Undivided Family 10 114708572 0 0 114708572 14.26 114708572 0 114708572 14.25 0 14.26 0 0.00 0 0.00 114708572 Mustafa Khwaja Hamied 1 34567572 0 0 34567572 4.30 34567572 0 34567572 4.29 0 4.30 0 0.00 0 0.00 34567572 Sophie Ahmed 4 45982000 0 0 45982000 5.72 45982000 0 45982000 5.71 0 5.72 0 0.00 0 0.00 45982000 Rumana Hamied 2 9886500 0 0 9886500 1.23 9886500 0 9886500 1.23 0 1.23 0 0.00 0 0.00 9886500 Samina Vaziralli 2 17909500 0 0 17909500 2.23 17909500 0 17909500 2.22 0 2.23 0 0.00 0 0.00 17909500 Shirin Hamied 1 6363000 0 0 6363000 0.79 6363000 0 6363000 0.79 0 0.79 0 0.00 0 0.00 6363000 Central Government/State Government(s) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (c) Financial Institutions/Banks 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (d) Any Other (i) Bodies Corporate 2 3094837 0 0 3094837 0.38 3094837 0 3094837 0.38 0 0.38 0 0.00 0 0.00 3094837 MN Rajkumar Garments LLP 1 2601852 0 0 2601852 0.32 2601852 0 2601852 0.32 0 0.32 0 0.00 0 0.00 2601852 Shree Riddhi Chemicals LLP 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Alps Remedies Pvt Ltd 1 492985 0 0 492985 0.06 492985 0 492985 0.06 0 0.06 0 0.00 0 0.00 492985 Hamsons Laboratories LLP 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Neo Research Labs Private Limited 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Sub-Total (A)(1) 12 117803409 0 0 117803409 14.65 117803409 0 117803409 14.63 0 14.65 0 0.00 0 0.00 117803409 (2) Foreign Individuals (Non-Resident Individuals/Foreign Individuals) 4 177682187 0 0 177682187 22.09 177682187 0 177682187 22.07 0 22.09 0 0.00 0 0.00 177682187 Yusuf Khwaja Hamied 1 166742687 0 0 166742687 20.73 166742687 0 166742687 20.71 0 20.73 0 0.00 0 0.00 166742687 Kamil Hamied 3 10939500 0 0 10939500 1.36 10939500 0 10939500 1.36 0 1.36 0 0.00 0 0.00 10939500 Farida Hamied 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Government 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (c) Institutions 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (d) Foreign Portfolio Investor 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (e) Any Other 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Sub-Total (A)(2) 4 177682187 0 0 177682187 22.09 177682187 0 177682187 22.07 0 22.09 0 0.00 0 0.00 177682187 Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) Note: 177682187 Equity by NRI Director and NRI Relative of Director is shown under Foreign Promoter Category 16 295485596 0 0 295485596 36.74 295485596 0 295485596 36.70 0 36.74 0 0.00 0 0.00 295485596
Table III - Statement showing shareholding pattern of the Public shareholder Category & Name of the Shareholders Nos. of of fully paid up Partly paid-up Nos. of Shares Total Nos. of Shareholding Number of Voting Rights held in each class of securities of Shares Total Shareholding as a Number of Locked in Shares Number of Shares pledged or Number of equity Shareholders equity shares held equity shares held Underlying Shares Held calculated as Underlying % assuming full otherwise encumbered shares held in (VII) = (IV+V+VI) per SCRR, Outstanding conversion of dematerialized form 1957 convertible convertible Securities securities (A+B+C2) (Including Warrants) of Voting Rights Total as a % of total total Total Voting Rights (1) Institutions (Equity - One vote per share) (IX) (XII) (XIII) (I) (III) (IV) (V) (VI) (VII) (VIII) (X) (XI) (XIV) Mutual Funds/UTI 188 88369547 0 0 88369547 10.99 88369547 0 88369547 10.97 0 10.99 0 0.00 0 0.00 88369547 ICICI Prudential Mutual Fund* 50 28967227 0 0 28967227 3.60 28967227 0 28967227 3.60 0 3.60 0 0.00 0 0.00 28967227 HDFC Mutual Fund* 23 21842545 0 0 21842545 2.72 21842545 0 21842545 2.71 0 2.72 0 0.00 0 0.00 21842545 SBI Mutual Fund* 8 9180506 0 0 9180506 1.14 9180506 0 9180506 1.14 0 1.14 0 0.00 0 0.00 9180506 Venture Capital Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (c) Alternate Investment Funds 4 53563 0 0 53563 0.01 53563 0 53563 0.01 0 0.01 0 0.00 0 0.00 53563 (d) Foreign Venture Capital Investors 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (e) Foreign Portfolio Investors 564 206082337 0 0 206082337 25.62 206082337 0 206082337 25.59 0 25.62 0 0.00 0 0.00 206082337 First State Investments ICVC-Stewart Investors Asia Pacific 1 22132075 0 0 22132075 2.75 22132075 0 22132075 2.75 0 2.75 0 0.00 0 0.00 22132075 Leaders Fund Government Pension Fund Global 1 13480177 0 0 13480177 1.68 13480177 0 13480177 1.67 0 1.68 0 0.00 0 0.00 13480177 First State Investments ICVC-Stewart Investors Global 1 12082347 0 0 12082347 1.50 12082347 0 12082347 1.50 0 1.50 0 0.00 0 0.00 12082347 Emerging Market Leaders Fund (f) Financial Institutions/Banks 30 1988460 0 0 1988460 0.25 1988460 0 1988460 0.25 0 0.25 0 0.00 0 0.00 1984360 (g) Insurance Companies 30 16900591 0 0 16900591 2.10 16900591 0 16900591 2.10 0 2.10 0 0.00 0 0.00 16900591 Life Insurance Corporation of India* 27 15173548 0 0 15173548 1.89 15173548 0 15173548 1.88 0 1.89 0 0.00 0 0.00 15173548 (h) Provident Funds/Pension Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (i) Any Other (i) Foreign Institutional Investors / Foreign Institutional 8 3884001 0 0 3884001 0.48 3884001 0 3884001 0.48 0 0.48 0 0.00 0 0.00 3884001 Investors - DR Sub Total (B)(1) 824 317278499 0 0 317278499 39.45 317278499 0 317278499 39.40 0 39.45 0 0.00 0 0.00 317274399 (2) Central Government/State Government(s)/President of 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 India Sub Total (B)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (3) Non-Institutions (i) Individual shareholders holding nominal share capital up 187360 60755075 0 0 60755075 7.55 60755075 0 60755075 7.55 0 7.55 0 0.00 0 0.00 56648174 to Rs.2 lakhs (ii) Individual shareholders holding nominal share capital in 187 69333200 0 0 69333200 8.62 69333200 0 69333200 8.61 0 8.62 0 0.00 0 0.00 49632050 excess of Rs.2 lakhs NBFCs Registered with RBI 11 77149 0 0 77149 0.01 77149 0 77149 0.01 0 0.01 0 0.00 0 0.00 77149 (c) Employee Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (d) Overseas Depositories (Holding DRs)(Balancing figure) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 (e) Any Other 0 0.00 (i) Non-Resident Indians/Foreign Nationals/Foreign Bodies 5165 27880166 0 0 27880166 3.47 27880166 0 27880166 3.46 0 3.47 0 0.00 0 0.00 27482591 (ii) Trusts 49 5382203 0 0 5382203 0.67 5382203 0 5382203 0.67 0 0.67 0 0.00 0 0.00 5382203 (iii) Overseas Corporate Bodies 1 375 0 0 375 0.00 375 0 375 0.00 0 0.00 0 0.00 0 0.00 375 (iv) Clearing Members 221 1119294 0 0 1119294 0.14 1119294 0 1119294 0.14 0 0.14 0 0.00 0 0.00 1119294 (v) Bodies Corporate 1652 23189061 0 0 23189061 2.88 23189061 0 23189061 2.88 0 2.88 0 0.00 0 0.00 22944999 (vi) Foreign Bodies - DR 2 12620 0 0 12620 0.00 12620 0 12620 0.00 0 0.00 0 0.00 0 0.00 12620 (vii) Investor Education and Protection Fund Authority 1 3793129 0 0 3793129 0.47 3793129 0 3793129 0.47 0 0.47 0 0.00 0 0.00 3793129 Ministry of Corporate Affairs Sub Total (B)(3) 194649 191542272 0 0 191542272 23.81 191542272 0 191542272 23.79 0 23.81 0 0.00 0 0.00 167092584 Total Public Shareholding (B) = (B)(1)+(B)(2)+(B)(3) 195473 508820771 0 0 508820771 63.26 508820771 0 508820771 63.19 0 63.26 0 0.00 0 0.00 484366983 Note: Shareholding of Non-promoter Directors and their relative is shown under Public Shareholding Category * Shareholding is consolidated based on PAN irrespective of the schemes / sub-accounts
Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder Category & Name of the Shareholders of Shareholder of fully paid up equity shares held Partly paid-up equity shares held Nos. of Shares Underlying Total of Shares Held (VII)=(IV+V+VI) Shareholding % calculated as per SCRR, 1957 (A+B+C2) Number of Voting Rights held in each class of securities of Shares Total shareholding as a Underlying Outstanding % assuming full converttible securities conversion of (Including Warrants) convertible Securities Number of Locked in Shares Number of Shares pledged or otherwise encumbered Number of equity shares held in dematerialized form of Voting Rights Total as a % of Total voting rights total total (Equity - One vote per share) (I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV) (1) Custodian/DR Holder 1 0 0 921485 921485 NA 921485 0 921485 0.11 0 NA 0 0.00 0 0.00 921485 The Bank of New York Mellon 1 0 0 921485 921485 NA 921485 0 921485 0.11 0 NA 0 0.00 0 0.00 921485 (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations 2014) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0 Total Non-Promoter-Non Public Shareholding (C) = (C)(1)+(C)(2) 1 0 0 921485 921485 NA 921485 0 921485 0.11 0 NA 0 0.00 0.00 921485
Details of the shareholders acting as persons in concert including their shareholding: Name of shareholders and PAC #@ No of shares Holding% Colonial First State Investments Limited as Responsible Entity for the Colonial First State Wholesale Global Emerging Markets Fund 1088817 0.14 Colonial First State Investments Limited as Responsible Entity for Commonwealth Emerging Markets Fund 5 86805 0.01 First State Investments ICVC- Stewart Investors Asia Pacific Sustainability Fund 1161397 0.14 First State Investments ICVC- Stewart Investors Asia Pacific Leaders Fund 22132075 2.75 Mine Superannuation Fund 196246 0.02 The Chancellor, Masters and Scholars of the University of Cambridge 183214 0.02 Mahout Global Emerging Markets Leaders Fund, A Sub-Fund Of The Mahout Delaware Statutory Trust 3230004 0.40 First State Investments ICVC-Stewart Investors Global Emerging Markets Fund 923608 0.11 Essex County Council 788663 0.10 First State Investments ICVC-Stewart Investors Asia Pacific Fund 2897241 0.36 First State Investments Stewart Investors Global Emerging Markets Leaders Fund 3686948 0.46 and PAC First State Investments ICVC-Stewart Investors Global Emerging Markets Leaders Fund 12082347 1.50 Mahout Group Trust 143255 0.02 First State Investments ICVC-Stewart Investors Indian Subcontinent Fund 1391614 0.17 Kapitalforeningen Sampension Invest 1131887 0.14 The State Teachers Retirement System of Ohio 1280271 0.16 Pacific Assets Trust PLC 893625 0.11 Retail Employees Superannuation Pty. Limited as Trustee for Retail Employees Superannuation Trust 1469024 0.18 Trustees of the Estate of Bernice Pauahi Bishop DBA Kamehameha Schools 369515 0.05 The Wellcome Trust Limited 564669 0.07 Quaestio Capital Management Societa Di Gestione Del Risparmio S.P.A. Luxembourg Branch 248678 0.03 Total 55949903 6.95 # The list of PAC are as per the information received from the Shareholders @ Name and shareholding of PAC are as per the beneficial position dated 30th September, 2018 received from the depositories * Shareholding is consolidated based on PAN irrespective of the schemes/sub-accounts