Univalent Foundations and the equivalence principle
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1 Univalent Foundations and the equivalence principle Benedikt Ahrens Institute for Advanced Study Benedikt Ahrens Univalent Foundations and the equivalence principle 1/18
2 Outline 1 The equivalence principle 2 The equivalence principle in Univalent Foundations Benedikt Ahrens Univalent Foundations and the equivalence principle 2/18
3 Outline 1 The equivalence principle 2 The equivalence principle in Univalent Foundations Benedikt Ahrens Univalent Foundations and the equivalence principle 3/18
4 The equivalence principle Equivalence principle Reasoning in mathematics should be invariant under the appropriate notion of equivalence. Benedikt Ahrens Univalent Foundations and the equivalence principle 4/18
5 The equivalence principle Equivalence principle Reasoning in mathematics should be invariant under the appropriate notion of equivalence. Notion of equivalence depends on the objects under consideration: equal numbers, functions,... isomorphic sets, groups, rings,... equivalent categories biequivalent bicategories... Benedikt Ahrens Univalent Foundations and the equivalence principle 4/18
6 Non-examples: statements violating equivalence principle We can easily violate this principle: Exercise Find a statement about categories that is not invariant under the equivalence of categories Benedikt Ahrens Univalent Foundations and the equivalence principle 5/18
7 Non-examples: statements violating equivalence principle We can easily violate this principle: Exercise Find a statement about categories that is not invariant under the equivalence of categories A solution The category C has exactly one object. Maybe this statement is simply silly! Benedikt Ahrens Univalent Foundations and the equivalence principle 5/18
8 A language for invariant properties M. Makkai, Towards a Categorical Foundation of Mathematics: The basic character of the Principle of Isomorphism is that of a constraint on the language of Abstract Mathematics; a welcome one, since it provides for the separation of sense from nonsense. Benedikt Ahrens Univalent Foundations and the equivalence principle 6/18
9 A language for invariant properties M. Makkai, Towards a Categorical Foundation of Mathematics: Goal The basic character of the Principle of Isomorphism is that of a constraint on the language of Abstract Mathematics; a welcome one, since it provides for the separation of sense from nonsense. to have a syntactic criterion for properties and constructions that are invariant under equivalence Benedikt Ahrens Univalent Foundations and the equivalence principle 6/18
10 How to break the invariance principle for categories... Recall: the statement The category C has exactly one object. is not invariant under equivalence of categories. In general, referring to equality of objects breaks invariance, but... Benedikt Ahrens Univalent Foundations and the equivalence principle 7/18
11 How to break the invariance principle for categories... Recall: the statement The category C has exactly one object. is not invariant under equivalence of categories. In general, referring to equality of objects breaks invariance, but... even the denition of category refers to equality of objects: Problem If source(g) is equal to target(f ), then g f exists. Benedikt Ahrens Univalent Foundations and the equivalence principle 7/18
12 How to break the invariance principle for categories... Recall: the statement The category C has exactly one object. is not invariant under equivalence of categories. In general, referring to equality of objects breaks invariance, but... even the denition of category refers to equality of objects: Problem If source(g) is equal to target(f ), then g f exists. Can we give a denition of category without using equality of objects? Benedikt Ahrens Univalent Foundations and the equivalence principle 7/18
13 ... and how to x it. Solution Use a logic/language of dependent types, in which source(g) = target(f ) is encoded by what type of thing f and g are. Benedikt Ahrens Univalent Foundations and the equivalence principle 8/18
14 ... and how to x it. Solution Use a logic/language of dependent types, in which source(g) = target(f ) is encoded by what type of thing f and g are. A category consists of a collection O of objects for each x, y O, a collection A(x, y) of arrows for each x, y, z O and each f A(x, y) and g A(y, z), a composite g f A(x, z) for each x O, an identity idx A(x, x)... Benedikt Ahrens Univalent Foundations and the equivalence principle 8/18
15 ... and how to x it. Solution Use a logic/language of dependent types, in which source(g) = target(f ) is encoded by what type of thing f and g are. A category consists of a collection O of objects for each x, y O, a collection A(x, y) of arrows for each x, y, z O and each f A(x, y) and g A(y, z), a composite g f A(x, z) for each x O, an identity idx A(x, x)... Gives rise to dependently typed language by adding logical connectors. Benedikt Ahrens Univalent Foundations and the equivalence principle 8/18
16 Invariance for statements Theorem (Freyd '76, Blanc '78) A property of categories (expressed in 2-sorted rst order logic) is invariant under equivalence i it can be expressed in this dependently typed language, using equality for arrows but not for objects. Benedikt Ahrens Univalent Foundations and the equivalence principle 9/18
17 Invariance for statements Theorem (Freyd '76, Blanc '78) A property of categories (expressed in 2-sorted rst order logic) is invariant under equivalence i it can be expressed in this dependently typed language, using equality for arrows but not for objects. What about constructions on categories? Benedikt Ahrens Univalent Foundations and the equivalence principle 9/18
18 Invariance for statements Theorem (Freyd '76, Blanc '78) A property of categories (expressed in 2-sorted rst order logic) is invariant under equivalence i it can be expressed in this dependently typed language, using equality for arrows but not for objects. What about constructions on categories? What about other mathematical structures? Benedikt Ahrens Univalent Foundations and the equivalence principle 9/18
19 Outline 1 The equivalence principle 2 The equivalence principle in Univalent Foundations Benedikt Ahrens Univalent Foundations and the equivalence principle 10/18
20 Univalent Foundations A language of dependent types, a.k.a. a type theory With an interpretation in -groupoids (i.e. Kan complexes) Type theory type A term a of type A function A B Interpretation -groupoid A object a of -groupoid A -functor A B Universe of sets given by discrete -groupoids Properties and constructions are treated uniformly in UF Benedikt Ahrens Univalent Foundations and the equivalence principle 11/18
21 The Univalence Axiom Univalence Axiom (Voevodsky): EP for types An equivalence of types lifts to an equivalence of all constructions on those types. Benedikt Ahrens Univalent Foundations and the equivalence principle 12/18
22 The Univalence Axiom Univalence Axiom (Voevodsky): EP for types An equivalence of types lifts to an equivalence of all constructions on those types. Denition A map f : A B of types is an equivalence if there is g : B A such that for any a : A, g(f (a)) a for any b : B, f (g(b)) b Benedikt Ahrens Univalent Foundations and the equivalence principle 12/18
23 Algebraic structures in Univalent Foundations A group in Univalent Foundations is G G G m 1 G 1 e such that G is a discrete type, i.e. a set group axioms are satised Benedikt Ahrens Univalent Foundations and the equivalence principle 13/18
24 Lifting the equivalence principle to algebraic structures A group isomorphism G G is a bijective function on the underlying types G G compatible with the group structures on G and G. Benedikt Ahrens Univalent Foundations and the equivalence principle 14/18
25 Lifting the equivalence principle to algebraic structures A group isomorphism G G is a bijective function on the underlying types G G compatible with the group structures on G and G. EP on types lifts to EP on groups: Structure Identity Principle (Aczel, Coquand, Danielsson) An iso of groups lifts to an equivalence of all constructions on groups (in UF). In particular: any statement about groups is invariant under group iso, and similarly for other algebraic structures. Benedikt Ahrens Univalent Foundations and the equivalence principle 14/18
26 An equivalence principle for categories Express Structure Identity Principle dierently: SIP categorically: In the categories of sets, groups, rings,..., any construction expressible in UF is invariant under isomorphism. Benedikt Ahrens Univalent Foundations and the equivalence principle 15/18
27 An equivalence principle for categories Express Structure Identity Principle dierently: SIP categorically: In the categories of sets, groups, rings,..., any construction expressible in UF is invariant under isomorphism. Going to equivalence of categories: Theorem (A., Kapulkin, Shulman) In the bicategory of saturated categories, any construction in Univalent Foundations is invariant under equivalence. What is this saturation condition? Benedikt Ahrens Univalent Foundations and the equivalence principle 15/18
28 Saturation Saturation, intuitively In a saturated category, isomorphic objects are indistinguishible, i.e., they satisfy the same properties. Non-example Examples of saturated categories Set Grp, Rng,... (categories of algebraic structures) [C, D], if D is saturated any full subcategory of a saturated category Benedikt Ahrens Univalent Foundations and the equivalence principle 16/18
29 Goals Generalize saturation condition to arbitrary (higher-categorical) structures given by a signature Prove EP for saturated such structures Benedikt Ahrens Univalent Foundations and the equivalence principle 17/18
30 References A., Kapulkin, Shulman: Univalent categories and the Rezk completion Blanc: Équivalence naturelle et formules logiques en théorie des catégories Coquand, Danielsson: Isomorphism is equality Freyd: Properties invariant within equivalence types of categories Makkai: Towards a Categorical Foundation of Mathematics Rezk: A model for the homotopy theory of homotopy theory Voevodsky: Univalent Foundations project Benedikt Ahrens Univalent Foundations and the equivalence principle 18/18
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