Chapter 4 Randomized Blocks, Latin Squares, and Related Designs Solutions

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1 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Chapter 4 Randomized Blocks, Latin Squares, and Related Designs Solutions 4.. The ANOVA from a randomized complete block experiment output is shown below. Source DF SS MS F P Treatment ? 9.84? Block?? ?? Error ? Total (a) Fill in the blanks. You may give bounds on the P-value. Completed table is: Source DF SS MS F P Treatment < Block Error Total (b) How many blocks were used in this experiment? Six blocks were used. (c) What conclusions can you draw? The treatment effect is significant; the means of the five treatments are not all equal. 4.. Consider the single-factor completely randomized experiment shown in Problem 3.4. Suppose that this experiment had been conducted in a randomized complete block design, and that the sum of squares for blocks was Modify the ANOVA for this experiment to show the correct analysis for the randomized complete block experiment. The modified ANOVA is shown below: Source DF SS MS F P Treatment < Block Error Total

2 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY 4.3. A chemist wishes to test the effect of four chemical agents on the strength of a particular type of cloth. Because there might be variability from one bolt to another, the chemist decides to use a randomized block design, with the bolts of cloth considered as blocks. She selects five bolts and applies all four chemicals in random order to each bolt. The resulting tensile strengths follow. Analyze the data from this experiment (use α = 0.05) and draw appropriate conclusions. Bolt Chemical Design Expert Output Response: Strength ANOVA for Selected Factorial Model Analysis of variance table [Partial sum of squares] Sum of Mean F Source Squares DF Square Value Prob > F Block Model not significant A Residual.80.8 Cor Total The "Model F-value" of.38 implies the model is not significant relative to the noise. There is a. % chance that a "Model F-value" this large could occur due to noise. Std. Dev..35 R-Squared Mean 7.75 Adj R-Squared 0.58 C.V..88 Pred R-Squared PRESS Adeq Precision Treatment Means (Adjusted, If Necessary) Estimated Standard Mean Error Mean Standard t for H0 Treatment Difference DF Error Coeff=0 Prob > t vs vs vs vs vs vs There is no difference among the chemical types at α = 0.05 level. 4-

3 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY 4.4. Three different washing solutions are being compared to study their effectiveness in retarding bacteria growth in five-gallon milk containers. The analysis is done in a laboratory, and only three trials can be run on any day. Because days could represent a potential source of variability, the experimenter decides to use a randomized block design. Observations are taken for four days, and the data are shown here. Analyze the data from this experiment (use α = 0.05) and draw conclusions. Days Solution Design Expert Output Response: Growth ANOVA for Selected Factorial Model Analysis of variance table [Partial sum of squares] Sum of Mean F Source Squares DF Square Value Prob > F Block Model significant A Residual Cor Total 86.5 The Model F-value of 40.7 implies the model is significant. There is only a 0.03% chance that a "Model F-Value" this large could occur due to noise. Std. Dev..94 R-Squared Mean 8.75 Adj R-Squared C.V Pred R-Squared PRESS Adeq Precision Treatment Means (Adjusted, If Necessary) Estimated Standard Mean Error Mean Standard t for H0 Treatment Difference DF Error Coeff=0 Prob > t vs vs vs There is a difference between the means of the three solutions. The Fisher LSD procedure indicates that solution 3 is significantly different than the other two. 4-3

4 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY 4.5. Plot the mean tensile strengths observed for each chemical type in Problem 4.3 and compare them to a scaled t distribution. What conclusions would you draw from the display? Scaled t Distribution () () (3,4) Mean Strength S MS b E. 8 5 y i. = = = There is no obvious difference between the means. This is the same conclusion given by the analysis of variance Plot the average bacteria counts for each solution in Problem 4.4 and compare them to an appropriately scaled t distribution. What conclusions can you draw? Scaled t Distribution (3) () () Bacteria Growth S MS b E y i. = = =

5 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY There is no difference in mean bacteria growth between solutions and. However, solution 3 produces significantly lower mean bacteria growth. This is the same conclusion reached from the Fisher LSD procedure in Problem Consider the hardness testing experiment described in Section 4.. Suppose that the experiment was conducted as described and the following Rockwell C-scale data (coded by subtracting 40 units) obtained: (a) Analyize the data from this experiment. Coupon Tip There is a difference between the means of the four tips. Design Expert Output Response: Hardness ANOVA for Selected Factorial Model Analysis of variance table [Terms added sequentially (first to last)] Sum of Mean F Source Squares DF Square Value Prob > F Bock Model significant A Residual E-003 Cor Total.9 5 The Model F-value of 4.44 implies the model is significant. There is only a 0.09% chance that a "Model F-Value" this large could occur due to noise. Std. Dev R-Squared Mean 9.63 Adj R-Squared C.V Pred R-Squared PRESS 0.5 Adeq Precision Treatment Means (Adjusted, If Necessary) Estimated Standard Mean Error Mean Standard t for H0 Treatment Difference DF Error Coeff=0 Prob > t vs vs vs vs vs vs (b) Use the Fisher LSD method to make comparisons among the four tips to determine specifically which tips differ in mean hardness readings. Based on the LSD bars in the Design Expert plot below, the mean of tip 4 differs from the means of tips,, and 3. The LSD method identifies a marginal difference between the means of tips and

6 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY 0. One Factor Plot 9.95 Hardness A: Tip (c) Analyze the residuals from this experiment. The residual plots below do not identify any violations to the assumptions. Normal Plot of Residuals Residuals vs. Predicted Normal % Probability Residuals Residual Predicted 4-6

7 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Residuals vs. Tip Residuals Tip 4.8. A consumer products company relies on direct mail marketing pieces as a major component of its advertising campaigns. The company has three different designs for a new brochure and want to evaluate their effectiveness, as there are substantial differences in costs between the three designs. The company decides to test the three designs by mailing 5,000 samples of each to potential customers in four different regions of the country. Since there are known regional differences in the customer base, regions are considered as blocks. The number of responses to each mailing is shown below. (a) Analyze the data from this experiment. Region Design NE NW SE SW The residuals of the analsysis below identify concerns with the normality and equality of variance assumptions. As a result, a square root transformation was applied as shown in the second ANOVA table. The residuals of both analysis are presented for comparison in part (c) of this problem. The analysis concludes that there is a difference between the mean number of responses for the three designs. Design Expert Output Response: Number of responses ANOVA for Selected Factorial Model Analysis of variance table [Terms added sequentially (first to last)] Sum of Mean F Source Squares DF Square Value Prob > F Block Model significant A Residual Cor Total.45E+005 The Model F-value of 50.5 implies the model is significant. There is only a 0.0% chance that a "Model F-Value" this large could occur due to noise. 4-7

8 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Std. Dev R-Squared Mean 35.7 Adj R-Squared C.V Pred R-Squared PRESS Adeq Precision 6.97 Treatment Means (Adjusted, If Necessary) Estimated Standard Mean Error Mean Standard t for H0 Treatment Difference DF Error Coeff=0 Prob > t vs vs vs Design Expert Output for Transformed Data Response: Number of responses Transform: Square root Constant: 0 ANOVA for Selected Factorial Model Analysis of variance table [Terms added sequentially (first to last)] Sum of Mean F Source Squares DF Square Value Prob > F Block Model significant A Residual Cor Total The Model F-value of implies the model is significant. There is only a 0.0% chance that a "Model F-Value" this large could occur due to noise. Std. Dev. 0.7 R-Squared Mean 8.5 Adj R-Squared C.V Pred R-Squared PRESS.05 Adeq Precision 8.9 Treatment Means (Adjusted, If Necessary) Estimated Standard Mean Error Mean Standard t for H0 Treatment Difference DF Error Coeff=0 Prob > t vs vs vs < (b) Use the Fisher LSD method to make comparisons among the three designs to determine specifically which designs differ in mean response rate. Based on the LSD bars in the Design Expert plot below, designs and 3 do not differ; however, design is different than designs and

9 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY One Factor Plot Sqrt(Number of responses) A: Design (c) Analyze the residuals from this experiment. The first set of residual plots presented below represent the untransformed data. Concerns with normality as well as inequality of variance are presented. The second set of residual plots represent transformed data and do not identify significant violations of the assumptions. The residuals vs. design plot indicates a slight inequality of variance; however, not a strong violation and an improvement over the non-transformed data. Normal Plot of Residuals Residuals vs. Predicted Normal % Probability Residuals Residual Predicted 4-9

10 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Residuals vs. Design 7 Residuals Design The following are the square root transformed data residual plots. Normal Plot of Residuals Residuals vs. Predicted Normal % Probability Residuals Residual Predicted 4-0

11 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Residuals vs. Design Residuals Design 4.9. The effect of three different lubricating oils on fuel economy in diesel truck engines is being studied. Fuel economy is measured using brake-specific fuel consumption after the engine has been running for 5 minutes. Five different truck engines are available for the study, and the experimenters conduct the following randomized complete block design. (a) Analyize the data from this experiment. Truck Oil From the analysis below, there is a significant difference between lubricating oils with regards to fuel economy. Design Expert Output Response: Fuel consumption ANOVA for Selected Factorial Model Analysis of variance table [Terms added sequentially (first to last)] Sum of Mean F Source Squares DF Square Value Prob > F Block Model 6.706E E significant A 6.706E E Residual 4.E E-004 Cor Total The Model F-value of 6.35 implies the model is significant. There is only a.3% chance that a "Model F-Value" this large could occur due to noise. Std. Dev R-Squared Mean 0.5 Adj R-Squared C.V Pred R-Squared PRESS 0.05 Adeq Precision

12 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Treatment Means (Adjusted, If Necessary) Estimated Standard Mean Error Mean Standard t for H0 Treatment Difference DF Error Coeff=0 Prob > t vs vs E vs (b) Use the Fisher LSD method to make comparisons among the three lubricating oils to determine specifically which oils differ in break-specific fuel consumption. Based on the LSD bars in the Design Expert plot below, the means for break-specific fuel consumption for oils and 3 do not differ; however, oil is different than oils and One Factor Plot Fuel consumption A: Oil (c) Analyze the residuals from this experiment. The residual plots below do not identify any violations to the assumptions. 4-

13 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Normal Plot of Residuals Residuals vs. Predicted Normal % Probability Residuals Residual Predicted Residuals vs. Oil Residuals Oil 4.0. An article in the Fire Safety Journal ( The Effect of Nozzle Design on the Stability and Performance of Turbulent Water Jets, Vol. 4, August 98) describes an experiment in which a shape factor was determined for several different nozzle designs at six levels of jet efflux velocity. Interest focused on potential differences between nozzle designs, with velocity considered as a nuisance variable. The data are shown below: Jet Efflux Velocity (m/s) Nozzle Design

14 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY (a) Does nozzle design affect the shape factor? Compare nozzles with a scatter plot and with an analysis of variance, using α = Design Expert Output Response: Shape ANOVA for Selected Factorial Model Analysis of variance table [Partial sum of squares] Sum of Mean F Source Squares DF Square Value Prob > F Block Model significant A Residual E-003 Cor Total 0. 9 The Model F-value of 8.9 implies the model is significant. There is only a 0.03% chance that a "Model F-Value" this large could occur due to noise. Std. Dev R-Squared Mean 0.86 Adj R-Squared C.V. 6.3 Pred R-Squared 0.96 PRESS 0.3 Adeq Precision Treatment Means (Adjusted, If Necessary) Estimated Standard Mean Error Mean Standard t for H0 Treatment Difference DF Error Coeff=0 Prob > t vs vs vs < vs vs vs vs vs vs vs Nozzle design has a significant effect on shape factor. 4-4

15 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY.4 One Factor Plot.0436 Shape Nozzle Design (b) Analyze the residual from this experiment. The plots shown below do not give any indication of serious problems. Thre is some indication of a mild outlier on the normal probability plot and on the plot of residuals versus the predicted velocity. Normal plot of residuals Residuals vs. Predicted Normal % probability Residuals Residual Predicted 4-5

16 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Residuals vs. Nozzle Design Residuals Nozzle Design (c) Which nozzle designs are different with respect to shape factor? Draw a graph of average shape factor for each nozzle type and compare this to a scaled t distribution. Compare the conclusions that you draw from this plot to those from Duncan s multiple range test. S MS b E y i. = = = R = r 0.05 (,0) S yi. = (.95)(0.085)= R 3 = r 0.05 (3,0) S yi. = (3.0)(0.085)= R 4 = r 0.05 (4,0) S yi. = (3.8)(0.085)= R 5 = r 0.05 (5,0) S yi. = (3.5)(0.085)= Mean Difference R vs > different vs > different vs > different vs < vs > different 5 vs > different 5 vs < vs > different vs < vs <

17 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Scaled t () (5) ( (3 ( Shape 4.. An article in Communications of the ACM (Vol. 30, No. 5, 987) studied different algorithms for estimating software development costs. Six algorithms were applied to several different software development projects and the percent error in estimating the development cost was observed. Some of the data from this experiment is show in the table below. Project Algorithm (SLIM) (COCOMO-A) (COCOMO-R) (COCOMO-C) (FUNCTION POINTS) (ESTIMALS) (a) Do the algorithms differ in their mean cost estimation accuracy? The ANOVA below identifies the algorithms are significantly different in their mean cost estimation error. Design Expert Output Response Cost Error ANOVA for selected factorial model Analysis of variance table [Classical sum of squares - Type II] Sum of Mean F p-value Source Squares df Square Value Prob > F Block.87E E+005 Model.989E E significant A-Algorithm.989E E Residual.780E E+005 Cor Total 8.056E The Model F-value of 5.38 implies the model is significant. There is only a 0.7% chance that a "Model F-Value" this large could occur due to noise. Std. Dev R-Squared 0.58 Mean 39.8 Adj R-Squared 0.48 C.V. % Pred R-Squared PRESS 5.764E+006 Adeq Precision Treatment Means (Adjusted, If Necessary) 4-7

18 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Estimated Standard Mean Error -SLM COCOMO-A COCOMO-R COCOMO-C FUNCTION POINTS ESTIMALS Mean Standard t for H0 Treatment Difference df Error Coeff=0 Prob > t vs vs vs vs vs vs vs vs vs vs E vs vs vs vs vs (b) Analyze the residuals from this experiment. The residual plots below identify a single outlier that should be investigated. NormalPlotofResiduals 99 Normal % Probability Residuals 4-8

19 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY 000 Residualsvs.Predicted 500 Residuals Predicted Predictedvs.Actual Predicted Actual 4-9

20 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY 000 Residualsvs.Algorithm 500 Residuals A:Algorithm (c) Which algorithm would you recommend for use in practice? The FUNCTIONAL POINTS algorithm has the losest cost estimation error. 4.. An article in Nature Genetics (003, Vol. 34, pp ) Treatment-Specific Changes in Gene Expression Discriminate in vivo Drug Response in Human Leukemia Cells studied gene expressionas a function of different treatments for leukemia. Three treatment groups are: mercaptopurine (MP) only; low-dose methotrexate (LDMTX) and MP; and high-dose methotrexate (HDMTX) and MP. Each group contained ten subjects. The responses from a specific gene are shown in the table below: Project MP ONLY MP + HDMTX MP + LDMTX (a) Is there evidence to support the claim that the treatment means differ? The ANOVA below identifies the treatment means are significantly different. Design Expert Output Response Gene Expression ANOVA for selected factorial model Analysis of variance table [Classical sum of squares - Type II] Sum of Mean F p-value Source Squares df Square Value Prob > F Block 9.06E E+005 Model 5.384E E significant A-Treatment 5.384E E Residual.36E Cor Total.775E The Model F-value of 3.68 implies the model is significant. There is only a 4.57% chance that a "Model F-Value" this large could occur due to noise. Std. Dev R-Squared Mean 93.8 Adj R-Squared 0.4 C.V. % 9.04 Pred R-Squared PRESS 3.657E+006 Adeq Precision

21 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Treatment Means (Adjusted, If Necessary) Estimated Standard Mean Error -MP Only MP + HDMTX MP + LDMTX Mean Standard t for H0 Treatment Difference df Error Coeff=0 Prob > t vs vs vs (b) Chec the normality assumption. Can we assume these samples are from normal populations? The normal plot of residuals below identifies a slightly non-normal distribution. NormalPlotofResiduals 99 Normal % Probability Residuals (c) Take the logarithm of the raw data. Is there evidence to support the claim that the treatment means differ for the transformed data? The ANOVA for the natural log transformed data identifies the treatment means as only moderately different with an F value of 0.07 Design Expert Output Response Gene Expression Transform:Natural Log Constant: 0 ANOVA for selected factorial model Analysis of variance table [Classical sum of squares - Type II] Sum of Mean F p-value Source Squares df Square Value Prob > F Block Model A-Treatment Residual Cor Total The Model F-value of 3.09 implies there is a 7.00% chance that a "Model F-Value" this large could occur due to noise. 4-

22 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Std. Dev..0 R-Squared Mean 5.09 Adj R-Squared 0.73 C.V. % 9.83 Pred R-Squared PRESS Adeq Precision 4.94 Treatment Means (Adjusted, If Necessary) Estimated Standard Mean Error -MP Only MP + HDMTX MP + LDMTX Mean Standard t for H0 Treatment Difference df Error Coeff=0 Prob > t vs vs vs (d) Analyze the residuals from the transformed data and comment on model adequacy. The residual plots below identify no concerns with the model adequacy. NormalPlotofResiduals 99 Normal % Probability Residuals 4-

23 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Residualsvs.Predicted Residuals Predicted Predictedvs.Actual Predicted Actual 4-3

24 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Residualsvs.Treatment Residuals A:Treatment 4.3. Consider the ratio control algorithm experiment described in Section 3.8. The experiment was actually conducted as a randomized block design, where six time periods were selected as the blocks, and all four ratio control algorithms were tested in each time period. The average cell voltage and the standard deviation of voltage (shown in parentheses) for each cell are as follows: Ratio Control Time Period Algorithms (0.05) 4.86 (0.04) 4.75 (0.05) 4.95 (0.06) 4.79 (0.03) 4.88 (0.05) 4.85 (0.04) 4.9 (0.0) 4.79 (0.03) 4.85 (0.05) 4.75 (0.03) 4.85 (0.0) (0.09) 4.88 (0.3) 4.90 (0.) 4.75 (0.5) 4.8 (0.08) 4.90 (0.) (0.03) 4.77 (0.04) 4.94 (0.05) 4.86 (0.05) 4.79 (0.03) 4.76 (0.0) (a) Analyze the average cell voltage data. (Use α = 0.05.) Does the choice of ratio control algorithm affect the cell voltage? Design Expert Output Response: Average ANOVA for Selected Factorial Model Analysis of variance table [Partial sum of squares] Sum of Mean F Source Squares DF Square Value Prob > F Block E-003 Model.746E E not significant A.746E E Residual E-003 Cor Total The "Model F-value" of 0.9 implies the model is not significant relative to the noise. There is a 90.4 % chance that a "Model F-value" this large could occur due to noise. Std. Dev R-Squared Mean 4.84 Adj R-Squared C.V..43 Pred R-Squared PRESS 0.8 Adeq Precision.688 Treatment Means (Adjusted, If Necessary) Estimated Standard Mean Error 4-4

25 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Mean Standard t for H0 Treatment Difference DF Error Coeff=0 Prob > t vs vs vs vs vs E vs The ratio control algorithm does not affect the mean cell voltage. (b) Perform an appropriate analysis of the standard deviation of voltage. (Recall that this is called pot noise. ) Does the choice of ratio control algorithm affect the pot noise? Design Expert Output Response: StDev Transform: Natural log Constant: ANOVA for Selected Factorial Model Analysis of variance table [Partial sum of squares] Sum of Mean F Source Squares DF Square Value Prob > F Block Model < significant A < Residual Cor Total The Model F-value of 33.6 implies the model is significant. There is only a 0.0% chance that a "Model F-Value" this large could occur due to noise. Std. Dev. 0.5 R-Squared Mean Adj R-Squared C.V Pred R-Squared PRESS.37 Adeq Precision.446 Treatment Means (Adjusted, If Necessary) Estimated Standard Mean Error Mean Standard t for H0 Treatment Difference DF Error Coeff=0 Prob > t vs vs < vs vs < vs vs < A natural log transformation was applied to the pot noise data. The ratio control algorithm does affect the pot noise. 4-5

26 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY (c) Conduct any residual analyses that seem appropriate. Normal plot of residuals Residuals vs. Predicted Normal % probability Residuals Residual Predicted Residuals vs. Algorithm Residuals Algorithm The normal probability plot shows slight deviations from normality; however, still acceptable. (d) Which ratio control algorithm would you select if your objective is to reduce both the average cell voltage and the pot noise? Since the ratio control algorithm has little effect on average cell voltage, select the algorithm that minimizes pot noise, that is algorithm #. 4-6

27 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY 4.4. An aluminum master alloy manufacturer produces grain refiners in ingot form. The company produces the product in four furnaces. Each furnace is known to have its own unique operating characteristics, so any experiment run in the foundry that involves more than one furnace will consider furnaces as a nuisance variable. The process engineers suspect that stirring rate impacts the grain size of the product. Each furnace can be run at four different stirring rates. A randomized block design is run for a particular refiner and the resulting grain size data is as follows. Furnace Stirring Rate (a) Is there any evidence that stirring rate impacts grain size? Design Expert Output Response: Grain Size ANOVA for Selected Factorial Model Analysis of variance table [Partial sum of squares] Sum of Mean F Source Squares DF Square Value Prob > F Block Model not significant A Residual Cor Total The "Model F-value" of 0.85 implies the model is not significant relative to the noise. There is a % chance that a "Model F-value" this large could occur due to noise. Std. Dev..95 R-Squared 0.3 Mean 7.69 Adj R-Squared C.V Pred R-Squared PRESS 46.7 Adeq Precision Treatment Means (Adjusted, If Necessary) Estimated Standard Mean Error Mean Standard t for H0 Treatment Difference DF Error Coeff=0 Prob > t vs vs vs vs vs vs The analysis of variance shown above indicates that there is no difference in mean grain size due to the different stirring rates. 4-7

28 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY (b) Graph the residuals from this experiment on a normal probability plot. Interpret this plot. Normal plot of residuals 99 Normal % probability Residual The plot indicates that normality assumption is valid. (c) Plot the residuals versus furnace and stirring rate. Does this plot convey any useful information? Residuals vs. Stirring Rate Residuals vs. Furnace Residuals Residuals Stirring Rate Furnace The variance is consistent at different stirring rates. Not only does this validate the assumption of uniform variance, it also identifies that the different stirring rates do not affect variance. (d) What should the process engineers recommend concerning the choice of stirring rate and furnace for this particular grain refiner if small grain size is desirable? There really is no effect due to the stirring rate. 4-8

29 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY 4.5. Analyze the data in Problem 4.4 using the general regression significance test. µ : ˆ µ + 4 ˆ τ + 4 ˆ τ + 4 ˆ τ3 + 3 ˆ β + 3 ˆ β + 3 ˆ β3 + 3 ˆ β4 = 5 τ : 4 ˆ µ + 4 ˆ τ + ˆ β ˆ ˆ ˆ + β + β3 + β4 = 9 τ ˆ ˆ ˆ ˆ ˆ ˆ : 4µ + 4τ + β + β + β3 + β4 = 0 τ ˆ ˆ ˆ ˆ ˆ ˆ 3: 4µ + 4τ3 + β + β + β3 + β4 = 3 β ˆ ˆ ˆ ˆ ˆ : 3µ + τ + τ + τ3 + 3β = 34 β ˆ ˆ ˆ ˆ ˆ : 3µ + τ + τ + τ3 + 3β = 50 β : 3ˆ µ + ˆ τ ˆ + τ + ˆ τ ˆ 3 + 3β 3 = 36 β : 3 ˆ µ + ˆ τ + ˆ τ + ˆ τ + 3 ˆ β = 05 Applying the constraints = 3 4 ˆ τ = ˆ β 0, we obtain: i j 5 µˆ =, τˆ 5 =, τˆ 78 =, τˆ 3 =, βˆ =, βˆ =, βˆ 3 =, βˆ 4 = R ( µ, τ, β ) = ( 5) + ( 9) + ( 0) + ( 3) + ( 34) + ( 50) y ij = 608, SS E = yij R( µ, τ, β ) = Model Restricted to τ i = 0 : = ( ) ( ) = µ : ˆ µ + 3 ˆ β + 3 ˆ β ˆ ˆ + 3β3 + 3β4 = 5 β ˆ ˆ : 3µ + 3β β ˆ ˆ : 3µ + 3β β ˆ ˆ 3: 3µ + 3β3 = 34 = 50 = 36 β : 3 ˆ µ + 3 ˆ β = Applying the constraint ˆβ j = 0, we obtain: 5 µˆ =, ˆ 5 8 β = 89 /, βˆ =, βˆ 3 =, βˆ 95 4 =. Now: R µ, β = = 535. R τ µ, β = R µ, τ, β R µ, β = = = SS ( ) ( ) ( ) ( ) ( ) ( ) 67 ( ) ( ) ( ) Treatments Model Restricted to β = 0 : j 4-9

30 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY µ : ˆ µ + 4 ˆ τ ˆ ˆ + 4τ + 4τ3 τ ˆ ˆ : 4µ + 4τ τ ˆ ˆ : 4µ + 4τ = 5 = 9 = 0 τ : 4 ˆ µ + 4 ˆ τ = Applying the constraint ˆτ i = 0, we obtain: 5 µˆ =, τˆ 5 =, τˆ 78 =, 9 τˆ 3 = R µ, τ = = 49. R β µ, τ = R µ, τ, β R µ, τ = = = SS ( ) ( ) ( ) ( ) ( ) 5 ( ) ( ) ( ) Blocks 4.6. Assuming that chemical types and bolts are fixed, estimate the model parameters τ i and β j in Problem 4.3. Using Equations 4.8, applying the constraints, we obtain: µˆ =, τˆ =, τˆ =, τˆ 3 =, τˆ 4 =, βˆ 35 =, 0 65 βˆ =, 0 βˆ 75 3 =, 0 βˆ 0 4 =, βˆ = Draw an operating characteristic curve for the design in Problem 4.4. Does this test seem to be sensitive to small differences in treatment effects? Assuming that solution type is a fixed factor, we use the OC curve in appendix V. Calculate using MS E to estimate σ. We have: If ˆ τ σ = MS = i E, then: b τi 4 τi aσ 3( 8.64) Φ = = υ = a υ = ( a )( b ) = ( )( 3) 6. = ( ) = 4 Φ = =. 5 and β If ˆ τ σ = MS i = E, then: ( ) ( ) This test is not very sensitive to small differences. 4 Φ= =.63 and β 0. 55, etc

31 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY 4.8. Suppose that the observation for chemical type and bolt 3 is missing in Problem 4.3. Analyze the problem by estimating the missing value. Perform the exact analysis and compare the results. y 3 is missing. ( a )( b ) ( ) ( ) ( )( ) ' ' ' ay. + by y +.. yˆ 3 = = = Therefore, y. =357.5, y.3 =30.5, and y.. =435.5 Source SS DF MS F 0 Chemicals Bolts Error Total F 0.05,3, =3.59, Chemicals are not significant. This is the same result as found in Problem Consider the hardness testing experiment in Problem 4.7. Suppose that the observation for tip in coupon 3 is missing. Analyze the problem by estimating the missing value. y 3 is missing. ( a )( b ) ( ) ( ) ( )( ) ' ' ' ay. + by y +.. yˆ 3 = = = Therefore, y. =38., y.3 =38.7, and y.. =53.8 Source SS DF MS F 0 Tip Coupon Error Total.6 5 F 0.05,3,9 =3.86, Tips are significant. This is the same result as found in Problem Two missing values in a randomized block. Suppose that in Problem 4.3 the observations for chemical type and bolt 3 and chemical type 4 and bolt 4 are missing. (a) Analyze the design by iteratively estimating the missing values as described in Section ŷ 3 '. 4y + 5y 3 y = and '. '.. ŷ 44 = ' ' 4y y '.. y 0 Data is coded y-70. As an initial guess, set y 3 equal to the average of the observations available for 0 chemical. Thus, y 3 = = Then, 4 0 4( 8) + 5( 6) 5. 5 ŷ 44 = = ( ) + 5( 7) ŷ 3 = =

32 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY ( 8) + 5( 6) ŷ 44 = =. 63 4( ) + 5( 7) ŷ 44 = = ( 8) + 5( 6) ŷ 44 = =. 63 ŷ = 5 44 ŷ = Design Expert Output ANOVA for Selected Factorial Model Analysis of variance table [Partial sum of squares] Sum of Mean F Source Squares DF Square Value Prob > F Block Model not significant A Residual Cor Total (b) Differentiate SS E with respect to the two missing values, equate the results to zero, and solve for estimates of the missing values. Analyze the design using these two estimates of the missing values. SS SSE SSE From = = 0, we obtain: y y 3 44 yij y + 5 i. y 4. j E = y 0.. = SS E 0. 6y y 6. 8y 3. 7y + 0. y y + R. ŷ 0. ŷ ŷ +. ŷ = 6. 8 = 3. 7 ŷ = 5 45, ŷ = These quantities are almost identical to those found in part (a). The analysis of variance using these new data does not differ substantially from part (a). (c) Derive general formulas for estimating two missing values when the observations are in different blocks. ( y. + y ) + ( y. + y ) ( y. + y ) + ( y. + y ) ( y.. + y + y ) i iu k kv u iu v kv iu kv E = iu + kv + SS y y SSE SSE From = = 0, we obtain: y y 3 44 ŷ ŷ iu kv b a ab ( a )( b ) ay' i. + by'. j y'.. ŷkv = ab ab ab ( a )( b ) ay' k. + by'.v y'.. ŷiu = ab ab ab 4-3

33 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY whose simultaneous solution is: yˆ iu ( ) ( ) ( ) ( ) ( ) ( ) y ' i. a a b ab + y '. ub a b ab y '.. ab a b = + ( a )( b ) ( a ) ( b ) ab ay ' + by ' y ' yˆ kv ( )( )[ ] ( a ) ( b ) ay ' + by ' y ' b a ay ' + by ' y ' = i.. u.. k.. v.. [ k.. v..] ( a ) ( b ) (d) Derive general formulas for estimating two missing values when the observations are in the same block. Suppose that two observations y ij and y kj are missing, i k (same block j). SS E = y SSE SSE From = = 0, we obtain y y ij whose simultaneous solution is: yˆ ij kj ( y + y ) + ( y + y ) ( y + y + y ) ( y + y y ) i. ij k. kj. j ij kj.. ij + ij + ykj + ( a )( b ) ŷ ŷ ij kj b ayi. + by. j y.. = + ŷ b ( a )( b ) ( a )( b ) kj a ( a )( ) ayk. + by. j y.. = + ŷ b ij ( a )( ) ( b ) ay k. + by. j y.. + ( a )( b ) ( ay i. + by. j y.. ) ay + by y = + i.. j.. 4 yˆ kj ( a ) ( b ) ( ) ( ) 4 ( a )( b ) ( a ) ( b ) ay k. + by. j y.. b a ay i. + by. j y.. = ab kj 4.. An industrial engineer is conducting an experiment on eye focus time. He is interested in the effect of the distance of the object from the eye on the focus time. Four different distances are of interest. He has five subjects available for the experiment. Because there may be differences among individuals, he decides to conduct the experiment in a randomized block design. The data obtained follow. Analyze the data from this experiment (use α = 0.05) and draw appropriate conclusions. Subject Distance (ft)

34 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Design Expert Output Response: Focus Time ANOVA for Selected Factorial Model Analysis of variance table [Partial sum of squares] Sum of Mean F Source Squares DF Square Value Prob > F Block Model significant A Residual Cor Total The Model F-value of 8.6 implies the model is significant. There is only a 0.5% chance that a "Model F-Value" this large could occur due to noise. Std. Dev..3 R-Squared Mean 4.85 Adj R-Squared C.V. 3.8 Pred R-Squared 0.9 PRESS 4.50 Adeq Precision 0.43 Treatment Means (Adjusted, If Necessary) Estimated Standard Mean Error Mean Standard t for H0 Treatment Difference DF Error Coeff=0 Prob > t vs vs vs vs vs vs Distance has a statistically significant effect on mean focus time. 4.. The effect of five different ingredients (A, B, C, D, E) on reaction time of a chemical process is being studied. Each batch of new material is only large enough to permit five runs to be made. Furthermore, each run requires approximately / hours, so only five runs can be made in one day. The experimenter decides to run the experiment as a Latin square so that day and batch effects can be systematically controlled. She obtains the data that follow. Analyze the data from this experiment (use α = 0.05) and draw conclusions. Day Batch A=8 B=7 D= C=7 E=3 C= E= A=7 D=3 B=8 3 B=4 A=9 C=0 E= D=5 4 D=6 C=8 E=6 B=6 A=0 5 E=4 D= B=3 A=8 C=8 The Minitab output below identifies the ingredients as having a significant effect on reaction time. 4-34

35 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Minitab Output General Linear Model Factor Type Levels Values Batch random Day random Catalyst fixed 5 A B C D E Analysis of Variance for Time, using Adjusted SS for Tests Source DF Seq SS Adj SS Adj MS F P Catalyst Batch Day Error Total An industrial engineer is investigating the effect of four assembly methods (A, B, C, D) on the assembly time for a color television component. Four operators are selected for the study. Furthermore, the engineer knows that each assembly method produces such fatigue that the time required for the last assembly may be greater than the time required for the first, regardless of the method. That is, a trend develops in the required assembly time. To account for this source of variability, the engineer uses the Latin square design shown below. Analyze the data from this experiment (α = 0.05) draw appropriate conclusions. Order of Operator Assembly 3 4 C=0 D=4 A=7 B=8 B=7 C=8 D= A=8 3 A=5 B=0 C= D=9 4 D=0 A=0 B= C=4 The Minitab output below identifies assembly method as having a significant effect on assembly time. Minitab Output General Linear Model Factor Type Levels Values Order random Operator random Method fixed 4 A B C D Analysis of Variance for Time, using Adjusted SS for Tests Source DF Seq SS Adj SS Adj MS F P Method Order Operator Error Total

36 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY 4.4. Consider the randomized complete block design in Problem 4.4. Assume that the days are random. Estimate the block variance component. The block variance component is: [ ] [ ] MS Blocks MS E σ β ˆ = = = 0. a Consider the randomized complete block design in Problem 4.7. Assume that the coupons are random. Estimate the block variance component. The block variance component is: [ ] [ ] MS Blocks MS E σ β ˆ = = = a Consider the randomized complete block design in Problem 4.9. Assume that the trucks are random. Estimate the block variance component. The block variance component is: [ ] [ ] MS Blocks MS E σ β ˆ = = = a Consider the randomized complete block design in Problem 4.. Assume that the software projects that were used as blocks are random. Estimate the block variance component. The block variance component is: [ ] [ ] MS Blocks MS E σ β ˆ = = = a Consider the gene expression experiment in Problem 4.. Assume that the subjects used in this experiment are random. Estimate the block variance component The block variance component is: [ ] [ ] MS Blocks MS E σ β ˆ = = = a Suppose that in Problem 4. the observation from batch 3 on day 4 is missing. Estimate the missing value and perform the analysis using this value. y 354 is missing. ŷ p [ y + y + y ] ( p )( p ) y [ ] ( 46) ( 3)( 4) 5 8 = i... j...k =. =

37 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Minitab Output General Linear Model Factor Type Levels Values Batch random Day random Catalyst fixed 5 A B C D E Analysis of Variance for Time, using Adjusted SS for Tests Source DF Seq SS Adj SS Adj MS F P Catalyst Batch Day Error Total Consider a p x p Latin square with rows (α i ), columns (β k ), and treatments (τ j ) fixed. Obtain least squares estimates of the model parameters α i, β k, τ j. i p µ : p ˆ µ + p ˆ + p ˆ + p ˆ α τ βk = y p i j i= j= k = p p + p ˆ αi + p ˆ τ j + p j= k = α : pˆ µ ˆ β = y, i =,,..., p p τ j : pˆ µ + p ˆ p ˆ p ˆ α + τ + βk = y. j., j =,,..., p k i j i= k = p p + p ˆ αi + p i= j= β : pˆ µ ˆ τ + p ˆ β = y j p k k p i....k..., k =,,..., p There are 3p+ equations in 3p+ unknowns. The rank of the system is 3p-. Three side conditions are p necessary. The usual conditions imposed are: ˆ α i = ˆ τ j = ˆ β k = 0. The solution is then: i= p j= p k = y... ˆ µ = = y... p ˆ αi = yi.. y..., i =,,..., p ˆ τ = y y, j =,,..., p j. j.... ˆ β = y y, k =,,..., p k i Derive the missing value formula (Equation 4.7) for the Latin square design.... SS E y y i... j. y = yijk p p p y + p..k 4-37

38 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Let y ijk be missing. Then ( y i.. + yijk ) ( y. j. + yijk ) ( y.. k + yijk ) ( y... + yijk ) SSE = yijk + + R p p p p SS E where R is all terms without y ijk.. From = 0, we obtain: y ijk y ijk ( p )( p ) p( y' i.. + y'. j. + y'..k ) p = p y'..., or y ijk = p ( y' + y' + y' ) i... j...k ( p )( p ) y' Designs involving several Latin squares. [See Cochran and Cox (957), John (97).] The p x p Latin square contains only p observations for each treatment. To obtain more replications the experimenter may use several squares, say n. It is immaterial whether the squares used are the same are different. The appropriate model is y ijkh = + ρ h + α i( h ) + τ j + β k( h ) + ( τρ ) jh µ + ε ijkh i =,,..., p j =,,..., p k =,,..., p h =,,...,n where y ijkh is the observation on treatment j in row i and column k of the hth square. Note that α i( h) and β k ( h) are row and column effects in the hth square, and ρ h is the effect of the hth square, and ( τρ) jh is the interaction between treatments and squares. (a) Set up the normal equations for this model, and solve for estimates of the model parameters. Assume that appropriate side conditions on the parameters are ˆρ = 0, ˆα ( ) = 0, and ˆβ ( ) = 0 j for each h, = 0 j j h h ˆτ, ( τˆρ ) = 0 for each h, and ( ) = 0 jh ˆ µ = y... ˆ ρ = y y h... h... ˆ τ = y y j ˆ α ˆ β. j..... = y y i( h) i.. h... h = y y k ( h).. kh... h ^ τρ jh = y y y + y h jh. jh.. j..... h... i i h τ ˆρ for each j. k k h 4-38

39 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY (b) Write down the analysis of variance table for this design. Source SS DF y.... j.. Treatments y np np y h Squares y... p np p-... n- y. j.h y... Treatment x Squares p np SSTreatments SSSquares (p-)(n-) Rows yi.. h y... h p np n(p-) Columns y.. kh y... h p np n(p-) Error subtraction n(p-)(p-) y... Total y ijkh np np Discuss how the operating characteristics curves in the Appendix may be used with the Latin square design. For the fixed effects model use: Φ pτ j = τ = j pσ σ, = p υ υ = ( p )( p ) For the random effects model use: λ = + pσ τ σ, υ = p υ = ( p )( p ) Suppose that in Problem 4. the data taken on day 5 were incorrectly analyzed and had to be discarded. Develop an appropriate analysis for the remaining data. Two methods of analysis exist: () Use the general regression significance test, or () recognize that the design is a Youden square. The data can be analyzed as a balanced incomplete block design with a = b = 5, r = k = 4 and λ = 3. Using either approach will yield the same analysis of variance. Minitab Output General Linear Model Factor Type Levels Values Catalyst fixed 5 A B C D E Batch random Day random

40 Solutions from Montgomery, D. C. (008) Design and Analysis of Experiments, Wiley, NY Analysis of Variance for Time, using Adjusted SS for Tests Source DF Seq SS Adj SS Adj MS F P Catalyst Batch Day Error Total The yield of a chemical process was measured using five batches of raw material, five acid concentrations, five standing times, (A, B, C, D, E) and five catalyst concentrations (α, β, γ, δ, ε). The Graeco-Latin square that follows was used. Analyze the data from this experiment (use α = 0.05) and draw conclusions. Acid Concentration Batch Aα=6 Bβ=6 Cγ=9 Dδ=6 Eε=3 Bγ=8 Cδ= Dε=8 Eα= Aβ= 3 Cε=0 Dα= Eβ=6 Aγ=5 Bδ=3 4 Dβ=5 Eγ=5 Aδ= Bε=4 Cα=7 5 Eδ=0 Aε=4 Bα=7 Cβ=7 Dγ=4 The Minitab output below identifies standing time as having a significant effect on yield. Minitab Output General Linear Model Factor Type Levels Values Time fixed 5 A B C D E Catalyst random 5 a b c d e Batch random Acid random Analysis of Variance for Yield, using Adjusted SS for Tests Source DF Seq SS Adj SS Adj MS F P Time Catalyst Batch Acid Error Total Suppose that in Problem 4.3 the engineer suspects that the workplaces used by the four operators may represent an additional source of variation. A fourth factor, workplace (α, β, γ, δ) may be introduced and another experiment conducted, yielding the Graeco-Latin square that follows. Analyze the data from this experiment (use α = 0.05) and draw conclusions. Order of Operator Assembly 3 4 Cβ= Bγ=0 Dδ=4 Aα=8 Bα=8 Cδ= Aγ=0 Dβ= 3 Aδ=9 Dα= Bβ=7 Cγ=5 4 Dγ=9 Aβ=8 Cα=8 Bδ=6 4-40

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