Chapter 6. Thermodynamics and the Equations of Motion

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1 Chater 6 hermodynamics and the Equations of Motion 6.1 he first law of thermodynamics for a fluid and the equation of state. We noted in chater 4 that the full formulation of the equations of motion required additional information to deal with the state variables density and ressure and that we were one equation short of matching unknowns and equations. In both meteorology and oceanograhy the variation of density and hence buoyancy is critical in many henomenon such cyclogenesis and the thermohaline circulation, to name only two. o close the system we will have to include the thermodynamics ertinent to the fluid motion. In this course we will examine a swift review of those basic facts from thermodynamics we will need to comlete our dynamical formulation. In actuality, thermodynamics is a misnomer. Classical thermodynamics deals with equilibrium states in which there are no variations of the material in sace or time, hardly the situation of interest to us. However, we assume that we can subdivide the fluid into regions small enough to allow the continuum field aroximation but large enough, and changing slowly enough so that locally thermodynamic equilibrium is established allowing a reasonable definition of thermodynamic state variables like ressure, density and ressure. Exerience shows this to be a sensible assumtion. We have already noted that for some quantities, like the ressure for molecules with more than translational degrees of freedom, the deartures from thermodynamic equilibrium have to be considered. Generally, such considerations are of minor imortance in the fluid mechanics of interest to us.

2 If the fluid is in thermodynamic equilibrium any thermodynamic variable for a ure substance, like ure water, can be written in terms of any two other thermodynamic variables, i.e. = (ρ, ) (6.1.1) where the functional relationshi in deends on the substance. Note, that as discussed before, (6.1.11) does not necessarily yield a ressure which is the average normal force on a fluid element. he classic examle of an equation of state is the erfect gas law; = ρr (6.1.2) which is aroriate for dry air. he constant R is the gas constant and is a roerty of the material that must be secified. For air (from Batchelor) R = 2.870x10 3 cm 2 / sec 2 degc (6.1.3) One of the central results of thermodynamics is the secification of another thermodynamic state variable e(ρ,) which is the internal energy er unit mass and is, in fact, defined by a statement of the first law of thermodynamics. Consider a fluid volume, V, of fixed mass (Figure 6.1.1) da σ ij n j V K j F i For sea water, the resence of salt renders the equation of state very comlex. Chater 6 2

3 Figure A fixed mass of fluid, of volume V, subject to body force F, a surface flux of heat (er unit surface area) out of the volume, K, and the surface force er unit area due to the surface stress tensor. he first law of thermodynamics states that the rate of change of the total energy of the fixed mass of fluid in V, i.e. the rate of change of the sum of the kinetic energy and internal energy is equal to the rate of work done on the fluid mass lus the rate at which heat added to the fluid mass. hat is, d b a ρe + ρ u 2 / 2 dv = ρ c F i d e udv + u i σ ij n j da + ρq dv f K i ˆn da (6.1.4) V V A V A Let s discuss each term : (a) he rate of change of internal energy. (b) he rate of change of kinetic energy. (c) he rate at which the body force does work. his is the scalar roduct of the body force with the fluid velocity. (d) he rate at which the surface force does work. his is the scalar roduct of the surface stress with the velocity at the surface (then integrated over the surface). (e) he rate at which heat er unit mass is added to the fluid. Here Q is the thermodynamic equivalent of the body force, i.e. the heat added er unit mass. (f) K is the heat flux vector at the surface, i.e. the rate of heat flow er unit surface area out of the volume. he terms (a) and (b) require little discussion. hey are the internal and kinetic energies rates of change for the fixed mass enclosed in V. Note that term (b) is: here are tomes written on the subject and we will slide over this issue entirely in this course. Chater 6 3

4 d u ρ i u i V 2 dv = ρu du i i dv (6.1.5) V he rincial oint to make here is that (6.1.4) defines the internal energy as the term needed to balance the energy budget. What thermodynamic theory shows is that e is a state variable defined by ressure and temerature, for examle, and indeendent of the rocess that has led to the state described by those variables. Similarly, term (c) is the rate at which the body force does work. he work is the force multilied by the distance moved in the direction of the force. he work er unit time is the force multilied by the velocity in the direction of the force and then, of course, integrated over the mass of the body. erm (d) is the surface force at some element of surface enclosing V and is multilied by the velocity at that oint on the surface and then integrated over the surface. Using the divergence theorem, u i σ ij n j da = u iσ ij σ ij dv = u i A V x j V x j u dv + σ i ij dv (6.1.6) V x j erm (e) reresents the rate of heat addition by heat sources that are roortional to the volume of the fluid, for examle, the release of latent heat in the atmoshere or geothermal heating in the ocean or enetrative solar radiation in the ocean and atmoshere. Finally the flux of heat out of the system in term (f) can also be written in terms of a volume integral, Ki ˆn da = K j dv (6.1.7) A V x j Now that all terms in the budget are written a volume integrals we can grou them is a useful way as, ρ du i ρf i σ ij x j dv + ρ de u dv = σ i ij dv + ρqdv K j dv (6.1.8) V V x j V V x j u i V Chater 6 4

5 he first term on the left hand side has an integrand, which is (nearly) the momentum equation if F i contains all the body forces including the centrifugal force. It lacks only the Coriolis acceleration. However, since each term is dotted with the velocity one could easily add the Coriolis acceleration to the bracket without changing the result. hen it is clear that the whole first term adds to zero and is, in fact, just a statement of the budget of kinetic energy ρ du 2 i / 2 σ ij = ρu i F i + u i (6.1.9) x j he remaining volume integral must then vanish and using, as before, the fact that the chosen volume is arbitrary means its integrand must vanish or, ρ de = σ u i ij + ρq K j (6.1.10) x j x j as the governing equation for the internal energy alone. Since the stress tensor is symmetric, σ ij u i x j = σ ji u j x i = σ ij u j x i 1 u = σ i ij + u j 2 x j x i = σ e ij ij (6.1.11) he first ste in (6.1.11) is just a relabeled form, with i and j interchanged. he second ste uses the symmetry of the stress tensor and the last line rewrites the result in terms of the inner roduct of the stress tensor and the rate of strain tensor. Since, (3.7.15) σ ij = δ ij + 2µe ij + λe kk δ ij (6.1.12) Chater 6 5

6 or with the relation, λ = η 2 3 µ we have σ ij = δ ij + 2µ(e ij 1 3 e kkδ ij ) + ηe kk δ ij (6.1.13) where the ressure is the thermodynamic ressure of the equation of state and η is the coefficient relating to the deviation of that ressure from the average normal stress on a fluid element. he scalar σ ij e ij = iu + 2µ e 2 ij 1 3 e 2 kk + ηe kk 2 (6.1.14) he term e 2 ij 1 3 e 2 kk can be shown to be always ositive (it s is easiest to do this in a coordinate system where the rate of strain tensor is diagonalized). So this term always reresents an increase of internal energy rovided by the viscous dissiation of mechanical energy. raditionally, this term is defined as the dissiation function, Φ, i.e. where, Φ = 2 µ ρ e 2 ij 1 3 e 2 kk (6.1.15) In much the same way that we aroached the relation between the stress tensor and the velocity gradients, we assume that the heat flux vector deends linearly on the local value of the temerature gradient, or, in the general case K i = R ij x j (6.1.16) Again assuming that the medium is isotroic in terms of the relation between temerature gradient and heat flux, the tensor R ij needs to be a second order isotroic tensor. he only such tensor is the kronecker delta so Chater 6 6

7 R ij = kδ ij K i = k x i, (6.1.17) he minus sign in (6.1.17) exresses our knowledge that heat flows from hot to cold, i.e. down the temerature gradient, i.e. K = k (6.1.18) where k is the coefficient of heat conduction. For dry air at 20 0 C, k= grams /(cm sec 3 degc) Putting these results together yields, ρ de irreversible work = i u + ρφ + η( i u) 2 + ρq + i(k ) (6.1.19) reversible work he ressure work term involves the roduct of the ressure and the rate of volume change; a convergence of velocity is a comression of the fluid element and so leads to an increase of internal energy but an exansion of the volume (a velocity divergence) can roduce a comensating decrease of internal energy. On the other hand, the viscous terms reresent an irreversible transformation of mechanical to internal energy. It is useful to searate the effects of the reversible from the irreversible work by considering the entroy. he entroy er unit mass is a state variable we shall refer to as s and satisfies for any variation δ s δs = δe + δ ( 1 ρ) (6.1.20) so that, for variations with time for a fluid element, Chater 6 7

8 ds = de dρ ρ 2 = de + ρ i u (6.1.21) Substituting for de/ into (6.1.19) leads to an equation for the entroy in terms of the heating and the irreversible work, ρ ds = ρφ + η( i u) 2 + i(k ) + ρq (6.1.22) Since s is a thermodynamic variable we can write, s = s(, ) or s = s(ρ, ), so that, ds = s = s ρ d + s dρ + s ρ d d Similarly, we can write (6.1.20) in two forms, ds = de + d(1 / ρ) ( a, b) ( a, b) = d(e + / ρ) 1 ρ d It is useful to fine another state variable, the enthaly, h, as h = e + ρ (6.1.25) It follows from (6.1.23) and (6.1.24) that we can define, Chater 6 8

9 c v = s c = s ρ = e = h ρ = secific heat at constant volume, = secific heat at constant ressure. ( a, b) so that our dynamical equation for the entroy (6.1.22) finally becomes ρ ds = ρ s d + d = ρ c + s s d d = ρφ + η i u = ρφ + η iu ( ) 2 + ρq + i(k ) ( ) 2 + ρq + i(k ) (6.1.27) We are almost there. Our goal is to derive a governing equation for a variable like the temerature that we can use with the state equation (6.1.1) to close the formulation of the fluid equations of motion with the same number of equations as variables. We have to take one more intermediate ste to identify the artial s derivative in terms of more familiar concets. o do this we introduce yet another thermodynamic state variable Ψ = h s = Ψ (, ) (6.1.28) herefore, Ψ = h s (6.1.29) but from (6.1.24) and (6.1.25) for arbitrary variations, Chater 6 9

10 δs / δ δh / δ = 1 / ρ (6.1.30) we have, Ψ = 1 ρ (6.1.30) In the same way, Ψ = h s s = s (6.1.31) Kee in mind in using (6.1.24) that is being ket constant in the derivatives in (6.1.31) aking the cross derivatives of (6.1.30) and (6.1.31) 1 / ρ = s (6.1.32) It is the term on the right hand side of (6.1.32) that we need for (6.1.27) and it is s = 1 ρ ρ 2 = υ P (6.1.33) where υ is the secific volume i.e. 1 / ρ. he increase, at constant ressure of the secific volume is the coefficient of thermal exansion of the material, α is defined α = 1 υ υ = coefficient of thermal exansion (6.1.34) so that, Chater 6 10

11 s = αυ = α / ρ So that finally our governing thermodynamic equation is (6.1.27) rewritten : d ρ c α ρ d = ρφ + η i u ( ) 2 + ρq + i(k ) ( a) In analogy with the viscosity coefficient µ and the kinematic viscosity ν we divide the thermal diffusion coefficient k(with dimensions ml/ 3 degc) by ρ c to obtain κ the thermal diffusivity (dimensions L 2 /, comare ν). Our other equations are the state equation (6.1.1) = (ρ, ) ( b) and the mass conservation equation, (2.1.11) dρ + ρ i u = 0 ( c) and the momentum equation ( ), ρ d u + ρ2 Ω u = ρ g + µ 2 u + (λ + µ) ( i u) + ( λ)( i u) + î i e ij µ x j.( d) Our unknowns are, ρ,, u while we have 3 momentum equations, the 6 thermodynamic equation, the equation of state, and the mass conservation equation, i.e. 6 equations for 6 unknowns, assuming that we can secify, in terms of these variables the thermodynamic functions α,µ,η,c, k which we suose is ossible. Chater 6 11

12 (If we were to think of the coefficients η,κ,µ as turbulent mixing coefficients it is less clear that the system can be closed in terms of the variables,ρ, and u ) At this oint we have derived a comlete set of governing equations and the formulation of our dynamical system is formally comlete. But, and this is a big but, our work is just beginning. Even if we secify the nature of the fluid; air, water, syru or galactic gas the equations we have derived are caable of describing the motion whether it deals with acoustic waves, siral arms in hurricanes, weather waves in the atmoshere or the meandering Gulf Stream in the ocean. his very richness in the basic equations is an imediment to solving any one of those examles since for some henomenon of interest we have included more hysics than we need, for examle the comressibility of water is not needed to discuss the waves in your bathtub. If the equations were simler, esecially if they were linear, it might be ossible to nevertheless accet this unnecessary richness but the momentum, thermodynamic and mass conservation equations are each nonlinear because of the advective derivative so a frontal attack on the full equations, even with the most owerful modern comuters is a hoeless aroach. his is both the challenge and the attraction of fluid mechanics. Mathematics must be allied with hysical intuition to make rogress and in the remainder of the course we will aroach this in a variety of ways. Before doing so we will discuss two secializations of the thermodynamics of secial interest to us as meteorologists and oceanograhers. 6.2 he erfect gas he state equation (6.1.1) is aroriate for a gas like air for which R is joule/gm deg C (1 joule =10 7 gm cm 2 /sec 2 ). It follows that, d = d + dρ ρ (6.2.1) so that for rocesses which take lace at constant ressure, Chater 6 12

13 1 ρ ρ = 1 α (6.2.2) hus, for a erfect gas, (6.1.35) becomes, d c 1 d ρ = Φ + η ρ i u ( ) 2 + Q + 1 ρ i(k ), (6.2.3) or, c 1 c 1 c d ln d 1 c ρ d R c R/c d d = Φ + η ρ i u = Φ + η ρ i u = Φ + η ρ i u We define the otential temerature: ( ) 2 + Q + 1 ρ ( ) 2 + Q + 1 ρ ( ) 2 + Q + 1 ρ i(k ), i(k ), i(k ), (6.2.4 a, b, c) θ = o R/c (6.2.5) where 0 is an arbitrary constant. In atmosheric alications it is usually chosen to be a nominal surface ressure (1000 mb). hus for a rocess at constant θ (whose ertinence we shall shortly see) a decrease in ressure, for examle the elevation of the fluid to higher altitude, corresonds to a reduction in. Our thermodynamic equation can then be written as, Chater 6 13

14 c θ dθ = Φ + η ρ i u ( ) 2 + Q + 1 ρ i(k ) Η, (6.2.6) where H is the collection of the non-adiabatic contributions to the increase of entroy. If the motion of the gas is isentroic, i.e. if we can ignore thermal effects that add heat to the fluid element either by frictional dissiation, thermal conduction or internal heat sources, then the otential vorticity is a conserved quantity following the fluid motion since in general, dθ = θ c Η (6.2.7) We can use (6.2.5) to exress the gas law (6.1.1) in terms of the otential temerature. We use the thermodynamic relation R = c c v (6.2.8) which follows from the fact that for a erfect gas the secific heats are constants so that, hen, e = c v, h = c = e + ρ = (c v + R) (6.2.9) 1/γ ρ = Rθ o R/c (6.2.10) where γ = c cv = ratio of secific heats (6.2.11) hus for any rocess for which the otential temerature is constant, Chater 6 14

15 1 d γ 1 dρ ρ = 1 dθ θ = 0 (6.2.12) his relation is very imortant for adiabatic rocesses such as acoustic waves that are ressure signals that oscillate so raidly that their dynamics is essentially isentroic. 6.3 A liquid. A liquid, like water is characterized by a large secific heat and a small exansion coefficient. In such a case the ressure term on the left hand side of (6.1.35a) is normally negligible. We can estimate its size with resect to the term involving the rate of change of temerature as, (using δ for the ressure variation and δ for the temerature variation): α ρ d c d = O α δ ρc δ (6.3.1) For water at room temerature α= /gr degc, c is about cm 2 /sec 2 deg C. For water ρ is very near 1 gr/cm 3. o estimate δ we suose there is a rough balance between the horizontal ressure gradient and the Coriolis acceleration. hat is retty sensible for large scale flows. hat gives a δ = O(ρ ful) if L is the characteristic horizontal scale suitable for estimating derivatives and if U is a characteristic velocity. If the temerature is about 20 O C (nearly 300 O on the absolute Kelvin scale), with U =10cm/sec, and L =1,000 km, and if the overall temerature variation is about 10 degrees C, the ratio in (6.3.1) is of the order of 10-5, e.g. very small indeed. Our thermodynamic equation then becomes, uon ignoring the ressure term, his is on of the few scientific errors made by Newton who believed that acoustic waves were isothermal rather than isentroic. It makes a big difference in the rediction of the seed of sound. Chater 6 15

16 c d = Η (6.3.2) For simle liquids like ure water the equation of state can be aroximated as, Since α 1 dρ ρ d ρ = ρ( ) (6.3.3) it follows that (6.3.2) can be written, dρ = αρ c Η (liquid) (6.3.4) However, it is also generally true for a liquid that, as we discussed in Section 2.1 that for variations of the density such that δρ << 1 we can aroximate the ρ continuity of mass with the statement that volume must be conserved, i.e. that, i u = 0. (6.3.5) It is imortant to kee in mind that (6.3.5) does not mean that continuity equation then imlies that dρ = 0. Rather, that in the comarison of terms in that equation, the rate of change of density is a negligible contributor to the mass budget. On the other hand in the energy equation (6.3.4) one can only have dρ = 0 if the non adiabatic term H is negligible. hus, being able to demand dρ = 0 requires an energy consideration not a mass balance consideration. he two equations, (6.3.4), and (6.3.5) are comletely consistent. Indeed, it is an interesting calculation to estimate for the Ekman layer solution we have found, for examle, what temerature rise we would anticiate in a fluid like water due to the frictional his ignores the effect of ressure on the density which is not accurate for many oceanic alications for which there are large excursions vertically. Chater 6 16

17 dissiation occurring within the Ekman layer. hat estimate is left as an exercise for the student. Chater 6 17

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