ESTIMATES FOR SMOOTH ABSOLUTELY MINIMIZING LIPSCHITZ EXTENSIONS
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1 Electronic Journal of Differential Equations ol. 1993(1993), No. 03, pp Published October 12, ISSN URL: or ftp (login: ftp) or ESTIMATES FOR SMOOTH ABSOLUTELY MINIMIZING LIPSCHITZ EXTENSIONS LAWRENCE C. EANS Abstract. I present some elementary maximum principle arguments, establishing interior gradient bounds and Harnack inequalities for both u and Du, where u is a smooth solution of the degenerate elliptic PDE u =0. These calculations in particular extend to higher dimensions G. Aronsson s assertion [2] that a nonconstant, smooth solution can have no interior critical point. 1. Introduction G. Aronsson initiated in [1], [2] investigation of highly degenerate elliptic boundary value problem: u xi u xj u xix j =0inU (1) u = g on U, (2) where U is a bounded, connected, open subset of R n, g : U R is a given Lipschitz function, and u : Ū R is the unknown. The PDE (1) arises naturally if we consider optimal Lipschitz extensions of g into U. A function g defined on U has in general many extensions into Ū which preserve its Lipschitz constant. Aronsson proposed trying to find a best Lipschitz extension u, characterized by the property that for each subdomain U, the Lipschitz constant of u within equals the Lipschitz constant of u restricted to. More precisely, and following Jensen [6], let us say u W 1, (U) isanabsolutely minimizing Lipschitz extension of g into U provided (2) holds and also Du L ( ) Dũ L () (3) for each open set U and each ũ W 1, ( ) such that u ũ W 1, 0 ( ). (4) 1991 Mathematics Subject Classification. 35J70, 26A16. Key words and phrases. Lipschitz extensions, Harnack inequalities. c 1993 Southwest Texas State University and University of North Texas. Submitted on July 20, Supported in part by NSF grant DMS
2 2 LAWRENCE C. EANS EJDE 1993/03 See Jensen [6] for more discussion, in particular concerning the equality { } u(x) u(y) Du L ( ) = sup, x,y d (x, y) x y d (x, y) denoting the distance from x to y within. As noted by Aronsson, any smooth absolutely minimizing Lipschitz extension solves the PDE (1) within U, and Jensen provides a somewhat different proof. The best insight for this equation is had by considering instead of (1), (2) the corresponding boundary-value problem for the p-laplacian: div( Du p p 2 Du p )=0inU, (5) u p = g on U, (6) when n<p<. This is the Euler Lagrange equation for the variational problem of minimizing the energy Dũ Lp (U) among all ũ W 1,p (U) with ũ = g on U. In particular Du p L p ( ) Dũ L p () (7) for each open U and each ũ such that u ũ W 1,p 0 ( ). Assuming u p is smooth and Du p 0, we may rewrite (5) to read 1 (p 2) u p + u p,x i u p,xj Du p 2 u p,x ix j =0. (8) Suppose also we knew that as p, the function u p converge in some sufficiently strong sense to a limit u. Formally passing to limits in (7), we would expect u to be an absolutely miminizing Lipschitz extension, and passing to limits in (8) we expect as well u to solve the PDE (1). R. Jensen in his important paper [6] has made these insights rigorous. In addition, he has proved that (a) any absolutely minimizing Lipschitz extension is a weak solution of (1), and (b) any weak solution is unique. (Here weak solution means a solution in the so-called viscosity sense, cf. Crandall Ishii Lions [4]). In view of the construction of absolutely minimizing Lipschitz extensions as limits of solution of the p-laplacian, it seems reasonable to define, at least at points where Du 0, the nonlinear operator u = u x i u xj Du 2 u x ix j (9) as the -Laplacian. This paper is a small contribution to the further study of smooth solutions of the highly degenerate elliptic PDE u = 0, and, equivalently, of smooth absolutely minimizing Lipschitz extensions. I provide some elementary maximum principle arguments establishing interior sup-norm bounds on both D(log u) (if u>0) and D(log Du ). These imply in particular Harnack inequalities for u and Du. One consequence is that if u is not constant, then Du can never vanish. This is an extension to dimensions n 3 of a corresponding assertion of Aronsson in n =2; cf. also Fuglede [5]. I should point out explicitly however that in general the u = 0 does not admit smooth solutions, and consequently the calculations presented here, although I think interesting, have limited applicability in practice. For instance, Aronsson in
3 EJDE 1993/03 ABSOLUTELY MINIMIZING LIPSCHITZ EXTENSIONS 3 [3] has constructed a C 1 nonconstant weak solution, which does indeed possess an interior critical point. This example shows that it is not merely a question of finding some reasonable approximation structure to which to modify the computation from 3. My calculations estimating D(log Du ) are somewhat reminiscent of standard computations for minimal surfaces. This suggests comparison of the PDE u =0 with the dual equation 1 u =0,where 1 u= ( δ ij u x i u xj Du 2 ) u xix j = Du div ( ) Du. Du Note that the operator 1 is degenerate, but only in the one direction normal to each level set. By contrast, the operator is nondegenerate only in this direction. Observe also 1 u = 0 is a geometric equation, since it says that the level sets of u have zero mean curvature (at least in regions where u is smooth and Du > 0). This fact suggests that the PDE u = 0 is somehow strongly nongeometric, or rather that all its geometric information concerns not the level sets of u, but rather the curves normal to level sets. The concluding remark in 3 makes this comment a bit more precise. 2. Interior gradient bounds, Harnack inequality for u In this section we present a very simple proof of interior gradient bounds and a Harnack inequality for u. Theorem 2.1. Let u be a C 2 solution of u =0in U. (10) (i) There exists a constant C such that Du(x 0 ) C u L (U)dist (x 0, U) 1 (11) for each point x 0 U. (ii) Suppose also u 0. Then for each connected open set U, there exists a constant C = C( ) such that sup u C inf u. (12) (iii) In particular, if U is connected and u>0at some point in U, thenu>0 everywhere in U. In this case, we have the estimate ( ) Du sup C, u C depending only on n and dist (, U). Proof. 1.Writev= Du and suppose for the moment we know v 0inU.Then (10) implies u xi v xi =0inU. (13) Define w = ζφ(u, v),
4 4 LAWRENCE C. EANS EJDE 1993/03 where ζ Cc (U)andΦ C2 (R 2 ) are smooth nonnegative functions, to be selected below. If w attains its maximum over Ū at a point x 1 U, wehave ζφ u u xi +ζφ v v xi = ζ xi Φ (1 i n) at x 1. Multiply by ν i = u xi / Du = u xi /v (1 i n) and sum on i, recalling (13) to deduce ζφ u v = (Dζ ν)φ at x 1. Consequently, ζ Φ u v Dζ Φ (14) at x Now take Φ(u, v) =e lu v (l >0). Then (14) reads lζ(x 1 )v(x 1 ) Dζ(x 1 ). (15) Fix x 0 U and take ζ Cc (U) such that ζ(x 0 )=1, Dζ 2dist(x 0, U) 1. As w = ζφ attains its maximum at x 1,weseethat Du(x 0 ) = v(x 0 ) 2 λ e2λ u L dist (x 0, U) 1. Set l = u 1 L to prove estimate (11). 3. Next, assume u 0, fix δ>0, and take Φ(u, v) = v u+δ. Then (14) implies v 2 ζ (u + δ) 2 Dζ v u + δ at x 1. Consequently w(x 1 )= ζ(x 1)v(x 1 ) u(x 1 )+δ Dζ(x 1). (16) Given any ball B U, select ζ so that ζ 1onB, Dζ Cdist (B, U) 1. As w = ζφ attains its maximum at x 1, we conclude from (16) that ( ) v sup C, B u + δ in constant C depending only on dist (B, U). But v = Du, andso D(log(u + δ)) L (B) C. (17) Now take any pair of points x 1,x 2 B.LetPdenote the path {tx 2 +(1 t)x 1 0 t 1}.
5 EJDE 1993/03 ABSOLUTELY MINIMIZING LIPSCHITZ EXTENSIONS 5 Then log(u(x 2 )+δ) log(u(x 1 )+δ) = according to (17). Consequently = d dt [log(u(tx 2 +(1 t)x 1 )+δ)] dt D(log(u( )+δ)) (x 2 x 1 ) dt C diam(b), u(x 2 )+δ (u(x 1 )+δ)e C diam (B). Letting δ 0, we deduce u(x 2 ) Cu(x 1 ) for some constant C and each x 1,x 2 B. If U is connected, we cover with balls and iteratively apply the foregoing result to each B, finally to deduce u(x 2 ) Cu(x 1 ) for each pair of points x 1,x 2, the constant C depending only on. 4. Finally, we remove the restriction v = Du > 0. For this define ũ( x) =u(x)+εx n+1, where x =(x 1,...,x n+1 )=(x, x n+1 ), ε>0. Then ũ is a C 2 solution of ũ xi ũ xj ũ xix =0inŨ, j Ũ = U R,and Dũ ε>0. Apply the calculations in steps 1-3 to ũ in place of u. Remark. It is somewhat surprising in light of the extremely strong degeneracy of the nonlinear operator that (smooth) solutions verify the interior gradient bound (11) and the Harnack inequality (12). Such estimates are usually the hallmarks of averaging effects resulting from uniform ellipticity. It is therefore perhaps worth noting that solutions do not in general satisfy the strong maximum principle. For example, let u(x) = x and ũ(x) =x n,andtakeuto be the open ball of radius one, centered at the point (0,...,2). Then u, ũ are C solutions in U, u ũ in U, but u =ũin U along the line x =0,x =(x 1,...,x n 1 ). This example shows also the Harnack inequality (12) is false if we tilt coordinates: it is not true that sup(u L) C inf(u L) foreachlinearfunctionl. 3. Harnack inequality for Du Our goal next is to establish a Harnack inequality for v = Du, and in particular to show a smooth, nonconstant u cannot have any critical point. Theorem 3.1. Let u be a C 4 solution of u =0in U. (18) (i) Then for each smooth, connected U there exists a constant C = C( ) such that sup Du Cinf Du. (19)
6 6 LAWRENCE C. EANS EJDE 1993/03 (ii) In particular, if U is connected and Du > 0 at some point in U, then Du > 0 everywhere in U. In this case ( ) D Du sup C, Du C depending only on n and dist (, U). Proof. 1. Assume first v = Du > 0 everywhere in U. As above we write ν i = u xi / Du = u xi /v (1 i n), (20) and also write h ij = ν i ν j, g ij = δ ij ν i ν j (1 i, j n). (21) Notice ν i x j = 1 v g iku xk x j (1 i, j n), (22) v xi = ν j u xjx i (1 i n). (23) Observe further that the PDE (18) says ν i v xi =0. (24) 2. We derive a PDE v satisfies. We first differentiate (24) with respect to x j and then utilize (22) to find ν i v xix j = 1 v g iku xk x j v xi. Consequently Therefore wherewehavewritten h ij v xix j = νj v g iku xk x j v xi = g ik v v x k v xj by (23) = Du 2 by (24). v h ij v xix j = A 2 v, (25) A 2 = Dv 2 v 2. (26) 3. Next we compute a differential inequality satisfied by z = A 2. For this, first write w =logv. Then equation (25) becomes, in light of (24), h ij w xix j = A 2 = z. (27) Now z = Dw 2,andso z xix j =2w xk x i w xk x j +2w xk w xk x ix j (1 i, j n). Hence h ij z xix j = 2ν i ν j w xk x i w xk x j +2w xk ( h ij w xk x ix j ). (28) We differentiate (27) with respect to x k and substitute above, thereby deducing h ij z xix j = 2ν i ν j w xk x i w xk x j +2w xk z xk 4w xk ν j νx i k w xix j. (29)
7 EJDE 1993/03 ABSOLUTELY MINIMIZING LIPSCHITZ EXTENSIONS 7 Now (24) implies ν j w xj =0, (30) and so ν j w xix j = νx j i w xj (1 i n). We can therefore rewrite the last term in (29) as 4w xk ν j νx i k w xix j = 4w xk w xj νx j i νx i k. (31) Next, we return to (22) and compute ν j x i ν i x k = 1 v 2 g jmu xmx i g il u xl x k = 1 v g jmν l x m u xl x k = 1 v g jmν l x m g lj u xjx k = g jm νx l m νx l k, the penultimate equality holding since ν l νx l m = 0. Inserting this computation into (31) yields 4w xk ν j νx i k w xix j = 4w xk w xj g jm νx l m νx l k = 4w xk w xm νx l m νx l k by (30) 0. Consequently, (29) implies h ij z xix j 2ν i ν j w xk x i w xk x j +2w xk z xk. (32) But (27) tells us z 2 = (ν i ν j w xix j ) 2 ν i w xk x i ν j w xk x j. Thus from (32) we discover the differential inequality h ij z xix j 2z 2 +2w xk z xk. (33) 4. We intend next to deduce from (33) an interior estimate on z. Thisispossible owing to the z 2 term in (33). Indeed, let ζ Cc (U), 0 ζ 1, and write r = ζ 4 z. Then r xi = ζ 4 z xi +4ζ 3 ζ xi z (1 i n), (34) r xix j = ζ 4 z xix j +4ζ 3 (ζ xj z xi +ζ xi z xj )+(4ζ 3 ζ xi ) xj z. (35) Assume r attains its positive maximum over Ū at a point x 0 U. Then Dr =0,D 2 r 0atx 0. Thus at the point x 0, 0 h ij r xix j = ζ 4 ( h ij z xix j ) 8ζ 3 h ij ζ xi z xj + Cζ 2 z 2ζ 4 z 2 +2ζ 4 w xi z xi 8ζ 3 h ij ζ xi z xj + Cζ 2 z, according to (33). Now, since Dr =0atx 0, we deduce from (34) that ζz xi = 4ζ xi z (1 i n).
8 8 LAWRENCE C. EANS EJDE 1993/03 Substituting above, we compute 2ζ 4 z 2 8ζ 3 ζ xi w xi z +32ζ 2 h ij ζ xi ζ xj z + Cζ 2 z Cζ 3 Dw z + Cζ 2 z = Cζ 3 z 3/2 + Cζ 2 z. Finally we employ Young s inequality in the form ab εa p + C(ε)b q (a, b > 0, 1 p + 1 q =1), with p = q =2andp= 4 3,q= 4, to deduce Fix ε>0 small enough to conclude 2ζ 4 z 2 Cεζ 4 z 2 + C(ε). ζ 4 z 2 (x 0 ) C. Since r = ζ 4 z attains its maximum over Ū at x 0, we deduce that max ζ 4 z C, Ū the constant C depending only on n and ζ. Given any region U, wemay select ζ 1on, thereby concluding max z C( ). (36) As z = Dw 2 = D(log v) 2, we deduce the Harnack inequality from (36) as in the proof of Theorem If it is not true that v = Du > 0 everywhere in U, apply the above reasoning to ũ(x) =u(x)+εx n+1, and send ε 0 to deduce Du = 0 everywhere in U. Remark. The expression z = A 2 has the following geometric interpretation (cf. Aronsson [2]). Given a smooth solution u of u = 0, with Du > 0, set as above ν = Du/ Du to denote the field of normals to the level sets of u. Consider then the ODE ẋ(s) =ν(x(s)) (s R), (37) whose trajectories are curves in U normal to the level sets. Then v = Du is constant along each such curve, according to (13). The curvature is κ = d ds ν(x(s)) = Dν ν. But νx i j ν j = 1 v g iku xk x j ν j = 1 v g ikv xk = v x i v = w x i. Thus κ = A. Theorem 3.1 in particular asserts that the curvatures of each normal curve are bounded in each region U.
9 EJDE 1993/03 ABSOLUTELY MINIMIZING LIPSCHITZ EXTENSIONS 9 References [1] G. Aronsson, Extension of functions satisfying Lipschitz conditions, Arkivfür Mate. 6 (1967), [2] G. Aronsson, On the partial differential equation u 2 x uxx +2uxuyuxy + u2 yuyy =0,Arkivfür Mate. 7 (1968), [3] G. Aronsson, On certain singular solutions of the partial differential equation u 2 xu xx + 2u xu yu xy + u 2 yu yy = 0, Manuscripta Math. 47 (1984), [4] M. G. Crandall, H. Ishii, and P.-L. Lions, User s guide to viscosity solutions of second-order partial differential equations, Bull. Am. Math. Soc. 27 (1992), [5] B. Fuglede, A criterion of non-vanishing differential of a smooth map, Bull. London Math. Soc. 14 (1982), [6] R. Jensen, Uniqueness of Lipschitz extensions minimizing the sup-norm of the gradient, preprint, Department of Mathematics, University of California, Berkeley, CA evans@math.berkeley.edu Addenda March 9, I should have referenced as well the interesting paper T. Bhattacharya, E. DiBenedetto, and J. Manfredi, Limits as p of p u p = f and related external problems, Rend. Sem. Mat. Univers. Politecn. Torino, Fascicolo Speciale (1989), Nonlinear PDE s, pages
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