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2 TOPOLOGY PROCEEDINGS Volume 25, Summer 2000 Pages FORCING COUNTABLY COMPACT GROUP TOPOLOGIES ON A LARGER FREE ABELIAN GROUP Piotr B. Koszmider, Artur H. Tomita and S. Watson Abstract We present a method to obtain countably compact group topologies that make a group without nontrivial convergent sequences from the weakest form of Martin s Axiom, improving constructions due to van Douwen and Tkachenko. We force the existence of such topology on the free Abelian group of size 2 c, providing a partial answer to a question of Dikranjan and Shakmatov. 1. Introduction The classification of the groups which may carry a compact group topology was set by Hewitt in 1944 and solved by the efforts of Kaplansky, Harison and Hulanicki in the next decade. The counterpart of Halmos problem for pseudocompact groups was faced by many authors among them Comfort, van Mill, Remus, Dikranjan and Shakmatov. Recently, Dikranjan and Tkachenko obtained the classification of countable compactness for groups of size at most continuum using Martin s Axiom. To carry out this classification, The research in this paper has been partially conducted while this author visited the Universidade de São Paulo in Brazil with the support from Fapesp -Processo 1997/ Mathematics Subject Classification: Primary: 54H11, 54A25; Secondary: 54A25, 22A05. Key words: Free Abelian groups, countable compactness, non-trivial convergent sequences, topological group.
3 564 Piotr B. Koszmider et al. the technique Tkačenko used in [12] was essential. The problem one encounters to classify groups of larger cardinality is that Tkachenko s countably compact group topology was only possible on the free Abelian group of size continuum. This arouses greater interest on the following question due to Dikranjan and Shakmatov [7]: For what cardinals κ, is there a countably compact group topology on the free Abelian group of size κ? It is well known that compact groups must contain non-trivial convergent sequences. In particular, every topological group which is ω-bounded (countable subsets are compact) contains non-trivial convergent sequences. Sirota [11] gave examples of pseudocompact groups (in ZFC) which do not have non-trivial convergent sequences. More results concerning such topological groups can be found in [10]. A countably compact group without non-trivial convergent sequences was first obtained by Hájnal and Juhász [8] under CH. Few years later, van Douwen [5] obtained one from Martin s Axiom (MA). Those groups were used by van Douwen to construct under MA two countably compact groups whose product is not countably compact, answering in the negative a question from [4]. In that paper, van Douwen asked for ZFC examples of (1) two countably compact groups whose square is not countably compact and (2) a countably compact group without non-trivial convergent sequences. Hart and van Mill [9] manage to obtain an example for (1) from MA countable. However, their example did not touch question (2), that is, MA remained the weakest assumption to obtain a countably compact group without non-trivial convergent sequences. Tkachenko [2] asked for a ZFC group topology on the free Abelian group of size c that makes it countably compact, after obtaining such group topology under CH [12]. The second author showed that such group topology can be obtained from MA(σ-centered) [15].
4 FREE ABELIAN GROUPS 565 In this note, we construct two examples of group topologies on free Abelian groups. We first construct from MA countable a group topology on the free Abelian group of size c that makes it countably compact and without non-trivial convergent sequences. We then force a group topology on the free Abelian group of size 2 c that makes it countably compact and such that all its infinite subsets have 2 c accumulation points. The authors would like to thank I. Castro Pereira for spotting some misprints in an earlier version of the manuscript. 2. An Example from MA countable The example is constructed, as in [8], [12], [5], [9] or [15], by induction on c and at each stage a function is defined to obtain the new coordinates for the elements that will be in the group. In van Douwen s example [5], the domain of the function constructed by MA increased throughout the induction to c. To work with just MA countable, Hart and van Mill [9] use an ω-bounded group that takes care of many of the accumulation points, making it possible to worry only about the accumulation points of a fixed countable group. The use of an ω-bounded group makes the group have many non-trivial convergent sequences. The idea to overcome this came from elementary submodels. We shall deal with countable many elements using MA countable but those points change at each stage. Example 1. (MA countable ) There exists a group topology on the free Abelian group of size c that makes it countably compact and without non-trivial convergent sequences. Denote by T the unitary circle group with additive notation. We will construct a family X = {x α : α<c} c T which will be free and the subgroup of c T generated by X with the subspace topology will be countably compact and without nontrivial convergent sequences.
5 566 Piotr B. Koszmider et al. We define below two enumerations that will be needed for bookkeeping. Definition 2. Let {h ξ : ω ξ<c} be an enumeration of all functions h such that dom h = ω and h is one to one; for each n ωh(n) is a function whose domain is a finite non-empty subset of c and its image is a subset of Z \{0}. Furthermore, for each ξ [ω,c), n ω dom h ξ(n) is a subset of ξ. The sequence associated to h ξ will be the sequence { h ξ (n)(µ)x µ : n ω}. µ dom h ξ (n) Thus, the h ξ s will bookkeep all injective sequences in the group generated by X which do not contain 0. Definition 3. Let {j ξ : ω ξ<c} be an enumeration of all functions j such that the domain of j is a non-empty finite subset of c and its image is a subset of Z \{0}. Furthermore, for each ξ [ω,c), dom j ξ ξ. Note that X will be free if µ dom j ξ j ξ (µ)x µ 0 c T for each ξ [ω,c). For this, it suffices that µ dom j ξ j ξ (µ)x µ (ξ) 0 T. We are ready to detail the construction. An infinite subset of any countably compact space without non-trivial convergent sequences has size at least c. Thus, without loss of generality we can assign different accumulation points to different sequences. We will then promise that x ξ will be an accumulation point of the sequence associated to h ξ. If we show that X is free, we show, in particular, that {x ξ : ξ < c} is faithfully indexed, thus, we are promising c many accumulation points for each non-trivial convergent sequence. Thus, at each inductive stage we have to witness that the combination associated to j ξ is non-zero and keep the promises made by the accumulation points.
6 FREE ABELIAN GROUPS 567 The idea is to separate the accumulation points in two types: countably many that dom j ξ depend on to be defined and the others. Definition 4. By induction, define S(n) = ω and let S(ξ) ={ξ} {S(µ) : µ n ω dom h ξ(n)}. Given F c, let S(F )= µ F S(µ) The sequences and accumulation points that affect dom j ξ are contained in S(dom j ξ ). Lemma 5. S(ξ) is countable for any ξ<c and if µ S(ξ) then n ω dom h ξ(n) S(ξ). The induction. At stage ω, we define x n ω ω T arbitrarily. Suppose that at stage α<β, the following inductive conditions are satisfied: i) x ξ α is defined for each ξ<α<β; ii) µ dom j ξ j ξ (µ)x µ (ξ) 0 for each ξ [ω,α); iii) x ξ α is an accumulation point of { h ξ (n)(µ)x µ α : n ω} for each ξ [ω,α). µ dom h ξ (n) Let us show that the induction holds for β. If β is a limit ordinal, define x ξ β = ξ<α<β x ξ α. Clearly in this case, the inductive conditions hold. If β = α + 1, first define x α α as any accumulation point of the sequence { µ dom h α(n) h α(n)(µ)x µ α : n ω}. We will now construct, using MA countable, a function φ : S(dom j α ) T which is going to be used to define x µ (α) for each µ S(dom j α ). Definition 6. Let B a countable base of T consisting of nonempty open subarcs and for convenience, containing T. An element of Q will be a function f where dom f [S(dom j α )] <ω and ran f B, dom j α dom f and 0 / µ dom j α j α (µ)f(µ).
7 568 Piotr B. Koszmider et al. Given f,g Q, f g if dom f dom g and for each µ dom g either f(µ) =g(µ) orf(µ) g(µ). Clearly Q is a countable partial order. We need to define some sets before we define the dense subsets of the partial order. Definition 7. For each F α finite, n ω and ν S(dom j α ), let E(ν, F, n) = {m ω : θ F h ν (m)(µ)x µ (θ) x ν (θ) < 1 n +1 }, µ dom h ν (m) where is the usual norm in R 2 restricted to T. Lemma 8. For each F [α] <ω, n, k ω and ν S(dom j α ) the set {f Q : m E(ν, F, n) \ k dom h ν (m) dom f µ dom h h ν(m) ν(m)(µ)f(µ) f(ν) diam(f(ν)) < 1 } is dense n+1 in Q. Proof. Follows from the lemma below. Lemma 9. Let I be a set of indexes and h be a one to one function of domain ω such that dom h(n) [I] <ω \ { } and ran h(n) Z \{0}. LetU be an open subset of T, A [ω] ω and f : I B where {i I : f(i) T} is finite. Then there exists m A, g : I B with g(i) h(i) and {i I : g(i) T} finite such that i dom h(m) h(m)(i)g(i) U. Proof. See [12] or [15]. Applying the lemma above, let G be a generic subset of Q. Define φ(ν) f G ν domf f(ν). Define x ν(α) =φ(ν) for each ν S(dom j α ). Clearly condition ii) is satisfied and conditions i) and iii) are satisfied for ν S(dom j α ). Now, we define φ β \ S(dom j α ) by induction. Suppose that ξ β \ S(dom j α ), φ ξ is already defined, S(dom j α ) ξ satisfy the inductive hypothesis and φ(ξ) is not defined yet. By hypothesis, x ξ α is an accumulation point of { µ dom h ξ (n) h ξ(n)(µ)x µ α : n ω}
8 FREE ABELIAN GROUPS 569 and φ(µ) is already defined for each µ n ω h ξ(n). Since T is compact, there exists a T such that (x ξ α, a) is an accumulation point of the sequence {( µ dom h ξ (n) h ξ(n)(µ)x µ α, µ dom h ξ (n) h ξ(n)(µ)φ(µ)) : n ω}. Then x ξ (α) =φ(ξ) =a satisfies the inductive hypothesis for ξ at stage β. Now, let x µ = µ<η<c x µ η for each µ<c. Clearly the group generated by X = {x ξ : ξ<c} is as required in Example 1. Example 10. (MA countable ) There exists a countably compact group topology on the free Abelian group of size c that makes its square not countably compact. Proof. To make the square of the group not countably compact, it suffices to work with a sequence of pairs. So the method presented here can be used to modify the example from [14] that used Martin s Axiom. 3. Forcing Throughout this section, we will assume that κ is an uncountable regular cardinal with κ ω = κ. The following enumeration will be used to enumerate all one to one sequences in the group we are constructing. Definition 11. Let {h ξ : ω ξ<κ} be an enumeration of all functions h such that dom h = ω, h is one to one; for each n ω h(n) is a function whose domain is a finite non-empty subset of κ and its image is a subset of Z \{0}. Furthermore, for each ξ [ω,κ), n ω dom h ξ(n) is a subset of ξ. Define S(ξ) by induction as in Definition 4. The partial order. An element of P will be of the form p =(α p,d p,f p ) where α p ω 1 ; D p [κ] ω and f p : D p αp T satisfy (1) D p ξ D p S(ξ);
9 570 Piotr B. Koszmider et al. (2) f p (ξ) is an accumulation point of the sequence { h ξ (n)(µ)f p (µ) : n ω} µ dom h ξ (n) for every ξ D p \ ω; (3) {f p (ξ) : ξ D p } is free; that is, ξ dom j j(ξ)f p(ξ) 0 α p T, for each function j whose domain is a finite subset of D p and its range is Z \{0}. Given p, q P, we say that p q if and only if α p α q, D p D q and f p (ξ) α q = f q (ξ) for each ξ D q. We will use the following facts to construct our example: Lemma 12. Let P be as above. Then the following are satisfied: Fact 0. P is a p. o. Fact 1. P is countably closed. Fact 2. (CH) P is ω 2 -cc. Fact 3. D ξ := {p P : ξ D p } is dense open in P, ξ <κ. Fact 4. H α = {p P : α p α} is dense open in P, α <ω 1 Theorem 13. Let V be a model of GCH + κ>ω 1, κ regular. Let P be the partial ordering above defined and let G be a generic filter over P. Then in V [G], there exists a group topology on the free Abelian group of size κ =(2 c ) V [G] which makes it countably compact and without non-trivial convergent sequences. Proof of Theorem 13. From Facts 1 and 2, (ω 1 <κ=2 ω 1 ) V [G] and the countable subsets of V are the same in V and V [G]. For each α<2 c, let x α = {f p (α) : p G α dom f p }. From Facts 3 and 4, x α is a function in 2 c for each α<2 c. We claim that X = {x α : α<2 c } is free. Indeed, given a function j : F Z \{0}, where F is a finite subset of 2 c, there exists p G such that F dom p. From condition (3) in the ordering, there exists β < α p such that ξ dom j j(ξ)x ξ(β) = ξ dom j j(ξ)f p(ξ)(β) 0 T.
10 FREE ABELIAN GROUPS 571 It suffices now to show that the group G generated by X is countably compact. Let {y n : n ω} be a sequence in G. Without loss of generality, we may assume that y n 0 for any n ω and that y n y m whenever n m. Then, there exists a one to one function h : ω [Z\{0}] <ω such that y n = µ dom h(n) (µ)x µ for each n ω. As no new countable subsets of V are added, h is an element of V, thus, there exists β [ω,2 c ) such that h β = h. Now, given α<c, there exists p G such that β D p and α p >α. Therefore, x β α = f p (β) α is an accumulation point of {y n α : n ω} = { µ dom h β (n) h β(n)(µ)f p (µ) α : n ω}. Since c is a limit ordinal, it follows that x β is an accumulation point of {y n : n ω}. The following lemma will be needed to prove Lemma 12. Lemma 14. Let D [κ] ω, β<ω 1 and f : D β T be such that f(ξ) is the limit of a sequence { µ dom h ξ (n) h ξ(n)(µ)f(µ) : n A ξ } with A ξ [ω] ω for every ξ D \ ω. If F is a nonempty finite subset of Dand j : F Z \{0}, then there exists a function φ : D T such that φ(ξ) is a limit of a subsequence of { µ dom h ξ (n) h ξ(n)(µ)φ(µ) : n A ξ } for each ξ D \ ω and j(µ)φ(µ) 0 T. µ F Proof. The space β T has countable weight, so it suffices to apply Lemma 8 which in this case holds in ZFC. Proof of Lemma 12 Fact 0 is trivial. In order to prove prove fact 1, let {p n =(α n,d n,f n ): n ω} be a decreasing chain in P. Let α = sup n ω α n, D = n ω D n and f(β) = n ω β D n f n (β). Then p =(α,d,f) P and p p n for each n ω. For fact 2, let {p ξ : ξ < ω 2 } be a subset of P. Applying CH and the -system lemma on {D ξ : ξ<ω 2 }, there exists E [κ] ω and I ω 2 of size ω 2 such that D ξ D µ = E whenever ξ,µ I are distinct. Since α ξ < c <ω 2, we may also
11 572 Piotr B. Koszmider et al. assume that there exists α<c such that α ξ = α for each ξ I. Furthermore, E ( α T) c = ω 1 <ω 2, we can also assume that there exists f such that f ξ E = f for each ξ I. We claim that if η,ν I then p η and p ν are compatible. Indeed, let f = f η f ν, D = D η D ν and α = α η = α ν. Note that conditions (1) and (2) in the definition of the partial order P are satisfied for D and f. Let {j n : n ω} be an enumeration of all functions whose domain is a finite subset of D and the range is Z \{0}. Since α is countable, there exists A 0 ξ [ω]ω for each ξ D \ ω such that f(ξ) is the limit of a sequence { µ dom h ξ (n) h ξ(n)(µ)f(µ) : n A 0 ξ }. Applying Lemma 14, we can define by induction φ n : D T and a -decreasing chain {A n ξ : n ω} for each ξ D such that φ n (ξ) is the limit of the sequence { h ξ (n)(µ)φ n (µ) : n A n ξ } µ dom h ξ (n) and µ F j n(µ)φ n (µ) 0 T. Define D q = D, α q = α + ω and let f q : D αq T such that f q (ξ) α = f(ξ) and f q (ξ)(α+n) = φ n (ξ) for each ξ D \ω and n ω. Clearly q = α q,d q,f q P and q extends both p η and p ν. For fact 3, let p an element of P and ξ κ arbitrary. If ξ D p we are done. So, we suppose that ξ/ D q. We can find a countable subset D of κ such that D p {ξ} D and D ξ D S(ξ). We define f : D αp T by induction as follows: set f D p = f p and let ξ D\D p be the least for which f(ξ) has not been defined. Then the sequence { µ dom h ξ (n) h ξ(n)(µ)f(µ) : n ω} is already defined. Thus, let f(ξ) αp T be an accumulation point for this sequence. Now, D and f satisfy conditions (1) and (2) from the definition of the partial order. Applying the same argument from fact 2, we can obtain q P extending p with D q = D ξ and α q = α p + ω. For fact 4, given p P with α p <αlet f whose domain is D p and for each β D p, let f(β) α p = f p (β) and f [α p,α)= 0.
12 FREE ABELIAN GROUPS 573 Note: By standard closing-off arguments, it is possible to obtain countably compact group topologies on each infinite free Abelian group of size λ = λ ω 2 c. Recently the method of forcing was used to construct a countably compact topological group of size ℵ ω [16], answering in the negative a question of van Douwen [6]. In that paper, van Douwen showed that under the Generalized Continuum Hypothesis, the size of a countably compact topological group cannot have countable cofinality. References 1. W. W. Comfort, Topological groups, Handbook of Set-Theoretic Topology (K. Kunen and J. Vaughan, eds.), North-Holland, 1984, , Problems on topological groups and other homogeneous spaces, Open Problems in Topology (J. van Mill and G. M. Reed, eds.), North Holland, 1990, W. W. Comfort, K. H. Hofmann, and D. Remus, Topological groups and semigroups, Recent Progress in General Topology (M. Hušek and J. van Mill, eds.), Elsevier Science Publishers, 1992, W.W. Comfort and K.A. Ross, Pseudocompactness and uniform continuity in topological groups, Pacific J. Math. 16(3) (1966), E. K. van Douwen, The product of two countably compact topological groups, Trans. Amer. Math. Soc. 262 (Dec 1980), E. K. van Douwen, The weight of pseudocompact (homogeneous) spaces whose cardinality has countable cofinality, Proc. Amer. Math. Soc. 80 (4), D. Dikranjan and D. Shakmatov, Algebraic structures of pseudocompact groups, Mem. Amer. Math. Soc. n. 633, vol A. Hajnal and I. Juhász, A separable normal topological group need not be Lindelöf, Gen. Top. and its Appl. 6 (1976),
13 574 Piotr B. Koszmider et al. 9. K.P. Hart and J. van Mill, A countably compact topological group H such that H H is not countably compact, Trans. Amer. Math. Soc. 323 (Feb 1991), V..I. Malykhin and L. B. Shapiro Pseudocompact groups without convergent sequences, Math. Notes 37 (1985), no. 1-2, S. M. Sirota, A product of topological groups and extremal disconnectedness, Mat. Sb. 79(121) (1969), M. G. Tkachenko, Countably compact and pseudocompact topologies on free abelian groups, Izvestia VUZ. Matematika 34 (1990), A. H. Tomita, The Wallace Problem: a counterexample from MA countable and p-compactness, Canadian Math. Bulletin. 39(4) (1996), , On the square of Wallace semigroup and topological free Abelian groups, Topology Proc. 22 (1997), , The existence of initially ω 1 -compact free abelian groups is independent of ZFC, Comment. Math. Univ. Carolinae 39 (2) (1998), Two countably compact topological groups: one of size ℵ ω and the other of weight ℵ ω without non-trivial convergent sequences, Proc. Amer. Math. Soc. (to appear). Departamento de Matemática, Instituto de Matemática e Estatística, Universidade de São Paulo, Caixa Postal 66281, CEP , São Paulo, Brasil address: piotr@ime.usp.br address: tomita@ime.usp.br Department of Mathematics, York University, 4700 Keele Street M3J1P3,Toronto, ON, Canada address: watson@mathstat.yorku.ca
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