TM April 1963 ELECTRONIC SYSTEMS DIVISION AIR FORCE SYSTEMS COMMAND UNITED STATES AIR FORCE. L. G. Hanscom Field, Bedford, Massachusetts
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1 TM-3435 O REDUCTON OF SDE LOBES AND PONTNG ERRORS N PHASED ARRAY RADARS BY RANDOMZNG QUANTZATON STEPS TECHNCAL DOCUMENTARY REPORT NO. ESD-TDR April 1963 C- C.1 DRECTORATE OF APPLED RESEARCH or_ -- C ELECTRONC SYSTEMS DVSON AR FORCE SYSTEMS COMMAND UNTED STATES AR FORCE L. G. Hanscom Field, Bedford, Massachusetts.A ST, MAY 6 s (Prepared under Contract Number AF33(600)-39852, Project 602 by W. J. Albersheim of The MTRE Corporation, Bedford, Mass. )
2 When US Government drawings, specifications, or other data are used for any purpose other than a definitely related government procurement operation, the government thereby incurs no responsibility nor any obligation whatsoever; and the fact that the government may have formulated, furnished, or in any way supplied the said drawings, specifications, or other data is not to be regarded by implication or otherwise, as in any manner licensing the holder or any other person or corporation, or conveying any rights or permission to manufacture, use, or sell any patented invention that may in any way be related thereto. Do not return this copy. Retain or destroy.
3 ESD-TDR TM-3435 REDUCTON OF SDE LOBES AND PONTNG ERRORS N PHASED ARRAY RADARS BY RANDOMZNG QUANTZATON STEPS TECHNCAL DOCUMENTARY REPORT NO. ESD-TDR April 1963 DRECTORATE OF APPLED RESEARCH ELECTRONC SYSTEMS DVSON AR FORCE SYSTEMS COMMAND UNTED STATES AR FORCE L. G. Hanscom Field, Bedford, Massachusetts (Prepared under Contract Number AF33(600)-39852, Project 602 by W. J. Albersheim of The MTRE Corporation, Bedford, Mass.)
4 ABSTRACT n many array radars the composite beam is directed by quantized phase shifters. Regular sequence of quantization errors enhances sidelobes and pointing errors. t is recommended to break up the regularity by small, known nonlinear and preferably quasi-random initial phase deviations in the array elements. This reduces the lobes and pointing errors for a given number of quantization steps, especially in high gain, multielement arrays. iii
5 TM-343S 1 Rapid electronic beam shifting of phased arrays can be carried out by continuous or "analog" phasing, for instance by ferrite phase shifters in which the phase angle increases monotonically with magnetizing current. However, this requires ditficult programming. Therefore many designs call for "quantized" phase shifters. These are usually cascaded bi-stable devices that introduce fixed amounts of delay or of phase shift, equal to 2w radians, divided by powers of 2. With n binary phasers, the phase step is A#,2W.2"n-w.2 1 'n (1) The maximum error is j step, or 9-2-nn (2) Assuming that all antenna elements are designed for equal spacing, equal amplitude and, at a reference angle, zero phase in all elements (that is, no space nor amplitude taper) one may interpret the phase steps as error signals, approximately n phase quadrature, and with amplitudes c. The relative error power is P= 2. Since there is equal probability (3) of all error amplitudes between zero and 9, the mean error power is' S- 2 x 2 dx 1 C (4) 0 This note will show to what extent the effects of these error components are enhanced by regularity and reduced by randomness. 1. Sidelobes 1.1 Linear ncrease of Phase Shift with Element Number f all antenna elements are correctly phased for a reference angle, and all phase shifters introduce equal phase delay in the "off" position, the quantization error approximates a sawtooth function. t increases linearly from zero to a maximum of about +C, then takes a downward jump to approximately 4, resumes its linear rise to C, and so forth. Fourier analysis resolves the sawtooth function into a fundamental sine wave and its weak harmonic overtones. The amplitude of the mth harmonic component is am = 2 x sin mxdx - -* m C l)m (1-l) -t The predominant fundamental is a sinusoidal phase modulation with the amplitude, A 1 (1-2) This generates two sidelobes with amplitudes ES - z- 2 -n (1-3) The width of these sidelobes equals that of the main lobe. sidelobe level is The relative AW a -6n db (1-4)
6 For 5 quantization bits, the maximum error is TM and the relative sidelobe level due to quantization is t 3L2 a (1-5) AW db (1-6) 1.2 Random Distribution of Phase Error Linear Array Let the phase of each element, at the reference (broadside) target aspect, differ from zero by a known angle that varies in a quasi-random manner between the limits 0 and t. This requires a different programming of the phase shifters and breaks up the regularity of the sawtooth pattern. The result is a noiselike phase modulation with a power per equation (4). This power is randomly distributed over the entire scanning angle 0 while that of the main beam is concentrated in the beam with angle 0. The probability of noise power exceeding its mean value by a factor k Pk " Ck 2 (1-7) is Hence a peak factor not to be exceeded more than 0.2% of the time is k if log, 500 a 2.5 a *Sdb (1-8) f one assumes that the antenna elements limit the angular spread of ran. dom error signals to the scanning angle 0, while the main beam is contained within its beam width 0, one finds the relative level of the highest random noise lobe as From (1-9) and (4) A log (1- ) db (1-9) A n - 10 log ( ) db, (1-10) provided P <<1. For a beam width of 1" and a scanning angle of 90" A a n (1-11) Hence a 30db peak sidelobe level can be obtained with 4 quantization steps instead of Two-dimensional Array n this case the scan and beam areas are solid angles. Equation (1-10) results in too low a number of quantum steps. One must use the
7 TM-343S 3. exact equation (1-9) which includes the reduction of main beam energy by sidelobe energy. Setting A - 30 in equation (1-9) one finds 10 log ( jf j) -.38 (1.12) V_ e 1 1-1! 6 62S0 (1-13) For a needle beam of 10 width and a scan of 900 in azimuth and elevation, 0 u j ,4 and 04.m or = "u n > log > (1-14) 2 log 2 This indicates that a quantum step of 90o, or a randomized phase error with a maximum of 45 is sufficient to insure a 30db random side lobe ratio in an array of 8100 elements. Note. n order to be able to.utilize a -30db sidelobe level, the unquantized sidelobes must be lower than -30db. This requires amplitude or space taper and correspondingly reduces the gain of the main beam and the effective number of randomized elements which enter the above calculation. However, this does not invalidate the advantage of randomizing the size and polarity of quantization errors. Before accepting as valid design a number of steps as low as that per Equation (1-14) one must check the systematic or random pointing error resulting from the phase steps. 2. Pointing Error 2.1 Linear ncrease of Phaseshift Let the length of a linear array be D and its wavelength, A. Then its beamwidth is (2-1) in any element corresponds to a longitudinal displace- A phase error t ment of, A 2 -(n.j) (2-2) t is assumed that the center element of the array remains at zero phase, and that the phaseshift of the (-i)th element is equal and opposite to that of the (+i)th element.
8 TM-343S 4. f the target angle from the normal is equal to or smaller than the threshold angle ath. 2-n 6. (2-3) all required phase shifts are < f and no phase shift takes place. Hence the maximum pointing error is ymax. 2-n B a ath (see Figure 1) (2-4) When the target angle approximates an even multiple of uth, By least square methods one finds the pointing error a A 2 math (see Figure 2) (2-S) S& -ath (2-6) 4m When the target angle approaches an odd multiple of Oth a w (2m + l)ath (see Figure 3) (2-7) and the pointing error Y a - ath 1m-' (2-8) 2.2 Randomized Phaseshift Let an array have N elements eqoally spaced over its length D. Let the ith element have a phase error si. The mean phase error is i -! C -.2- (n~i) (2-9) 2 Disregarding any constant phase shift components, one finds the least square fit for a linear phase slant by making Nf2 ( Ei - 2X" 2 min (2-10) For large N this approaches the solution (iti - & xi 2 ). 0 (2.11) iii *t'-z2 2-7i (2-12) 2 Xi i 12 a x N 2 (2.13) By equating (2-12) to (2-13) one finds the rms shift at the edges of the
9 array: TM t T,f-i. 12 " 2"n/-w (2-14) The equivalent displacement is - xa (n.1) (2-15) and the rms pointing error * D 2 -n (2-16) Assuming an 8db random peak factor as in Equation (1-12), one finds n 0 (2-17) for the largest random pointing error. When the number of array elements (N) exceeds 100, randomization reduces the peak pointing error greatly, as seen by comparing Equations (2-4) and (2-17). Conclusion A small quasi-random but known variation in the initial phase of the array elements breaks up the regular, repetitive pattern of quantization steps and thus reduces the sidelobes and the maximum pointing error of the beam. Note: The regularity of quantization steps is also somewhat reduced if the initial phases of the elements are adjusted according to some non-linear analytic functions. WJA:nmt W. V. AlberShem Distribution: G, H, W. J. Albersheim (6) Figures 1, 2, 3 (1 sheet)
10 LEAST SQUARE STRAGHT LNE FT TO SAWTOOTH PHASE QUANTZATON ERRORS TARGET ANGLE a OTH 2"NO PONTNG ERROR YMAX ath FG SNGLE SAWTOOTH -A a TH TAN a z2m TAN ath a = 2 M a TH a=- FG 2 EVEN NUM3ER OF SAWTEETH aath A TAN a:(2m+tanath a =(2M+aTH y+ = M' FG 3 ODD NUMBER OF SAWTEETH CY
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