PIRAMAL ENTERPRISES LIMITED

Transcription

1 (I) (a) Statement showing Shareholding Pattern Name of the Company: PIRAMAL ENTERPRISES LIMITED Scrip Code, Name of the scrip, of security: BSE , NSE- PEL ; PIRAMAL ENTERPRISES LIMITED ; Equity Quarter ended: Partly paid-up shares:- No. of partly paid-up shares As a % of total no. of partly paidup shares As a % of total no. of shares of the company Held by Promoter / Promoter Group Held by public Total Outstanding :- No. of outstanding As a % of total No. of outstanding As a % of total no. of shares of the company, assuming full conversion of the Held by Promoter / Promoter Group Held by public Total Warrants:- No. of warrants As a % of total no. of warrants As a % of total no. of shares of the company, assuming full conversion of warrants Held by Promoter / Promoter Group Held by public Total Total paid-up capital of the company assuming full conversion of warrants and Same as present paid-up capital as there are no warrants and

2 Category Code Total number shares percentage of total number of Shares pledged or shareholders of shares held in shares otherwise encumbered dematerialised As a As a As a form percentage percentage of shares percentage of (A+B) (A+B+C) (IX) = (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (VIII)/(IV)*100 (A) Promoter and Promoter Group 1 Indian (a) Individuals/Hindu Undivided Family (b) Central Government/State Government(s) (c) Bodies Corporate (d) Financial Institutions / Banks (e) Any Other (specify) Sub Total (A)(1) Foreign (a) Individuals (Non-Resident Individuals/Foreign Individuals) (b) Bodies Corporate (c) Institutions (d) Qualified Foreign Investors (e) Any Other (specify) (B) Sub Total (A)(2) Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) Public shareholding 1 Institutions (a) Mutual Funds/UTI (b) Financial Institutions / Banks (c) Central Government/State Government(s) (d) Venture Capital Funds (e) Insurance Companies (f) Foreign Institutional Investors (g) Foreign Venture Capital Investors (h) Qualified Foreign Investors (I) Any Other (specify) Sub Total (B) (1) Non-institutions (a) Bodies Corporate (b) (i) (ii) Individuals - shareholders holding nominal share capital up to Rs 1 Lakh Individual shareholders holding nominal share capital in excess of Rs. 1 Lakh (c) Qualified Foreign Investors (d) Any Other i Non Resident Indians (Repat) ii Non Resident Indians (Non Repat) iii Foreign Companies iv Clearing Member v Overseas Bodies Corporate vi Trusts vii Foreign Nationals (C) Category of shareholder Sub Total (B)(2) Total Public Shareholding Public Group (B)=(B)(1)+(B)(2) Total (A)+(B) Shares held by custodians and against which Depository Receipts have been issued i Promoter and Promoter group ii Public Sub Total ( C ) GRAND (A)+(B)+(C)

3 (I)(b) Statement showing holding of (including shares, warrants, ) of persons belonging to the category Promoter and Promoter Group Sr. No. Name of the shareholder Details of Shares held Encumbered shares Details of warrants Details of shares held As a % of grand toal (A)+(B)+(C) No. As a percentage (I) (II) (III) (IV) (V) (VI)=(V)/(III )*100 As a % of grand toal (A)+(B)+(C) of subclause (I)(a) warrants held As a % total number of warrants of the same held As a % total number of of the same (VII) (VIII) (IX) (X) (XI) (XII) 1 Mr. Ajay G. Piramal Dr. (Mrs.) Swati A. Piramal &4 Mr. Anand Piramal &6 Ms. Nandini Piramal Mrs. Lalita G. Piramal Ms. Anya Piramal DeYoung Mr. Peter DeYoung Mr. Ajay G. Piramal (Karta of Ajay G Piramal HUF) 11 Mr. Ajay G. Piramal (Karta of Gopikishan Piramal HUF) Total shares (including underlying shares assuming full conversion of warrants and ) as a % of diluted share capital AASAN Developers & Constructions Pvt. Ltd Adelwise Investments Pvt. Ltd Akshar Fincom Pvt. Ltd Alpex Holdings Pvt. Ltd Alpex InfraConstructions Pvt. Ltd Alpex Power Pvt. Ltd Cadeau Laboratories Pvt. Ltd (formerly known as Cadeau Developers Pvt. Ltd.) Float Developers Pvt. Ltd Gerah Developers Pvt. Ltd Gerah Enterprises Pvt. Ltd Gerbe Developers Pvt. Ltd Gliders Buildcon LLP INDIAREIT Fund Advisors Pvt. Ltd IndiaVenture Advisors Pvt. Ltd Kaivalya Education Foundation Nicholas Piramal Pharma Pvt. Ltd Nival Developers Pvt. Ltd Oxygen Bio Research Pvt. Ltd PCE Developers Pvt. Ltd PDL Realty Pvt. Ltd PDL Properties LLP PEL Fininvest Pvt. Ltd PEL InfraConstructions & Developers Pvt. Ltd PEL Management Services Pvt. Ltd PHL Capital Pvt. Ltd PHL Finance Pvt. Ltd PHL Fininvest Pvt. Ltd PHL Holdings Pvt. Ltd. (formerly known as Piramal International Pvt. Ltd.) PHL Infrastructure Finance Company Pvt. Ltd Piramal Advance Systems Pvt. Ltd Piramal Aerospace Private Limited Piramal Aerostructures Private Ltd Piramal Agriculture Private Limited Piramal Architects & Engineers Pvt. Ltd Piramal Auto Pvt. Ltd Piramal Biotech Private Limited Piramal Building Material & Cement Pvt. Ltd Piramal Chemtech and Fertilizers Pvt. Ltd Piramal Consumer Products Pvt. Ltd Piramal Commercial Estates LLP Piramal Corporate Services Ltd. (formerly known as Piramal Enterprises Ltd.) Piramal Data Integrity Private Ltd Piramal Defence Equipments Pvt. Ltd Piramal Electrosystems Pvt. Ltd Piramal Entertainment Pvt. Ltd Piramal Estates Pvt. Ltd Piramal Estate Services Pvt. Ltd Piramal e-shopping Pvt. Ltd Piramal Flight Systems Pvt. Ltd

4 61 Piramal Forging Pvt. Ltd Piramal Foundation for Education Leadership Piramal Glass Ltd Piramal Healthcare Foundation Piramal Higher Education Pvt. Ltd Piramal Hospitality Pvt. Ltd Piramal International Consultants Pvt. Ltd Piramal Life Sciences Ltd Piramal Management Services Pvt. Ltd Piramal Media Pvt. Ltd Piramal Metals Pvt. Ltd Piramal Natural Resources Private Ltd Piramal Offsore Pvt. Ltd Piramal Oil & Gas Pvt. Ltd Piramal Packaging Pvt. Ltd Piramal Pharmaceutical Development Services Pvt. Ltd Piramal Projects & Constructions Pvt. Ltd Piramal Realty Pvt. Ltd Piramal Retail Pvt. Ltd Piramal Residences Pvt. Ltd Piramal Security Pvt. Ltd Piramal Shipyard Pvt. Ltd Piramal Sports Pvt. Ltd Piramal Systems & Technologies Pvt. Ltd Piramal Televentures Pvt. Ltd Piramal Texturising Pvt. Ltd Piramal Urban Transport Network Pvt. Ltd Piramal Water Pvt. Ltd PRL Developers Pvt. Ltd PRL Properties LLP PRL Realtors LLP Propiedades Realties Pvt. Ltd Thaler Developers Pvt. Ltd The Ajay G. Piramal Foundation The Sri Gopikrishna Trust The Sri Govinda Trust The Sri Hari Trust The Sri Krishna Trust The Swastik Safe Deposit & Investments Ltd Thoughtful Realtors Pvt. Ltd Vulcan Investments Pvt. Ltd Ajay G Piramal Trustee Piramal Healthcare Limited - Senior Employee Option Scheme (Formerly: NPIL SENIOR EMPLOYEES OPTION SCHEME) Ajay G Piramal - Trustee Piramal Life Sciences Limited Senior Employee Stock Option Trust Piramal Enterprises Limited Trustee of the Piramal Enterprises Executive Trust

5 Statement showing holding of (including shares, warrants, ) of persons belonging to the category Public and holding more (I)(c)(i) than 1% of the total number of shares Sr. No. Name of the shareholder Shares as a Details of shares held percentage of Details of warrants Total shares total number of Number As a % total % w.r.t total (including shares {i.e., of number of number of underlying shares Grand Total warrants warrants of assuming full (A)+(B)+(C) held the same held of conversion of indicated in the same warrants and Statement at para (I)(a) ) as a % of above} diluted share capital 1 Aberdeen Global Fund* LIC** Indiahold Ltd Morgan Stanley Asia (Singapore) PTE Macquarie Bank Limited * Includes shares held by all sub-accounts as follows: Sr. No. Name of Account No. of Shares % 1 Aberdeen Global Indian Equity Fund Mauritius Limited 2 Aberdeen Global-Emerging Markets Smaller Companies Fund Aberdeen Global-Asian Smaller Companies Fund Aberdeen Asian- Pacific Smaller Companies Fund Aberdeen Emerging Markets Telecommunications And Infrastructure Fund, INC ** Includes shares held by all sub-accounts as follows: Sr. No. Name of Account No. of Shares % 1 Life Insurance Corporation of India Life Insurance Corporation of India Statement showing holding of (including shares, warrants, ) of persons (together with PAC) belonging to the category (I)(c)(ii) Public and holding more than 5% of the total number of shares of the company Sr. No. Name(s) of the shareholder(s) and the Persons Details of warrants Details of Acting in Concert (PAC) with them shares 1 Aberdeen Global Indian Equity Fund Mauritius Limited Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Number of warrants As a % total number of warrants of the same held % w.r.t total number of of the same Total shares (including underlying shares assuming full conversion of warrants and ) as a % of diluted share capital

6 (I)(d) Statement showing details of locked-in shares Sr. No. Name of the shareholder Locked in Shares Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Promoter & Promoter Group / Public 1 NIL NIL NIL NIL NIL NIL NIL

7 (II)(a) Statement showing details of Depository Receipts (DRs) Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) outstanding DRs shares underlying outstanding DRs 1 NIL NIL NIL NIL NIL NIL NIL Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}

8 (II) (b) PIRAMAL ENTERPRISES LIMITED Statement showing holding of Depository Receipts (DRs), where underlying shares held by "Promoter/ Promoter Group" are in excess of 1% of the total number of shares Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) shares underlying outstanding DRs 1 NIL NIL NIL NIL NIL NIL NIL Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}