Degree Conditions for Spanning Brooms

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1 Degree Conditions for Spanning Brooms Guantao Chen, Michael Ferrara, Zhiquan Hu, Michael Jacobson, and Huiqing Liu December 4, 01 Abstract A broom is a tree obtained by subdividing one edge of the star an arbitrary number of times. In [E. Flandrin, T. Kaiser, R. Kužel, H. Li and Z. Ryjáček, Neighborhood Unions and Extremal Spanning Trees, Discrete Math. 08 (008), 4-50] Flandrin et al. posed the problem of determining degree conditions that ensure a connected graph G contains a spanning tree that is a broom. In this paper, we give one solution to this problem by demonstrating that if G is a connected graph of order n 56 with δ(g) n, then G contains a spanning broom. This result is best possible. 1 Introduction All graphsconsidered in thispaper aresimple andundirected. Given a vertex v inagraphg, we let N G (v) denote the set of neighbors of v in G and let d G (v) denote N G (v), the degree of v in G. For simplicity, when the context is clear we will write N(v) and d(v) instead of the morecumbersome N G (v)andd G (v). Given asubgraph H ofgwelet N H (v) = N G (v) V(H) and let d H (v) = N H (v). For an integer k 1, let σ k (G) = min{d(v 1 )+ +d(v k ) {v 1,...,v k } is an independent set in G}. Georgia State University, Atlanta, GA, gchen@gsu.edu. Research supported in part by NSA grant H University of Colorado Denver, Denver, CO, michael.ferrara@ucdenver.edu. Research supported in part by Simons Foundation Grant #0669. Central China Normal University, Wuhan, China, hu zhiq@yahoo.com.cn. Research supported in part by NSFC Grants # , and University of Colorado Denver, Denver, CO, michael.jacobson@ucdenver.edu. Research supported in part by NSF grant DGE Hubei University, Wuhan, China, hql 008@16.com. Research supported in part by NSFC Grant #

2 A block is a maximal -connected subgraph of G, and for a given vertex x in G we refer to a path having x as an endvertex as an x-path. If X and Y are subsets of V(G), we let E(X,Y) denote the set of edges uv with u X and v Y. We consider all cycles to have an implicit clockwise orientation. With this in mind, given a cycle C and a vertex x on C, we let x + C denote the successor of x under this orientation and let x C denote the predecessor. We define x+i C recursively with x+1 C = x+ C and x+(i+1) C = (x +i ) + C for i > 1 and define x i C analogously. For any any two vertices x and y on C, we let xcy denote the path from x to y on C in the clockwise direction of the orientation and xc y denote the path from x to y on C in the counterclockwise direction. Given a set of vertices X V(C), we let X + C denote the set of successors of the vertices in X when traversing C in the clockwise direction, and we let X C denote the set of predecessors of the vertices in X when traversing C in the clockwise direction. If X = N C (v) for some vertex v, we will simply write N C (v) + and N C (v) as opposed to the more cumbersome N C (v) + C and N C(v) C. At times, we will also assign an orientation to a path P. In such a case, given v V(P) or X V(P), we define v + P,v P,X+ P,X P in a similar manner. For both paths and cycles, we will omit the subscripts P and C when the context is clear. Also, we let c(g) denote the circumference of G, that is the length of a longest cycle in G, and let p(g) denote the order of a longest path in G. Extremal Spanning Trees In this paper, we are interested in the general problem of finding conditions that ensure a graph G contains a spanning tree with certain extremal properties. There are a number of such results in the literature; see [10] and Chapter 8 of [1] for two excellent and thorough surveys. As an example, a graph G is traceable if it contains a hamiltonian (spanning) path. A branch vertex in a tree T is a vertex of degree at least three. A hamiltonian path in a graph G is a spanning tree containing no branch vertices, and as such considering the existence of spanning trees with a bounded number of branch vertices can be viewed as a generalization of traceability. Such trees also have applications to multicasting in optical networks [4, 5, 6]. In [5], Gargano et al. conjectured the following, which would extend a classical result of Ore [8] stating that if G is a graph of order n such that σ (G) n 1, then G is traceable. Conjecture 1. Let k 0 be an integer and let G be a connected graph of order n. If σ k+ (G) n 1, then G has a spanning tree with at most k branch vertices. This conjecture was verified for k = 1 in [5]. Ozeki and Yamashita proposed the following conjecture, which they showed would be best possible if true.

3 Conjecture. Let k be a positive integer, and let G be a connected graph of order n. If σ k+ (G) n k, then G has a spanning tree with at most k branch vertices. A spider is a tree with at most one branch vertex, while a broom is a spider that can be obtained from a star by subdividing one edge of the star multiple times. The path P which results from subdividing the edge of the star is referred to as the handle of the broom, while the leaves not lying on P are called the bristles of the broom. In [], Flandrin et al. posed the following general problem. Problem 1. Find a degree condition on a graph G that guarantees the existence of a spanning broom in G. Here, we give a sharp minimum degree condition assuring the existence of a spanning broom in an arbitrary graph G of sufficiently large order. Theorem 1. If G is a connected graph of order n 56 with δ(g) n, then G contains a spanning broom. This minimum degree condition is sharp. The sharpness of Theorem 1 follows from the example in Figure 1. Interestingly, the largest broom in the sharpness example has order approximately n. Therefore for < c 1 Theorem 1 implies that the minimum degree threshold for the existence of a broom of order at least cn in a graph of sufficiently large order n is also necessarily n. Figure 1: A graph G with δ = n 1 and no spanning broom. We prove the following two results that together imply Theorem 1. Theorem. Let G be a connected graph of order n 56 such that δ(g) n. If κ(g) = 1, then G contains a spanning broom. If G is -connected, then one of the following two conditions hold:

4 1. p(g) c(g) 1, or. G contains a spanning broom. Define a jellyfish to be the graph obtained from a broom B by adding an edge between one of the bristles of B and the vertex of degree one on the handle. If a jellyfish J is a spanning subgraph of a graph G, then we call J a spanning jellyfish (of G). Theorem. Let G be a -connected graph of order n such that δ(g) n and p(g) c(g) 1. Then G contains a spanning jellyfish. Proof of Theorem In order to prove Theorem, we require several lemmas. We begin by modifying the following from [1]. Lemma 1. Let G be a -connected graph of order n with σ 4 (G) n+6 and let C be a longest cycle in G. If H is component of G V(C), then H. We utilize Lemma 1 to prove the following. Lemma. Let G be a -connected graph of order n with σ 4 (G) n+ and let P be a longest path in G. If H is a component of G V(P), then H. Proof. Let G be as given and let G = G K 1 where denotes the standard graph join and V(K 1 ) = {v}. Since G satisfies the hypotheses of Lemma 1, for any longest cycle C of G we have that each component of G V(C ) has order two. However, C necessarily contains v and therefore C v must be a longest path P in G with G V(C ) = G V(P). As each longest path in G similarly corresponds to a longest cycle in G, the result follows. Lemma. Let G be a graph of order n with δ(g) n, C be a longest cycle in G, and uv be a component of G C. If C n, then N C (u) N C (v) n 5. Furthermore, there are at least n 11 vertices x N C (u) N C (v) such that x + is also in N C (u) N C (v). Proof. We consider the neighbors of u and v on C so as to bound C. First, observe that if x N C (u) (respectively N C (v)), then neither x + nor x + is adjacent to v (respectively u), as this would imply the existence of a cycle longer than C in G, contradicting our assumption 4

5 that C is a longest cycle. Also note that neither u nor v is adjacent to consecutive vertices on C. Thus, if y is a vertex in N C (u) N C (v), then y + does not lie in N C (u) N C (v) and a similar assertion holds for any vertex y in N C (v) N C (u). Taking these two observations into account, we have that ( ) C N C (u) N C (v) + N C (u) N C (v) N C (u) N C (v), (1) which together with the above restrictions on the neighbors of u and v implies that N C (u) N C (v) is nonempty. However, this alone is not sufficient to obtain the desired bound. Let S = N C (u) N C (v) and let s 1,...,s k be the vertices of S indexed in the order they appear when traversing C in the clockwise direction. Observe that if either N C (u) N C (v) or N C (v) N C (u), then u and v have at least n 5 common neighbors on C. Thus, we may suppose that there is at least one vertex in each of N C (u) N C (v) and N C (v) N C (u). As N C (u) N C (v) is nonempty, we may therefore assume that (a) s 1 is in N C (u) N C (v), but s k is not, and (b) there is some s i, i k, such that either s i N C (u) N C (v) and s i+1 N C (v) or s i N C (v) N C (u) and s i+1 is in N C (u). We have that neither s + k nor s+ k is in N C (u) N C (v) as then we would be able to extend C, and assumption (b) similarly implies that neither s + i nor s + i is in N C (u) N C (v). Thus we slightly improve (1) and obtain that ( ) ( ) C N C (u) N C (v) + + N C (u) N C (v) N C (u) N C (v). If we let t = N C (u) N C (v), it follows that C (t+)+( N C (u) N C (v) t ) ( ) = (t+)+ (d C (u)+d C (v)) t. This implies that ( ) (n 5) t (d C (u)+d C (v)) C + (n )+, so that t = N C (u) N C (v) n 5, as desired. The second part of the claim follows fromthe fact that for each vertex x N C (u) N C (v) the sets S x = {x,x +,x + } are disjoint and together must account for at least N C (u) N C (v) n 5 vertices on C. As C n, there are at most two vertices that do not lie in any S x, and as such, there are at least n 5 vertices x N C (u) N C (v) such that x + N C (u) N C (v), as desired. 5

6 The following lemma will also be useful as we proceed. Lemma 4. Let G be a -connected graph of order n 1 such that δ(g) n. Then for every vertex x in G, there is a spanning broom B x of G such that x is the endpoint of the handle of B x. Proof. We begin by considering P x, a longest x-path in G, and we claim that P x has at least n vertices. Indeed, consider a longest cycle C in G which, since G is -connected and δ(g) n, necessarily has length at least n by a classical result of Dirac []. As G is connected, there is a (possibly trivial) path from x to C, so that we may assume that P x n. Now assume that amongst all choices of P x we have selected a path that is contained in a broom B of maximum order amongst all those with x as the endpoint of its handle. Let y be the penultimate vertex of P x when orienting P x from x, so that y is adjacent to the bristles of B, and assume that B has b bristles. Observe that G V(B) and that no vertex v in G V(B) is adjacent to y as this would contradict the maximality of B, and further that v cannot be adjacent to consecutive vertices on P x or to any bristle of B, as this would contradict the assertion that P x is a longest x-path in G. Thus d(v) 1 ( P x b)+d G B (v). () Suppose that v is an isolated vertex in G B so that () and our minimum degree condition together imply that b. Note first that if b =, then P x n. Hence () yields that d(v) n 4, a contradiction. Thus we may assume that b = 1 so that B = P x, and we again let b 1 denote the endpoint of P x that is distinct from x. For each vertex w in N Px (v), we have as above that b 1 is not adjacent to w. In addition to this, b 1 w / E(G) as then xp x w b 1 Px w is the handle of a broom with bristles v and w, contradicting the maximality of B. As b 1 has no neighbors in G P x, we have that d(b 1 ) ( P x 1) (d Px (v) 1) ( ) n 5 n =, which is a contradiction since n 1. If there is some edge uv in G B (possibly contained within a P or a K ), then since G B both u and v have at least n 7 neighbors on xp x y. As u and v cannot be adjacenttoconsecutive vertices onp x andthereisnovertexq N Px (v)(respectively N Px (u)) such that either q + or q + is in N Px (u) (resp. N Px (v)), it is elementary to demonstrate a 6

7 contradiction to the assumption that d(u)+d(v) n. As G V(B) either contains an edge or is an independent set, the result follows. A graph G is hamiltonian-connected if for every u and v in G, there is a hamiltonian path in G with endvertices u and v. We will use the following result from [9], which gives the minimum degree threshold for a graph to be hamiltonian-connected. Lemma 5. If G is a graph of order n with δ(g) n+1, then G is hamiltonian-connected. We are now ready to proceed with the proof of Theorem. Proof. Let G be as given, and assume first that κ(g) = 1. Note that δ(g) n implies that G has at most four blocks. If G has exactly three or four blocks, G necessarily has one of the block configurations given in Figure. Given a block B in G, let B denote the graph obtained by deleting all cut vertices from B. In the interest of concision, we consider only possibilities (1) and () here, as structures (1a) and (a) are handled in a nearly identical manner to structures (1) and (), respectively. Figure : Feasible block structures in Theorem Suppose first that G has block structure (1), and furthermore that B is an edge and B 1 B. Since δ(g) n, it follows that B 1 n+1 and B n 1. Since v has 7

8 only one neighbor outside of B, δ(b ) n 5 B, so that by Lemma 4, B contains a spanning broom B with v as the endpoint of its handle. As B 1 n, Lemma 5 implies that B 1 is hamiltonian-connected which, together with B, implies that G contains a spanning broom. If B, then as each block of G must have order at least n+1 and n 56, Lemma 5 implies that B1,B and B are all hamiltonian-connected. Let w i N Bi (w) for i {1,} and v i N Bi (v) for i {,}, such that v w (which is possible since B is - connected). Also choose a hamiltonian path P 1 in B1 with endpoint w 1, a hamiltonian path P in B with endpoints v and w and a hamiltonian path P in B with endpoint v. Then P 1 w 1 ww P v vv P is a hamiltonian path in G. If G has block structure (), then δ(g) n implies that at least two of the blocks of G are complete, so that in particular v is adjacent to every other vertex in these blocks. For the third block, call it B, n 56 and Lemma 5 imply that B is hamiltonian connected. Thus, for any vertex v N B (v), there is a hamiltonian path P with v as an endpoint. As vv is in E(G) and v is adjacent to every vertex in G B, we see that G has a spanning broom. Note that if G has block structure (a), then all four blocks of G are necessarily complete. Thus G has exactly two blocks, so if v is a cut-vertex of G, then G v must have exactly two components, callthemg 1 andg. Assume that G 1 G, sothatourassumptionthat δ(g) n implies that n G 1 n 1. Since n 56, we have that δ(g 1) n 5 G 1, so that G 1 is hamiltonian by Dirac s Theorem [], and in particular there is a hamiltonian path P in G G that has v as an endpoint. We wish to apply Lemma 4 to G, so suppose first that G is not -connected. If v is a cut vertex in G, then each component in G v has minimum degree at least n 8 and hence has order at least n 5. Now, as G n 1 we therefore have that G v has precisely two components, call them F 1 and F. From here the remainder of this case continues in a manner similar to our consideration of block structure (1). Both F 1 and F are hamiltonian-connected by Lemma 5, so there is a path P that spans G G 1 and has v as an endpoint. The union of P and P is a hamiltonian path in G. Consequently, we may assume that G is -connected. Now, as G n 1 we have that n 5 G. Thus, since G is -connected, G 1 (as n 56) and δ(g ) G, we conclude that G satisfies the hypotheses of Lemma 4. Thus, for each vertex v b in N G (v) we have that there is a broom B vb such that v b is the endpoint of the handle of B vb. The union of any such B vb with P and the edge v b v is a spanning broom in G. 8

9 Therefore we may suppose that G is -connected and furthermore we assume that p(g) c(g). Let P be a longest path in G, where (x =)v 1,...,v k (= y) are the vertices of P, in order. For the remainder of this proof we will assume that P has an implicit orientation from x to y, so that for a vertex v on P, v +,v,v +i and v i are as given in Section 1. If P is spanning we are done, so let H = G P and h = H. We observe that σ 4 (G) n+. Indeed, if w,x,y and z are pairwise nonadjacent vertices in V(G), then ( ) n d(w)+d(x)+d(y)+d(z) 4 n+ since n Consequently, by Lemma each component of H has order at most two. The following claim will be useful as we proceed. Claim 1. Let z be a vertex in H. Then N P (y) + P,N P(x) P and N P(z) are pairwise disjoint and furthermore (n ) d H (z) d(x)+d(y)+d P (z) n h. () Proof. Suppose first that there is some vertex v V(P) such that v + P is adjacent to x and v P is adjacent to y. Then v+ P xpv P yp v + P is a cycle in G of length P 1, contradicting the assumption that p(g) c(g). Next, assume that there is some vertex w in N P (z) such that w + P is adjacent to x (note that w must be distinct from x by the maximality of P). Then zwp xw + PPy is a path in G that is longer than P, a contradiction. The case where w P is adjacent to y is handled identically. Equation () follows from the minimum degree condition on G and the observations that N P (x) = N(x) and N P (y) = N(y) (asp is a longest pathin G) andthe fact that P = n h. Claim 1 This allows us to prove the following claim. Claim. H. Proof. Assume otherwise, and suppose first that there is an isolated vertex z in H. Then d P (z) = d(z), and we have by Claim 1 that n d(x)+d(y)+d(z) n h n, which is a contradiction. Thus, as each component of H has order at most two, it follows that H must be a matching of size at least two. Then for any vertex z in H, d H (z) = 1, so that ( ) n n = + n 5 d(x)+d(y)+d P (z) n h n 4, 9

10 again a contradiction. The claim follows. Claim The next claim will be crucial as we proceed. Claim. If v N P (x), then neither v P nor v P is in N P(y). Proof. Let v be in N P (x) and assume first that v P is in N P (y). Then vpyv P Pxv is a cycle of length P 1 in G, contradicting the assumption that p(g) c(g). Next, we assume that v P is in N P(y) and let a and b denote v P and v P, respectively. Then C = vpyv P P xv is a cycle of length P in G, so that C is necessarily a longest cycle in G. Let S ab = {x N C (a) N C (b) x + C N C(a) N C (b)} and observe that S ab C. Note that a and b have no neighbors in H, as otherwise we could extend P, so ab is a component of V(G) C. As h 1 we thus have that C n, so by Lemma, S ab n 11. Now, observe that for any vertices u S ab and p H, neither pu + C nor pu+ C is an edge in G as then pu + C Cu+ C abuc u +4 C or pu+ C C uabu + C Cu C, respectively, are paths in G that are longer than P, a contradiction. Thus Now, we also have that d C (p) (n ) {u +,u + : u S ab } = (n ) S ab ( ) n 11 (n ) = n+1. d C (p) S ab (n ) {u +,u + : u S ab } S ab n+1 n 11 = 8, so p has at most 8 neighbors outside of S ab. Since h, d C (p) n 5, which implies that each vertex in H has at least n 5 8 = n 9 neighbors in S ab. If H = {s,t}, then d Sab (s)+d Sab (t) ( ) n 9 > n S ab since n 56. Consequently, there is some vertex q in S ab that is adjacent to all of the vertices in H (this assertion is trivial if h = 1). As q is also adjacent to a and b, we conclude that G contains a spanning broom. Claim 10

11 We complete the proof of Theorem by considering three cases. Case 1: H = K 1. Let H = {z}, and note that by Claim 1 (specifically ()), we have that there is at most one vertex on P that does not lie in N P (x) N P (y) + N(z). Since h = 1 we have that for any vertex v N P (x) or w N P (y), neither v P nor w+ P is a neighbor of z as in either case there is a longest path P in G such that z is adjacent to the second vertex on P, forming a spanning broom. We define an x-gap to be a vertex v N P (x) such that v is not in N P (x). Similarly, we define a y-gap to be a vertex w N P (y) such that w + is not in N P (y). We claim that there is at most one x-gap and at most one y-gap in G. Indeed, consider an x-gap v N P (x). By assumption, v P cannot be in N P(x), by Claim, v P cannot be in N P(y) + and by the above observation, v P cannot be in N(z). Hence, as there is at most one vertex on P that does not lie in N P (x) N P (y) + N P (z), there can be at most one x-gap and, by a similar argument, at most one y-gap in G. Suppose first that there exists no x-gap in G, implying that N P (x) = {v,...,v i } and by Claim 1 that z is not adjacent to any vertex in {v,...,v i 1 }. We claim that there is some integer j such that 0 j and v i+j is in N P (y). Suppose not and note that since {v i,v i+1,v i+,v i+ } (N P (x) N P (y) + ) is empty and V(P) (N P (x) N P (y) + N P (z)) = 1, at least three vertices in {v i,v i+1,v i+,v i+ } must be adjacent to z. This implies that two consecutive vertices on P are adjacent to z, contradicting the maximality of P. Thus, as there is at most one y-gap, we have that V(v i+ Pv n ) N P (y) is at most one. By Claim 1, z has at most one neighbor in V(v i+ Pv n 1 ). Together with the assertion that z has no neighbor in {v,...,v i 1 }, we conclude that d(z) 4, a contradiction. By symmetry, all that remains to consider is the possibility that there is exactly one x-gap and exactly one y-gap. This occurs when there is some v i N P (x) such that v i 4 N P (y), which implies as well that v i is the unique vertex on P not in N P (y) + P N P(x) P N P(z). Since v i is the unique x-gap and v i 4 is the unique y-gap, there exist indices g x and g y such that {v,...,v gx } N P (x) and {v gy,...,v i 4 } N P (y). Since z cannot be adjacent to consecutive vertices on P and v i is the unique vertex not in N P (y) + P N P(x) P N P(z), Claim 1 implies that g x = g y and further that N P (z) xpv i 4 1. By a similar argument, we have that N P (z) v i Py 1, so that d(x) 4, again a contradiction. Case : H = K. As in Case 1, by () we have for either vertex z H that there is at most one vertex on P that does not lie in N P (x) N P (y) + N(z). An identical argument to that employed in Case 1 then suffices to reach a contradiction. 11

12 Case : H = K 1. In this case, () implies that for either vertex z H, N P (x) N + P (y) N(z) = V(P). Using an argument similar to (although somewhat simpler than) that in Case 1, we can again contradict the assertion that d(z) n. 4 Proof of Theorem Our proof of Theorem utilizes a variant of the Hopping Lemma, which was originally obtained by Woodall [11] as a tool for problems concerning paths and cycles in graphs. Here C is a longest cycle in G and H C = G C. Note that the assumption that p(g) c(g) 1 implies that each component of H C is necessarily an isolated vertex. Let YC 0 = and for i 1, define X i C = N C(H C Y i 1 C ), Y i C = (Xi C )+ (X i C ). Further, set X C = i=1 Xi C and Y C = i=1 Y i C. The following is a strengthening of the Hopping Lemma due to van den Heuvel [7] that applies specifically to graphs G that satisfy c(g) p(g) 1. This is stronger than the condition imposed on G in [11], and as a result it enables a stronger conclusion. Lemma 6 (van den Heuvel [7]). Given the condition that p(g) c(g) 1, the sets X C and Y C satisfy (a) X C X + C = and X C Y C = ; (b) N(Y C ) X C ; (c) Y C is an independent set. With Lemma 6 in hand, we are now ready to proceed with our proof of Theorem. Proof. Assume that G is a -connected graph of order n such that δ(g) n and let C be a longest cycle in G. The assumption that p(g) c(g) 1 implies that H C = G V(C) consists ofisolatedvertices. Ifh = H C = 1, then G necessarily contains a spanning jellyfish, so we may assume that h. We also have that no pair of consecutive vertices on C both have a neighbor in H C. If such a pair had a common neighbor in H C, this would create a cycle of order C +1 in G and if such a pair had distinct neighbors in H C, this would create a path of order C + in G, contradicting the assumption that p(g) c(g) 1. If H C = {z 1,z } and N(z 1 ) N(z ), then G contains a spanning jellyfish, so we have that for every vertex v N C (z 1 ), neither v nor v + is in N C (z ). Therefore, d(z ) C d(z 1 ) (n ) (n ) 1 = n

13 so that every vertex on C is either in N C (z 1 ),N C (z 1 ) + or N C (z ). Since neither z 1 nor z is adjacent to consecutive vertices on C and we have assumed that N C (z 1 ) N C (z ) =, we conclude that z 1 must be adjacent to the successor of some neighbor of z on C, which is impossible. Hence h. For u H C, set R u := N C (u) + N C (u), and let r u = R u. If v R u, then the cycle C obtained by replacing the path v vv + on C with the path v uv + is also a longest cycle in G. We will refer to C as the cycle obtained from C by exchanging v and u. Claim 1. Let u H C and v R u. Under the assumption that p(g) c(g) 1, if C is the cycle obtained from C by exchanging v and u, then X C = X C, Y C = (Y C {v}) {u} and H C Y C = H C Y C. Proof: As we have assumed that p(g) c(g) 1, by Lemma 6, we have that X C Y C =. This, together with v R u Y 1 C Y C, implies that X C V(C) {v}, and hence for i 1 Also for i 1 we have that XC i = N(H C Y i 1 C ) (V(C) {v}). (4) X i C = N(H C Yi 1 C ) (V(C ) {u}) = N(H C Y i 1 C ) (V(C) {v}). (5) Recalling that v R u YC 1, we have H C = (H C {u}) {v} H C YC 1, and hence X 1 C = N(H C ) (V(C) {v}) N(H C Y 1 C) (V(C) {v}) = X C. (6) With (6) serving as our base case, it follows by induction from (4) and (5) that XC i Xi+1 C for all i 1, which then implies that YC i i+1 {u} YC {v}. Therefore, X C X C. Similarly, we have X C X C, and hence X C = X C. As YC i i+1 {u} YC {v} (and identically {u}), it is straightforward to verify that Y C = (Y C {v}) {u}, and YC i i+1 {v} YC hence H C Y C = H C Y C. Claim 1 The following claim follows immediately from condition (a) of Lemma 6. Claim. X C = N C (H C Y C ) does not contain consecutive vertices on C. Consequently, X C C = n h. Claim. For each x H C, R x ( H C )+ Y C. 1

14 Proof. Counting vertices in N C (x) and their successors on C yields that C r x +(d(x) r x )+ 1 Y C R x. (7) The r x and (d(x) r x ) terms arise from consideration of the (necessarily disjoint) sets A = {v,v + v + R x } and B = {v,v +,v + v + N C (x) + R x }. In order to explain the 1 Y C R x term, we want to show that at least half of the vertices in Y C R x imply the existence of a vertex v on C such that v,v + and v + do not lie in N C (x). In this case, the vertex v + would not have yet been counted in either A or B. Choose a vertex v Y C R x and note that since X C = N(H C Y C ) does not contain consecutive vertices on C, x is not adjacent to v,v + or v. As v / R x, either v or v + is not adjacent to x, forcing either {v,v,v } or {v,v +,v + } to lie outside of N C (x). The coefficient of 1 on Y C R x arises from the fact that if both v and v + were in Y C R x, then x being nonadjacent to v + could generate v,v +,v + as a triple that accounts for both v and v +. Now, (7) implies that n h r x +(d(x) r x )+ 1 ( Y C r x ) so that n h r x +( n r x )+ 1 ( Y C r x ). Solving for r x, the desired inequality follows. Claim We claim that there is a vertex x in X C such that d HC Y C (x) ( H C + Y C ). Assume otherwise, so that for all x X C, we have that d HC Y C (x) < (h+ Y C ). Thus, as N(H C Y C ) = X C we have that ( ) n (h+ Y C ) E(X C,H C Y C ) < (h+ Y C ) X C ( ) n h (h+ Y C ). Therefore, n < n h, which contradicts the assertion that h. Consequently, we may choose a cycle C and x X C such that (i) d HC Y C (x) ( H C + Y C ), and 14

15 (ii) subject to (i), H C := N H C (x) is maximal. If H C = H C, then G contains a spanning jellyfish and we are done, so choose y H C H C. We have that R y N(x) is empty, as if not we can exchange y with a vertex z in R y N(x) to obtain a longest cycle C with d HC Y C (x) = d HC Y C (x) ( H C + Y C ) = ( H C + Y C ) and HC = H C {z}. Thus, as H C and H C HC 1, we have that a contradiction. Y C ( R y + N YC (x) ( H C )+ Y ) ( ) C + ( H C + Y C ) HC = ( H C HC )+ H C 4 + Y C > Y C, 5 Conclusion Problem 1 is quite general, and we have provided one of many possible affirmative answers. We pose the following strengthening of Conjecture 1 in the k = 1 case. Conjecture. If G is a connected graph of order n such that σ (G) n, then G contains a spanning broom. If true, this conjecture would be best possible via the graph given in Figure 1. Acknowledgement: The authors would like to thank two anonymous referees, whose detailed reports undoubtedly improved the final version of this paper. References [1] J. Akiyama and M. Kano, Factors and Factorizations of Graphs: Proof Techniques in Factor Theory, Lecture Notes in Mathematics, 01, Springer, Heidelberg, 011. [] G. A. Dirac, Some theorems on abstract graphs, Proc. London Math. Soc. (195),

16 [] E. Flandrin, T. Kaiser, R. Kužel, H. Li and Z. Ryjáček, Neighborhood unions and extremal spanning trees, Discrete Math. 08 (008), [4] L. Gargano and M. Hammar, There are spanning spiders in dense graphs (and we know how to find them), Lect. Notes Comput. Sci. 719 (00), [5] L. Gargano, M. Hammar, P. Hell, L. Stacho and U. Vaccaro, Spanning spiders and light-splitting switches, Discrete Math. 85 (004), [6] L. Gargano, P. Hell, L. Stacho and U. Vaccaro, Spanning trees with bounded number of branch vertices. Lect. Notes Comput. Sci. 80 (00), [7] J. van den Heuvel, Long cycles in graphs with large degree sums and neighborhood unions, J. Graph Theory 1 (1996), [8] O. Ore, A note on Hamilton circuits, Amer. Math. Monthly 67 (1960), 55. [9] O. Ore, Hamiltonian-connected graphs, J. Math Pures Appl., 4 (196), 1-7. [10] K. Ozeki and T. Yamashita, Spanning trees: A survey, Graphs. Comb. 7 (011), 1-6. [11] D.R. Woodall, The binding number of a graph and its Anderson number. J. Combin. Theory Ser. B 15 (197), [1] Y. Zou, A generalization of a theorem of Jung, J. Nanjing Normal Univ. Nat. Sci. Ed. (1987),

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