Lecture 7 Local properties of analytic functions Part 1 MATH-GA Complex Variables
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1 Lecture 7 Local properties of analytic functions Part 1 MATH-GA omplex Variables 1 Removable singularities 1.1 Riemann s removable singularity theorem We have said that auchy s integral formula applied to functions which were not defined at a finite number of points in, as long as lim ( i)f(z) = 0 at these points ξ i i. We will now see that auchy s integral formula provides a natural way to extend such f to an analytic function on the entire set. In other words, the ξ i are removable singularities. Theorem: Suppose that f is analytic in the open connected set Ω obtained by omitting the point ξ from an open connected set Ω. There exists an analytic function in Ω which coincides with f in Ω iff lim (z ξ)f(z) = 0. The extended function is uniquely determined. Proof : If the extended function exists, it is continuous in ξ, which guarantees uniqueness. Likewise, by continuity of the extended function f, lim ()f(z) = lim () f(z) = 0, which takes care of the necessary condition in the theorem. For the sufficient condition, consider a circle centered at ξ and such that the circle and the disk corresponding to its interior are contained in Ω. For z ξ in, we construct F (ζ) := F has two singularities in : ζ = z and ζ = ξ. We have by continuity of f in z. We also have f(z) ζ z lim(ζ z)f (ζ) = 0 ζ z lim(ζ ξ)f (ζ) = 0 ζ ξ by the hypothesis of the theorem. Therefore, applying auchy s theorem to F, F (ζ)dζ = 0 Hence, for any z ξ in, f(z) = 1 dζ (1) 2πi ζ z Now, we know from Lecture 6 that the right-hand side of (1) is an analytic function of z throughout the inside of. It is therefore continuous in ξ, with value 1 2πi ζ ξ dζ In other words, f(z) = 1 dζ, z Ω (2) 2πi ζ z is the desired analytic extension of f in the whole open connected set Ω. 1.2 Taylor s theorem Let us apply the previous result to the function F (z) := f(z) f(ξ) where (z, ξ) Ω 2, with z ξ, Ω is an open connected set, as before, and f is analytic on Ω. Observe that lim()f (z) = 0, lim F (z) = f (ξ) 1
2 By the previous theorem, there exists an analytic function f 1 on Ω such that { f 1 (z) = F (z) if z ξ f 1 (ξ) = f (ξ) z Ω, we may thus write f(z) = f(ξ) + ()f 1 (z) This expansion for f can also be applied to f 1 : there exists an analytic function f 2 on Ω such that f 1 (z) = f 1 (ξ) + ()f 2 (z) with { f 2 (z) = f1(z) f1(ξ) z ξ f 2 (ξ) = f 1(ξ) ontinuing the recursion, we can write the general form if z ξ f n 1 (z) = f n 1 (ξ) + ()f n (z) In this process, we obtained the following expansion for f: f(z) = f(ξ) + ()f 1 (ξ) + () 2 f 2 (ξ) () n 1 f n 1 (ξ) + () n f n (z) Furthermore, by direct differentiation at z = ξ, we have We have just prove Taylor s theorem, stated below: f (n) (ξ) = n!f n (ξ) Theorem: If f is analytic in an open connected set Ω containing ξ, it is possible to write f(z) = f(ξ) + f (ξ)() + f (ξ) () f (n 1) (ξ) 2 (n 1)! ()n 1 + () n f n (z) (3) where f n is analytic in Ω. Note that Taylor s formula, given by Eq.(3), is not a Taylor series, unlike the power series we have seen at the end of the previous lecture. It is very useful nonetheless, especially because there is a simple expression for f n in terms of f: f n (z) = 1 2πi To see why (4) holds, we start with auchy s integral formula, f n (z) = 1 f n (ζ) 2πi (ζ z) dζ (ζ ξ) n dζ (4) (ζ z) and we represent f n in the integrand using Taylor s formula. When we do so, the first term is 1 2πi (ζ ξ) n (ζ z) dζ The other terms all have the following form, to within a constant factor: dζ g k (ξ) = (ζ ξ) k 1 k n 1 (ζ z) Observe first that one may write g k (ξ) = ϕ(ζ) (ζ ξ) k dζ 1 k n 1 2
3 with ϕ continuous on. Hence, from the lemma proved in Lecture 6, k J2, n 1K, g k (ξ) = kg k+1(ξ). So all we need to do is evaluate dζ g 1 (ξ) = (ζ ξ)(ζ z) = 1 ( 1 ζ z 1 ) dζ = 1 (2πi 2πi) = 0 ζ ξ where we recognized the definition of the winding number to derive the third equality above. We conclude that g 1 (ξ) = 0, and thus g k (ξ) = 0 for k J2, n 1K, from which the formula (4) for f n follows. orollary: If f is analytic in the open connected set Ω and if there exists ξ Ω such that f (n) (ξ) = 0 for all n N, then f 0 in Ω. Proof : Let us first prove that this is true for a disk D R (ξ) Ω with boundary. By Taylor s formula, if the hypotheses of the theorem hold, n N, we can write f(z) = () n f n (z), with f n (z) = 1 2πi (ζ ξ) n (ζ z) dζ Now, let us call M the maximum value of f(z) on. z D R (ξ), we can write Hence, z D R (ξ) f n (z) 1 M 2πR 2π R n R f(z) R And since this is true for all n N, f(z) = 0 in D R (ξ). n MR R Note that there is another, more direct way to this part of the proof: just consider the coefficients of the power series of f in the neighborhood of ξ, as seen in Lecture 6! Here we propose a slightly different proof for this first part as a way to practice with Taylor s formula and upper bounds. To complete the proof, we now have to extend the result from D R (ξ) to Ω. For this purpose, consider the following two sets: E 1 := {z Ω f (n) (z) = 0 n N}, E 2 := {z Ω n N : f (n) (z) 0} E 1 and E 2 are such that E 1 E 2 = { }. The first part of the proof shows that E 1 is an open set. Furthermore, by continuity of f and all its derivatives, E 2 is open as well. Now, since Ω is connected and Ω = E 1 E 2, either E 1 = { } or E 2 = { }. According to the hypotheses of the theorem, E 1 { }. Therefore E 2 = { }, and f 0, as desired 2 Zeros and poles 2.1 Zeros of a function Let f be an analytic function in Ω which is not identically zero, and ξ Ω. From what we have just seen, there exists a first integer N such that f (N) (ξ) 0. Then, by Taylor s formula, we can write f(z) = () N f N (z) with f N analytic and such that f N (ξ) 0. We say that ξ is a zero of order N of f. Observe that f N is continuous, so δ > 0 such that z such that 0 < < δ, f(z) 0: the zeros of f are isolated. This can be reformulated with the following theorem: Identity Theorem: If f and g are analytic in Ω, and if f = g on a set which has an accumulation point in Ω, then z Ω, f(z) = g(z). The theorem is immediate by looking at the Taylor formula for f g, as long as we remember what an accumulation point is: 3
4 - A point z of a subset S is called an isolated point of S if there exists a neighborhood of z whose intersection with S reduces to the point z - An accumulation point is a point of S which is not an isolated point. A trivial yet important consequence of the identity theorem is as follows: If f is analytic in Ω and identically zero in a nonempty connected open subset of Ω, then f 0 in Ω. Likewise, if f is identically zero on an arc in Ω which does not reduce to a point, f 0 in Ω. 2.2 Poles of a function onsider a function f which is analytic in a neighborhood of ξ, but perhaps not in ξ itself. ξ is then called an isolated singularity. If lim f(z) =, ξ is said to be a pole of f. By continuity, there exists δ > 0 such that f(z) 0 for all z D δ (ξ) with z ξ. Thus, g(z) := 1/f(z) is analytic for all z such that 0 < < δ. Furthermore, g can be analytically extended on D δ (ξ), with g(ξ) = 0 since lim ()g(z) = 0. The order of the pole of f in ξ is the order N of the zero of g in ξ. We can write f(z) = with f N analytic and nonzero in a neighborhood of ξ. f N(z) () N, 0 < < δ Definition: A function which is analytic in an open connected set Ω except for isolated poles is called a meromorphic function. If f has a pole of order N at ξ, then we can use Taylor s formula to write: () N f(z) = a N + a N 1 () a 1 () N 1 + ϕ(z)() N with ϕ analytic at z = ξ. Hence, for z ξ, we may write f(z) = a N () N + a N 1 () N a 1 + ϕ(z) where the sum of the terms in blue is called the singular part of f at ξ. 2.3 Essential singularity Let f be analytic in a disk 0 < < δ with the center ξ removed. (i) If lim f(z) exists or if lim (z ξ)f(z) = 0, then ξ is a removable singularity, and f extends to an analytic function on the whole disk < δ (ii) If lim f(z) =, ξ is said to be a pole. In this case, f(z) = () N f N (z) with N N the order of the pole, f N analytic in a neighborhood of ξ, and f N (ξ) 0. (iii) If neither (i) nor (ii) holds, ξ is said to be an essential singularity. Example: f(z) = exp(1/z) has an essential singularity at ξ = 0. The behavior of a function near an essential singularity is quite extreme, as illustrated by the following theorem. asorati-weierstrass theorem: An analytic function comes arbitrarily close to any complex value in every neighborhood of an essential singularity. Proof : Suppose the statement is false: z 0 and δ > 0 and ɛ > 0 such that f(z) z 0 > ɛ for all z such that < δ 4
5 Thus, so that the function f(z) z 0 lim = g(z) := f(z) z 0 has a pole at z = ξ. We may then write g(z) = (z ξ) N g N (z) with N N and g n analytic in a neighborhood of ξ. In other words, f(z) = () 1 N g N (z) + z 0 If N = 1, f has a removable singularity at z = ξ. If N > 1, f z 0 has a pole at z = ξ, and so does f. Both possibilities are excluded by the hypothesis of the theorem, so the statement must be true. 5
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