Trustworthiness of detectors in quantum key distribution with untrusted detectors
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1 Trustworthiness of detectors in quantum key distribution with untrusted detectors Bing Qi Quantum Information Science Group, Computational Sciences and Engineering Division, Oak Ridge National Laboratory, Oak Ridge, Tennessee , USA Abstract: Measurement-device-independent quantum key distribution (MDIQKD) protocol has been demonstrated as a viable solution to detector side-channel attacks. One of the main advantages of MDIQKD is that the security can be proved without making any assumptions about how the measurement device works. Recently a new QKD protocol, aiming at bridging the strong security of MDIQKD with the high efficiency of conventional QKD, was proposed by two groups simultaneously (P. González, et al., arxiv: ; Charles Ci Wen Lim, et al., arxiv: ). In this protocol, the legitimate receiver (Bob) employs a trusted linear optics network to encode his information. He further performs a Bell state measurement (BSM) using untrusted detectors. One crucial assumption made in the security analysis is the untrusted BSM located inside Bob s laboratory cannot send any unwanted information to the outside. Here, we show that if the BSM is completely untrusted and the expected detection efficiency of a practical single photon detector (SPD) is low, a simple scheme would allow the BSM to send information to the outside: a sophisticated eavesdropper (Eve) can place high-efficiency SPDs inside the BSM and program it to selectively report a fraction of the detection events to simulate low-efficiency SPDs. The time delay between adjacent reported events can be used by the untrusted BSM to send information. Combined with Trojan horse attacks, this scheme could allow Eve to gain information of the secure key without introducing any errors. To prevent the above attack, either countermeasures to Trojan horse attacks or some trustworthiness to the untrusted BSM device may be required. Quantum key distribution (QKD) allows two authenticated users, normally referred to as Alice and Bob, to generate a private key through an insecure quantum channel controlled by an eavesdropper, Eve [1-2]. Based on fundamental laws in quantum mechanics, idealized QKD protocols have been proven to be unconditionally secure against adversaries with unlimited computing power and technological capabilities [3-5]. However, practical implementations of QKD protocols unavoidably contain imperfections which may be overlooked in security proofs. The disconnection between QKD theory and its real-life implementations has led to various side-channel attacks [6-11]. One important approach to enhance the security of QKD in practice is to develop new QKD protocols based on untrusted devices [12-16]. Among them, the measurement-deviceindependent (MDI) QKD protocol [15], has received much attention. The motivation behind MDI-QKD [15] is to develop a QKD protocol which is automatically immune to all detector sidechannel attacks, which arguably are the most dangerous attacks in practice. In this scheme [15], both Alice and Bob prepare quantum states and send them to an untrusted third party, Charlie, who could be a collaborator of an eavesdropper, Eve. Charlie measures the correlation
2 between Alice s and Bob s quantum states and publicly announces the measurement results. Given Charlie s measurement results, Alice and Bob can further establish a secure key. The protocol has been designed in such a way that only the correlation (but not the quantum states themselves) can be determined by Charlie faithfully. On one hand, if Charlie executes the protocol honestly, he or Eve cannot gain any information of the secure key. On the other hand, any attempts by Charlie to gain information of the secure key will unavoidably introduce additional noise and can be detected by Alice and Bob. By allowing the eavesdropper to fully control the measurement device, Alice and Bob establish a secure key without making any assumptions about how the measurement device works, thus removing any potential detector side-channels. The feasibility of MDI QKD has been demonstrated experimentally [17-22]. Recently a new QKD protocol, aiming at bridging the strong security of MDIQKD with the high efficiency of conventional QKD, was proposed by two groups simultaneously [23-24]. One important advantage of this approach is the high key generation rate which is comparable with that of a conventional QKD protocol [23]. This is achieved by replacing the two-photon Bell state measurement (BSM) scheme required in the original MDIQKD protocol [15] by a single photon detection scheme. The price to pay is that additional assumptions on the measurement device are required for the security proof. One crucial assumption made in [23-24] is that the untrusted BSM, located inside Bob s laboratory, cannot send any unwanted information to the outside. Here, we show that if the BSM is completely untrusted (as the case in MDIQKD) and the expected detection efficiency of a practical single photon detector (SPD) is low, a simple scheme would allow the untrusted BSM to send information to the outside: Eve can place highefficiency SPDs inside the BSM and program it to selectively report a fraction of the detection events to simulate low-efficiency SPDs. The time delay between adjacent reported events can be used by the untrusted BSM to send information. Combined with Trojan horse attacks [25], this scheme could allow Eve to gain information of the secure key without introducing any errors. Fig.1 shows a schematic diagram of the QKD protocol based on untrusted detectors [23]. For simplicity, we assume a perfect single photon source is employed by Alice. Alice prepares a single-photon pulse in one of the four BB84 polarization states (horizontal, vertical, 45, and 135 ) and sends it to Bob through an insecure quantum channel. On receiving the signals, Bob employs a trusted linear optics network (LON) to encode his information on the spatial degree of freedom of the incoming signals. Afterwards, the above signals are fed into an untrusted BSM device which is supposed to perform a single-photon BSM [26] and report the measurement results to Bob. Through an authenticated classical channel, Bob announces which transmitted signals have yielded successful BSM detections, the Bell states obtained, and the basis information associated with those successful events. Alice and Bob estimate the quantum bit error rate (QBER) for the events when they happen to use the same basis. If the QBER is
3 below certain threshold, they can further apply error correction and privacy amplification to generate a secure key. Note in Fig.1, the untrusted BSM inside Bob s laboratory is represented by a black box to highlight the fact that it could be manufactured by Eve, and fully controlled by Eve s partner (Fred) during the QKD process. Alice Transmitter Eve Bob LON Fred BSM Fig.1 Schematic diagram of quantum key distribution with untrusted detectors [23]: Alice prepares a single-photon pulse in one of the four BB84 polarization states (horizontal, vertical, 45, and 135 ) and sends it to Bob through an insecure quantum channel. On receiving the signals, Bob employs a trusted linear optics network (LON) to encode his information on the spatial degree of freedom of the incoming signals. Afterwards, the above signals are fed into an untrusted Bell state measurement (BSM) device which is supposed to perform a single-photon BSM and report the measurement results to Bob. The BSM is shown as a black box to highlight the fact that it could be manufactured by Eve and operated by Eve s partner, Fred. Since Bob s encoding device (LON in Fig.1) sits between Eve and Fred, the above design is prone to Trojan horse attacks. For example, for each quantum transmission, Eve could send her own signal (which may contain a few photons) together with Alice s photon into Bob s laboratory. Both Alice s and Eve s signals go through Bob s trusted encoding device and reach the BSM. Inside the BSM, Fred could determine Bob s bit information precisely by measuring the signal sent by Eve. In the meantime Fred performs an honest Bell State Measurement on Alice s photon. In principle, Fred can have a perfect copy of Bob s random bits (thus the secure key) without introducing any errors. At this point, security is not compromised since Fred is confined within Bob s laboratory. To prevent Fred from sending the secure key to Eve, a crucial assumption was made in [23-24]: Fred is only allowed to report the BSM results to Bob; he cannot send any unwanted information to the outside. Here we show that if the BSM is completely untrusted and the expected detection efficiency of SPDs is low, a simple scheme would allow Fred to send information to Eve using Bob s classical communication channel without direct access to it. In practice, SPDs at telecom wavelength have relatively low detection efficiency (typically 10~30%). On the top of that, all the optical components inside the BSM will introduce additional loss. Under the normal condition, Bob will expect a low detection rate: most of the time, the BSM will report no detection ; occasionally, the BSM will report a successful BSM result. Since the BSM could be provided by Eve, she can use SPDs with much high efficiency. In this case, the actual detection rate seen by Fred is much higher than that expected by Bob. Fred
4 can easily simulate a low-efficiency BSM by reporting to Bob a small fraction of the detection events. Suppose that Fred successfully detects the i th signal sent by Alice using his high-efficiency BSM; in the meantime, by launching a Trojan horse attack, he also acquires Bob s bit information corresponding to the same transmission. Fred reports the BSM result to Bob honestly. He also determines the index number i+k of the next BSM result to be reported using the following rules: if Bob s i th bit value is 1 (0), Fred will report a BSM result to make sure that k is an even (odd) number. In other words, Fred encodes Bob s random bits on the time delays between adjacent BSM results he reported to Bob. When Bob publicly announces which signals from Alice have been detected, Eve can decode Fred s information and have a perfect copy of Bob s secure key. Since Fred performs BSM on Alice s signals and reports the BSM results to Bob honestly, this attack will not introduce additional errors and thus cannot be detected by checking QBER. To further conceal their attack, Eve and Fred can use pre-shared random numbers to determine whether an even or an odd number is used to encode bit 1 for each reported BSM event. Fred can also carefully control the reporting rate to match with the expected value. This attack, in its spirit, is similar to the memory attack on device-independent QKD [27], which might be applicable whenever an untrusted device is placed inside Alice s or Bob s secure laboratory. On the other hand, in our scheme, Fred does not need to access the classical communication channel between Alice and Bob. All his activities are confined within the untrusted BSM, which is more consistent with the assumptions behind QKD protocols with untrusted detectors. To prevent the above attack, Bob could introduce countermeasures to detect Trojan horse attacks. In practice, additional filtering and monitoring systems could be introduced into Bob s system to characterize the input signals and mitigate the risk of Trojan horse attacks. However, it is very challenging in practice to implement single-mode filtering. Moreover, additional SPDs may be required is the above monitoring systems. These SPDs may also suffer from the same side-channel attacks as the SPDs for secure key generation. Another approach to prevent the above attack is to make additional assumptions about the BSM device [28]. Instead of treating the BSM device as a completely black box, as we have assumed in this paper, in reality Bob could build the BSM himself and know what is inside the BSM. In this case, it may be possible to prove security without perfectly modelling the exact behavior of the different elements. Nevertheless, all the assumptions made about BSM should be testable in practice and be placed under scrutiny.
5 I would like to thank Marcos Curty for very helpful discussions. Research sponsored by the Laboratory Directed Research and Development Program of Oak Ridge National Laboratory, managed by UT-Battelle, LLC, for the U. S. Department of Energy. Note added: During preparation of this manuscript, we noticed another paper on quantum key distribution with untrusted detectors [29]. References [1] C. H. Bennett and G. Brassard, in IEEE International Conference on Computers, Systems, and Signal Processing (Banglore, India, 1984) pp [2] A. K. Ekert, Phys. Rev. Lett. 67, 661 (1991). [3] D. Mayers, J. ACM 48 (3), pp (2001). [4] H.-K. Lo and H. F. Chau, Science 283, 2050 (1999). [5] P. W. Shor and J. Preskill, Phys. Rev. Lett. 85, pp (2000). [6] B. Qi, C.-H. F. Fung, H.-K. Lo and X. Ma, Quant. Inf. Comp. 7, pp (2007). [7] Y. Zhao, C.-H. F. Fung, B. Qi, C. Chen and H.-K. Lo, Phys. Rev. A 78, (2008). [8] L. Lydersen, C. Wiechers, C. Wittmann, D. Elser, J. Skaar and V. Makarov, Nature Photonics 4, pp (2010). [9] I. Gerhardt, Q. Liu, A. Lamas-Linares, J. Skaar, C. Kurtsiefer and V. Makarov, Nature Comm. 2, 349 (2011). [10] C.-H. F. Fung, B. Qi, K. Tamaki and H.-K. Lo, Phys. Rev. A 75, (2007). [11] F. Xu, B. Qi and H.-K. Lo, New J. Phys. 12, (2010). [12] D. Mayers and A. C.-C. Yao, in Proceedings of the 39th Annual Symposium on Foundations of Computer Science (FOCS98) (IEEE Computer Society, Washington, DC, 1998), p [13] A. Aćın, N. Brunner, N. Gisin, S. Massar, S. Pironio and V. Scarani, Phys. Rev. Lett. 98, (2007). [14] N. Gisin, S. Pironio, and N. Sangouard, Phys. Rev. Lett. 105, (2010). [15] H.-K. Lo, M. Curty, and B. Qi, Phys. Rev. Lett. 108, (2012). [16] S. L. Braunstein and S. Pirandola, Phys. Rev. Lett. 108, (2012). [17] A. Rubenok, J. A. Slater, P. Chan, I. Lucio-Martinez and W. Tittel, Phys. Rev. Lett. 111, (2013). [18] T. Ferreira da Silva et al., Phys. Rev. A 88, (2013). [19] Y. Liu et al., Phys. Rev. Lett. 111, (2013). [20] Z. Tang et al., Phys. Rev. Lett. 112, (2014). [21] Y.-L. Tang et al., preprint arxiv: (2014). [22] Y.-L. Tang et al., preprint arxiv: (2014). [23] P. González, et al., arxiv: (2014). [24] Charles Ci Wen Lim, et al., arxiv: (2014). [25] N. Gisin, S. Fasel, B. Kraus, H. Zbinden and G. Ribordy, Phys. Rev. A 73, (2006). [26] Y.-H. Kim, Phys. Rev. A 67, (R) (2003). [27] J. Barrett, R. Colbeck, and A. Kent, Phys. Rev. Lett. 110, (2013). [28] Marcos Curty, private communication. [29] W.-F. Cao, et al., preprint arxiv: (2014).
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