Introduction to Wavelets and Wavelet Transforms
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1 Introduction to Wavelets and Wavelet Transforms A Primer C. Sidney Burrus, Ramesh A. Gopinath, and Haitao Guo with additional material and programs by Jan E. Odegard and Ivan W. Selesnick Electrical and Computer Engineering Department and Computer and Information Technology Institute Rice University Houston, Texas csb@rice.edu Prentice Hall Prentice Hall Upper Saddle River, New Jersey *
2 Preface xi 1 Introduction to Wavelets Wavelets and Wavelet Expansion Systems 2 What is a Wavelet Expansion or a Wavelet Transform? 2 What is a Wavelet System? 2 More Specific Characteristics of Wavelet Systems 3 Haar Scaling Functions and Wavelets 5 What do Wavelets Look Like? 5 Why is Wavelet Analysis Effective? The Discrete Wavelet Transform The Discrete-Time and Continuous Wavelet Transforms Exercises and Experiments This Chapter 9 2 A Multiresolution Formulation of Wavelet Systems Signal Spaces The Scaling Function 11 Multiresolution Analysis The Wavelet Functions The Discrete Wavelet Transform A Parseval's Theorem Display of the Discrete Wavelet Transform and the Wavelet Expansion Examples of Wavelet Expansions An Example of the Haar Wavelet System 23 3 Filter Banks and the Discrete Wavelet Transform Analysis - From Fine Scale to Coarse Scale 31 Filtering and Down-Sampling or Decimating Synthesis - From Coarse Scale to Fine Scale 36 Filtering and Up-Sampling or Stretching Input Coefficients Lattices and Lifting 38
3 3.5 Different Points of View 38 Multiresolution versus Time-Frequency Analysis 38 Periodic versus Nonperiodic Discrete Wavelet Transforms 38 The Discrete Wavelet Transform versus the Discrete-Time Wavelet Transform 39 Numerical Complexity of the Discrete Wavelet Transform 40 Bases, Orthogonal Bases, Biorthogonal Bases, Frames, Tight Frames, and Unconditional Bases Bases, Orthogonal Bases, and Biorthogonal Bases 41 Matrix Examples 43 Fourier Series Example 44 Sine Expansion Example Frames and Tight Frames 45 Matrix Examples 46 Sine Expansion as a Tight Frame Example Conditional and Unconditional Bases 48 The Scaling Function and Scaling Coefficients, Wavelet and Wavelet Coefficients Tools and Definitions 50 Signal Classes 50 Fourier Transforms 51 Refmement and Transition Matrices Necessary Conditions Frequency Domain Necessary Conditions Sufficient Conditions 56 Wavelet System Design The Wavelet Alternate Normalizations Example Scaling Functions and Wavelets 59 Haar Wavelets 60 Sine Wavelets 60 Spline and Battle-Lemarie Wavelet Systems Further Properties of the Scaling Function and Wavelet 62 General Properties not Requiring Orthogonality 63 Properties that Depend on Orthogonality Parameterization of the Scaling Coefficients 65 Length-2 Scaling Coefncient Vector 65 Length-4 Scaling Coefncient Vector 66 Length-6 Scaling Coefncient Vector Calculating the Basic Scaling Function and Wavelet 67 Successive Approximations or the Cascade Algorithm 67 Iterating the Filter Bank 68 Successive approximations in the frequency domain 68 The Dyadic Expansion of the Scaling Function 70
4 fc CONTENTS vii 38 6 Regularity, Moments, and Wavelet System Design K-Regular Scaling Filters Vanishing Wavelet Moments Daubechies' Method for Zero Wavelet Moment Design Non-Maximal Regularity Wavelet Design Relation of Zero Wavelet Moments to Smoothness Vanishing Scaling Function Moments Approximation of Signals by Scaling Function Projection Approximation of Scaling Coefficients by Samples of the Signal Coiflets and Related Wavelet Systems Generalized Coifman Wavelet Systems Minimization of Moments Rather than Zero Moments Generalizations of the Basic Multiresolution Wavelet System Tiling the Time-Frequency or Time-Scale Plane 98 4g Nonstationary Signal Analysis 99 Tiling with the Discrete-Time Short-Time Fourier Transform 100 Tiling with the Discrete Two-Band Wavelet Transform General Tiling Multiplicity-M (M-Band) Scaling Functions and Wavelets 102 5Q Properties of M-Band Wavelet Systems M-Band Scaling Function Design 109 M-Band Wavelet Design and Cosine Modulated Methods Wavelet Packets 110 Füll Wavelet Packet Decomposition 110 Adaptive Wavelet Packet Systems Biorthogonal Wavelet Systems 114 Two-Channel Biorthogonal Filter Banks 114 Biorthogonal Wavelets 116 Comparisons of Orthogonal and Biorthogonal Wavelets 117 Example Families of Biorthogonal Systems 118 Cohen-Daubechies-Feauveau Family of Biorthogonal Spline Wavelets 118 Cohen-Daubechies-Feauveau Family of Biorthogonal Wavelets with Less Dissimilar Filter Length 118 Tian-Wells Family of Biorthogonal Coiflets 119 Lifting Construction of Biorthogonal Systems Multiwavelets ' Construction of Two-Band Multiwavelets Properties of Multiwavelets 124 "" Approximation, Regularity and Smoothness Support Orthogonality 125 6' Implementation of Multiwavelet Transform Examples Geronimo-Hardin-Massopust Multiwavelets Spline Multiwavelets 127
5 Other Constructions 127 Applications Overcomplete Representations, Frames, Redundant Transforms, and Adaptive Bases 128 Overcomplete Representations 129 A Matrix Example 129 Shift-Invariant Redundant Wavelet Transforms and Nondecimated Filter Banks 132 Adaptive Construction of Frames and Bases Local Trigonometrie Bases 134 Nonsmooth Local Trigonometrie Bases 136 Construction of Smooth Windows 136 Folding and Unfolding 137 Local Cosine and Sine Bases 139 Signal Adaptive Local Trigonometrie Bases Discrete Multiresolution Analysis, the Discrete-Time Wavelet Transform, and the Continuous Wavelet Transform 141 Discrete Multiresolution Analysis and the Discrete-Time Wavelet Transform 143 Continuous Wavelet Transforms 144 Analogies between Fourier Systems and Wavelet Systems 145 Filter Banks and Transmultiplexers Introduction 148 The Filter Bank 148 Transmultiplexer 150 Perfect Reconstruction A Closer Look 150 Direct Characterization of PR 150 Matrix characterization of PR 152 Polyphase (Transform-Domain) Characterization of PR Unitary Filter Banks Unitary Filter Banks Some Illustrative Examples M-band Wavelet Tight Frames Modulated Filter Banks 164 Unitary Modulated Filter Bank Modulated Wavelet Tight Frames Linear Phase Filter Banks 169 Characterization of Unitary H p (z) PS Symmetry 173 Characterization of Unitary H p (z) PCS Symmetry 174 Characterization of Unitary H p (z) Linear-Phase Symmetry 174 Characterization of Unitary H p (z) Linear Phase and PCS Symmetry 175 Characterization of Unitary H p (z) Linear Phase and PS Symmetry Linear-Phase Wavelet Tight Frames Linear-Phase Modulated Filter Banks 177 DCT/DST I/II based IM Channel Filter Bank Linear Phase Modulated Wavelet Tight Frames Time-Varying Filter Bank Trees 179 Growing a Filter Bank Tree 182 Pruning a Filter Bank Tree 182
6 CONTENTS ix 127 Wavelet Bases for the Interval Wavelet Bases for L 2 ([0,oo)) Wavelet Bases for L 2 ((-oo,0]) Segmented Time-Varying Wavelet Packet Bases Filter Banks and Wavelets Summary Calculation of the Discrete Wavelet Transform Finite Wavelet Expansions and Transforms Periodic or Cyclic Discrete Wavelet Transform Filter Bank Structures for Calculation of the DWT and Complexity The Periodic Case Structure of the Periodic Discrete Wavelet Transform More General Structures Wavelet-Based Signal Processing and Applications Wavelet-Based Signal Processing Approximate FFT using the Discrete Wavelet Transform Introduction 197 Review of the Discrete Fourier Transform and FFT 198 '' Review of the Discrete Wavelet Transform The Algorithm Development Computational Complexity Fast Approximate Fourier Transform Computational Complexity Noise Reduction Capacity Summary Nonlinear Filtering or Denoising with the DWT Denoising by Thresholding Shift-Invariant or Nondecimated Discrete Wavelet Transform Combining the Shensa-Beylkin-Mallat-ä trous Algorithms and Wavelet Denoising Performance Analysis 209 Examples of Denoising Statistical Estimation Signal and Image Compression 212 Fundamentals of Data Compression yj^ Prototype Transform Coder 213 yj Improved Wavelet Based Compression Algorithms Why are Wavelets so Useful? Applications Numerical Solutions to Partial Differential Equations g Seismic and Geophysical Signal Processing g Medical and Biomedical Signal and Image Processing Application in Communications Fractals Wavelet Software 218 *
7 11 Summary Overview Properties of the Basic Multiresolution Scaling Function Types of Wavelet Systems References 223 Bibliography 224 Appendix A. Derivations for Chapter 5 on Scaling Functions 246 Appendix B. Derivations for Section on Properties 253 Appendix C. Matlab Programs 258 Index 266
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