RRtools a Maple package for aiding the discovery and proof of finite Rogers-Ramanujan type identities

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1 RRtools a Maple package for aiding the discovery and proof of finite Rogers-Ramanujan type identities ndrew V. Sills Department of Mathematics, Rutgers University, Busch Campus, Piscataway, NJ, US bstract The purpose of this paper is to introduce the RRtools and recpf Maple packages which were developed by the author to assist in the discovery and proof of finitizations of identities of the Rogers-Ramanujan type. Key words: Rogers-Ramanujan Identities, -Series, experimental mathematics 1 Introduction The Rogers-Ramanujan identities, due to Rogers [1894], may be stated as follows: The Rogers-Ramanujan Identities If < 1, then j (; ) j (, 3, 5 ; 5 ) (; ) (1.1) and j(j+1) (; ) j (, 4, 5 ; 5 ) (; ), (1.) address: asills@math.rutgers.edu (ndrew V. Sills). URL: (ndrew V. Sills). Preprint submitted to Elsevier Science 4 pril 003

2 where (a; ) j j 1 m0 (1 a m ), (a; ) lim j (a; ) j, and (a 1, a,..., a r ; ) (a 1 ; ) (a ; )... (a r ; ). There are many series-product identities which resemble the Rogers-Ramanujan identities in form, and are thus called identities of the Rogers-Ramanujan type. The seminal papers on Rogers-Ramanujan type identities include Rogers [1894], Rogers [1917], Jackson [198], Bailey [1947], Bailey [1949], and Slater [195]. s documented by Berkovich and McCoy [1998], Rogers-Ramanujan type identities are essential to the solution of various models in statistical mechanics. In the language of the physicists, the left hand sides of (1.1) and (1.) are called fermionic representations, and the right-hand sides are easily seen to be euivalent to what are called bosonic representations. For convenience, I will adopt this terminology, and use it throughout this paper. ndrews [1981] showed that finitizations of (i.e. polynomial identities whose limiting cases are) Rogers-Ramanujan type identities are useful for determining relationships between various sets of identities via 1/ duality. The RRtools package assists the user in finding finitizations of Rogers-Ramanujan type identities and duality relationships. In fact, with the use of this package, in [Sills, 003], I was able to finitize all the identities in the list of Slater [195]. There are at least three known categories of methods for finitizing Rogers- Ramanujan type identities: (1) Bailey s Lemma. See Bailey [1949], ndrews [1986, Theorem 3.3], and Bressoud [1981]. () Finitizations motivated by the models of statistical mechanics. There are numerous papers in this area. Some representatives are ndrews [1981], ndrews et al. [1984], Berkovich and McCoy [1996], Berkovich and McCoy [1997], Berkovich et al. [1996], Berkovich et al. [1998a], Berkovich et al. [1998b], Schilling and Warnaar [1998], Warnaar [001], Warnaar [00]. (3) Finitization via -difference euations. See ndrews [1986, Chapter 9], Santos [1991], Santos [00], Santos and Sills [00], Sills [00], Sills [003]. In some cases, two or more of the methods will produce identical finitizations of a given Rogers-Ramanujan type identity. However, in general, distinct fini-

3 tizations will result. The RRtools package only deals with the method of -difference euations. fter the mathematical preliminaries are reviewed in, I shall discuss finitization via -difference euations in detail in 3. user s guide to the RRtools package is presented in 4, followed in 5 by a user s guide to the companion package recpf, which is a useful aid for proving identities conjectured with RRtools. Mathematical Preliminaries.1 -Binomial coëfficients The Gaussian polynomial B : B may be defined as (;) (;) B (;) B 0, otherwise. if 0 B (.1) The following properties of Gaussian polynomials are well-known [ndrews, 1976, pp. 35 ff.]. For 0 B and > 0, we have deg B( B) (.) B ( ) lim (.3) 1 B B (Because of (.3), Gaussian polynomials are also called -binomial coëfficients.) (.4) B B B (.5) B B B B (.6) B B 1 B ] B(B )[ (.7) B B 1/ n + a 1 lim. (.8) n n + b (; ) 3

4 -Binomial Theorem. [ndrews et al., 1999, p. 488, Thm ] or [ndrews, 1976, p. 17, Thm..1]. If t < 1 and < 1, k0 (a; ) k (; ) k t k (at; ) (t; ). (.9) We will make use of the following corollaries of (.9): j j k0 k j + k 1 k0 k0 ( 1) k (k ) t k (t; ) j (.10) k t k 1 (t; ) j (.11) rk +sk ( r ; r ) k ( r+s ; r ) (.1). -Trinomial coëfficients..1 Definitions By expanding the Laurent polynomial (1+x+x 1 ) L and gathering like terms, we find ( ) L L (1 + x + x 1 ) L x j (.13) j L j where ( ) L L! (.14) r!(r + )!(L r )! r 0 )( ) L r0( 1) r( L L r. (.15) r L r The ( ) L are called trinomial coëfficients. The two representations (.14) and (.15) of ( ) L give rise to different - 4

5 analogs [ndrews and Baxter, 1987, p. 99, ens. (.7) (.1)]: 1 ( ) L, B; : r 0 r(r+b) (; ) L (; ) r (; ) r+ (; ) L r L r0 r(r+b)[ L r ] L T 0 (L, ; ) : r0( 1) r[ L L r r L r ] L T 1 (L, ; ) : r0( ) r[ L L r r L r L τ 0 (L, ; ) : ( 1) r Lr ( r ) L L r r0 r L r ] L t 0 (L, ; ) : r0( 1) r r[ L L r r L r ] L t 1 (L, ; ) : r0( 1) j r(r 1)[ L L r r L r ] L r r + (.16) (.17) (.18) (.19) (.0) (.1) It is convenient to follow ndrews [1990] and define U(L, ; ) : T 0 (L, ; ) + T 0 (L, + 1; ). (.) Further, I will follow Sills [003] and define V(L, ; ) : T 1 (L 1, ; ) + L T 0 (L 1, 1; ). (.3).. Recurrences The following Pascal triangle type recurrence may be deduced from (.13): ( ) L ( ) L ( ) L 1 + ( ) L 1. (.4) + 1 We will reuire the following -analogs of (.4), which are due to ndrews and Baxter [1987, pp , ens. (.16), (.19), (.5) (.6), (.8), and 1 Note: Occasionally in the literature (e.g. [ndrews and Berkovich, 1998] or [Warnaar, 1999]), superficially different definitions of the T 0 and T 1 functions are used. 5

6 (.9)]: For L 1, T 1 (L, ; ) T 1 (L 1, ; ) + L+ T 0 (L 1, + 1; ) + L T 0 (L 1, 1; ) (.5) T 0 (L, ; ) T 0 (L 1, 1; ) + L+ T 1 (L 1, ; ) + L+ T 0 (L 1, + 1; ) (.6) ( ) ( ) ( ) L, 1; L 1, 1; L 1, + 1; L ( ) L 1, 1; + (.7) 1 ( ) ( ) ( ) L, ; L 1, 1; L 1, 1; L + L 1 1 ( ) L 1, + 1; + (.8) + 1 ( ) ( ) ( ) L, B; L 1, B; L 1, B; + L 1+B + 1 ( ) L 1, B 1; + L (.9) 1 ( ) ( ) ( ) L, B; L 1, B; L 1, B ; + L 1 ( ) L 1, B + 1; + L+B (.30) + 1 The following identities of ndrews and Baxter [1987, p. 301, ens. (.0) and (.7 corrected)], which reduce to 0 0 in the 1 case are also useful: T 1 (L, ; ) L T 0 (L, ; ) T 1 (L, + 1; ) + L++1 T 0 (L, + 1; ) 0, (.31) ( ) ( ) ( ) ( ) L, ; L, ; L, + 1; L, 1; + L L (.3) Observe that (.31) is euivalent to V(L + 1, + 1; ) V(L + 1, ; ). (.33) The following recurrences appear in ndrews [1990, p. 661, Lemmas 4.1 and 6

7 4.]: For L 1, U(L, ; ) (1 + L 1 )U(L 1, ; ) + L T 1 (L 1, 1; ) + L++1 T 1 (L 1, + ; ). (.34) U(L, ; ) (1 + + L 1 )U(L 1, ; ) U(L, ; ) + L T 0 (L, ; ) + L++ T 0 (L, + 3; ). (.35) n analogous recurrence for the V function [Sills, 003, p. 7, en. (1.36)] is V(L, ; ) (1 + L )V(L 1, ; ) + L T 0 (L, ; ) + L+ 1 T 0 (L, + 1; ). (.36)..3 Identities From (.13), it is easy to deduce the symmetry relationship Two -analogs of (.37) are ( ) ( ) L L. (.37) T 0 (L, ; ) T 0 (L, ; ) (.38) and T 1 (L, ; ) T 1 (L, ; ). (.39) The analogous relationship for the ( ) L,B; [ndrews and Baxter, 1987, p. 99, en. (.15)] is ( ) ( ) L, B; L, B + ; (+B). (.40) Other fundamental relations among the various -trinomial coëfficients include the following (see ndrews and Baxter [1987, pp ]): ( ) L, ; τ 0 (L, ; ) (.41) T 0 (L, ; 1 ) L t 0 (L, ; ) L τ 0 (L, ; ) (.4) T 1 (L, ; 1 ) L t 1 (L, ; ) (.43) ( ) L, ; τ 0 (L, ; ) t 0 (L, ; ) (.44) ( ) L, 1; L t 1 (L, ; ) (.45) 7

8 ..4 symptotics The following asymptotic results for -trinomial coëfficients are proved in, or are direct conseuences of, ndrews and Baxter [1987, pp ]: lim L ( ) L, ; lim τ 0 (L, ; ) L ( ) L, 1; lim L 1 (; ) (.46) 1 + (; ) (.47) lim T 0 (L, ; ) ( ; ) + (, ) (.48) L ( ; ) L even lim T 0 (L, ; ) ( ; ) (; ) (.49) L ( ; ) L odd lim T 1(L, ; ) ( ; ) (.50) L ( ; ) lim V(L, ; ) ( ; ) (.51) L ( ; ) lim t 0(L, ; ) L 1 ( ; ) (.5) lim L L t 1 (L, ; ) + (.53) ( ; ) lim U(L, ; ) ( ; ) (.54) L ( ; ).3 Miscellaneous Results The following well known identity is essential: Jacobi s Triple Product Identity. [ndrews, 1976, p. 1, Theorem.8] or [Ismail, 1977]. For z 0 and < 1, z j j (1 + z j 1 )(1 + z 1 j 1 )(1 j ) (.55) j1 ( z, z 1, ; ) The following two results can be used to simplify certain sums of two instances of Jacobi s triple product identity: 8

9 Quintuple Product Identity. [Watson, 199] (1 + z 1 j )(1 + z j 1 )(1 z j 1 )(1 z j 1 )(1 j ) (.56) j1 (1 z 3 3j )(1 z 3 3j 1 )(1 3j ) + z (1 z 3 3j )(1 z 3 3j 1 )(1 3j ) j1 j1 or, in abbreviated notation, (z 3, z 3, 3 ; 3 ) + z(z 3, z 3, 3 ; 3 ) ( z 1, z, ; ) (z, z ; ). Next, an identity of Bailey [1951, p. 0, en. (4.1)]: (1 + z 4j 3 )(1 + z 4j 1 )(1 4j ) + z (1 + z 4j 1 )(1 + z 4j 3 )(1 4j ) j1 j1 (.57) (1 + z j 1 )(1 + z 1 j )(1 j ) j1 or, in abbreviated notation, ( z, z 3, 4 ; 4 ) + z( z 3, z, 4 ; 4 ) ( z, z 1, ; ). We will also reuire the following result: bel s Lemma. [Whittaker and Watson, 1958, p. 57] or [ndrews, 1971, p. 190]. If lim n a n L, then lim t 1 (1 t) a n t n L. (.58) n0 3 Finitization and Duality for Rogers-Ramanujan Type Identities 3.1 Finitization by the Method of -Difference Euations We now turn our attention to a method for discovering finite analogs of Rogers- Ramanujan type identities, i.e. polynomial identities which converge to a given identity of the Rogers-Ramanujan type. s there may be many distinct polynomial identities which converge to a given series-product identity, there may be many different ways to finitize a given series-product identity. For a discussion of other methods which in general lead to finitizations different from 9

10 those we will discuss here, see the discussion in 0 of Sills [003]. Here I will focus on one particular method of finitization which will be referred to as the method of -difference euations. I have automated much of the process in the RRtools package. The method of -difference euations was first discussed by ndrews [1986, sec. 9., p. 88]. We begin with an identity of the Rogers-Ramanujan type φ() Π() where φ() is the series and Π() is an infinite product or sum of several infinite products. We consider a two variable generalization f(, t) which satisfies the following three conditions: Conditions 1 (1) f(, t) n0 P n ()t n where the P n () are polynomials, () φ() lim t 1 (1 t)f(, t) lim n P n () Π(), and (3) f(, t) satisfies a nonhomogeneous -difference euation of the form f(, t) R 1 (, t) + R (, t)f(, t k ) where R i (, t) are rational functions of and t for i 1, and k Z +. Sills [003, p. 15, Theorem.] has shown that if φ() is written in the form ( 1) aj bj +cj r i1 (d i e i ; k i ) j+li ( m ; m ) j si1 (δ i ɛ i ; κ i)j+λi, where a 0 or 1; b, m Z + ; c Z; d i ±1; e i, k i Z +, l i Z for 1 i r; δ i ±1; ɛ i, κ i Z + ; λ i Z for 1 i s; then f(, t) ( 1) aj t bj/g bj +cj r i1 (d i t k i/g e i ; k i ) j+li (t; m ) j+1 si1 (δ i t κ i/g ɛ i ; κ i)j+λi, where g gcd(m, k 1, k,..., k r, κ 1, κ,..., κ s ) is a two variable generalization of φ() which satisfies Conditions 1. The nonhomogeneous -difference euation can be used to find a recurrence which the P n () satisfy, and thus a list of P 0 (), P 1 (),..., P N () can be produced for any N. The fermionic representation of the finitization is obtained by expanding the rising -factorials which appear in f(, t) using (.10) and (.11), changing 10

11 variables so that the resulting power of t is n, so that P n () can be seen as the coëfficient of t n. Obtaining the bosonic representation for P n () is more difficult, and reuires conjecturing the correct form. s we shall see, the RRtools Maple package contains a number of tools to aid the user in making an appropriate conjecture. fter the proposed polynomial identity is conjectured, it can be proved showing that the bosonic representation satisfies the same recurrence and initial conditions as the fermionic representation. 3. n Example Done by Hand To serve as a prototypical example, we will examine the finitization process on an identity from the list of Slater [195, p. 153, en. (7)], an identity due to Euler: j +j (1 + j ) (3.1) ( ; ) j The reuired two variable generalization of the LHS of (3.1) is f(, t) j1 t j j +j (1 t)(t ; ) j. Next, we produce the nonhomogeneous -difference euation. f(, t) t j j +j (t; ) j t + j1 1 1 t t + t 1 t t j j +j (t; ) j+1 t j+1 (j+1) +(j+1) (t; ) j+ 1 1 t + t 1 t f(, t ) (t ) j j +j (t ; ) j+1 Thus, a non-homogeneous -difference euation satisfied by f(, t) is f(, t) 1 1 t + t 1 t f(, t ). (3.) 11

12 Next, we find the seuence of polynomials {P n ()} n0 as follows: Clearing denominators in (3.) gives (1 t)f(, t) 1 + t f(, t ), which is euivalent to f(, t) 1 + tf(, t) + t f(, t ). Thus, P n ()t n 1 + t P n ()t n + t P n ()(t ) n n0 n0 n0 1 + P n ()t n+1 + P n ()t n+1 n+ n0 n0 1 + P n 1 ()t n + n P n 1 ()t n n1 n1 1 + (1 + n )P n 1 ()t n. n1 We can read off from the last line that the polynomial seuence {P n ()} n0 satisfies the following recurrence relation: P 0 () 1 (3.3) P n () (1 + n )P n 1, if n 1. (3.4) Note that for this example, since a first order recurrence was obtained, P n () is expressible as a finite product, and thus in some sense, the problem is done. However, the overwhelming majority of the identities from Slater s list yield finitizations whose minimimal recurrence order is greater than one, and thus not expressible as a finite product. In such cases, we must work harder to find a representation for P n () which can be seen to converge in a direct fashion to the RHS of the original identity. Thus we continue the demonstration: Now that a recurrence for the P n () is known, a finite list {P n ()} N n0 can be produced: P 0 () 1 P 1 () + 1 P () P 3 () P 4 ()

13 Notice that the degree of P n () appears to be n(n + 1). Being familiar with Gaussian polynomials, we recall that the degree of n+1 is also n(n + 1) (by n+1 (.)), and wonder if this Gaussian polynomial might play a fundamental rôle in the bosonic representation of P n (). lso, since Π() (, 3, 4 ; 4 ) (; ) (an instance of Jacobi s triple product identity multiplied by 1/(; ) ) and lim n n + 1 n (; ) (by (.8)), we have further evidence in favor of the Gaussian polynomial n+1 playing n+1 a central rôle. Using the method of successive approximations by Gaussian polynomials discussed by ndrews and Baxter [1990], one can conjecture that, at least for small n, it is true that n + 1 n + 1 n + 1 n + 1 n + 1 P n () , n + 1 n + n + 3 n + 4 n + 5 which is a good start, but the bosonic representation must be a bilateral series. Thus we employ (.4) to rewrite the above as P n () [ n + 1 n + 1 n + 1 n 1 which is euivalent to P n () ] [ n n + 3 ] ( 1) j j +j which is in the desired (bosonic) form. [ n n 3 ] [ n n + 5 ]..., n + 1, (3.5) n + j + 1 Obtaining the fermionic representation for P n () simply reuires expanding the -factorials by (.10) or (.11) as appropriate: P n ()t n f(, t) n0 t j j +j (1 t)(t ; ) j t j j +j j + k t k by (.11) k0 k 13

14 t j+k j +j j + k by (.4) k0 j t n j +j n (by taking n j + k) n0 j By comparing coëfficients of t n in the extremes, we find P n () j +j n. (3.6) j Combining (3.6) and (3.5), we obtain the conjectured polynomial identity j +j n j ( 1) j j +j We now need to prove that identity (3.7) is valid. n + 1. (3.7) n + j + 1 Remark. Euation (3.7) may be proved in a completely automated fashion by the -Zeilberger algorithm. I include a proof by recurrence here as a simple example to serve as a prototype for the type of proofs assisted by the recpf package, to be described in section 5. In fact, all the identities in 3 of Sills [003] are theoretically provable by the -Zeilberger algorithm [Zeilberger, 1991] or its multisum generalization [Wilf and Zeilberger, 199]. However, in practice, the Zeil [Paule and Riese, 1997] and MultiSum [Riese, 003] Mathematica packages, which are truly state-of-the-art, nonetheless encounter run time and complexity difficulties when attempting to deal with many of these identities [Riese, 00]. PROOF OF (3.7). The fermionic representation (i.e. lefthand side) of (3.7) is known to satisfy the recurrence (3.4) and the initial condition (3.3) by the way it was constructed. Thus, the proof of (3.7) will be complete upon showing that the proposed bosonic representation (i.e. righthand side) of (3.7) satisfies (3.4) and (3.3). First, it is trivial to check that the n 0 case of (3.7) holds; it reduces to 1 1. Next, we want to show that the RHS of (3.7) satisfies (3.4), or euivalently that it satisfies P n () (1 + n )P n 1 () 0. (3.8) 14

15 So substitute the RHS of (3.7) for P n () in the LHS of (3.8): ( 1) j j +j n + 1 ( 1) j j +j n 1 n + j + 1 n + j ( 1) j j +j+n n 1 n + j Next, apply (.6) to the first term to obtain ( 1) j j +j n n + j [ ( 1) j j +j n 1 n + j + ] [ ] ( 1) j j +3j+n+1 n n + j + 1 ( 1) j j +j+n n 1 n + j Then apply (.5) to the first term to obtain + ( 1) j j +j n 1 n + j [ ( 1) j j +3j+n+1 + ] n n + j + 1 ( 1) j j j+n n 1 n + j 1 ( 1) j j +j n 1 n + j ( 1) j j +j+n n 1 n + j whereupon the first and fourth terms cancel leaving [ ] ( 1) j j j+n n 1 + ( 1) j j +3j+n+1 n n + j 1 n + j + 1 ( 1) j j +j+n n 1 n + j Next, we apply (.5) to the second term to get ( 1) j j j+n n 1 + ( 1) j j +3j+n+1 n 1 n + j 1 n + j ( 1) j j +j+n n 1 ( 1) j j +j+n n 1 n + j n + j and so the third and fourth terms cancel leaving ( 1) j j j+n n 1 n + j 1 + ( 1) j j +3j+n+1 n 1 n + j

16 By replacing j with j 1 in the second term, we now have [ ] ( 1) j j j+n n 1 + ( 1) j 1 (j 1) +3(j 1)+n+1 n 1 n + j 1 n + (j 1) + 1 ( 1) j j j+n n 1 ( 1) j j j+n n 1 0 n + j 1 n + j 1 and thus the recurrence (3.8) is satisfied by the RHS of (3.7) and the identity (3.7) is proved. To see that (3.7) is indeed a finitization of (3.1), we carry out the following calculations: lim j +j n j +j n lim j +j ( ; ) j, n j ( ; ) n ( ; ) j ( ; ) n j and so the LHS of (3.7) converges to the LHS of (3.1). lim n 1 (; ) ( 1) j j +j ( 1) j j +j n + 1 n + j + 1 (by (.8)) 1 (, 3, 4 ; 4 ) (by Jacobi s Triple Product Identity (.55)) (; ) (1 + j ), j1 and so the RHS of (3.7) converges to the RHS of (3.1), and thus identity (3.1) may be viewed as a corollary of identity (3.7). 3.3 Duality ndrews [1981] demonstrated a type of duality relationship that exists among a few sets of Rogers-Ramanujan type identities. The (reciprocal) dual of a 16

17 polynomial (where a n 0) is a n n + a n 1 n 1 + a n n + + a 1 + a 0 a 0 n + a 1 n 1 + a n + + a n 1 + a n. Euivalently, the reciprocal of P () is deg(p ()) P ( 1 ). (3.9) If deg(p ()) P ( 1 ) P (), the associated identity is called self-dual. Let us work through an example of calculating the dual of an identity: Consider, say, identity 10 of Slater [195], which is ( 1; ) j j (1 + j 1 )(1 + j ) (3.10) ( ; ) j 0 j ( ; 4 ) j j 1 finite form of (3.10) is j +i i+k j j + k 1 n i k i k j i 0 j 0 k 0 [ ] j +j T 0 (n, j; ) + T 0 (n 1, j; ). (3.11) (See [Sills, 003, Identity 3.10].) Notice that when j k 0 in the LHS sum, 1 must be interpreted as 1, even though (.1) would indicate Such flexibility regarding initial conditions is often reuired when dealing with Gaussian polynomials. Remark. One referee pointed out that the LHS of (3.11) can be simplified to a double sum using a special case of the ndrews-skey formula [Gasper and Rahman, 1990, p., ex (1.8), b n, a j n ]. Thus we have j + k 1 n k n + j k. k j j k 0 This points to one of the inherant limitations of RRtools. Since the series side of Identity 10 of Slater [195] contains three rising -factorials, RRtools will automatically find a three-fold sum. For a number of identities in Sills [003], I noticed such a simplification and worked it out by hand. For others, such as (3.11), I missed the simplification. For still others, a reduction from a three-fold to a two-fold sum was possible, but not desirable, as it obscured the fact that the limit as n was, in fact, the original series. 17

18 n examination of the first few cases n 0, 1,, etc., convinces one that the degree of the polynomial is n. Thus, by (3.11) and (3.9), the dual polynomials of (3.11) can be represented by either of the two forms n (j +i i+k) j j + k 1 n i k i k j i 0 j 0 k 0 1/ 1/ 1/ [ ] n (j +j) T 0 (n, j; 1/) + T 0 (n 1, j; 1/). (3.1) pplying (.4) and (.41) on the righthand side and (.7) on the left hand side, we obtain n i h k n i h 1 n i k k+i+i(h+i+k)+(h+k) i k h h 0 i 0 k 0 ( ) ( ) j j n, j; + j j+n 1 n 1, j;. j j We can suppose that < 1 and let n in the preceding euation to obtain a Rogers-Ramanujan type identity. First, we consider the lefthand side: lim n h,i,k 0 lim n h,i,k 0 n i h k k+i+i(h+i+k)+(h+k) i n i h 1 k n i k k+i+i(h+i+k)+(h+k) ( ; ) n i j k ( ; ) n i h 1 ( ; ) n i k ( ; ) i ( ; ) n i h k ( ; ) k ( ; ) n i k h 1 ( ; ) h ( ; ) n i k h h0 i0 k0 k+i+i(h+i+k)+(h+k) ( ; ) h ( ; ) i ( ; ) k h Next, we consider the righthand side: lim j j n 1 ( ; ) ( ) n, j; j + j j+n 1 ( ) n 1, j; j j + 0 (by (.46) and since < 1) 1 (, 3, 4 ; 4 ) ( ; (by (.55)) ) ( ; ) (1 + j ) j1 j 18

19 Thus, for < 1, h0 i0 k0 k+i+i(h+i+k)+(h+k) ( ; ) h ( ; ) i ( ; ) k (1 + j ). (3.13) j1 Note that the triple sum in the preceeding euation can be simplified: k+i+i(h+i+k)+(h+k) h0 i0 k0 i0 k0 i0 k0 ( ; ) ( ; ) ( ; ) h ( ; ) i ( ; ) k k+i+i +(i+k) ( ; ) i ( ; ) k h0 h +(i+k)h ( ; ) h k+i+i +(i+k) ( ; ) i ( ; ) k ( i+k+1 ; ) (by (.1)) i0 k0 ( ; ) i0 Ki K +K K0 ( ; ) K0 ( ; ) K0 ( ; ) K0 ( ; ) K0 k +ik+i +k+i ( ; ) i ( ; ) k ( ; ) i+k K +K+i ( ; ) i ( ; ) K i ( ; ) K (by taking K k + i) ( ; ) K K i0 K +K ( ; ) K ( ; ) K K +K ( ; ) K ( ; ) K i ( ; ) i ( ; ) K i K i0 K i ( ; ) K ( ; ) i ( ; ) K i ] i0 i[ K i K +K ( ; ) K ( ; ) K ( ; ) K (by (.10)) K +K ( ; ) K. Thus, (3.13) is euivalent to ( ; ) j(j+1) ( ; ) j or, after dividing through by ( ; ), j(j+1) ( ; ) j (1 + j ), j1 (1 + j ), j1 which is identity (3.1). I will not go so far as to say that Identities (3.1) and (3.10) are dual since it was necessary to take the limit as n and 19

20 to divide out an infinite product in order to obtain (3.1) from the dual of (3.10). In fact, it is not hard to show that identity (3.1) is self-dual under our finitization. In some cases, the seuence of polynomials {P n ()} n0 does not converge, but the subseuence {P m ()} m0 converges to one series, and the subseuence {P m+1 ()} m0 converges to a different series. One immediate clue that this may be occuring is when the formula for the degree of the polynomial varies with the parity of n. For example, with the finite First Rogers-Ramanujan Identity (4.), the degree of the polynomial is n /4 if n is even, and (n 1)/4 if n is odd. In cases such as this, we consider the dual of (4.) to be a pair of identities. The appropriate calculation shows that the dual of (4.-even) is identity 79 on the list of Slater [195], while the dual of (4.-odd) is another identity [Slater, 195, en. (99)]. 4 The RRtools Maple package The RRtools that I developed to aid my research for Sills [00] and Sills [003] contains a variety of tools which may be of interest to others. This user s guide assumes basic familiarity with the Maple computer algebra system. I developed the package using Maple V release 4, and later tested it (making necessary modifications) for use with Maple 6 and Maple 7. I believe that it is fully functional on at least these three versions of Maple. Please send me an if (when) you find bugs. User input is indicated in non-proportional "typewriter" style font and preceded by a Maple prompt >, which of course is not to be typed. Maple s responses will be indicated directly below in standard mathematical italics. 4.1 Setup and Initialization The RRtools package may be downloaded free of charge from my web site Copy the file RRtools1 into the directory in which you intend to initiate your Maple session. Begin your Maple session as usual. Type > read(rrtools1); Maple responds with a welcome message which includes a list of the procedures in the package. 0

21 4. Basic -Functions The Gaussian polynomial B r is input as gp(,b,r). RRtools contains the analogous procedures for the -trinomial coëfficients T0, T1, tau0, t0, t1 and the related functions U and V. For example, > gp(5,,3); returns and > U(,1,1); returns lso supported is the finite rising -factorial (a; ) n which is entered in the form fact(a,,n), for example, > fact(a,^,3); returns (1 a)(1 a )(1 a 4 ) Difference Euations and Recurrences For a given Rogers-Ramanujan Type series φ(), the two variable generalization f(, t) which satisfies Conditions 1 is produced using the twovargen procedure. The input format is twovargen[summand, lowerlim] where summand may contain ( 1) j, rising -factorials in the numerator and denominator and must contain raised to a uadratic power in j in the numerator and exactly one specially designated -factorial in the denominator to which the extra (1 t) factor is attached. The argument lowerlim is either 0 or 1, depending on whether the series is of the form or 1 + j1 respectively. For example, to find the f(, t) associated with identity 60 from the list of Slater [195] which is type φ() j(j+1) (; ) j+1 (; ) j, 1

22 > twovargen( ^(j*(j+1)) / (fac(,^,j+1) * spfac(,,j)),0); and Maple returns t (j) (j +j) (t, ) j+1 (t, ) j+1. Due to a limitation in the Maple output procedure, the -factorial (a; ) j appears instead as (a, ) j. Note the difference between fact and fac : the former returns the rising -factorial as a finite product (explicitly if the third argument is an integer, and in Maple product notation if the third argument is a variable), while the latter is an inert form to be used in the input argument. For example, > fact(a,,3); > fac(a,,3); > fact(a,,j); > fac(a,,j); (1 a)(1 a)(1 a ) fac(a,, 3) j 1 m0 (1 a m ) fac(a,, j) lso note that spfac (i.e. special -factorial ) is distinguished from fac because it is the -factorial to which the extra (1 t) factor is attached. To find the f(, t) associated with 1 + ( ; ) j 1 j (; ) j (; ) j 1 (; ) j, the LHS of identity 58 from the list of Slater [195], type > twovargen( ^(j^) * fac(^,^,j-1) / ( fac(,^,j) * fac(,,j-1) * spfac(,,j)), 1); If φ() contains a -factorial where the coëfficient of j in the index is not 1, as in ( ; ) j+1 in [Slater, 195, p. 166, en. (15)], n0 ( 3 ; 6 ) j j(j+) ( ; ) j+1 (; ) j, the user must rewrite ( ; ) j+1 as ( ; 4 ) j+1 ( 4 ; 4 ) j :

23 > twovargen( fac(^3,^6,j) * ^(*j*(j+)) / (fac(^,^4,j+1) * fac(,^,j) * spfac(^4,^4,j)), 0); The funcrecur procedure returns the nonhomogeneous -difference euation satisfied by f(, t). The input is the same as in twovargen, plus an additional parameter at the end to be used as a label (such as the identity number from Slater s list). For example, to find the -difference euation associated with the first Rogers- Ramanujan Identity (1.1) type > funcrecur(^(j^)/spfac(,,j), 0, 18) and Maple returns f 18 (t) 1 ( t ) 1 t + f 18 (t) 1 t (1 t)f 18 (t) (1) + (t )f 18 (t). Next, we want to know the recurrence and initial conditions satisfied by the polynomials P n (), for which f(, t) is a generating function: > polyrecur(^(j^)/spfac(,,j),0); P n P n 1 + P n (n 1) > initialconds(^(j^)/spfac(,,j),0); P 0 1 P 1 1 The n-shift operator N acts on F (n, j) by NF (n, j) F (n + 1, j). Thus for s Z, N s F (n, j) F (n + s, j). n annihilating operator, as the name implies, is an n-shift operator whose application to a polynomial results in zero. To obtain Laurent polynomials in N which represent n-shift annihilating operators for P n, use annihiloper. > annihiloper(^(j^)/spfac(,,j),0,forward); N N (n+1) 3

24 returns a polynomial representing an annihilating operator for P n with forward shifts, and > annihiloper(^(j^)/spfac(,,j),0,back); 1 1 N (n 1) N returns a Laurent polynomial representing an annihilating operator with backward shifts. Since it is often desirable to execute all of the above procedures in seuence, basic_calcs allows the user to do this: > basic_calcs(^(j^)/spfac(,,j), 0, 18); φ 18 () f 18 (t) f 18 (t) 1 1 t + (j ) (, ) j t (j) (j ) (t, ) j+1 ( t ) 1 t f 18 (t) (1 t)f 18 (t) (1) + (t )f 18 (t) P n P n 1 + P n (n 1) P 0 1 P N (n 1) N N N (n+1) 4.4 Conjecturing a Finitization Calculating a Fermionic Form s mentioned previously, the fermionic representation of P n can be calculated by expanding the -factorials in f(, t) using (.10) and (.11). The fermipoly procedure does this automatically: > fermipoly( ^(j^)/spfac(,,j),0); 4

25 f(t) t (j+h) (j) gp(j + h, j, 1) j,h0 Var to be eliminated, h P n (j) gp( j + n, j, 1) The number of summations in the fermionic form of P n () corresponds to the number of -factorials present in a given representation of f(, t). For example, consider f(, t) t j j (t; ) j+1 t j j (t; ) j (t; ) j+1. (4.1) If we use the representation in the center of (4.1), P n () will be represented as a double sum: > fermipoly( ^(j^)/ fac(,^,j) / spfac(^,^,j)); f(t) t (j+h+k1) (j +k 1 ) gp(j 1 k 1, k 1, )gp(j + h, j, ) j,h,k 1 0 Variable to be eliminated, h P n (j +k 1 ) gp(j 1 + k 1, k 1, )gp(n k 1, j, ). j,k 1 0 We would probably prefer a single sum representation of P n (), obtainable via the representation of f(, t) given on the righthand side of (4.1), but fermipoly does not allow the direct input of a -factorial of the form (; ) j+1. The fermipolylong procedure allows for this. Note that fermipolylong reuires the summand of f(, t) in its input: > fermipolylong( t^j * ^(j^) / spfac(t,,*j+1)); f(t) t (j+h) (j) gp(j + h, j, 1) j,h0 Variable to be eliminated, h P n (j) gp(j + n, j, 1). 5

26 4.4. Conjecturing a Bosonic Form We now need a Maple list containing P 0 (), P 1 (),..., P N (): > Q: polylist( ^(j^)/spfac(,,j),0, 30): The final argument of 30 indicates that we want the first 30 elements of P 0 (), P 1 (),..., i.e. the variable Q now contains P 0 (), P 1 (),... P 9 (). The user will probably want to suffix the procedure with a colon instead of a semicolon to suppress the huge amount of output that would otherwise be generated by this procedure. However, it is necessary to look over at least part of this list, and for that purpose the printpolyse procedure is included: > printpolyse(^(j^)/spfac(,,j), 0, 8); P 0 1 P 1 1 P + 1 P P P P P Since the product side of (1.1) is an instance of Jacobi s Triple Product Identity divided by (, ) and observing (.8), it seems possible that a Gaussian polynomial will play a part in the bosonic representation of P n (), but which one? It appears that deg(p n ) n and deg(p n+1 ) n(n+1), so it seems reasonable to guess that the relevant Gaussian polynomials are [ n n ] and [ n+1 n+1 for the even and odd P n s respectively. To check this guess, use the search procedure, which has the syntax search (list, coefftype, index1, index, p, terms, parity), where list is a Maple list of polynomials; coefftype is gp, T0, T1, tau0, U, V, t0, or t1 ; index1 and index are respectively the first and second indices of the -bi/trinomial coëfficient indicated; p is the exponent of in the base; terms is the number of terms in the list Q to to be checked; and parity is even, odd, or all. > Ev: search(q, gp, *n, n, 1, 10, even); ] 6

27 P n gp(n, n, 1) gp(n, n +, 1) 3 gp(n, n + 3, 1) + ( )gp(n, n + 5, 1) 1 gp(n, n + 7, 1) 4 gp(n, n + 8, 1), for n < 10 Ev : [1, 0,, 3, 0, , 0, 1, 4 ] thus we have n P n () n n n n n n + n + 3 n + 5 n + 5 which, using (.4), can be rewritten as P n () n n n n n n n n + 3 n 5 n + 5 Figuring the pattern that the exponents satisfy is aided by > conjexps(ev); > conjexpeven(ev); > conjexpodd(ev); and so we conjecture that P m () 10j +j 5 j + 1 j 10j + j 10j + 11j + 3 [ m 10j +11j+3 m + 5j m m + 5j + ], or euivalently, P m () [ ] ( 1) j j(5j+1)/ m m + 5j+1. Using search with the option odd instead of even allows us to conjecture the corresponding representation for P m+1 (). The results for even and odd n can be combined into P n () ( 1) j j(5j+1)/ n n+5j+1, the well-known representation for P n () due to Schur [1917]. Thus, j 0 n j j j ( 1) j j(5j+1)/ n n+5j+1. (4.) 7

28 4.5 Tools for Duality I have included several procedures to expedite the exploration of duality relationship explained in section 3.3. The duallist procedure accepts a list of polynomials as input and outputs a list containing the duals. For instance, > duallist( [ + 1, 3^ + + 1, 4^3 + 3^ + + 1]) returns [ +, + + 3, ]. The bosedual procedure accepts as input a bosonic form involving a Gaussian polynomial, or a T 0 or T 1 trinomial coëfficient and finds the corresponding representation of the dual in terms of a Gaussian polynomial, or a t 0 or t 1 trinomial coëfficient. The syntax is as follows: bosedual(summand, degree of P n ) For example, > bosedual((-1)^j * ^(j*(*j+1))* gp(*n+1, n+*j+1, 1), n*(n+1)) returns ( 1) j j +j gp(n + 1, n + j + 1, 1) indicating that this polynomial is self-dual. The fermipolydual procedure works just like the fermipoly procedure, except that it calculates the fermionic form for the dual of the polynomials indicated by the input, rather than for the polynomials themselves. lso, the final argument of the input is the degree of P n. For example, let us find the fermionic representation of the dual of identity (3.10): > fermipolydual( fac(-1,^,j) * ^(j^)/ (fac(,^,j) * spfac(^,^,j)), 0, n^); (i 1+k 1 +i 1 +i 1h+i 1 k 1 +h +hk 1 +k1 ) gp(n i 1 h k 1, i 1, ) j,h,i 1,k 1 0 gp(n i 1 h 1, k 1, )gp(n i 1 k 1, h, ) 8

29 4.6 n-shift Operator lgebraic Procedures The multops and rightdiv procedures multiply and divide n-shift operators respectively. For example, > : multops((1+^)*n - ^3, 1-N); > rightdiv(,1-n); : 3 + ( 1)N + ( )N ( + 1)N 3 5 User s Guide to the recpf Maple Package 5.1 Setup and Initialization The recpf and RRtools packages are available for download from my web site, Copy these two files into the directory in which you intend to initiate your Maple session. Begin your Maple session as usual. Type > read(recpf); Maple responds with a welcome message, list of procedures, and automatically loads the RRtools package while loading the recpf package. 5. Overview s mentioned earlier, all of the finite Rogers-Ramanujan type identities in 3 of Sills [003] are theoretically provable by the -Zeilberger algorithm [Zeilberger, 1991] or its multisum generalization [Wilf and Zeilberger, 199]. Nonetheless, in practice, it was not possible to prove many of these identities using the RISC Zeil [Paule and Riese, 1997] or MultiSum [Riese, 003] Mathematica packages, due to complexity issues. Thus, I offer an alternative. The method of recurrence proof is to show that a conjectured polynomial form satisfies a particular recurrence (and initial conditions). ccordingly, one applies a proposed annihilating operator to the conjectured bosonic form, and successively applies identities such as those 9

30 found in.1,.., and..3, until the expression simplifies to zero, thus demonstrating that the proposed annihilating operator is in fact an annihilating operator. Note that the recpf package is not an automated proof package. The user must guide the proof at each step of the way. In this way, it is similar in spirit to Krattenthaler s HYP and HYPQ Mathematica packages [Krattenthaler, 1995], which follow the motto: Do it by yourself! The advantage that recpf offers is that many of the tedious bookkeeping tasks associated with carrying out a recurrence proof on pencil and paper are made faster and more accurate. In this way, recpf is a fast and accurate electronic secretary. n explanation of each procedure is given below. Note that the finitization parameter must be n and the summation variable must be j, or the results computed may be incorrect. altsign is a global boolean variable. If each term in an expression is to include the factor ( 1) j, this is encoded by setting altsign to true. The default value of altsign is false. applyshiftop (oper, summand) applies the shift operator oper to the summand summand. asoe (oper, evensummand, oddsummand). When P n has a different formula depending on the parity of n, one needs to verify the proposed annihilating operator for even and odd n separately. This procedure applies the shift operator oper to the summand whose formula for even n is given by evensummand, and for odd n by oddsummand in the case where n is assumed to be even. asoo (oper, evensummand, oddsummand). The analogous operation to the above for odd n. e0 (term, expr) applies the relation T 1 (L, ; ) L T 0 (L, ; )+T 1 (L, + 1; ) L++1 T 0 (L, + 1; ), (5.1) which is euivalent to (.31) to the term-th term in the expression expr and leaves the other terms unchanged. eg0 (M, expr) applies (.5) to the M-th term in the expression expr and leaves the other terms unchanged. eg1 (M, expr) applies (.6) to the M-th term in the expression expr and leaves the other terms unchanged. 30

31 et0 (M, expr) applies (.6) to the M-th term in the expression expr and leaves the other terms unchanged. et1 (M, expr) applies (.5) to the M-th term in the expression expr and leaves the other terms unchanged. etrb0 (M, expr) applies (.8) to the M-th term in the expression expr and leaves the other terms unchanged. etrb1 (M, expr) applies (.7) to the M-th term in the expression expr and leaves the other terms unchanged. etrb8 (M, expr) applies (.9) to the M-th term in the expression expr and leaves the other terms unchanged. etrb9 (M, expr) applies (.30) to the M-th term in the expression expr and leaves the other terms unchanged. eu0 (M, expr) applies (.35) to the M-th term in the expression expr and leaves the other terms unchanged. eu1 (M, expr) applies (.34) to the M-th term in the expression expr and leaves the other terms unchanged. ev (M, expr) applies (.36) to the M-th term in the expression expr and leaves the other terms unchanged. expandall (expr) puts the exponents of each power of appearing in each term of the expression expr into expanded form. gpsym (M, expr) applies (.4) to the M-th term in the expression expr and leaves the other terms unchanged. neg(m, expr) replaces j by j in the M-th term of the expression expr, which is legal since all bosonic forms are bilateral sums over j. printmatch (expr) prints an instance of a set of terms of expr with identical powers of. printmatchall (expr) is like printmatch, but prints all such instances instead of one. printt1 (expr) prints a list of all terms in expr which contain the T 1 - trinomial coëfficient. printu (expr) prints a list of all terms in expr which contain the U function. 31

32 shiftdown(m, expr) replaces j by j 1 in the M-th term of the expression expr, which is legal since all Bosonic forms are bilateral sums over j. shiftup(m, expr) replaces j by j +1 in the M-th term of the expression expr, which is legal since all Bosonic forms are bilateral sums over j. sym(m, expr) replaces by in the -trinomial T 0 (L, ; ) or T 1 (L, ; ) portion of the M-th term, and thus can be used to apply (.38) or (.39). splitu (M, expr) applies (.) to the M-th term in the expression expr and leaves the other terms unchanged. splitv (M, expr) applies (.3) to the M-th term in the expression expr and leaves the other terms unchanged. 5.3 Demonstrations Proof of a -trinomial Identity What follows is a transcription of a Maple session where identity 3.79-t of Sills [003], n + j j ( 1) j 10j +j U(n, 5j; ), (5.) j j 0 is proved. It is assumed that the package recpf has already been loaded. > op79: annihiloper( ^(j^)/ (fac(,^,j) * spfac(^,^,j)), 0, back); (n 1) op79 : 1 N N Note that the first argument of annihiloper is the limit as n tends to of the summand on the lefthand side of (5.), i.e. the j-th term of the series which was finitized to obtain (5.). > altsign: true: > a1: applyshiftop(op79, ^(10*j^ + *j) * U(n, 5*j, 1)); a1 : (1+10j +j) U(n, 5j, 1) (1+10j +j) U(n 1, 5j, 1) + (10j +j) U(n 1, 5j, 1) (10j +j 1+n) U(n 1, 5j, 1) (10j +j) U(n, 5j, 1) > a : eu1(,a1); 3

33 a : ( +10j +j+n) U(n, 5j, 1) (10j 3j+n) T 1(n, 5j 1, 1) (1+10j +7j+n) T 1(n, 5j +, 1) + (10j +j) U(n 1, 5j, 1) (10j +j 1+n) U(n 1, 5j, 1) (10j +j) U(n, 5j, 1) > a3 : eu1(6,a); a3 : ( +10j +j+n) U(n, 5j, 1) (10j 3j+n) T 1(n, 5j 1, 1) (1+10j +7j+n) T 1(n, 5j +, 1) + (10j 3j+n) T 1(n 1, 5j 1, 1) (1+10j +7j+n) T 1(n 1, 5j, 1) > a4 : et1(4,a3); a4 : ( +10j +j+n) U(n, 5j, 1) (1+10j +7j+n) T 1(n, 5j +, 1) + ( +10j +j+n) T 0(n, 5j, 1) + (10j 8j+n) T 0(n, 5j, 1) (1+10j +7j+n) T 1(n 1, 5j, 1) > a5 : et1(5,a4); a5 : ( +10j +j+n) U(n, 5j, 1) + ( +10j +j+n) T 0(n, 5j, 1) + (10j 8j+n) T 0(n, 5j, 1) + (+10j +1j+n) T 0(n, 5j + 3, 1) ( +10j +j+n) T 0(n, 5j + 1, 1) > a6 : splitu(1,a5); a6 : (10j 8j+n) T 0(n, 5j, 1) + (+10j +1j+n) T 0(n, 5j + 3, 1) > a7 : shiftdown(,a6); a7 : Proof of a Finite Second Rogers-Ramanujan Identity What follows is a transcription of a Maple session where the following finitization of (1.) is proved. j 0 n j j(j+1) j ( 1) j j(5j+3)/ [ n + 1 ] n+5j+3 It is assumed that the package recpf has already been loaded. > fermipoly( ^(j^+j)/spfac(,,j),0); (5.3) 33

34 f(t) j,h0 t (j+h) (j +j) gp(j + h, j, 1) Variable to be eliminated, h P n (j +j) gp( j + n, j, 1) > altsign:false: > op14: annihiloper( ^(j^+j)/spfac(,,j), 0, forward); op14 : N N (n+) > a1 : asoe(op14, ^(10*j^ + 3*j ) * gp(*n+1, n+5*j+1, 1) -^(10*j^ + 13*j + 4) * gp(*n+1, n+5*j+4, 1), ^(10*j^ + 3*j ) * gp(*n+, n+5*j+, 1) -^(10*j^ + 13*j + 4) * gp(*n+1, n+5*j+4, 1)); a1 : gp(m + 1, m + 5j + 1, 1) (m++10j +3j) +gp(m + 1, m + 5j + 4, 1) (m+6+10j +13j) + (10j +3j) gp(m + 3, m + 5j +, 1) (10j +13j+4) gp(m + 3, m j, 1) (10j +3j) gp(m +, m + 5j +, 1) + (10j +13j+4) gp(m +, m + 5j + 4, 1) > a: eg0(3,a1) a : gp(m + 1, m + 5j + 1, 1) (m++10j +3j) +gp(m + 1, m + 5j + 4, 1) (m+6+10j +13j) + (10j j+m+1) gp(m +, m + 5j + 1, 1) (10j +13j+4) gp(m + 3, m j, 1) + (10j +13j+4) gp(m +, m + 5j + 4, 1) > a3: eg1(4,a) a3 : gp(m + 1, m + 5j + 1, 1) (m++10j +3j) +gp(m + 1, m + 5j + 4, 1) (m+6+10j +13j) + (10j j+m+1) gp(m +, m + 5j + 1, 1) (10j +18j+9+m) gp(m +, m j, 1) > a4: shiftdown(4,a3) 34

35 a4 : gp(m + 1, m + 5j + 1, 1) (m++10j +3j) +gp(m + 1, m + 5j + 4, 1) (m+6+10j +13j) + (10j j+m+1) gp(m +, m + 5j + 1, 1) (10j j+m+1) gp(m +, m + 5j, 1) > a5: eg1(3,a4) a5 : gp(m + 1, m + 5j + 4, 1) (m+6+10j +13j) + (10j j+m+1) gp(m + 1, m + 5j + 1, 1) (10j j+m+1) gp(m +, m + 5j, 1) > a6: eg0(3,a5) > a7: shiftdown(1,a6) a5 : gp(m + 1, m + 5j + 4, 1) (m+6+10j +13j) + (10j 7j+m+3) gp(m + 1, m + 5j 1, 1) a7 : 0 Thus, the operator op14 indeed annihilates the conjectured bosonic form for even n. The proof for odd n is similar; one must of course use asoo instead of asoe in the beginning of the proof. 6 cknowledgements Special thanks are due to a number of people. I owe a debt of gratitude to George ndrews, Peter Paule, and Doron Zeilberger for their encouragement of this project, and to the referees whose careful reading and suggestions helped make this a much better paper. References G. E. ndrews. Number Theory. W. B. Saunders, Philadelphia, Reissued by Dover, G. E. ndrews. The Theory of Partitions, volume of Encyclopedia of Mathematics and Its pplications. ddison-wesley, Reading, M, G. E. ndrews. The hard-hexagon model and Rogers-Ramanujan type identities. Proc. Nat. cad. Sci. US, 78(9):590 59, September

36 G. E. ndrews. -Series: Their Development and pplication in nalysis, Number Theory, Combinatorics, Physics, and Computer lgebra, volume 66 of Regional Conference Series in Mathematics. merican Mathematical Society, Providence, RI, G. E. ndrews. Euler s Exemplum memorabile inductionis fallacis and - trinomial coefficients. J. mer. Math. Soc., 3(3): , G. E. ndrews, R. skey, and R. Roy. Special Functions, volume 71 of Encyclopedia of Mathematics and Its pplications. Cambridge University Press, G. E. ndrews and R. J. Baxter. Lattice gas generalization of the hard hexagon model III: -trinomial coefficients. J. Statist. Phys., 47(3/4):97 330, G. E. ndrews and R. J. Baxter. Scratchpad explorations for elliptic theta functions. In David V. Chudnovsky and Richard D. Jenks, editors, Computers in Mathematics, volume 15 of Lecture Notes in Pure and pplied Mathematics, pages Marcel Dekker, Inc, G. E. ndrews, R. J. Baxter, and P. J. Forrester. Eight vertex SOS model and generalized Rogers-Ramanujan type identities. J. Statist. Phys., 35: , G. E. ndrews and. Berkovich. trinomial analogue of Bailey s lemma and N superconformal invariance. Comm. Math. Phys., 19:45 60, W. N. Bailey. Some identities in combinatory analysis. Proc. London Math. Soc., 49:41 435, W. N. Bailey. Identities of the Rogers-Ramanujan type. Proc. London Math. Soc., 50:1 10, W. N. Bailey. On the simplification of some identities of the Rogers- Ramanujan type. Proc. London Math. Soc., 1:17 1, Berkovich and B. M. McCoy. Continued fractions and fermionic representations for characters of M(p, p ) minimal models. Lett. Math. Phys., 37: 49 66, Berkovich and B. M. McCoy. Generalizations of the ndrews-bressoud identities for the N 1 superconformal model SM(, 4ν). Math. Comput. Modelling, 6(8 10):37 49, Berkovich and B. M. McCoy. Rogers-Ramanujan identities: century of progress from mathematics to physics. Doc. Math., Extra volume ICM III: , Berkovich, B. M. McCoy, and W. P. Orrick. Polynomial identities, indices, and duality for the N 1 superconformal model SM(, 4ν). J. Statist. Phys., 83: , Berkovich, B. M. McCoy, and P.. Pearce. The perturbations φ,1 and φ 1,5 of the minimal models M(p, p ) and the trinomial analogue of bailey s lemma. Nuclear Phys. B, 519(3):597 65, 1998a.. Berkovich, B. M. McCoy, and. Schilling. Rogers-Schur-Ramanujan type identities for the M(p, p ) minimal models of conformal field theory. Comm. Math. Phys., 191:11 3, 1998b. 36

37 D. M. Bressoud. Some identities for terminating -series. Math. Proc. Cambridge Philos. Soc., 89:11 3, G. Gasper and M. Rahman. Basic hypergeometric series, volume 35 of Encyclopedia of Mathematics and its pplications. Cambridge University Press, New York, M. E. H. Ismail. simple proof of Ramanujan s 1 ψ 1 sum. Proc. mer. Math. Soc., 63: , F. H. Jackson. Examples of a generalization of Euler s transformation for power series. Messenger of Mathematics, 57: , 198. C. Krattenthaler. HYP and HYPQ: Mathematica packages for the manipulation of binomial sums and hypergeometric series. J. Symbolic Comput., 0: , P. Paule and. Riese. Mathematica -analogue of Zeilberger s algorithm based on an algebraically motivated approach to -hypergeometric telescoping. In Special Functions, -series and Related Topics, volume 14 of Fields Institute Communications, pages , Providence, RI, merican Mathematical Society.. Riese. private communication, July 00.. Riese. -MultiSum a package for proving -hypergeometric multiple summation identities. J. Symbolic Comput., 35: , 003. L. J. Rogers. Second memoir on the expansion of certain infinite products. Proc. London Math. Soc., 5: , L. J. Rogers. On two theorems of combinatory analysis and some allied identities. Proc. London Math. Soc., 16: , J. P. O. Santos. Computer lgebra and Identities of the Rogers-Ramanujan Type. PhD thesis, The Pennsylvania State University, J. P. O. Santos. On the combinatorics of polynomial generalizations of Rogers- Ramanujan type identities. Discrete Math., 54: , 00. J. P. O. Santos and. V. Sills. -pell seuences and two identities of V.. Lebesgue. Discrete Math., 57:15 14, 00.. Schilling and S. O. Warnaar. Supernomial coefficients, polynomial identities, and -series. Ramanujan J., : , I. Schur. Ein Beitrag zur additeven Zahlentheorie und zur Theorie der Kettenbrüche. Sitzungsberichte der Berliner kademie, pages 30 31, V. Sills. Computer ssisted Explorations of Rogers-Ramanujan Type Identities. PhD thesis, University of Kentucky, 00.. V. Sills. Finite Rogers-Ramanujan type identities. Electron. J. Combin., 10(1) # R13: 1 1, 003. L. J. Slater. Further identities of the Rogers-Ramanujan type. Proc. London Math. Soc., 54: , 195. S. O. Warnaar. -trinomial identities. J. Math. Phys., 40(4): , May S. O. Warnaar. Refined -trinomial coefficients and character identities. J. Statist. Phys., 10: , 001. S. O. Warnaar. Partial-sum analogues of the Rogers-Ramanujan identities. J. 37

38 Combin. Theory Ser., 99(1): , 00. G. N. Watson. Theorems stated by Ramanujan VII: Theorems on continued fractions. J. London Math. Soc., 4:39 48, 199. E. T. Whittaker and G. N. Watson. Course of Modern nalysis. Cambridge University Press, London and New York, fourth edition, H. S. Wilf and D. Zeilberger. Rational function certification of hypergeometric multi-integral/sum/ identities. Invent. Math., 108: , 199. D. Zeilberger. The method of creative telescoping. J. Symbolic Comput., 11: ,

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