Emergent Fluctuation Theorem for Pure Quantum States

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1 Emergent Fluctuation Theorem for Pure Quantum States Takahiro Sagawa Department of Applied Physics, The University of Tokyo 16 June 2016, YITP, Kyoto YKIS2016: Quantum Matter, Spacetime and Information Kazuya Kaneko arxiv: Eiki Iyoda

2 Have been working on Nonequilibrium statistical physics Quantum information theory In particular, thermodynamics of information Maxwell s demon

3 Thermodynamics of Information Information processing at the level of thermal fluctuations E. Coli chemotaxis Experimental realization of Maxwell s demon: Toyabe, Sagawa, Ueda, Muneyuki, Sano, Nature Physics (2010) Ito & Sagawa, Nature Communications (2015) Review: J. M. R. Parrondo, J. M. Horowitz, & T. Sagawa, Nature Physics 11, (2015). A related fundamental issue: How does thermodynamics (and its connection to information) emerge in purely quantum systems? Today s topic!

4 Outline Introduction Review of fluctuation theorem Our results: Second law Fluctuation theorem Numerical check Summary

5 Outline Introduction Review of fluctuation theorem Our results: Second law Fluctuation theorem Numerical check Summary

6 Origin of macroscopic irreversibility micro (Quantum mechanics) reversible (unitary) MACRO (Thermodynamics) irreversible DS > 0 How does the macroscopic irreversibility emerge from microscopic dynamics? Fundamental question since Boltzmann

7 Relaxation in isolated quantum systems Microscopically reversible unitary dynamics Relaxes towards a macroscopic steady state (Recurrence time is very long: almost irreversible!) Y(0) Non-steady pure state Experiment:Ultracold atoms ex. 1d Bose-Hubbard, 87 Rb Û = exp(-iĥt) :Unitary Y(t) Macroscopically steady pure state Rigorous proof for arbitrary initial states Von Neumann, 1929 (arxiv: ) S. Trotzky et al., Nature physics 8, 325 (2012)

8 Info. entropy vs thermo. entropy Macroscopically irreversible relaxation emerges from microscopically reversible unitary dynamics Information entropy Thermodynamic entropy DS = 0 DS thermo > 0 S(t) = tr - ˆr(t)ln ˆr(t) [ ] von Neumann entropy : invariant under unitary time evolution? Fundamental GAP between S thermo = k B lnw Increases under irreversible processes : determined by Hamiltonian information/thermodynamics entropy W

9 Our results Iyoda, Kaneko, Sagawa, arxiv: For pure states under reversible unitary dynamics, within small errors 2nd Law DS S ³ b Q relates von Neumann entropy to thermodynamic heat Information-thermodynamics link The fluctuation theorem P F (s ) P R (-s ) = es s : entropy production characterizes fundamental symmetry of entropy production Thermal fluctuation emerges from quantum fluctuation Mathematically rigorous proof + Numerical check bath B (pure state) system S Key idea: Lieb-Robinson bound, based on locality of interactions

10 Outline Introduction Review of fluctuation theorem Our results: Second law Fluctuation theorem Numerical check Summary

11 Second law and fluctuation theorem 2nd law s ³ 0 Entropy production is non-negative on average Fluctuation theorem P F (s ) P R (-s ) = es Theory(1990 s-) Dissipative dynamical systems, Classical Hamiltonian systems, Classical Markov (ex. Langevin), Quantum Unitary, Quantum Markov, Universal relation far from equilibrium Probabilities of Positive/negative entropy productions Second law as an equality! Classical RNA Quantum (Ion-trap) Experiment(2000 s-) Colloidal particle, Biopolymer, Single electron, Ion trap, NMR, J. Liphardt et al., Science 296, 1832 (2002) A. An et al., Nat. phys. 11, 193 (2015)

12 Setup for previous studies By J. Kurchan, H. Tasaki, C. Jarzynski, Total system: system S and bath B S+B obeys unitary dynamics bath B (Inv. Temp. ) b ˆr(t) =Û ˆr(0)Û, Û = exp(-iĥt) system S Initial state of S: arbitrary Initial state of B: Canonical This assumption effectively breaks time reversal symmetry. No initial correlation between S and B. ˆr(0) = ˆr S (0) Ä ˆr B (0), ˆr B (0) = e -bĥb / Z B

13 Second law (Clausius inequality) DS S ³ b Q heat absorbed by system S Change in the von Neumann entropy of system S (Information entropy) bath B (Inv. Temp. ) b system S S S (t) = tr S [- ˆr S (t)ln ˆr S (t)], ˆr S (t) = tr B ˆr(t) Q = -tr é B ( ˆr(t)- ˆr(0))ĤB ù ë û [ ] :heat absorbed by system S Information entropy and Heat are linked! (if the initial state of bath B is canonical)

14 Fluctuation theorem SS Q 0 Let ˆ ( t) ln ( t) Hˆ S B Projection measurements of Difference of outcomes: : entropy production on average (non-negative) :stochastic entropy production (fluctuates) ˆ ( t) at initial and final time Fluctuation theorem universally characterizes the ratio between the probabilities of positive/negative entropy productions P F (s ) P R (-s ) = es Forward process Reverse process Time

15 Fluctuation theorem Another representation with characteristic function (moment generating function) G F (u) = G R (-u+i) Fourier transf. P F (s ) P R (-s ) = es G iu F/R ( u) de PF/R ( ) : Fourier transf. of probability distribution Cf. Fluctuation theorem leads to several important relations Fluctuation theorem P F (s ) = P R (-s )e s exp(-s ) =1 s ³ 0 Integrate Jarzynski identity Second law Jensen inequality (convexity) Also reproduces the Green-Kubo formula in the linear response regime, and its higher order generalization

16 Second law with pure state bath? In the conventional argument, the initial canonical distribution of the bath is assumed, which effectively breaks the time-reversal symmetry. The origin of irreversibility was not fully understood, and thus we should consider pure state baths. A few previous works (on the second law): Assumption of random waiting time :similar effect to dephasing H. Tasaki, arxiv: (2000) S. Goldstein, T. Hara, and H. Tasaki, arxiv: (2013) T. N. Ikeda, N. Sakumichi, A. Polkovnikov, and M. Ueda, Ann. Phys. 354, 338 (2015) ( ) exp -iĥt unitary t t : random time Vˆ t Information-thermodynamics link and the fluctuation theorem for pure state baths were open problems.

17 Outline Introduction Review of fluctuation theorem Our results: Second law Fluctuation theorem Numerical check Summary

18 Setup: system and bath Bath B: quantum many body system on a lattice Interaction: local and translational invariant Correlation in B is exponential decaying System S contacts with a part of bath B bath B (pure state) system S Initial state of B: a typical pure state ˆ B No initial correlation between system and bath ˆ (0) ˆ S (0) ˆ B Temperature of bath B is define by the temperature of the canonical distribution whose energy density is equal to the pure state

19 Setup: time evolution Unitary time evolution: ˆr(t) =Û ˆr(0)Û, Û = exp( -iĥt ) bath B (pure state) Relaxation after quench: Hamiltonian of S changes quickly at and is time-independent for t 0 t = 0 system S

20 Outline Introduction Review of fluctuation theorem Our results: Second law Fluctuation theorem Numerical check Summary

21 Second law (Clausius inequality) S Q S 2nd S S Q ( t) tr ˆ ( )ln ˆ S S t S( t) tr B ( ˆ( t) ˆ(0)) Hˆ B :von Neumann entropy of system S :heat absorbed by system S e 2nd :Error term, vanishing in the large bath limit For any 2nd 0 Mathematically rigorous, for any t, there exists a sufficiently large bath, such that 2 nd law holds. Even though the state of B is pure, information and thermodynamics are linked!

22 Key of the proof: typicality Reduced density operator of a typical pure state (with respect to the uniform measure in the Hilbert space of the microcanonical energy shell) B tr 0 B' 0 is nearly equal to canonical distribution (When B 0 is large, the error is small) B 0 B 0 S S. Popescu et al., Nature physics (2006) A. Sugita, RIMS Kokyuroku (2006) S. Lloyd, Ph.D. Thesis Almost all pure states are locally thermal! H. Tasaki, arxiv: ,(2015) Origin of thermodynamic entropy of B 0 is the entanglement entropy

23 Key of the proof: Lieb-Robinson bound The velocity of information propagation in B is finite, due to locality of interaction Effective light-cone like structure S is not affected by B 0 in the short time regime S B 0 B 0 B 0 boundary Lieb-Robinson bound O ( t), Oˆ C Oˆ Oˆ S B exp dist(s, B ) exp( v t ) 1 ˆ 0 0 B0 0 S B S v / m :Lieb-Robinson velocity t Lieb-Robinson time t << t º mdist(s, B0) / v small E. Lieb and D. Robinson, Commun. Math. Phys. 28, 251 (1972) M. Hastings and T. Koma, Commun. Math. Phys. 265, 781 (2006)

24 Outline Introduction Review of fluctuation theorem Our results: Second law Fluctuation theorem Numerical check Summary

25 Fluctuation theorem: setup SS Q 0 Let ˆ ( t) ln ( t) Hˆ S B Projection measurements of Difference of outcomes: : entropy production on average (non-negative) :stochastic entropy production (fluctuates) ˆ ( t) at initial and final time Moment generating function for entropy production (F: Forward, R: Reverse) G F/R (u) = ò + dse ius P F/R (s ) - Forward Reverse Time S B Same as the initial state of forward process

26 Result: Fluctuation theorem G F (u)-g R (-u+i) e FT Fourier Transf. PF ( ) P ( ) R e For any FT 0, for any time t, there exists a sufficiently large bath, such that Mathematically rigorous In addition, [ HS H B, H I] 0 is assumed. If this commutator is not zero but small, a small correction term is needed. Universal property of thermal fluctuation far from equilibrium emerges from quantum fluctuation of pure states!

27 Outline Introduction Review of fluctuation theorem Our results: Second law Fluctuation theorem Numerical check Summary

28 Numerical check Second law 2nd Fluctuation theorem G F u) GR ( u i) ( FT Error estimation is mathematically rigorous (For any error and time, 2 nd law and FT hold for sufficiently large bath.) However, it is not trivial whether the errors are small in realistic situations. We confirm that the second law and FT hold even with a very small bath (16 sites)

29 System and Hamiltonian Hard core bosons with n.n. repulsion on 2-dim square lattice ( ) Ĥ = å e i ĉ i ĉ i + å (-g ) ij ĉ ĉ i j + ĉ ĉ j i + åg ij ĉ ĉ i i ĉ ĉ j j i i, j i, j Bath: Potential X Y sites, #particles=n Hopping g ij = g, g ij = g (i, j Î B) g ij = 0, g ij = g e i = e System: 1 site Initial state: unit of energy ˆr S (0) = 1 1 (otherwise) Method: Exact diagonalization (full) Y Repulsion Bath B (Pure state) system S X

30 Second law (1) s Lieb- Robinson time ~ 1 t ~1 et parameters: e=1, g=1, g =1, g = 0.1, (X,Y, N) = (4, 4,5) Average entropy production is always non-negative Second law holds (even beyond the Lieb-Robinson time!)

31 Second law (2) s g = 0.1 g =10 Lieb- Robinson time ~ 1 et System Bath et Rabi oscillation between system S and Bath parameters: e=1, g=1, g = 0.1, (X,Y, N) = (4, 4,5)

32 Fluctuation theorem (1) Forward Reverse Lieb- Robinson Time t = t = t ~ 1 2 u G F (u), G R (-u+i) are almost the same in the short time regime (imaginary part is also the same) t = parameters: e=1, g=2, g = 0.01, g = 0.1, (X,Y, N) = (3,5, 4) u Deviation comes from bare quantum fluctuation (Dynamical crossover between thermal fluctuation and bare quantum fluctuation)

33 Fluctuation theorem (2) Forward Reverse Lower order moments u t Higher order moments nth moment n c n, t n iu u0 G u Higher order moments deviate faster. parameters: e=1, g=2, g = 0.01, g = 0.1, (X,Y, N) = (3,5, 4)

34 Fluctuation theorem: error estimation Integrated error: dg º 2p ò du G F u 0 ( ) -G R (-u+i) dg g = 0.01 Lieb- Robinson Time t ~ t 2 t ~ time t parameters: e=1, g=2, g = 0.1, (X,Y, N) = (3,5, 4) Agrees with t 2 dependence predicted by our theory

35 Outline Introduction Review of fluctuation theorem Our results: Second law Fluctuation theorem Numerical check Summary

36 Summary Iyoda, Kaneko, Sagawa, arxiv: For pure states under reversible unitary dynamics, Second law S Q S 2nd relates thermodynamic heat and the von Neumann entropy Information-thermodynamics link S B 0 B Fluctuation theorem G F (u)-g R (-u+i) e FT Fundamental symmetry of entropy production far from equilibrium Emergence of thermal fluctuation from quantum fluctuation Mathematically rigorous proof+ Numerical check (Exact disgonalization) Key idea: Lieb-Robinson bound

37 Perspectives Possible experiments Ultracold atoms? Possible connection to quantum gravity Unruh & Hawking radiation? Fast scrambling conjecture? M. Cheneau et al., Nature (2012) Thank you for your attention!

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