The Erwin Schrodinger International Pasteurgasse 6/7. Institute for Mathematical Physics A-1090 Wien, Austria

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1 ESI The Erwin Schrodinger International Pasteurgasse 6/7 Institute for Mathematical Physics A-090 Wien, Austria On the Rigid Body with Two Linear Controls Mircea Craioveanu Mircea Puta Vienna, Preprint ESI 64 (994) November 8, 994 Supported by Federal Ministry of Science and Research, Austria Available via

2 ON THE RIGID BODY WITH TWO LINEAR CONTROLS Mircea Craioveanu, Mircea Puta International Erwin Schrodinger Institute for Mathematical Physics December 5, 994 Abstract. The rigid body dynamics with two particular linear controls is discussed and some of its geometrical properties are pointed out.. Introduction. There has been a great deal of work over the past decade analyzing the geometry and the dynamics of the rigid body motion with n controls, 0 n. We can mention here the papers of Brockett [4], Aeyels [], Aeyels and Szafranski [], Bloch and Marsden [3], Holm and Marsden [6] and Puta [9], [0]. In general, in all the above papers the involved controls are of polynomial type of degree two. The goal of our paper is to consider the case of the linear controls. More precisely we present some geometrical properties of the rigid body with two particular linear controls about the minor and respectively the major axes.. The rigid body with two linear controls. The rigid body equations with two controls about the minor and respectively major axes are given by (.) where 8 >< >: _m = a m m 3 + u ; _m = a m m 3 ; _m 3 = a 3 m m + u 3 ; (.) a = I 3? I ; a = I? I 3 ; a 3 = I? I ; I > I > I 3 are the principal moments of inertia and u ; u 3 C (R 3 ; R). Supported by the Federal Ministry of Science and Research, Austria. The present investigation was completed during a stay at the Erwin Schrodinger International Institute for Mathematical Physics in Vienna. We should like to thank the Institute and in particular Professor Peter Michor for the kind invitation. Typeset by AMS-TEX

3 (.3) Now employ the feedbacks u =?km 3 ; u 3 = km ; where k R is the feedback gain parameter. We shall refer to the system (.)-(.3) as the controlled system. Let SO(3) be the group of all linear orientation preserving orthogonal transformations of R 3 onto itself. If we x a basis of R 3 then SO(3) is the Lie group of all matrices R of type 3x3 with real coecients such that (.4) R t R = I 3 and (.5) det(r) = : Its Lie algebra so(3) is the set of all sew-symmetric matrices of type 3x3, i.e < 0 a b = (.6) so(3) = 4?a 0 c 5 : a; b; c R ; ;?b?c 0 that can be identied with R 3 via the mapping 0?r q 3 (.7) v = (p; q; r) R 3 7! ^v = 4 r 0?p 5 so(3):?q p 0 The Lie bracket is then mapped to the cross-product in the sense that (.8) [^v; ^w] = \v w: Moreover, the dual of its Lie algebra, i.e. so(3), may be identied with so(3) via the Killing form. Then we can prove: Theorem.. The controlled system (.)-(.3) is a Hamiltonian-Poisson mechanical system with the phase space P = so(3) = R 3, the Hamiltonian H given by (.9) H(m ; m ; m 3 ) = m + m + m 3 + km I I I 3 and with respect to the minus-lie-poisson structure on so(3). Proof. Firstly, let us remind ourselves that the minus-lie-poisson structure on so(3) is in fact the Rigid-Body-Bracket on so(3) and it is given by (.0) ff; gg? (m ; m ; m 3 ) =?(m ; m ; m 3 ) (rf rg); where rf is the gradient of f. Now an easy computation shows us that which gives the result. _m i = fm i ; Hg? ; i = ; ; 3;

4 3 Remark.. It is easy to see that the function C given by (.) C(m ; m ; m 3 ) = (m + m + m 3) is a Casimir of our conguration, i.e. for each f C (R 3 ; R). fc; fg? = 0; 3. Stability and Stabilization. It is a classical result that a rigid body rotates stably about its major and minor principal axes, but unstably about its intermediate axis. We show here, via the Energy-Casimir method, that we can stabilize the rigid body equations about the intermediate axis of inertia by certain two linear controls about the minor and the major axes. More precisely we have: Theorem 3.. The controlled system (.)-(.3) may be stabilized about the equilibrium (i) e = (0; M; 0); M > 0; for k (?;?a 3 ) [ (a ; ); (ii) e = (0; M; 0); M < 0; for k (?;?a ) [ (a 3 ; ). Proof. (i) Without loss of generality, we can suppose that the equilibrium state is e = (0; ; 0). Consider rst the system linearized about (0; ; 0). Its eigenvalues are given by the solutions of (3.) [ + (k + a 3 )(k? a )] = 0: Hence for k (?a 3 ; a ), the system is unstable, but for k (?;?a 3 ) [ (a ; ) we have two imaginary and one zero eigenvalue. Is the system stable? We prove that it is via the Energy-Casimir method. Recall that the Energy-Casimir method (see, e.g. Holm, Marsden, Ratiu and Weinstein [7]) requires nding a constant of the motion for the system, usually the energy H, and a family C of constants of the motion, such that for some C C; H+C has a critical point at the equilibrium of interest. Often the C's are taken to be Casimir-functions that commute with all other functions under the Poisson bracket. Then, in the case of nite dimension, the deniteness of (H + C) at the critical point is sucient to prove stability. Now let us take the modied Energy-Casimir function (3.) H C (m ; m ; m 3 ) = m + m + m 3 I I I 3 + km + ' (m + m + m 3) ;

5 4 where ' is an arbitrary smooth function. Then we have: m (H C ) = + m + m 3 + km I I I 3? + ' m + m + m 3 = m m + m m + m 3 m 3 + km I I I 3 + _'(m m + m m + m 3 m 3 ): At the equilibrium of interest (0; ; 0) the rst variation is zero if and only if (3.3) _'(=) =? I + k: Then (H C ) = I (m ) + I (m ) + I 3 (m 3 ) + '(m m + m m + m 3 m 3 ) + _'[(m ) + (m ) + (m 3 ) ]: At the equilibrium of interest (0; ; 0) we have: (H C )(0; ; 0) =?(k + a 3 )(m )? k(m ) + '( )(m ) + (a? k)(m 3 ) : Hence for k (?;?a 3 ) [resp. k (a ; )] and choosing ' > 0 [resp. ' < 0] the second variation is positive [resp. negative] denite and we have nonlinear stability. (ii) Without loss of generality, we can suppose that the equilibrium state is e = (0;?; 0). Consider rst the system linearized about (0;?; 0). Its eigenvalues are given by the solutions of (3.4) [ + (k? a 3 )(k + a )] = 0: Hence for k (?a ; a 3 ), the system is unstable, but for k (?;?a ) [ (a 3 ; ) we have two imaginary and one zero eigenvalue. Is the system stable? We prove that it is using again the Energy-Casimir method. Let us take the modied Energy-Casimir function (3.). Then at the equilibrium of interest (0;?; 0) the rst variation is zero if and only if _'(=) =? I? k: Then the second variation at the equilibrium of interest is: (H C )(0;?; 0) = (k? a 3 )(m ) + (k + a )(m 3 ) + k(m ) + '( )(m ) : Hence for k (?;?a ) [resp. k (a 3 ; )] and choosing ' < 0 [resp. ' > 0] the second variation is negative [resp. positive] denite and we have nonlinear stability.

6 ?? y y stable unstable stable )( )(??a 3 a + 5 Figure. The global bifurcations for the equilibrium state (0; ; 0)?? y y stable unstable stable )( )(??a a 3 + Figure. The global bifurcations for the equilibrium state (0;?; 0) Remark 3.. Let us observe that the gain parameter k causes two global bifurcations where the equilibrium (0; ; 0) [resp. (0,-,0)] changes its stability, see Fig. [resp. Fig. ]. 4. Alternative Poisson structures. In section we have seen that our controlled system (.)-(.3) is a Hamilton- Poisson mechanical system with the phase space P = R 3, the Hamiltonian (.9) and the Poisson structure (.0). In this section we shall prove that it can be realized as a Hamiltonian-Poisson mechanical system in an innite number of dierent ways. For each a; b R let us dene the following bracket (4.) ff; gg a;b (m ; m ; m 3 ) = ( ai + b)m ; ( ai + b)m + ak; ( ai3 + b)m 3 (rf rg); where f; g C (R 3 ; R). Then a very long but straightforward computation shows us that the bracket (4.) is in fact a Poisson bracket on R 3. Thus we have Theorem 4.. The controlled system (.)-(.3) is a Hamiltonian-Poisson mechanical system with the phase space R 3, the Hamiltonian H 0 given by (4.) H 0 (m ; m ; m 3 ) = c m + m + m 3 + ckm + d I I I 3 (m + m + m 3); where c; d R, ad? bc =, and the Poisson structure (4.).

7 6 Proof. Indeed we have successively: and similarly as required. fm ; H 0 a g a;b =? + c c + b + d m m 3? ka + d I I 3 I 3 c a + d m m 3 + kc + b I I 3 a I 3 + b =? ac I I 3 m m 3? bc I 3 m m 3? ad I m m 3? bdm m 3? k ac I 3 m 3? kadm 3 + ac m m 3 + bc m m 3 + ad m m 3 I I 3 I I 3 + bdm m 3 + k ac m 3 + kbcm 3 I 3 = (ad? bc)? m m 3? k(ad? bc)m 3 I 3 I = a m m 3? km 3 = _m fm ; H 0 g a;b = _m ; fm 3 ; H 0 g a;b = _m 3 ; Remark 4.. The same richness of Hamiltonian-Poisson structures was found in the case of the rigid body system by Holm and Marsden [6], in the case of the rigid body system with one and respectively two quadratic controls by Holm and Marsden [6] and respectively by Puta [9], in the case of the rigid body system with one rotor and an internal torque by Puta [8], in the case of the Maxwell-Bloch system by David and Holm [5], and in the case of the Maxwell-Bloch system with one control by Puta [0]. We want to nish with the remark that for the particular case k = 0 we rened some results established by Holm and Marsden [6]. References. Aeyels D., Stabilization by smooth feedback of the angular velocity of a rigid body, Systems and Control Letters 5 (985), Aeyels D. and Szafranski M., Comments on the stabilizability of the angular velocity of a rigid body, Systems and Control Letters 0 (988), Bloch A. and Marsden J., Stabilization of rigid body dynamics by the energy-casimir method, Systems and Control Letters 4 (990), Brockett R., Asymptotic stability and feedback stabilization, Dierential Geometric Control Theory (R. Brockett, R.S. Millman and H. Sussman, eds.), Birkhauser, David D. and Holm D, Lie-Poisson structures, reduction and geometric phases for the Maxwell-Bloch traveling wave equations, J. Nonlinear Sci. (99), 4-6. m 3 m 3

8 7 6. Holm D. and Marsden J., The rotor and the pendulum, Symplectic Geometry and Mathematical Physics (P. Donato, C. Duval, J. Elhadad and G. Tuynman, eds) Progress in Math. vol. 99, p , Birkhauser, Boston, Holm D., Marsden J., Ratiu T. and Weinstein A., Nonlinear stability of uid and plasma equilibria, Phys. Rep. 3 (985), Puta M., On the dynamics of the rigid body with a single rotor and an internal torque, Reports on Mathematical Physics 3, no 3 (993), Puta M., On the dynamics of the rigid body with two torques, C.R. Acad. Sci. Paris, t.37, Serie I (993), Puta M., On the Maxwell-Bloch equations with one control, C.R. Acad. Sci. Paris t.38, Serie I (994), M. Craioveanu, Department of Mathematics, University of Timisoara, Bvd. v. P^arvan 4, Timisoara 900, Romania M. Puta, Department of Mathematics, University of Timisoara, Bvd. v. P^arvan 4, Timisoara 900, Romania

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