A characterization of Kerr-Newman space-times and some applications

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1 A characterization of Kerr-Newman space-times and some applications Willie Wai-Yeung Wong ww278/ DPMMS University of Cambridge 12 May, Relativity and Cosmology seminar Queen Mary - University of London

2 Introduction W s PhD thesis, Annales Henri Poincare 09 [Won09b, Won09a] + papers in preparation (W, W & Pin Yu). Question: how can we tell whether an electro-vacuum space-time is Kerr-Newman, at least locally? Partial answer: in the stationary case, the simultaneous vanishing of two tensor quantities Construction based on that of Marc Mars [Mar99] Large body of existing literature (list is by no means complete): [HS73, BS81, Sim84a, Sim84b, DKM84, FS99, BJM01, BCJM04]... + recent work on initial data sets (e.g. Valiente-Kroon and Garcia-Parrado [GLK08]).

3 Introduction II No hair theorem? Requires real analyticity In the smooth class, (stationary, non-extremal) black-hole uniqueness reduces to a problem of rigidity of the bifurcate sphere [IK09, Won09a] Or, allowing deformations at the bifurcate sphere, perturbative no-hair theorem (W & Yu, in prep, see also [AIK09]), strengthening [Car73] Suitable notion of almost-killing vector can lead to application in stability of Kerr-Newman

4 Basic assumptions We consider a space-time (M, g ab ) and a two-form H ab on M: M is 4d, orientable, paracompact, simply-connected manifold; g ab is a Lorentzian metric tensor ( + ++) Einstein-Maxwell field equations are satisfied: Ric(g) ab = 2H ac H b c 1 2 g abh cd H cd ( = (H + i H) ac (H i H) b c ) [c (H + i H) ab] = 0 There exists a non-trivial vector-field t a such that L t g ab = 0, L t H ab = 0. Note we don t (yet) need to assume M is asymptotically flat nor t a is time-like.

5 Notations For an arbitrary tensor Z, Z 2 := g(z, Z ) the induced Lorentzian norm (which can be arbitrarily signed); for complex tensors, norm is extended linearly acts on forms as the Hodge dual. On a two-form ω ab we write ω ab = 1 2 ɛ abcdω cd where ɛ abcd is the volume form. On Sym 2 (Λ 2 T M) (e.g. a curvature tensor), naturally extends to a left- and a right- Hodge dual, which are in general not equal. We write R abcd = 1 2 ɛ abef R ef cd, and R abcd = 1 2 R abef ɛ ef cd. Define the complex tensor I abcd = 1 4 (g acg bd g ad g bc + iɛ abcd )

6 Review of ASD forms On a 4d, Lorentzian manifold, = 1 for two-forms Factor Λ 2 T M R C, the space of complex two-forms, into eigenspaces Λ ± of eigenvalues ±i, the self-dual (+) and anti-self-dual ( ) spaces. An arbitrary (real-valued) two-form H ab can be decomposed H ab = H ab + H ab where H ab Λ is given by 2H = H + i H. In this notation, Einstein-Maxwell equations can be written Ric(g) ab = 4H ac H b c a H ab = 0 The tensor I abcd is the projection to Λ of the induced Lorentzian product on Λ 2 T M R C

7 Review of ASD forms II The tensors Sym 2 (Λ 2 T M) naturally also factors into diagonal components taking Λ ± Λ ±, and the anti-diagonal component taking Λ ± Λ. By a calculation first due to Singer and Thorpe [ST69], for a Riemann curvature tensor, the diagonal components are given by the Weyl curvature and the scalar curvature, the anti-diagonal component is given by the trace-free Ricci curvature. Einstein-Maxwell: scalar curvature is zero The left- and right- Hodge duals of the Weyl tensor are equal, the left- and right- Hodge duals of the Ricci part of the curvature differs by a minus sign. So for the Weyl tensor W abcd we can also define an ASD version C abcd = 1 2 (W abcd + i W abcd ).

8 Symmetric spinor product For two ASD two-forms X ab, Y ab, define (X Y) abcd := 1 2 (X aby cd + Y ab X cd ) 1 3 I abcdx ef Y ef a symmetric bilinear form acting on two-forms trace free maps Λ into itself, and annihilates Λ + is algebraically ASD Weyl Call it a symmetric spinor product because, if we use x AB and y AB (symmetric in the spinor indices) to represent X, Y, then X Y is represented by x (AB y CD)

9 Ernst two-form and friends t a is Killing = ˆF ab := 2 a t b is antisymmetric ˆF = 1 2 (F + i F) H is closed (Maxwell) = ι t H is closed (Cartan) = Ξ a complex scalar s.t. dξ = ι t H up to a constant c Ξ. Define the ASD Ernst two-form F := ˆF 4 ΞH. It is Maxwell (Einstein eq. + Jacobi eq. for t) =... = σ, the (complex) Ernst potential, s.t. dσ = ι t F, defined up to a constant c σ. Note: I write c Ξ and c σ just to emphasize the fact that we have a freedom in normalization.

10 The characterization tensors The tensors are defined up to four normalizing constants: the complex parameters c Ξ and c σ implicitly from before, and a real number µ 0 and a complex number κ B := κf + 2µH Q := C + 6κ Ξ 3µ 2µσ (F F) The vanishing of B and Q will be the characterizing conditions for a space-time to be Kerr-Newman

11 Local characterization Characterization theorems Under the basic assumptions, let U M be a connected open subset, and suppose c Ξ, c σ, µ, κ can be taken so that on U: σ 0, B = 0, and Q = 0. Then we have that on U, t 2 + σ + σ + κσ 2 µ 2 = const. F 2 + 4µ 2 σ 4 = const. If, furthermore, the first expression evaluates to -1, the second to 0, then U is locally isometric to a Kerr-Newman domain with charge κ, mass µ, and angular momentum µ A, where is constant on U. A = µ ( 2 I 1 ) 2 + σ σ ( I 1 ) 2 σ

12 Characterization theorems Global characterization Under the basic assumptions, assume in addition that M is asymptotically flat and t approaches a unit time translation at infinity. Normalize the potentials Ξ and σ to vanish at infinity, and define (µ, κ) = (M, q) to be the (positive) mass and charge respectively at the asymptotic end. Then if B = 0 everywhere, and Q = 0 whenever σ 0, we can conclude that M is locally isometric to Kerr-Newman with angular momentum M A, where A is as defined on the previous slide. Remark: by asymptotic decay and the positive mass, σ 0 in a neighborhood of infinity, so the hypothesis is not empty. We can push in using the fact that 1/σ cannot blow-up in finite Riemannian distance.

13 About the proof The vanishing of B allows us to compute F 2 by re-expressing F in terms of ˆF, the derivative for which we have an expression by virtue of the Jacobi equation for t. From the Jacobi equation we pick up the contribution from the curvature tensor, and using the vanishing of Q connect it back to an algebraic statement about F. From the above we obtain F 2 = 4µ 2 σ 4. This immediately implies that ( 1 σ )2 = t 2, and that t 2 = (σ + σ) + κσ 2 µ 2. The derivations are algebraic, in the sense that if B and Q were non-vanishing, the three equalities pick up error terms due to only B, B, and Q. (This fact is useful in applications.)

14 About the proof II The main step in the proof of local isometry, after making the assumption about the constants of integration, is to show Main Lemma Write 1 σ = y + iz for real numbers y, z, then ( y) ( z) = 0 and ( z) 2 = A z y 2 + z 2 ( y) 2 = A + y 2 + κ 2 2µy y 2 + z 2 where A is the non-negative constant as defined before. Remark: In the AHP paper the lemma was proven using a tetrad calculus similar to GHP, but the statement can also be obtained tensorially and algebraically (in the sense above).

15 About the proof III Notice that the vanishing of B and Q, along with the condition that σ 0, gives that the space-time is type D. Let l, l denote the two PNDs normalized so g(l, l ) = 1 and g(t, l) = 1 (that this can always be done requires proof, but is true outside bifurcate sphere). Define the vector fields n = (A + y 2 )t + (y 2 + z 2 )(t l l + t l l) b = z/( z) 2 By computation: the four vector fields t, n, b, l form a holonomic basis (are linearly independent and commute), so they can be attached to coordinates. The metric in the coordinates can be computed from the inner-products of those four vector fields, and verified to be the Kerr-Newman metric in Kerr coordinates.

16 Wave-like property of the characterization tensors For analysis of PDEs, the most useful property of this characterization is the fact that the tensors solve good hyperbolic equations Evident for the tensor B = κf + 2µH since it is a constant coefficient linear combination of Maxwell fields That Q = C + 6κ Ξ 3µ 2µσ (F F) solves some hyperbolic equation is also evident: The Weyl tensor C solves a divergence-curl system with source, σ solves a wave equation, and F is Maxwell. The key is in the word good.

17 Wave-like property II: Good equations For our purpose (obtaining analytical estimates for perturbations of the 0 solution), a good equation should look like Good wave equation g S = J(x, S, S) (S, S) Where S is some vector-valued function, and J some matrix-valued potential representing interaction with some background. In particular the source is at least linear in S and its first derivative (no exterior forcing).

18 Wave-like property III Since B is Maxwell, it has a wave equation g B ab = C abcd B cd Commuting the equation with the connection, we see that B also solves a good wave equation. The one for Q is more complicated; unlike B s equation, it does not decouple: g Q = J (Q, Q, B, B, 2 B) (see [Won09a] for the actual demonstration). So need to take S = (B, B, Q) to have a closed system of good wave equation.

19 Evolutionary statements? Given that the tensors solve wave equations, one might ask about the evolutionary aspect of the tensors. Trivially we have that Finite speed of propagation Given a space-like hypersurface Σ, assume B, B, Q and their first normal derivatives vanish at Σ, then they vanish in the domain of dependence of Σ So the characterization theorem can have vanishing not on an open set, but on a Cauchy slice. In practice, this is not very useful, since whenever t is transverse to the Cauchy slice, just the vanishing of B and Q themselves are enough get vanishing along the orbits.

20 Rigidity of Kerr-Newman solutions Classical proofs of No-Hair theorem requires analyticity of the space-time, in order to invoke Hawking s Rigidity Theorem Hawking Rigidity A real-analytic, stationary solution to the Einstein-Maxwell equations with a Killing horizon must be also axially symmetric Assuming that the space-time is stationary and axisymmetric, with a non-degenerate event horizon, the proofs of [Car73, Rob75, Bun83, Maz82] (see also [Cos10]) show that the space-time must be sub-extremal Kerr-Newman. (See also the recent work of Chrusciel and Nguyen for the extremal case.)

21 Rigidity of Kerr-Newman solutions II Can we get out of the analytic category? Is just smoothness enough? Yes, if we pose some additional conditions: If a stationary black hole is non-degenerate, it admits a bifurcate sphere. If, roughly speaking, the induced metric on the bifurcate sphere and its first jet in the directions of the horizons are identical to that of Kerr-Newman, then the domain of outer communications is everywhere locally isometric to Kerr-Newman. If a stationary black hole is C 6 -close (in the metric) to Kerr-Newman, then it must be axially symmetric. There exist no stationary two-black hole solutions close to Kerr-Newman space-time. Each of the above uses the characterization presented in the previous section.

22 Large-data, conditional rigidity Three kinds of constraints on the bifurcate sphere: Structural constraints. We need the bifurcate sphere to look like the one in Kerr-Newman. So we impose that B 2 = 0 and F 2 + 4M 2 σ 4 = 0 (the latter = Q 2 = 0). Characterization constraints. The bifurcate sphere is disconnected from infinity, so need to apply local characterization. µ, κ are fixed by asymptotic mass and charge, and c Ξ, c σ are fixed at infinity. One derived constant fixed above, the remaining one t 2 + σ + σ + κσ 2 /µ 2 = 1 needs to be fixed at a point. Technical constraints. We need a lower bound condition y > M on the bifurcate sphere: this is to ensure that we are on the event, and not Cauchy horizon, so that if we go in the direction of increasing y, we head into the domain of outer communications. Structural constraints = (via null structure equations) B, B, and Q vanish on the event horizon.

23 Large-data, conditional rigidity II Ionescu-Klainerman s first uniqueness theorem for wave equations implies that in a neighborhood of the bifurcate sphere Q, B vanishes identically. The first uniqueness theorem is a statement about wave equations near a bifurcate null boundary, doesn t use stationarity. Bootstrap outwards using Ionescu-Klainerman s second uniqueness theorem for wave equations and the fact that we already have a local isometry in the region where Q, B vanishes. The second uniqueness theorem makes use of stationarity, via considering a foliation by level surfaces of the function y and using its nice properties: hence a bootstrapping is needed.

24 Perturbative rigidity Assume the stationary black-hole space-time is close to Kerr-Newman in the sense that B, Q are close to zero. = this allows the global construction of the function y. Algebraic construction implies y still has all the nice properties, up to an error term defined by the smallness of B, Q. Since y has no critical points except at the bifurcate sphere, a mountain-pass-type lemma or a topological argument gives that a non-extremal event horizon can only have one connected component. Once y is constructed, and that the event horizon is sub-extremal and has only one component, then we can apply the argument of [AIK09] to show that the space-time must admit an axial Killing vector field.

25 Further questions Mars simplified his characterization to a global one using purely alignment of principal null directions [Mar00]: can the same be done here? (Presumed yes) Can the construction be made using a suitable notion of almost-killing vectors? Ideally the notion of suitable should demand the tensors B and Q still solve good PDEs. Do the PDEs satisfied by B and Q have good decay properties? B, probably not (stationary mode); Q maybe (first step: see whether that equation admits a stationary solution). Possible application to linear stability. Can we remove bifurcate sphere condition to obtain a full proof of black hole uniqueness? (Perhaps using local rigidity?)

26 Thank you for your attention.

27 References I S. Alexakis, A. D. Ionescu, and S. Klainerman, Uniqueness of smooth stationary black holes in vacuum: small perturbations of the kerr spaces. Donato Bini, Christian Cherubini, Robert T Jantzen, and Giovanni Miniutti, The Simon and Simon-Mars tensors for stationary Einstein-Maxwell fields, Classical and Quantum Gravity 21 (2004), no. 8, D Bini, R T Jantzen, and G Miniutti, The Cotton, Simon-Mars and Cotton-York tensors in stationary spacetimes, Classical and Quantum Gravity 18 (2001), no. 22,

28 References II R. Beig and W. Simon, On the multipole expansion for stationary space-times, Proceedings of the Royal Society of London. Series A, Mathematical and Physical Sciences 376 (1981), no. 1765, Gary Bunting, Proof of the uniqueness conjecture for black holes, Ph.D. thesis, University of New England, Australia, May Brandon Carter, Black hole equilibrium states, Black holes: les astres occlus (C. DeWitt and B. S. DeWitt, eds.), Gordon and Breach, João Lopes Costa, On black hole uniqueness theorems, Ph.D. thesis, University of Oxford, February 2010.

29 References III R. Debever, N. Kamran, and R. G. McLenaghan, Exhaustive integration and a single expression for the general solution of the type D vacuum and electrovac field equations with cosmological constant for a nonsingular aligned Maxwell field, Journal of Mathematical Physics 25 (1984), no. 6, Francesc Fayos and Carlos F Sopuerta, On the Papapetrou field in vacuum, Classical and Quantum Gravity 16 (1999), no. 9, Alfonso García-Parrado Gómez-Lobo and Juan A. Valiente Kroon, Kerr initial data, Class.Quant.Grav. 25 (2008),

30 References IV Lane P. Hughston and Paul Sommers, Spacetimes with Killing tensors, Communications in Mathematical Physics 32 (1973), no. 2, Alexandru D. Ionescu and Sergiu Klainerman, On the uniqueness of smooth, stationary black holes in vacuum, Inventiones Mathematicae 175 (2009), no. 1, Marc Mars, A spacetime characterization of the Kerr metric, Classical and Quantum Gravity 16 (1999), no. 7, , Uniqueness properties of the Kerr metric, Classical and Quantum Gravity 17 (2000), no. 16, P O Mazur, Proof of uniqueness of the Kerr-Newman black hole solution, Journal of Physics A: Mathematical and General 15 (1982), no. 10,

31 References V D. C. Robinson, Uniqueness of the Kerr black hole, Phys. Rev. Lett. 34 (1975), no. 14, Walter Simon, Characterizations of the Kerr metric, General Relativity and Gravitation 16 (1984), no. 5, , The multipole expansion of stationary Einstein Maxwell fields, Journal of Mathematical Physics 25 (1984), no. 4, Isadore Manuel Singer and John A. Thorpe, The curvature of 4-dimensional Einstein spaces, Global analysis: papers in honor of K. Kodaira (D. C. Spencer and S. Iyanaga, eds.), University of Tokyo Press, Willie Wai-Yeung Wong, On the uniqueness of Kerr-Newman black holes, Ph.D. thesis, Princeton University, 2009.

32 References VI, A space-time characterization of the Kerr-Newman metric, Annales Henri Poincare 10 (2009), no. 3,

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