50 Years of Crosscorrelation of m-sequences
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1 50 Years of Crosscorrelation of m-sequences Tor Helleseth Selmer Center Department of Informatics University of Bergen Bergen, Norway August 29, 2017 Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 1 / 61
2 Outline Basic introduction to m-sequences Autocorrelation of m-sequences Crosscorrelation of m-sequences Gold Sequences and applications Overview over 50 year history of crosscorrelation of m-sequence Relations to Bent functions / APN functions/ AB functions etc. Conclusions and open problems Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 2 / 61
3 Basic introduction to m-sequences May 25, 2016 Stephen Wolfram states in his blog: Solomon Golomb ( ) The Most-Used Mathematical Algorithm Idea in History An octillion. A billion billion billion. That s a fairly conservative estimate of the number of times a cellphone or other device somewhere in the world has generated a bit using a maximum length linear-feedback shift register sequence. It s probably the single most-used mathematical algorithm idea in history. And the main originator of this idea was Solomon Golomb, who died on May 1 - and whom I knew for 35 years. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 3 / 61
4 Generating m-sequences Linear recurrence (over F p ) s t+n + c n 1 s t+n c 0 s t = 0 Characteristic polynomial f(x) = x n + c n 1 x n c 0 Select f(x) such that f(x) is irreducible of degree n f(x) divides x pn 1 1 f(x) do not divide x r 1 for any r, 1 r < p n 1 Then f(x) generates an m-sequence {s t } = s 0, s 1, s 2, of period p n 1. Example The binary m-sequence generated by s t+4 + s t+1 + s t = 0 is: {s t } = Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 4 / 61
5 Binary m-sequences s t+4 = s t+1 + s t {S t } = f(x) = x 4 + x + 1 Period ε = 2 n 1 (if the characteristic polynomial f(x) has degree n) Balanced (except for a missing 0) Run property s t+τ s t = s t+γ If gcd(d, 2 n 1) = 1, then its decimation {s dt } is also an m-sequence {s 2t } = {s t+µ } for some µ The trace mapping is: T r : F 2 n Let f(α) = 0 then (after suitable cyclic shift) F 2 where T r(x) = n 1 i=0 x2i s t = T r(α t ) Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 5 / 61
6 Correlation of Sequences Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 6 / 61
7 Correlation of Sequences Let {a t } and {b t } be sequences of period ε over the alphabet F p. Crosscorrelation Then crosscorrelation between {a t } and {b t } at shift τ is ε 1 at+τ bt θ a,b (τ) = ω where t=0 ω = exp 2πi/p Autocorrelation Then autocorrelation of {a t } at shift τ is ε 1 at+τ at θ a,a (τ) = ω where t=0 ω = exp 2πi/p Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 7 / 61
8 Ideal Two-Level Autocorrelation Theorem Let {s t } be an m-sequence of period p n 1. The autocorrelation is { p C 1 (τ) = n 1 if τ = 0 (mod p n 1) 1 if τ 0 (mod p n 1). Proof. Let τ 0 (mod p n 1). Then since m-sequences are balanced: C 1 (τ) = = p n 2 t=0 p n 2 t=0 = 1 st+τ st ω ω st+γ Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 8 / 61
9 Golomb s influence on the early applications of m-sequence Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 9 / 61
10 Golomb Randomness Postulates Golomb Randomness Postulates Run = Consecutive runs of 0 s or 1 s Block = Runs of 1 s Gap = Run of zeros R1: The number of 0 s and 1 s differ by at most 1 during the period of the sequence. R2: Half of the runs in a full cycle have length 1, one 1/4 of all runs have length 2, 1/8 have length 3 etc., as long as the number of runs exceed one. Moreover, for each of these length there are equally many gaps and blocks. R3: The out of phase autocorrelation of the sequence always has the same value. The Golomb randomness postulates are modelled after the m-sequences. {s t } : Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 10 / 61
11 Golomb s Influence on m-sequences Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 11 / 61
12 Golomb s influence on m-sequences Applications of m-sequences in the 1960s Interplanetary ranging system (1958) Orbit determination of Explorer I Signal sent back from Explorer I was modulated by an m-sequence Determining the position of Venus (1961) Bounced signal from Venus and detected return signal. Improved accuracy of location of Venus by a factor of 10 3 Experiment verifying Einstein General Relativity Theory Major Prizes Experiment designed (1960) Experiment performed using Mars Mariner 9 (1969). Shannon Award 1985 National Medal of Science 2013 Franklin Medal 2016 Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 12 / 61
13 Crosscorrelation of m-sequences Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 13 / 61
14 Crossscorrelation of m-sequences Basic results on crosscorrelation of m-sequences Let {s t } be an m-sequence of period p n 1 Let {s dt } be a decimated m-sequence i.e., gcd(d, p n 1) = 1 The crosscorrelation between the two m-sequences is C d (τ) = p n 2 t=0 ω s dt s t+τ = 1 + x F p n ω T r(xd +ax) where α is a primitive element in F p n and a = α τ. In the case d = p i (mod p n 1) then C d (τ) is two-valued (autocorrelation) In all other cases at least three values occur when τ = 0, 1,, p n 2 Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 14 / 61
15 Three valued crosscorrelation: Gold sequences Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 15 / 61
16 Three-Valued Crosscorrelation: The Gold Cases Theorem (Gold(1968)) n gcd(n,k) Let d = 2 k + 1 and e = gcd(n, k) where is odd. Then C d (τ) has three-valued crosscorrelation with distribution: n+e 2 occurs 2 n e 1 2 n e 2 2 times 1 occurs 2 n 2 n e 1 times 1 2 n+e 2 occurs 2 n e n e 2 2 times In particular when gcd(k, n) = 1 then the values of C d (τ) + 1 are belong to {0, ±2 n+1 2 }. x F 2 n ( 1) T r(xd +ax) Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 16 / 61
17 Three-Valued Crosscorrelation: The Gold Case (Proof) The simplest proof of the Gold case uses the squaring technique. We illustrate the method for d = 2 k + 1 where n is odd and gcd(n, k) = 1. Let g a (x) = T r(x 2k +1 + ax), then Hence, g a (x) + g a (x + u) + g a (u) = T r(x 2k +1 + (x + u) 2k +1 + u 2k +1 ) (C d (τ) + 1) 2 = x,y F 2 n = u F 2 n = T r(x 2k u + xu 2k ) = T r(x 2k (u + u 22k )) ( 1) ga(x)+ga(y) = ( 1) ga(u) { 0, 2 n+1 } x,u F 2 n ( 1) T r(x2k (u+u 22k )) x F 2 n ( 1) ga(x)+ga(x+u) since L(u) = 0 has at most 2 solutions in F 2 n when gcd(n, k) = 1 and n is odd. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 17 / 61
18 Applications of sequences to CDMA CDMA In Code-Division Multiple Access (CDMA) one needs large families F with good correlation properties Parameters of sequence families Parameters of a familiy are denote (ε,m, θ max ) ε is the period of the sequences in F M is the size of the family (# of cyclically distinct sequences in F ) θ max is the maximal (nontrivial) value of the auto- or crosscorrelation of the sequences in F (except when sequences are the same and shift τ = 0) Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 18 / 61
19 Gold family Gold sequences (Example m=3) (s t ) : (s 3t ) : (s t +s 3t ) : (s t +s 3t+1 ) : (s t +s 3t+6 ) : M= F =9 θ max =5 Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 19 / 61
20 The Gold family - Example The Gold family The Gold family is used in GPS and in the 3G standard for wireless communication. Construction of the Gold sequence family Let {s t } be a binary m-sequence of period 2 n 1 where n is odd, d = 2 k + 1 and gcd(k, n) = 1 G = {s t } {s dt } {{s t+τ s dt } τ = 0, 1,, 2 n 2} The parameters of the Gold family G is: ε = 2 n 1 is period of the sequences in the family M = 2 n + 1 is the size of the family G θ max = 2 (n+1)/2 is the maximal value of the nontrivial auto- or crosscorrelation of the sequences in G The Gold family is optimal since no other family of sequences of the same length and size can have a lower θ max Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 20 / 61
21 Long Scrambling Code Generator c long,1,n MSB LSB c long,2,n Gold sequence family is based upon on sequences generated by x 25 + x and x 25 + x 3 + x 2 + x + 1 Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 21 / 61
22 3G Scrambling Code P. V. Kumar Data Control Spreading Walsh Gain code factor I Q j Short Scrambling code ç W-CDMA Uplink 2 ç T. Helleseth A. R. Calderbank A. R. Hammons Jr., ``Large Families of Quaternary Sequences with Low Correlation,'' IEEE Trans. Inform. Theory, March d(i) + mod n addition multiplication mod 2 3 mod mod b(i) a(i) 2 mod 4 + z n (i) Mapper cshort,1,n(i) cshort,2,n(i) Short scrambling code generator ç Short Scrambling Code Family S(2) used in W-CDMA Scrambling code design for 3G Wireless Cellular Communication Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 22 / 61
23 Short Scrambling Code d(i) mod mod n addition multiplication mod b(i) mod 4 + z n (i) Mapper cshort,1,n(i) cshort,2,n(i) a(i) mod Family S(2) of sequences (mod 4) Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 23 / 61
24 Distribution of the crosscorrelation of m-sequences and open problem Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 24 / 61
25 Some Properties of C d (τ) Some properties of C d (τ) C d (τ) is a real number C d (τ) and C d (τ) have the same distribution when d d = 1 (mod p n 1) or d = d p i (mod p n 1) τ (C d(τ) + 1) = p n τ (C d(τ) + 1) 2 = p 2n τ C d(τ) k = (p 1) k + 2( 1) k 1 + a k p 2n where a k is the number of nonzero solutions x i F p n of x 1 + x x k 1 +1 = 0 x d 1 + x d x d k 1 +1 = 0 Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 25 / 61
26 When is C d (τ) Two-Valued? Theorem If d {1, p, p 2,, p n 1 } (i.e., when the two m-sequences are cyclically distinct) then C d (τ) is at least 3-valued. Proof. Suppose C d (τ) has two values x and y occurring r and s times respectively. Then r + s = p n 1 τ C d(τ) = rx + sy = 1 τ C d(τ) 2 = rx 2 + sy 2 = p 2n p n 1 This leads to the equation (eliminating r and s) (p n x (x + 1))(p n y (y + 1)) = p 2n (2 p n ) For p = 2 this is a Diophantine equation with no valid integer solutions. (Note {x, y} = { 1, p n 1}) corresponds to two-weight autocorrelation.. For p > 2 the result follows similarly from divisibility properties in Z[ω]. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 26 / 61
27 Three-valued Crosscorrelation of m-sequences The crosscorrelation C d (τ) is known to be three-valued in the cases: (Gold 1968): d = 2 k + 1, n gcd(n,k) odd (Kasami 1968), (Welch 1960 s): d = 2 2k 2 k + 1, n gcd(n,k) odd Welch s conjecture: (Canteaut, Charpin, Dobbertin (2000)) d = 2 n , n odd Niho s conjecture: (Hollmann and Xiang (2001), Dobbertin (1999)) d = 2 n n when n = 1 (mod 4) = 2 n n when n = 3 (mod 4) Cusick and Dobbertin (1996) d = 2 n n when n = 2 (mod 4) = 2 n when n = 2 (mod 4) Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 27 / 61
28 The 4-Valued Conjecture Conjecture (Helleseth 1971, 1976) Let p be any prime. If n = 2 i then C d (τ) takes on at least 4 values. Theorem (Katz 2012) The conjecture is true for p = 2 and p = 3. The case p > 3 is still open Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 28 / 61
29 Preferred Pair of Binary m-sequences Preferred Pair A pair of binary m-sequences of period 2 n 1 is called a preferred pair if the crosscorrelation function takes on the three values 1, 1 2 n+2 2, n+2 2 for n even 1, 1 2 n+1 2, n+1 2 for n odd Theorem A preferred pair exists for all n 0 (mod 4). The following theorem was conjectured but Sarwate and Pursley (1980) and proved by McGuire and Calderbank Theorem (McGuire and Calderbank 1995) For n = 0 (mod 4) no preferred pair of m-sequences do exist. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 29 / 61
30 The C d (τ) = 1 conjecture Conjecture (Helleseth 1971, 1976) For any d 1 (mod p 1) then C d (τ) = 1 for some τ The conjecture is equivalent to proving one of the following two statements: (1) ω T r(xd bx) = 1 for some nonzero b. (2) The system of equations x x 0 + αx α q 2 x q 2 = 0 x d 0 + x d x d q 2 = 0 has exactly q q 3 solutions x i F p n where q = p n. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 30 / 61
31 Correlation Function Known 3-valued Correlation Function C d (τ) over F 2 n No. d-decimation Condition Remarks 1 2 k + 1 n/ gcd(n, k) odd Gold, k 2 k + 1 n/ gcd(n, k) odd Kasami, n/2 2 (n+2)/4 + 1 n 2 (mod 4) Cusick et al., n/ n 2 (mod 4) Cusick et al., (n 1)/2 + 3 n odd Canteaut et al., (n 1)/2 + 2 (n 1)/4 1 n 1 (mod 4) Hollmann et al., (n 1)/2 + 2 (3n 1)/4 1 n 3 (mod 4) Hollmann et al., 2001 Remarks: (1) No. 5 is the Welch s conjecture; (2) Nos. 6 and 7 are the Niho s conjectures Open Problem Show that the table contains all decimations with 3-valued correlation function. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 31 / 61
32 Correlation Function Known 3-valued Correlation Function C d (τ) over F p n No. d-decimation Condition Remarks 1 (p 2k + 1)/2 n/ gcd(n, k) odd Trachtenberg, p 2k p k + 1 n/ gcd(n, k) odd Trachtenberg, (n 1)/2 + 1 n odd Dobbertin et al., (n 1)/4 + 1 n 1 (mod 4) Katz and Langevin (3n 1)/4 + 1 n 3 (mod 4) Katz and Langevin 2013 Remarks: (1) Nos. 1 and 2 are due to Helleseth for even n; (2) The result obtained by Xia et al. (IEEE IT 60(11), 2014) is covered by No. 1. The 3-valued correlation function in No. 4 and No. 5 was conjectured by Dobbertin et al. in Open Problems Show that the table contains all decimations with 3-valued correlation function for p > 3. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 32 / 61
33 Crosscorrelation function of Niho Exponents Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 33 / 61
34 Niho Exponent Let p be a prime, n = 2m a positive integer and q = p m. Let F q denote the finite field with q elements. Niho Exponent A positive integer d is called a Niho exponent (with respect to F q 2) if there exists some 0 j n 1 such that d p j (mod q 1) Normalized form: j = 0, i.e., d = (q 1)s + 1. Equivalence class: cyclotomic coset, inverse, etc. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 34 / 61
35 Niho exponents Niho exponents and solutions of equations Let n = 2m and d = 1 (mod 2 m 1). Then each x F 2 n can be uniquely written as x = yz where y F 2 m and z U = {z z 2m +1 = 1}. Then C d (τ) = ( 1) T rn(xd +ax) = = x F 2 n x F 2 n y U x F 2 n y U ( 1) T rn(y(zd +az)) ( 1) T rm(y(zd +az+z d +a 2m z 1 )) = (2 m 1)N + (2 m + 1 n) 1 = m (N 1) where N = {z U z d + az + z d + a 2m z 1 = 0}. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 35 / 61
36 Correlation Function Known 4-valued Correlation Function C d (τ) over F 2 n No. d-decimation Condition Remarks 1 2 n/2+1 1 n 0 (mod 4) Niho, (2 n/2 + 1)(2 n/4 1) + 2 n 0 (mod 4) Niho, (n/2+1)r 1 2 r 1 n 0 (mod 4) Dobbertin, n +2 s+1 2 n/ s 1 n 0 (mod 4) Helleseth et al., (2 n/2 1) 2r 2 r ±1 + 1 n 0 (mod 4) Dobbertin et al., 2006 Remarks: (1) All are the Niho type decimations; (2) No. 5 covers previous four cases. Conjecture (Dobbertin, Helleseth et al., 2006) No. 5 covers all 4-valued cross correlation for Niho type decimation. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 36 / 61
37 Correlation Function Known 4-valued Correlation Function C d (τ) over F p n No. d-decimation Condition Remarks 1 2 p n/2 1 p n/2 2 (mod 3) Helleseth, k + 1 n = 3k, k odd Zhang et al., k + 2 n = 3k, k odd Zhang et al., 2013 Remarks: (1) No. 1 is a Niho type decimation; (2) Nos. 2 and 3 are due to Zhang et al. if gcd(k, 3) = 1 and due to Xia et al. if gcd(k, 3) = 3. Open Problem Find new 4-valued C d (τ) for any prime p. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 37 / 61
38 Correlation Function Known 5 or 6-valued Correlation Function C d (τ) over F 2 n No. d-decimation Condition Remarks 1 2 n/2 + 3 n 0 (mod 2) Helleseth, n/2 2 n/4 + 1 n 0 (mod 8) Helleseth, n i n 0 (mod 2) Helleseth, n/2 + 2 n/4 + 1 n 0 (mod 4) Dobbertin, 1998 Remarks: (1) No. 1 was conjectured by Niho; (2) No. 3 is of Niho type if n/2 is odd. Open Problem (Dobbertin, Helleseth et al., 2006) Determine the cross correlation distribution of C d (τ) for the Niho type decimation d = 3 (2 n/2 1) + 1. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 38 / 61
39 Correlation Function Known 5 or 6-valued Correlation Function C d (τ) over F p n No. d-decimation Condition Remarks 1 (p n 1)/2 + p i p n 1 (mod 4) Helleseth, (p n 1)/3 + p i p 2 (mod 3) Helleseth, p n/2 p n/4 + 1 p n/4 2 (mod 3) Helleseth, k + 1 n = 3k, k even Zhang et al., k + 2 n = 3k, k even Zhang et al., 2013 Remarks: (1) No. 1 is of Niho type if n/2 is odd; (2) Nos. 4 and 5 are due to Zhang et al. if gcd(k, 3) = 1 and due to Xia et al. if gcd(k, 3) = 3. Open Problem (Dobbertin, Helleseth and Martinsen, 1999) Determine the cross correlation distribution of C d (τ) for the Niho type decimation d = 3 (3 n/2 1) + 1. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 39 / 61
40 Crosscorrelation Function: Recent Results Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 40 / 61
41 Correlation Function: Recent Results Let k be a positive integer and N k denote the number of solutions to x 1 + x x k = 0, x d 1 + x d x d k = 0. Question: How to determine the values of N k? Open Problem (Dobbertin, Helleseth et al., 2006) Determine the cross correlation distribution of C d (τ) for the Niho type decimation d = 3 (2 n/2 1) + 1. Solved! (surprising connection with the Zetterberg code) by Xia, L., Zeng and Helleseth 2016 (IEEE IT, 62(12), 2016) Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 41 / 61
42 Correlation Function: Recent Results Open Problem (Dobbertin, Helleseth and Martinsen, 1999) Determine the cross correlation distribution of C d (τ) for the Niho type decimation d = 3 (3 n/2 1) + 1. Solved! by Xia, Li, Zeng and Helleseth 2017 (it is available on arxiv). Future Work Determine the cross correlation distribution of C d (τ) for the Niho type decimation d = 3 (p n/2 1) + 1 for p > 3. This case is much more complicated! Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 42 / 61
43 Bent Functions From Niho Exponents Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 43 / 61
44 Bent Functions From Niho Exponents Bent functions have significant applications in cryptography and coding theory. Walsh Transform Let f(x) be a function from F 2 n to F 2. The Walsh transform of f(x) is defined by f(λ) = ( 1) f(x)+tr(λx), λ F 2 n. x F 2 n Bent Function A function f(x) from F 2 n λ F 2 n. to F 2 is called Bent if f(λ) = 2 n/2 for any Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 44 / 61
45 Bent Functions From Niho Exponents Problem Description Let f(x) be a function from F 2 n to F 2 defined by f(x) = 2 n 2 i=1 Tr(a i x i ), a i F 2 n. Then how to choose a i and i such that f(x) is Bent? Remarks Known infinite classes of Boolean Bent functions: 1 Monomial Bent: only 5 classes 2 Binomial Bent: only about 6 classes 3 Polynomial form: quadratic form, Dillon type and Niho type Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 45 / 61
46 Constructions of Bent Functions of Niho Type Known Constructions of Niho Bent Functions Table: Known Niho Bent Functions No. Class of Functions Authors Year 1 Tr n 1 (ax (2m 1) ) 2 Tr n 1 (ax (2m 1) bx (2m 1)3+1 ) Dobbertin et al Tr n 1 (ax (2m 1) bx (2m 1) ) Dobbertin et al Tr n 1 (ax (2m 1) bx (2m 1) ) Dobbertin et al Tr n 1 (ax (2m 1) r 1 1 i=1 x (2m 1) i 2 r +1 ) Leander, Kholosha 2006 Remarks: (1) No. 1 is trivial; (2) No. 3 is covered by No. 5 Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 46 / 61
47 Binomial Bent Functions A simple family of binomial bent functions which have a quite complex dual bent functions are due to Helleseth and Kholosha (2010). Theorem (Helleseth and Kholosha (2010)) Let n = 4k. Then p-ary function f(x) given by f(x) = Tr n ( x p3k +p 2k p k +1 + x 2) is a weakly regular bent function and ˆf(y) = p 2k ω Tr k(x 0)/4, where x 0 is a unique root in GF(p k ) of the polynomial y p2k +1 + (y 2 + X) (p2k +1)/2 + y pk (p 2k +1) + (y 2 + X) pk (p 2k +1)/2. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 47 / 61
48 APN functions and AB functions Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 48 / 61
49 Almost Perfect Nonlinear (APN) Functions Definition A function f: F 2 n F 2 n is almost perfect nonlinear (APN) if for all a, b F 2 n, a 0, the equation f(x + a) f(x) = b has at most two solutions x F 2 n. More generally such an f is called a differentially 2-uniform function Optimal resistant against the differential attack Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 49 / 61
50 A Simple APN Example f(x) = x 3 Theorem The function f(x) = x 3 is APN Proof. Let be defined over F 2 n. Then f(x) = x 3 f(x + a) + f(x) = x 2 a + xa 2 + a 3 = b which has at most two solutions x F 2 n for any a 0 and b F 2 n. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 50 / 61
51 The Walsh Transform The nonlinearity NL(F ) of an (n, m) function F can be expressed by means of the Walsh transform. The Walsh transform of F at (α, β) F 2 n F 2 m is defined by W F (α, β) = x F 2 n and the Walsh spectrum of F is the set ( 1) T rm 1 (βf (x))+t rn 1 (αx) {W F (α, β) : α F 2 n, β F 2 m}. Then NL(F ) = 2 n max W F (α, β). α F 2 n,β F 2 m The Walsh spectrum of AB functions consists of three values 0, ±2 n+1 2. The Walsh spectrum of a bent function is {±2 n 2 }. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 51 / 61
52 Connections between (APN) and (AB) Functions Theorem (Chabaud and Vaudenay (1994)) Any AB function is APN. A short proof for this fact for power functions is: Proof. Let θ(a, b) = a,b F 2 n ( 1)T r(bxd +ax). Then (θ(a, b)) 4 = 2 2n N(u, v) 2 a,b F 2 n u,v F 2 n where N(u, v) is the number of solutions of f(x + u) + f(x) = v Using the three-valued crosscorrelation distribution for AB functions gives a relation N(1, v) 2 = 2 n+1 and N(1, v) = 2 n v F 2 n v F 2 n it follows that x d is APN since N(1, v) = 0 or N(1, v) 2. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 52 / 61
53 APN Power Functions Table 1a. Known APN power functions x d on F 2 n Functions Exponents d Conditions d (x d ) Gold 2 i + 1 gcd(i, n) = 1 2 Kasami 2 2i 2 i + 1 gcd(i, n) = 1 i + 1 Welch 2 t + 3 n = 2t Niho 2 t + 2 t 2 1, t even n = 2t + 1 (t + 2)/2 2 t + 2 3t+1 2 1, t odd t + 1 Inverse 2 2t 1 n = 2t + 1 n 1 Dobbertin 2 4i + 2 3i + 2 2i + 2 i 1 n = 5i i + 3 Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 53 / 61
54 AB Power Functions Table 1b. Known AB power functions x d on F 2 n Functions Exponents d Conditions d (x d ) Gold 2 i + 1 gcd(i, n) = 1 2 Kasami 2 2i 2 i + 1 gcd(i, n) = 1 i + 1 Welch 2 t + 3 n = 2t Niho 2 t + 2 t 2 1, t even n = 2t + 1 (t + 2)/2 2 t + 2 3t+1 2 1, t odd t + 1 Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 54 / 61
55 Other Relations to Crosscorrelation Decimations Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 55 / 61
56 Sequences and the S-box in AES Kloosterman sum The crosscorrelation between m-sequence {s t } and the reverse sequence {s t } corresponds to the famous Kloosterman sum C 1 (τ) = x 0 ω T r(ax+x 1 ) Bound for Kloosterman sum is C 1 (τ) + 1 2p n 2 The AES S-box is based on f(x) = x 1 for n = 8. The nonlinearity between T r(x 1 ) and T r(ax) is C 1 (τ) The S-box for is 4 uniform (not APN), the best possible known for a permutation for n = 8 The S-box is not AB, but uniformity and nonlinearity is the best possible known for n = 8 Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 56 / 61
57 Sequences with Ideal Autocorrelation Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 57 / 61
58 Sequences with ideal autocorrelation: Kasami-Exponent Property of APN power functions Let f(x) = x d be a binary APN power mapping of F 2 n. Then (x + 1) d + x d = b has two solutions for 2 n 1 values of b and 0 solutions for the 2 n 1 other values of b. Theorem (Dillon and Dobbertin (2004)) Let d = 2 2k 2 k + 1 where gcd(k, n) = 1 and define the binary sequence {s t } such that { 1 if (x + 1) s t = d + x d = b has 2 solutions 0 if (x + 1) d + x d = b has 0 solutions The {s t } is balanced and has two-level ideal autocorrelation. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 58 / 61
59 Ternary sequences: Ideal Autocorrelation The Lin sequence Let p = 3 and n odd. Let α be a primitive element of F p n. Let {s t } be the ternary m-sequence where s t = T r(α t ). Then the sequence u t = s t + s (2 3 (n 1)/2 +1)t has two-level autocorrelation. Remarks This result was conjecture by Lin in The result was proved by Gong et al and Arasu et al Note that the decimation d = 2 3 (n 1)/2 + 1 gives a three-valued crosscorrelation. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 59 / 61
60 USC note Note on a USC Lab at the EE Department Theory is when you know everything but nothing works. Practice is when everything works but no one knows why. In our lab theory and practice are combined nothing works and no one knows why. Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 60 / 61
61 Thank You! Questions? Comments? Suggestions? Tor Helleseth (Selmer Center) 50 Years of Crosscorrelation of m-sequences 5th ICMCTA-2017, Estonia 61 / 61
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