UNIFORM DISTRIBUTION MODULO 1 AND THE UNIVERSALITY OF ZETA-FUNCTIONS OF CERTAIN CUSP FORMS. Antanas Laurinčikas
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1 PUBLICATIONS DE L INSTITUT MATHÉMATIQUE Nouvelle série, tome 00(4) (206), 3 40 DOI: /PIM643L UNIFORM DISTRIBUTION MODULO AND THE UNIVERSALITY OF ZETA-FUNCTIONS OF CERTAIN CUSP FORMS Antanas Laurinčikas Abstract. An universality theorem on the approximation of analytic functions by shifts ζ(s+iτ, F ) of zeta-functions of normalized Hecke-eigen forms F, where τ takes values from the set k α h : k = 0,, 2,... } with fixed 0 < α < and h > 0, is obtained.. Introduction Denote by SL(2,Z) the full modular group, i.e., SL(2,Z) = ( ) } a b c d : a, b, c, d Z, ad bc =. The function F(z) is called a holomorphic cusp form of weight κ for SL(2,Z) if F(z) is holomorphic in the half-plane Imz > 0, for all ( ) a b c d SL(2,Z) satisfies the functional equation ( az + b ) F = (cz + d) κ F(z), cz + d and at infinity has the Fourier series expansion F(z) = m= c(m)e2πimz. Assume additionally that F(z) is a normalized Hecke-eigen form, i.e., is an eigen form of all Hecke operators T m F(z) = m κ a,d>0 ad=m d κ b(mod d) ( az + b F d ), m N, and c() =. The associated zeta-function ζ(s, F), s = σ + it, is defined, for σ > κ+ 2, by the Dirichlet series c(m) ζ(s, F) = m s, m= 200 Mathematics Subject Classification: M4. Key words and phrases: joint universality, linear independence, zeta-function of normalized Hecke-eigen form, weak convergence. Communicated by Žarko Mijajlović. 3
2 32 LAURINČIKAS and can be analytically continued to an entire function. Moreover, the function ζ(s, F) can be written, for σ > κ+ 2, as a product over primes ζ(s, F) = ( α(p) ) ( p s β(p) ), p s p where α(p) and β(p) are conjugate complex numbers satisfying α(p) + β(p) = c(p). The zeta-function ζ(s, F), as the Riemann zeta-function, Dirichlet L-functions, and some other zeta and L-functions, is universal in that sense that a wide class of analytic functions can be approximated by shifts ζ(s + iτ, F) with some real τ. This was obtained in [6] by using the probabilistic approach and positive density method. Let D = D F = κ s C : 2 < σ < } κ+ 2. Denote by K = KF the class of compact subsets of the strip D with connected complements, and by H 0 (K), K K, the class of continuous non-vanishing functions on K which are analytic in the interior of K. Let measa stand for the Lebesgue measure of a measurable set A R. Then, in [7], the following statement was proved. Theorem.. Suppose that K K and f(s) H 0 (K). Then, for every ε > 0, } T T meas τ [0, T ] : sup ζ(s + iτ, F) f(s) < ε > 0. Investigations of universality of zeta-functions of cusp forms were continued in [8] and [6], where the analogues of Theorem. were obtained for zeta-functions attached to new forms and for zeta-functions of primitive normalized Hecke-eigen forms for the Hecke subgroup with character, respectively. Theorem. and its generalizations in [8], [6] are of continuous type because the shifts τ in ζ(s+iτ, F) can take arbitrary real values. Also, the discrete universality of zeta-functions is considered. In this case, τ takes values from some discrete sets. The discrete analogue of Theorem. was begun to study in [9], and a general result was obtained in []. Denote by #A the cardinality of the set A. Theorem.2. Suppose that K K, f(s) H 0 (K) and h > 0 is an arbitrary fixed number. Then, for every ε > 0, } N N + # 0 k N : sup ζ(s + ikh, F) f(s) < ε > 0. In Theorem.2, the shift τ in ζ(s + iτ, F) takes values from the arithmetical progression 0, h, 2h,...} with difference h. It is an interesting problem to prove Theorem.2 when τ takes values from a more complicated discrete set, and the present paper is devoted to the case of the set k α h : k N 0 = N 0}}, where h > 0 and 0 < α < are arbitrary fixed numbers. Theorem.3. Suppose that K K, f(s) H 0 (K), and h > 0 and 0 < α < are arbitrary fixed numbers. Then, for every ε > 0, } N N + # 0 k N : sup ζ(s + ik α h, F) f(s) < ε > 0.
3 UNIFORM DISTRIBUTION MODULO AND THE UNIVERSALITY Let H(G) be the space of analytic functions on the region G C endowed with the topology of uniform convergence on compacta. In [0], Theorem. was generalized to composite functions Φ(ζ(s, F)) for some classes of operators Φ : H(D) H(D). Similarly, discrete analogues of Theorem.2 for Φ(ζ(s, F)) were obtained in []. Theorem.3 also can be rewritten for composite functions. We give only one example. For a,..., a r C and Φ : H(D) H(D), define H Φ;a,...,a r (D) = g H(D) : g(s) a j, j =,..., r} Φ(0)}, S = g H(D) : g(s) 0 or g(s) 0}. Theorem.4. Suppose that Φ : H(D) H(D) is a continuous operator such that Φ(S) H Φ;a,...,a r (D), and h > 0 and 0 < α < are arbitrary fixed numbers. If r =, let K K, f(s) H(K) and f(s) a on K. Then, for every ε > 0, (.) N N + # } 0 k N : sup Φ(ζ(s + ik α h, F)) f(s) < ε > 0. Let K D be an arbitrary compact subset, and f(s) H Φ;a,...,a r (D). inequality (.) holds for any ε > 0. Then For example, Theorem.4 implies the discrete universality for the functions e ζ(s,f ), sin(ζ(s, F)), cos(ζ(s, F)), etc. 2. Probabilistic limit theorems For the proof of Theorem.3, we need the weak convergence for P N (A) = N + # 0 k N : ζ(s + ik α h, F) A }, A B(H(D)), with explicitly given limit measure. Here the sequel, B(X) denotes the Borel σ-field of the space X. Let γ = s C : s = } be the unit circle on the complex plane, and P be the set of all prime numbers. Define Ω = p P γ p where γ p = γ for all p P. It is well known that the torus Ω, with the product topology and pointwise multiplication, is a compact topological Abelian group. Thus, on a measurable space (Ω, B(Ω)), the probability Haar measure m H can be defined, and we have the probability space (Ω, B(Ω), m H ). Denote by ω(p) the projection of an element ω Ω to the circle γ p, p P. Then we have that ω(p) : p P} is a sequence of independent random variables defined on the probability space (Ω, B(Ω), m H ). On the latter space, define the H(D)-valued random element ζ(s, ω, F) by ζ(s, ω, F) = ( α(p)ω(p) ) ( p s β(p)ω(p) ), p s p P and denote by P ζ the distribution of ζ(s, ω, F), i.e., for A B(H(D)), P ζ (A) = m H (ω Ω : ζ(s, ω, F) A). Theorem 2.. The measure P N converges weakly to P ζ as N. Moreover, the support of P ζ is the set S.
4 34 LAURINČIKAS The proof of Theorem 2. is based on individual properties of the sequence k α : k N 0 }. We recall that a sequence x k } R is uniformly distributed modulo if, for each interval I = [a, b) [0, ) of length I, lim n n n χ I (x k }) = I, k= where u} denotes the fractional part of u R, and χ I is the indicator function of I. Lemma 2.. For an arbitrary fixed a 0 and 0 < α <, the sequence k α a} is uniformly distributed modulo. The lemma is Exercise 3.0 of [4]. Lemma 2.2. Suppose that a sequence x k } R is such that, for every a 0, the sequence x k a} is uniformly distributed modulo. Then the measure Q N, defined, for h > 0, by Q N (A) = N + # 0 k N : (p ixkh : p P) A }, A B(Ω), converges weakly to the Haar measure m H as N. Proof. Let g N (k), k = (k p : p P) denote the Fourier transform of Q N, i.e., g N (k) = ω kp (p)dq N, Ω p where only a finite number of integers k p are distinct from zero. By the definition of Q N, we find that (2.) g N (k) = N p ix khk p = N exp ix k h } k p log p. N + N + p p It is well known that the set log p : p P} is linearly independent over the field of rational numbers Q. Therefore, the equality p k p log p = 0 holds if and only if k = 0. Clearly, (2.2) g N (0) =. In the case k 0, we have that h p k p log p 0. Therefore, by the hypothesis on the sequence x k }, the sequence xk h } k p log p 2π p is uniformly distributed modulo. Hence, an application of the Weyl criterion together with (2.) shows that lim N g N (k) = 0 for k 0. This and (2.2) yield that (2.3) lim N g N(k) = if k = 0, 0 if k 0.
5 UNIFORM DISTRIBUTION MODULO AND THE UNIVERSALITY Since g(k) = if k = 0, 0 if k 0, is the Fourier transform of the Haar measure m H, a continuity theorem for probability measures on compact groups, see, for example, [3], and (2.3) prove the lemma. Lemma 2.2 for the sequence k α } with α > 0 and α N was proved in [2]. For each ω Ω, extend the function ω(p) from the set P to the set N by m= ω(m) = p l m p l+ m ω l (p), m N. Further, we consider two functions c(m)v n (m) ζ n (s, F) = m s and ζ n (s, ω, F) = where, for a fixed number σ 0 > 2 and m, n N, v n (m) = exp (m/n) σ0}. m= c(m)ω(m)v n (m) m s, Then the series for ζ n (s, F) and ζ n (s, ω, F) are absolutely convergent for σ > κ 2. For A B(H(D)), define P N,n (A) = N + # 0 k N : ζ n (s + ix k h, F) A }. Moreover, let the function u n : Ω H(D) be given by u n (ω) = ζ n (s, ω, F), and let the probability measure ˆP n be defined by ˆP n = m H u n, i.e., for A B(H(D)), ˆP n (A) = m H u n (A) = m H(u n A). Lemma 2.3. Under hypotheses of Lemma 2.2, P N,n converges weakly to ˆP n as N. Proof. Since the series for ζ n (s, ω, F) is absolutely convergent for σ > κ 2, we have that the function u n is a continuous one. Moreover, u n (p ix kh : p P) = ζ n (s + ix k h, F). Therefore, P N,n = Q N u n. This, Lemma 2.2, and Theorem 5. of [] prove the lemma. For the proof of Theorem., a limit theorem for ˆP T (A) def = T meas τ [0, T ] : ζ(s + iτ, F) A }, A B(H(D)), as T was applied. For our propose, we need some facts from the proof of the above limit theorem.
6 36 LAURINČIKAS Lemma 2.4. The measure ˆQ T defined by ˆQ T (A) = T meas τ [0, T ] : (p iτ : p P) A }, A B(Ω), converges weakly to the Haar measure m H as T. Proof. We use the method of Fourier transform and the linear independence over the field of rational numbers Q for the set log p : p P}. Lemma 2.5. The measure ˆP T,n defined by ˆP T,n (A) = T meas τ [0, T ] : ζ n (s + iτ, F) A }, A B(H(D)), converges weakly to ˆP n as T, where ˆP n is defined in Lemma 2.3. Proof. We use Lemma 2.4 and repeat the proof of Lemma 2.3. Lemma 2.6. ˆPT converges weakly to P ζ, and the support of P ζ is the set S. Moreover, P ζ coincides with the limit measure P of ˆP n as n. Proof. We apply Lemma 2.5, the approximation of ζ(s, F) and ζ(s, ω, F) by ζ n (s, F) and ζ n (s, ω, F), respectively, and the classical Birkhoff-Khintchine ergodic theorem. For the investigation of the support, the positive density method is applied, see [7]. Our next aim is to show that the measure P N, as N, also converges weakly to the limit measure P of ˆPn as n, i.e., that P N converges weakly to P ζ. First we need a discrete version of approximation ζ(s, F) by ζ n (s, F). Let K l : l N} D be a sequence of compact subsets such that D = l= K l, K l K l+ for all l N, and if K D is a compact subset, then K K l for some l N. For g, g 2 H(D), set ρ(g, g 2 ) = l= 2 l sup l g (s) g 2 (s) + sup l g (s) g 2 (s). Then ρ is a metric on H(D) which induces its topology of uniform convergence on compacta. We also recall the Gallagher lemma which relates continuous and discrete mean values of certain functions. Lemma 2.7. Let T 0 and T δ > 0 be real numbers, and T be a finite set in the interval [T 0 + δ 2, T 0 + T δ 2 ]. Define N δ (x) = t T t x <δ,
7 UNIFORM DISTRIBUTION MODULO AND THE UNIVERSALITY and let S(x) be a complex-valued continuous function on [T 0, T + T 0 ] having a continuous derivative on (T 0, T + T 0 ). Then (2.4) t T N δ (t) S(t) 2 δ T0+T T 0 S(x) 2 dx ( T0+T + S(x) 2 dx T 0 T0+T Proof of the lemma can be found in [3], Lemma.4. T 0 ) S (x) 2 2 dx. Lemma 2.8. Suppose that α (0, ) and h > 0 are fixed numbers. Then lim lim sup n N N + N ρ(ζ(s + ik α h, F), ζ n (s + ik α h, F)) = 0. Proof. It is known that, for fixed σ ( κ 2, κ+ 2 ), T 0 ζ(σ + it, F) 2 dt = O(T ). This together with the Cauchy integral formula implies, for the same σ, the estimate (2.5) T 0 ζ (σ + it, F) 2 dt = O(T ). Further, we will apply Lemma 2.7. For 2 k N and sufficiently large N, we have that (k + ) α k α = k α( + ) α k α = k α( + α α(α ) ) + k k 2k 2 + k α = α α(α ) + k α 2k 2 α + > α 2N α. αh 2N α We take δ = in Lemma 2.7. Then estimates (2.4), (2.5) and Lemma 2.7, for σ ( κ 2, κ+ 2 ), yield (2.6) N N α ζ(σ + ik α h, F) 2 N α h 0 ζ(σ + it, F 2 dt ( N α h ) ( + ζ(σ + it, F) 2 2 N α h j ) dt ζ (σ + it, F) 2 2 dt N. 0 0 Let K be a compact subset of the strip D. Then, using (2.6) and contour integration, we find similarly to the proof of Theorem 4. from [5] that lim lim sup n N N + N sup(ζ(s + ik α h, F) ζ n (s + ik α h, F)) = 0. This and the definition of the metric ρ prove the lemma.
8 38 LAURINČIKAS Proof of Theorem 2.. In view of Lemma 2.6, it suffices to show that P N converges weakly to P as N, where P is the limit measure of ˆP n as n. Let θ N be a random variable defined on a certain probability space (Ω 0, A, µ), and having the distribution µ(θ N = k α h) =, k = 0,,..., N. N + Define the H(D)-valued random element X N,n by X N,n = X N,n (s) = ζ n (s + iθ N, F). Then, by Lemmas 2. and 2.3, we have that X N,n converges in distribution to ˆX n (2.7) X N,n D N ˆX n, where ˆX n is the H(D)-valued random element with the distribution ˆP n, and ˆP n is the limit measure in Lemma 2.3. Since the series for ζ n (s, F) is absolutely convergent for σ > κ 2, by a standard method it is easy to show that the family of probability measures ˆP n : n N} is tight, i.e., for every ε > 0, there exists a compact subset K = K F (ε) D such that ˆP n (K) > ε for all n N. Hence, by the Prokhorov theorem, see Theorem 6. in [], the family ˆP n } is relatively compact. Thus, there exists a sequence ˆP nr } ˆP n } such that ˆP nr converges weakly to a certain probability measure ˆP on (H(D), B(H(D))) as r, i.e., using a mixed notation of [], (2.8) ˆX nr D r On (Ω 0, A, µ), define one more H(D)-valued random element ˆP. X N = X N (s) = ζ(s + iθ N, F). Then, by Lemma 2.8, we find that, for every ε > 0, lim lim sup µ ( ρ(x N, X N,n ) ε ) n N = lim lim sup n N lim lim sup n N (N + )ε N + # 0 k N : ρ ( ζ(s + ik α h, F), ζ n (s + ik α h, F) ) ε } N ρ ( ζ(s + ik α h, F), ζ n (s + ik α h, F) ) = 0. This and relations (2.7) and (2.8) show that all hypotheses of Theorem 4.2 of [] are satisfied. Therefore, D X N ˆP, N or equivalently, P N converges weakly to ˆP as N. Moreover, the latter relation shows that the measure ˆP is independent of the sequence ˆP nr }. Therefore, ˆX n D n ˆP,
9 UNIFORM DISTRIBUTION MODULO AND THE UNIVERSALITY i.e., ˆPn converges weakly to ˆP as n, thus ˆP = P. Thus, we obtain that P N converges weakly to the limit measure P of ˆP n as n, and by Lemma 2.6, P coincides with P ζ. The theorem is proved. 3. Proof of universality theorems Proof of Theorem.3. By the Mergelyan theorem on the approximation of analytic functions by polynomials [2], there exists a polynomial p(s) such that (3.) f(s) e p(s) < ε/2. Define the set sup G = g H(D) : sup g(s) e p(s) < ε/2 }. Then, by Theorem 2., G is an open neighbourhood of the element e p(s) of the support of the measure P ζ. Hence, P ζ (G) > 0. This, Theorem 2. and an equivalent of the weak convergence of probability measures in terms of open sets show that N N + # 0 k N : ζ(s + ik α h, F) G } P ζ (G) > 0, or, by the definition of G, we have that N N + # 0 k N : sup Combining this with (3.) proves the theorem. ζ(s + ik α h, F) e p(s) } < ε/2 > 0. Proof of Theorem.4. It follows from Theorem 2., the continuity of the operator Φ and Theorem 5. of [] that the measure (3.2) N + # 0 k N : Φ(ζ(s + ik α h, F)) A }, A B(H(D)), converges weakly to P ζ Φ as N. Moreover, repeating the proof of Lemma 7 from [0], we obtain that the support of P ζ Φ includes the closure of the set H Φ;a,...,a r (D). First suppose that f(s) H Φ;a,...,a r (D). Then, by the above remark, f(s) is an element of the support of P ζ Φ. Therefore, putting G = g H(D) : sup g(s) f(s) < ε }, we have that P ζ Φ (G ) > 0. This and the weak convergence of measure (3.2) prove the theorem in this case. Now let r =. Then, by the Mergelyan theorem, there exists a polynomial p(s) such that (3.3) sup f(s) p(s) < ε/4.
10 40 LAURINČIKAS Since f(s) a on K, by the Mergelyan theorem again, we can find a polynomial q(s) such that sup p(s) f (s) (3.4) < ε/4, where f (s) = a + e q(s). By the above remark, f (s) is an element of the support of the measure P ζ Φ. Therefore, if G 2 = g H(D) : sup g(s) f (s) < ε/2 }, then P ζ Φ (G 2 ) > 0. Therefore, by the weak convergence of (3.2) to P ζ Φ as N, we find that N N + # 0 k N : sup Ψ(ζ(s + ik α h, F)) f (s) } < ε/2 > 0. This together with (3.3) and (3.4) prove the theorem in the case r =. References. P. Billingsley, Convergence of Probability Measures, Willey, New York, A. Dubickas, A. Laurinčikas, Distribution modulo and the discrete universality of the Riemann zeta-function. Abh. Math. Semin. Univ. Hambg. 86 (206), H. Heyer, Probability Measures on Locally Compact Groups, Springer, Berlin, Heidelberg, New York, L. Kuipers, H. Niederreiter, Uniform Distribution of Sequences, Pure and Applied Mathematics, Wiley-Interscience, New York, London, Sydney, A. Laurinčikas, R. Macaitienė, The discrete universality of the periodic Hurwitz zeta-function, Integral Transforms Spec. Funct. 20(9 0) (2009), , On the universality of zeta-functions of certain cusp forms, Anal. Prob. Methods Number Theory, TEV, Vilnius, 202, A. Laurinčikas, K. Matsumoto, The universality of zeta-functions attached to certain cusp forms, Acta Arith. 98 (200), A. Laurinčikas, K. Matsumoto, J. Steuding, The universality of L-functions associated with new forms, Izv. Ross. Akad. Nauk, Ser. Mat. 67() (2003), Izv. Math. 67() (2003), , Discrete universality of L-functions of new forms, Math. Notes 78(3 4) (2005), , Universality of some functions related to zeta-functions of certain cusp forms, Osaka J. Math. 50 (203), , Discrete universality of L-functions of new forms. II, Lith. Math. J. 56(2) (206), S. N. Mergelyan, Uniform approximations to functions of a complex variable, Usp. Mat. Nauk 7(2) (952), 3 22 (in Russian) Amer. Math. Soc. Transl. Ser., 3, Series and Approximation, Amer. Math. Soc. 969, H. L. Montgomery, Topics in Multiplicative Number Theory, Lect. Notes Math. 227, Springer- Verlag, Berlin, Heidelberg, New York, 97. Department of Mathematics and Informatics (Received ) Vilnius University, Vilnius, Lithuania Institute of Informatics, Mathematics and E. Studies Šiauliai University, Šiauliai, Lithuania antanas.laurincikas@mif.vu.lt
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