Maximum likelihood for dual varieties
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1 Maximum likelihood for dual varieties Jose Israel Rodriguez University of Notre Dame SIAM AG15 August 4, 2015
2 A homogeneous formulation Xiaoxian provided an affine square formulation, here is a homog. formulation. Consider the model X defined by p 1 + 2p 2 + 3p 3 4p 4 = 0 and p 1 + p 2 + p 3 + p 4 = p s. We homogenized the equation p1 +p 2 +p 3 +p 4 = 1 with respect to the unknown p s. The model X is considered as a projective variety in P 4. The codimension of X is 2. We define the open variety X o as X o := X\{coordinate hyperplanes} X o ={p X : p has nonzero coordinates}. For general u, critical points will have nonzero coordinates So it is ok to consider X o instead of X.
3 A homogeneous formulation Xiaoxian provided an affine square formulation, here is a homog. formulation. Consider the model X defined by p 1 + 2p 2 + 3p 3 4p 4 = 0 and p 1 + p 2 + p 3 + p 4 = p s. We homogenized the equation p1 +p 2 +p 3 +p 4 = 1 with respect to the unknown p s. The model X is considered as a projective variety in P 4. The codimension of X is 2. We define the open variety X o as X o := X\{coordinate hyperplanes} X o ={p X : p has nonzero coordinates}. For general u, critical points will have nonzero coordinates So it is ok to consider X o instead of X.
4 Dual Varieties Dual varieties have been studied for over a hundred years. Consider X in P n+1. The conormal variety of X is defined to be N X :={(p,b):b T p X reg } P n+1 P n+1. Draw a picture. The dual variety of X, denoted X is the projection of N X to the projective space associated to the b coordinates. Projecting NX to the p coordinates recovers the original X. The dual of the dual gives back the original variety: (X ) = X.
5 Example 1 We compute a conormal variety. Consider X defined by p p p 3 3 = 0, p 1 + p 2 + p 3 p s = 0. The conormal variety N X is given by the 3 3 minors of b 1 b 2 b 3 b s p1 2 15p2 2 21p3 2 0 and p p p 3 3 = 0, p 1 + p 2 + p 3 p s = 0. In terms of normal vectors and Lagrange multipliers we have [b 1 : b 2 : b 3 : b s ]=λ 1 f 1 + λ 2 f 2. For singular varieties we need to saturate by the singular locus.
6 Example 1 We compute a conormal variety. Consider X defined by p p p 3 3 = 0, p 1 + p 2 + p 3 p s = 0. The conormal variety N X is given by the 3 3 minors of b 1 b 2 b 3 b s p1 2 15p2 2 21p3 2 0 and p p p 3 3 = 0, p 1 + p 2 + p 3 p s = 0. In terms of normal vectors and Lagrange multipliers we have [b 1 : b 2 : b 3 : b s ]=λ 1 f 1 + λ 2 f 2. For singular varieties we need to saturate by the singular locus.
7 Example 2 The dual variety for a linear space is easy to compute. Consider X defined by p 1 + 2p 2 + 3p 3 4p 4 = 0, p 1 + p 2 + p 3 + p 4 p s = 0. The dual variety X is given by the 3 3 minors of b 1 b 2 b 3 b 4 b s In terms of normal vectors and Lagrange multipliers we have [b 1 : b 2 : b 3 : b 4 : b s ]=λ 1 [1:2:3: 4]+ λ 2 [1:1:1:1: 1]. The conormal variety of a linear space X is the product of its dual variety and self: N X X X equality for a linear space X.
8 Example 2 The dual variety for a linear space is easy to compute. Consider X defined by p 1 + 2p 2 + 3p 3 4p 4 = 0, p 1 + p 2 + p 3 + p 4 p s = 0. The dual variety X is given by the 3 3 minors of b 1 b 2 b 3 b 4 b s In terms of normal vectors and Lagrange multipliers we have [b 1 : b 2 : b 3 : b 4 : b s ]=λ 1 [1:2:3: 4]+ λ 2 [1:1:1:1: 1]. The conormal variety of a linear space X is the product of its dual variety and self: N X X X equality for a linear space X.
9 What is maximum likelihood estimation? We give a formulation of the MLE problem in terms of conormal varieties. Maximum likelihood estimation is solving the equation below on N X [p 1 b 1 : p 2 b 2 : :p s b s ]=[u 1 : :u n : u s ], u s := (u 1 + +u n ). Why is this? [ We have a critical point, if the gradient u1 p 1 : u 2 p 2 : : u n p n : u s of the likelihood function is in the row space of the Jacobian of X. We have a point (p,b) is in the conormal variety, if b is in the row space of the Jacobian evaluated at p. In other words [b1 : b 2 : :b s ]=[ u1 p 1 : u 2 p 2 : : u n p n : u s MLE. p s ] p s ] on N X for
10 MLE and Conormal Varieties Our result places maximum likelihood estimation in the context of conormal varieties. Theorem [-] Fix an algebraic statistical model X and suppose (p,b) N X. For general u, the following relation holds [p 1 b 1 : :p n b n : p s b s ]=[u 1 : :u n : u s ]. iff [p 1 : :p n : p s ] is a critical point of l u (p)=p u 1 1 pu n n p u s s on X.
11 A bijection between critical points We give a bijection between critical points of two likelihood functions. Consider l u (b)=b u 1 1 bu n n bu s s on X. Corollary [-] Fix an algebraic statistical model X and suppose (p,b) N X. For general u, the following relation holds [p 1 b 1 : :p n b n : p s b s ]=[u 1 : :u n : u s ] iff [b 1 : :b n : b s ] is a critical point of l u (b) on X. Corollary [-] For general u, there is a bijection between critical points of l u (p) on X with critical point of l u (b) on X given by [p 1 b 1 : :p n b n : p s b s ]=[u 1 : :u n : u s ].
12 Using the bijection summary If we find the critical points of l u (b) on X we can recover the critical points of l u (p) on X: [ u1 [b 1 : :b n : b s ] : : u n : u ] s =[p 1 : :p n : p s ]. b 1 b n b s In the following slides we will illustrate another notion of duality called ML-duality.
13 Symmetric matrices Consider the mixture model M m for pairs of m-sided dice. Denote its Zariski closure by X m. Xiaoxian discussed the case for m=3. Theorem The ML-degrees of X m include the following: m: r = r = r = r = r = r = 6 1 Reference: Maximum likelihood for matrices with rank constraints J. Hauenstein, [], and B. Sturmfels using Bertini.
14 Maximum likelihood duality m: r = r = r = r = r = r = 6 1 Theorem [Draisma and - ]The symmetry above holds in general and induces a natural bijection between sets of critical points called ML-duality. The dual MLE problem gives a bijection between critical points in p coordinates and b coordinates. ML-duality gives a bijection between critical points in p coordinates and other critical points in p coordinates.
15 Topology Let X o denote the open variety X \{coordinate hyperplanes}. Theorem [Huh] The ML degree of the smooth variety X equals the signed Euler characteristic of X o, i.e. χ(x o )=( 1) dimx MLdegree(X). Generalizes of this theorem to singular varieties exist and involve Euler obstructions and Whitney stratifications. Question: Can we give a topological argument for ML-duality of matrices?
16 Summary Statistics and algebraic statistics. Real root classification. Critical points: ED degree and ML degree. Topological and other tools get closed form formulas. Symbolic and numerical computations. Homotopy continuation for the ML degree: Draw a picture.
17 Thank You Contact information Jose Israel Rodriguez
18 Outline Statistics Mixture model Applied algebraic geometry Critical points Topology ML degree Euler obstructions
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