106 E.G.Kirjackij i.e. in the circle jzj < 1; and let functions f(z) be normalized by conditions f(0) = 0; f 0 (0) = 1; and f 0 (z) 6= 0 in E: Let als
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1 MMCA{97 Conference, pp. 105{116 R. Ciegis (Ed) c 1997 Vilniaus Gedimino technikos universitetas USING VARIATIONAL FORMULAE FOR SOLVING EXTREMAL PROBLEMS IN LINEARLY-INVARIANT CLASSES E.G.KIRJACKIJ Vilnius Gediminas Technical University Saul_etekio ave. 11, LT{2054 Vilnius 1. INTRODUCTION Let for every function f(z) belonging to some class V one can separate a family of functions f(z; ") uniformly dierentiable with respect to " at " = 0 inside the domain D of the class, then the expansion of the form f(z; ") = f(z) + "Q(z) + o(j"j; D) is called to be a variational formula in class V; written for f(z): Constructing of the variational formula is usually a complicated separate problem. Variational method belongs to a group of main methods of geometrical theory of functions of complex variable. By this method one can solve a whole set of extremal problems, especially in a theory of univalent functions. Applying variational-geometrical M.A. Lavrentjev had obtained outstanding results in applicatory problems. The method proposed by American mathematician Schier for extremal problems in the class of univalent functions leads to differential equations for extremal function. G.M. Goluzin proposed method of variations of his own, due to which he obtained the same dierential equations Schier had obtained. The shortcoming of this method is the fact that solving of the arising dierential equation with respect to extremal function not always comes to an end. At the same time the class of univalent functions was either shrinked to some subclasses (the class of convex functions) or, in contrary, extended and submerged into wider classes (class of many-sheeted functions). Such an extension was proposed by German mathematician Ch. Pommerenke [4], which was familiar to the author of this paper, as well (see [2]). Let A1 ~ (E) be a class of analytical functions f(z) in a unit circle E;
2 106 E.G.Kirjackij i.e. in the circle jzj < 1; and let functions f(z) be normalized by conditions f(0) = 0; f 0 (0) = 1; and f 0 (z) 6= 0 in E: Let also be a set of all analytical automorphisms of unit circle (Omega-transformations) having the shape! =!(z) = ei z e ; 2 E; 2 (?1; 1): i z We introduce an operator Pommerenke on the class ~ A1 (E)! f(z) = f?!(z)? f() e i? 1? 2 f 0 () : This operator transforms any function from the class ~ A1 (E) into a function belonging to the same class. We denote as ~ I(E) the class of analytical functions f(z) from ~ A1 (E); having the following property: If function f(z) 2 ~ I1 (E); then the function f(z;!) =! 1 f(z) 2 ~ I1 (E) for any! 2 : as well. The class ~ I1 (E) was named by Pommerenke as linearly-invariant. For example, the class ~ A1 (E) as well as the class ~ K1 (E) of univalent and normalized functions in E can be concidered as linearly-invariant classes. We note, that the idea to use intensely the analytical automorphism of unit circle in combination of the operator of Pommerenke to analyse the properties of functions from the class ~ K1 (E) belongs also to French mathematician Marti [3], who obtained a lot of outstanding results in this class. The told above yields that in order to build any linearly-invariant class of analytical functions in the unit circle, one need to introduce a particular operator dened on that class which depends both on the analytical automorphism and a corresponding normalization of functions belonging to that class. For the examples which clearly show the way how combining of introduced set of normalized functions, automorphism of the circle, and operator can lead to interesting ideas in the analysis of properties of analytical functions, see the book of the author of this paper [1]. The study of the properties of functions belonging to some class is build according to classical scheme usually used in theory of analytical functions. We establish the various criteria of dependency to a given class, state the problem of compactness of some families of functions from this class, nd the range of functionals, give various estimates of modulus of functions and derivatives, analyse the behaviour of the coecients of an expansion, search for the xed points of operators, solve the extremal problems, and introduce variational formulae. Here we study the linearly-invariant classes of analytical functions in E introduced by the author of this paper. Considering the lack of space, the possible reader is introduced to some variational formulae, as well as to application for solving of extremal problems.
3 Variational Formulae for Extremal Problems VARIATIONAL FORMULAE We denote as ~ A0 (E) a class of functions f(z) analytical in E normalized by the condition f(0) = 1 having the property f(z) 6= 0 in E: We introduce an operator! on the class ~ A0 (E) as follows:! [f(z)] = f(!(z)) f?!(0) : This operator transforms the function of the class ~ A0 (E) into a function of the same class ~ A0 (E): We will call the set ~ I(E) of functions f(z) of ~ A0 (E) as linearly-invariant class, if f(z) 2 ~ I(E) implies f(z;!) =! [f(z)] 2 ~ I(E) for any 2 : Obviously, the class ~ A0 (E) is the widest linearly-invariant class. We get one more example of a linearly-invariant class, if we x in an arbitrary way the function f(z) 2 ~ A0 (E) and then adjoin to it all of the functions f(z;!); where! takes all the values from the set of omega-transformations of : We note, that a single function f(z) 1 makes the linearly-invariant class. We denote as the set of omega-transformations of the shape! =!(z) = z z ; 2 E: Obviously, : Let ~ I(E) any linearly-independent class. The denitions of such a class implies that operator! ; where! 2 transforms the function of the class ~ I(E) to the function f(z) = 1 + f(z; ) = 1 + a k z k (1) a k ()z k : (2) belonging to the class I(E) ~ too. It is not dicult to prove the following lemma. Lemma 1. For the k-th coecient a k () of the function f(z; ) the following formula holds: a k () = k?1 X m=1 (k? 1)!(?1) m m!(k? 1? m)!? 1? jj 2 m f (k?m) () (k? m)!f() : (3) Obviously, f(z; 0) f(z); a k (0) = a k : (4)
4 108 E.G.Kirjackij Theorem 1. If function f(z) = 1 + a k z k 2 ~ I(E); then the function f(z; ) = 1 + for any 2 E and the representation a k ()z k 2 ~ I(E); f(z; ) = f(z) +? f 0 (z)? a 1 f(z)? z 2 f 0 (z) + o(jj); (5) holds for any suciently small values of the modulus of the parameter : P r o o f. Dependency of the function f(z; ) to the class ~ I(E) for any 2 E follows from the denition of the linearly-invariant class. Next, according to the lemma 1, the formula (3) for the k-th coecient of the function f(z; ) holds. Let = xe i ;?1 < x < 1; 0 < 2: The function f(z; xe i )for xed values of z and is analytical on x = 0: Consequently, considering (4), we may write f? z; xe i = f(z) + G(z)x + o(jxj); (6) z; i xe G(z) = : x=0 Next, the k-th coecient a k (xe i ) for xed 2 [0; 2] is an analytical function at the point x = 0: Applying (3) it is not dicult to get the k (xe i ) = (k + 1)a k+1 e i? a k a 1 e i? (k? 1)a k?1 e?i : x=0 Let us evaluate G(z): Basing upon (2),(7), and (8), we get G(z) xei k (xe i ) x=0 = (k + 1)ak+1 e i? a k a 1 e i? (k??i 1)a k?1 e z k = e i (k + 1)a k+1 z k? a 1 e i a k z k? e?i = e i? f 0 (z)? a 1? a1 e i? f(z)? 1? e?i z 2 f 0 (z) =? f 0 (z)? a 1 f(z) e i? z 2 f 0 (z)e?i : (k? 1)a k?1 z k
5 Variational Formulae for Extremal Problems 109 Multiplying G(z) by x and substituting into (6) one can see, that the function f(z; ) has the representation (5) for suciently small values of the modulus of : Formula (5) is called a variational formula for the function f(z) in the class ~I(E): Altogether with this formula we introduce a variational formula for the k-th coecient of the function f(z): Theorem 2. Let function f(z) = 1 + a k z k 2 ~ I(E): Then for the k-th coecient a k () of the function the representation f(z; ) = 1 + a k ()z k 2 ~ I(E) a k () = a k +? (k + 1)a k+1? a k a 1? (k? 1)ak?1 + o(jj) (9) holds for any suciently small values of the modulus of the parameter : P r o o f. Let = xe i ;?1 < x < 1; 0 < 2: According to (5) for xed 2 [0; 2) the function a k (xe i ) is analytical in the point x = 0: Therefore a k (xe i ) = a k k(xe i x=0 + o(jxj) for any jxj < p; where p is suciently small. Basing upon (5) we get (9). The following theorem produces one more variational formula gor the function f(z) in the class ~ I(E): The proof is of no diculty. Theorem 3. If function f(z) 2 ~ I(E); then the function f? e i 2 ~ I(E) for any real : Moreover, for any real the following representation holds: f? e i z = f(z) + if 0 (z)z + o(jj): (10) 3. EXTREMAL PROBLEMS Using the variational formulae (5),(9), and (10) we will solve a few extremal problems. Theorem 4. Let in a linearly-invariant class I(E) ~ there exists function f 1 (z) = 1 + a 1 z + a 2 z 2 + ; having the following property: for the k-th
6 110 E.G.Kirjackij coecient of it the equality ja k j = holds for xed value of k 1: Then max f (z)2 ~ I(E) 1 f (k) (0) (11) k! a k ((k + 1)a k+1? a k a 1 )? (k? 1)a k a k?1 = 0: (12) P r o o f. Since f 1 (z) 2 ~ I(E); the according to Theorem 2, the function f 1 (z; ) for any 2 E; and there exists a positive number p such that for the k-th coecient a k () of the function f 1 (z; ) the representation a k () = a k +? (k + 1)a k+1? a k a 1? (k? 1)ak?1 + o(jj) holds if jj < p: The assumption (11) of Theorem 4 implies Next, for any jj < p one can get the following: ja k ()j ja k j; 8jj < p: (13) ja k ()j 2 = ja k +? (k + 1)a k+1? a k a 1? (k? 1)ak?1 + o(jj)j 2 This and (13) implies = ak 2 + 2Re a k? (k + 1)ak+1? a k a 1? (k? 1)ak a k?1 +Re o( ) : Re a k +? (k + 1)a k+1? a k a 1? (k? 1)ak a k?1 + Re o(jj) 0; 8jj < p: Taking into account the arbitrarity of the value of the argument of the complex number ; we conclude that (12) is valid. Theorem 5. Let in a linearly-invariant class ~ I(E) there exists the function f 2 (z) = 1+a 1 z+a 2 z 2 + ; the k-th coecient of which has either the property or Refa k g = Refa k g = which holds for xed k 1: Then the equality 1 max Re f (z)2 I(E) ~ k! f (k) (0) (14) 1 min Re f (z)2 I(E) ~ k! f (k) (0) (15) (k + 1)a k+1? a k a 1? (k? 1)a k?1 = 0: (16)
7 Variational Formulae for Extremal Problems 111 holds. P r o o f. Let for the function f 2 (z) 2 ~ I(E) condition (14) holds. According to Theorem 2, the function f 2 (z; ) 2 ~ I(E) for any 2 E and there exists positive number p such that for the k-th coecient a k () of this function the representation a k () = a k +? (k + 1)a k+1? a k a 1? (k? 1)ak?1 + o(jj); is valid if jj < p: Taking into account condition (14) in Theorem 5 it implies Consequently, Hence Re a k () Re a k ; 8jj < p: Re? (k + 1)a k+1? a k a 1? (k? 1)ak?1 + o(jj) 0; 8jj < p: Re? (k + 1)a k+1? a k a 1? (k? 1)a k?1 + Re o(jj) 0; 8jj < p: Since the argument of the complex number one can take in an arbitrary way, then it is easy to see the validity of (16). In case of condition (15) the theorem is proved analogously. Corollary 1. Let in a linearly-invariant class I(E) ~ there exists a function f 3 (z) = 1 + a 1 z + a 2 z 2 + ; the k-th coecient of which a 1 has the following property: ja 1 j = max f 0 (0) : Then f (z)2 ~ I(E) a 2 = 1 2 a2 1 : (17) To prove (17) it is enough to take k = 1 in Theorem 4. Corollary 2. Let in a linearly-invariant class ~ I(E) there exists a function '(z) = 1 + a 1 z + a 2 z 2 + all the coecients of an expansion of which are real numbers and the k-th coecient a k has the following property: Then the equality holds. ak = max f (z)2 ~ I(E) 1 k! f (k) (0) : (k + 1)a k+1? a k a 1? (k? 1)a k?1 = 0:
8 112 E.G.Kirjackij Theorem 6. Let in a linearly-invariant class I(E) ~ there exists a function f 0 (z) = 1+a 1 z +a 2 z 2 + ; having the following property: at the point z 0 2 E either the equality or f0 (z 0 ) = f0 (z 0 ) = max f (z)2 ~ I(E) min f (z)2 ~ I(E) f(z0 ) : (18) f(z0 ) : (19) holds. Then a 1 = 1? jz 0 j 2 f 0 0 (z 0 ) f 0 (z 0 ) : (20) P r o o f. Let the condition (18) for the function f 0 (z) 2 I(E) ~ holds. According to Theorem 1 the function f 0 (z; ) 2 I(E)) ~ for any 2 E and there exists a positive number p such that f 0 (z; ) = f 0 (z) +? f 0 0(z)? a 1 f 0 (z)? z 2 f 0 0(z) + o? jj : holds. Taking into account jf 0 (z 0 ; )j jf 0 (z 0 )j; 8jj < p this implies the inequality f0 (z 0 ) + (f 0 0(z 0 )? a 1 f 0 (z 0 ))? z 2 0 f 0 0(z 0 ) + o(jj) f0 (z 0 ) ; 8jj < p; which can be easily substituted by the inequality h? i Re f0 (z 0 ) f0(z 0 0 )?a 1 f(z 0 )?f 0 (z 0 )z 2 0f0(z 0 0 ) +Re o(jj) 0; 8jj < p: According to arbitrarity of the values of the argument of the complex number ; we get either f 0 (z 0 )? f 0 0(z 0 )? a 1 f 0 (z 0 )? f 0 (z 0 )z 2 0 f 0 0(z 0 ) = 0 or f 0 (z 0 )f 0 0(z 0 )? f 0 (z 0 )z 2 0 f 0 0(z 0 )? a 1 f0 (z 0 )f 0 (z 0 ) = 0: (21) Next, the function ' (z) = f 0 (e i z) 2 ~ I(E) for any real therefore according to (18) we get ' (z 0 ) = f0? e i z0 f0 (z 0 ) ; 8 2 (?1; 1):
9 Variational Formulae for Extremal Problems 113 Hence applying the variational formulae (10) we come to an inequality Re iz 0 f0 (z 0 )f 0 0(z 0 ) + Re o? jj 0; 8 2 (?1; 1): But it is not dicult to notice, that Re iz 0 f0(z 0 0 ) f 0 (z 0 ) = 0: The latter equality can be substituted by the equality Im z 0 f0(z 0 0 ) f 0 (z 0 ) = 0: therefore z 2 0 f 0(z 0 ) f 0 0(z 0 ) = jz 0 j 2 f0 (z 0 )f 0 0(z 0 ): (22) Taking into account both (22) and f 0 (z 0 ) 6= 0; the equality (21) we substitute by the equality f 0 0(z 0 )? a 1 f 0 (z 0 )? jz 0 j 2 f 0 0(z 0 ) = 0; which yields (20). Theorem 6 in case the function mentioned in the assumption satises the condition (19) is proved analogously. Theorem 7. Let in a linearly-invariant class ~ I(E) there exists a function f 4 (z) = 1+a 1 z +a 2 z 2 + ; having the following property: at the point z 0 2 E either the equality Re f 4 (z 0 ) = max Re f(z 0 ) (23) f (z)2 I(E) ~ or holds. Then Re f 4 (z 0 ) = min Re f(z 0 ) (24) f (z)2 I(E) ~ a 1 = 1? z0 2 f 0 4(z 0 ) f 4 (z 0 ) : (25) P r o o f. Let for the function f 4 (z) 2 ~ I(E) (23) holds. According to Theorem 1, the function f 4 (z; ) 2 ~ I(E) for any 2 E and there exists a positive number p such that f 4 (z 0 ; ) = f 4 (z 0 ) +? f 0 4(z 0 )? a 1 f 4 (z 0 )? z 2 0 f 0 4(z 0 ) + o? jj ; 8jj < p: Taking into account (23) this implies Re? f 0 4(z 0 )? a 1 f 4 (z 0 )? z 2 0 f 0 4(z 0 ) + Refo? jj g = Re? f 0 4(z 0 )? a 1 f 4 (z 0 )? z 2 0 f 0 4(z 0 ) + Refo? jj g 0; 8jj < p:
10 114 E.G.Kirjackij Taking into account the arbitrarity of the argument of the complex number ; we easily come to an equality f 0 4(z 0 )? a 1 f 4 (z 0 )? z 2 0 f 0 4(z 0 ) = 0: (26) Next, the function (z) = f 4? e i z 2 I(E) for any real hence according to condition (23), we get Re (z 0 ) = Re f 4 (e i z 0 ) Re f 4 (z 0 ) ; 8 2 (?1; 1): Applying the variational formula (10) we come to an inequality Re iz 0 f 0 4(z 0 ) + Re o(jj) 0; 8 2 (?1; 1): But there is of no diculty to notice, that Re iz 0 f 0 4(z 0 ) = 0: Therefore, Consequently, Im z 0 f 0 4(z 0 ) = 0: z 2 0 f 0 4(z 0 ) = jz 0 j 2 f 0 4(z 0 ): Substituting it into (26) yields (25). Theorem 7 in case of the function mentioned in the assumption satises the condition (24) is proved analogously. Remark. Let us consider the following analytical functions in E : t;a;b (z) =? 1? az 1? bz t b? a ; t;a;b (z) = exp tz 1? az ; where jaj < 1; jbj < 1; and t is complex number. Moreover, let t;a;b (0) = 1; if a 6= b; and t;a;a (0) = 1: We will call those functions as the basic functions in linearly-invariant classes. There are few of the basic functions: t;?1;0 (z) = (1 + z) t ; t;0;1 (z) = (1? z) t ; t;0;0 (z) = e tz : Let us expand the function t;a;b (z) into the series t;a;b (z) = 1 + g k;a;b (t)z k :
11 Variational Formulae for Extremal Problems 115 Then for the k-th coecient of the expansion the recursion formula g k;a;b (t) = 1 k? tgk?1;a;b (t)+(k?1)(a+ b)g k?1;a;b (t)?(k?2)a bg k?2;a;b (t) ; (27) holds, where the assumption of g?1;a;b (t) 0 and g 0;a;b (t) 1 is taken. As a separate case, g l;a;b (t) t: We notice, that 0;a;b = 1 and, consequently, g k;a;b (0) = 0; 8k 1: If a =?1 and b = 1; then we assume for the sake of brevity, t;?1;1 (z) t (z); g k;?1;1 (t) = g k (t): In this case where t (z) = 1 + g k (t)z k ; g k (t) = 1 k? tgk?1 (t) + (k? 2)g k?2 (t) : We notice, that 0 (z) 1 and, consequently, g k (0) = 0; 8k 1: It is not dicult to prove, that the basic function t;a;b (z) is the single solution of the 1st order linear homogeneous dierential equation (1? az)(1? bz)z 0 (z)? tz(z) = 0 subject to initial condition Z(0) = 1: The basic functions are widely used in the analysis of the properties of the linearly-invariant classes, i.e. when solving the various extremal problems they frequently appear to be extremal ones. Let z 0 2 E and z 0 6= 0: Let us consider the basic function t;a;b (z) = 1 + g k;a;b (t)z k ; a =?e i0 ; b = e i0 ; 0 = arg z 0 : It is easy to prove that? 1? jz0 j 2 0 t;a;b(z 0 )? t t;a;b (z 0 ) = 0 holds for any t: Since g l;a;b (t) t; then for any t? 1? jz 2 0j 0 t;a;b (z 0) t;a;b (z 0 ) = g l;a;b(t):
12 116 E.G.Kirjackij holds. Next, for any t according to (27) for the coecients of the function t;a;b (z); a =?e i0 ; b = e i0 ; 0 = arg z 0 ; the equality (k + 1)g k+1;a;b (t)? g k;a;b (t)g l;a;b (t) + (k? 1)a bg k?1;a;b (t) = 0 holds. Moreover, for any integer m the coecient g m;a;b (t) is an analytical function on t and g k;a;b = 0: Therefore, there exists such a t 0 ; that bg k?1;a;b (t 0 ) is a real number. In this case a bg k?1;a;b (t 0 ) =?g k?1;a;b (t 0 ) and we can write (k + 1)g k+1;a;b (t 0 )? g k;a;b (t 0 )g l;a;b (t 0 )? (k? 1)g k?1;a;b (t 0 ) = 0 It is clear, that there exists such a function t0;a;b(z); for which the equalities mentioned in the theorems 5 and 6 hold. REFERENCES [1] Kirjac E.G. Kirjackij, Multivalent Functions and Divided Dierences. Vilnius, Technika, 1995, p [2] Kirjackij E.G. Kirjackij, Uber funktionen, die keine nullgleiche dividierte dierenz besitzen. Lith. Math. J., 1(1) 1963, p. 157 { 168. [3] Marti F. Marti, Sur le module des koecients de Mac Laurin d'une function univalent. C.R. Acad. Sci., Paris, 198, 1934, 1569 { [4] Pomm Ch. Pommerenke, Linear-invariante familien analitischer funktionen. Math. An., 155, 1964, p. 108 { 154.
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