(I)(a) STATEMENT SHOWING SHAREHOLDING PATTERN. Name of the Company : AIA ENGINEERING LIMITED Scrip Code : AIAENG
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1 (I)(a) STATEMENT SHOWING SHAREHOLDING PATTERN Name of the Company : AIA ENGINEERING LIMITED Scrip : AIAENG Name of the Scrip AIA ENGINEERING EQUITY SHARES Quarter ended Partly Paid-up Partly Paid-up Held by Promoter / Held by Public Outstanding Convertible Outstanding % of total partly paid-up shares % of total Outstanding Convertible % of total shares % of total of Company, assuming full conversion of the Convertible Securites Held by Promoter / Held by Public % of total no. of % of total no. of shares of the company, assuming full conversion of Held by Promoter / Held by Public Paid-up Capital of the Company, assuming full conversion of Convertible (1)
2 (I)(a) STATEMENT SHOWING SHAREHOLDING PATTERN Name of the Company : AIA ENGINEERING LIMITED Scrip : AIAENG Name of the Scrip AIA ENGINEERING EQUITY SHARES Quarter ended Category Shareholders shares in dematerialized form shareholding as a total pledged or otherwise encumbered (A+B) (A+B+C) (IX) = (VIII)/ (IV)*100 (A) (1) Indian (a) Individuals / Hindu Undivided Family (b) Central Govt./State Govt. (s) (c ) Bodies Corporate (d) Financial Institutions /Banks (e) Any Other (Specify) Sub- (A)(1) (2) Foreign (a) Individuals (Non Resident Individuals /Foreign Individuals (b) Bodies Corporate (c ) Institutions (d) Any Other (Specify) (B) Shareholding of Promoter and Sub- (A)(2) Shareholding of Promoter and A= (A)(1) + (A)(2) Public Shareholding (1) Institutions N.A. N.A. (a) Mutual Funds / UTI (b) Financial Institutions /Banks (c ) Central Govt. / State Govt. (s) (d) Venture Capital Funds (e) Insurance Companies (f) Foreign Institutional Investors (g) Foreign Venture Capital Investors (h) Any Other Sub- (B) (1) (2)
3 Category Shareholders shares in dematerialized form shareholding as a total pledged or otherwise encumbered (A+B) (A+B+C) (2) Non-institutions N.A. N.A. (a) Bodies Corporate (b) Individuals - (i) Individual shareholders holding nominal share capital upto Rs.1 Lakh. (ii) Individual shareholders holding nominal share capital in excess of Rs.1 lakh. (c ) Any Other (Specify) Clearing Member NRI/OCB/NRN Trust Sub- (B) (2) Public Shareholding (B) = (B)(1) + (B)(2) (IX) = (VIII)/ (IV)* N.A. N.A. TOTAL(A) + (B) (C ) by Custodians N.A N.A. N.A. and against which Depository Receipts have been issued (1) Promoter and N.A N.A. N.A. (2) Public N.A N.A. N.A. GRAND TOTAL (A)+ (B)+( C) Sr. No. Name of the Shareholder Category of Shareholders (Promoters / Public) Locked-in as a total shares (i.e. Grand (A) +(B) +(C ) indicated in Statement at para (I)(a) above) 1 Balkrishna Fatehlal Shah Public Omprkash Fatehlal Shah Public TOTAL (II)(a) Sr. No. Type of Outstanding DR (ADRs, GDRs, SDRs, etc.) Statement showing details of Depository Receipts (DRs) outstanding DRs underlying outstanding DRs as a total number of shares (i.e. Grand (A) + (B) +(C) indicated in Statement at para (I) (a) above) TOTAL (II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying shares are in excess of 1% of the total shares Sr. No. NAME OF THE DR HOLDER Type of Outstanding DR (ADRs, GDRs, SDRs, etc.) outstanding DRs underlying outstanding DRs as a total shares (i.e. Grand (A) + (B) +(C) indicated in Statement at para (I) (a) above) TOTAL
4 AIA ENGINEERING LTD. (I)(b) Statement showing holding of securities (including shares, warrants, securities) of persons belonging to the category "Promoter and Promoter Group" Sr. No. Name of the Shareholder Details of shares % of Grand (A)+(B) +( C) Encumbered (*) Details of No. % % of Grand (A)+(B)+ ( C) of sub-clause (I)(a) % total warrants of the same class Details of Convertible securites % total securities of the same class (including underlying shares assuming full conversion of securities) as a % of diluted share capital (I) (II) (III) (IV) (V) (VI) = (V)/ (VII) (VIII) (IX) (X) (XI) (XII) (III)*100 1 Bhadresh K. Shah Bhadresh K. Shah HUF 3 Bhadresh K. Shah & Gita B. Shah 4 Mrs. Khusali B. Shah Mrs. Bhumika B. Shah Mrs. Gita B. Shah TOTAL
5 AIA ENGINEERING LTD. (I)(c) (i) Statement showing holding of securities (including shares, warrants, securities) of persons belonging to the category "Public" and holding more than 1% of the total shares of the Company. Sr. No. Name of the Shareholder Details of as a total shares (i.e. Grand (A) +(B) +(C ) indicated in Statement at para (I)(a) above) % total warrants of the same class Details of Convertible securities % total securities of the same class (including underlying shares assuming full conversion of securities) as a % of diluted share capital 1 HDFC Trustee Company Ltd.-HDFC Prud. Fund T Rowe Price International Discovery Fund Pinebridge Investments Asia Ltd. A/C Genesis Indian Investment Company Ltd ICICI Prudential Life Insurance Company Small Cap World Fund Inc Mathews India fund Nalanda India Equity Fund Limited TOTAL (I)(c) (ii) Statement showing holding of securities (including shares, warrants, securities) of persons belonging to the category "Public" and holding more than 5% of the total shares of the Company. Sr. No. Name of the Shareholder Details of as a total shares (i.e. Grand (A) +(B) +(C ) indicated in Statement at para (I)(a) above) % total warrants of the same class Details of Convertible securities % total securities of the same class (including underlying shares assuming full conversion of securities) as a % of diluted share capital 1 Nalanda India Equity Fund Limited HDFC Trustee Company Ltd.-HDFC Prud. Fund TOTAL
6 III (a) Statement showing the voting pattern of shareholders, if more than class of shares / securities is issued by the Issuer. NOT APPLICABLE AS THE COMPANY HAS ISSUED ONLY ONE CLASS OF SECURITY i.e. EQUITY SHARES. (Give description of voting rights for each class of security Class X : Class Y : Class Z :) Category Voting Rights in each class of securities Class X Class Y Class Z Voting Rights (III+IV+V) Voting Rights i.e. (VI) of (A + B) (A + B + C) (A) (1) Indian (a) Individuals / Hindu Undivided Family (b) Central Govt./State Govt. (s) (c ) Bodies Corporate (d) Financial Institutions /Banks (e) Any Other (Specify) Sub- (A)(1) (2) Foreign (a) Individuals (Non Resident Individuals /Foreign Individuals (b) Bodies Corporate (c ) Institutions (d) (B) Any Other (Specify) Sub- (A)(2) Public Shareholding (1) Institutions (a) Mutual Funds / UTI (b) Shareholding of Promoter and Shareholding of Promoter and Promoter Group A= (A)(1) + (A)(2) Financial Institutions /Banks (c ) Central Govt. / State Govt. (s) (d) (e) (f) (g) (h) Venture Capital Funds Insurance Companies Foreign Institutional Investors Foreign Venture Capital Investors Any Other -Trust Sub- (B) (1)
7 Category Voting Rights in each class of securities Class X Class Y Class Z Voting Rights (III+IV+V) Voting Rights i.e. (VI) of (A + B) (A + B + C) (2) Non-institutions N.A. N.A. (a) Bodies Corporate (b) Individuals - (i) Individual shareholders holding nominal share capital upto Rs.1 Lakh. (c ) (ii) Individual shareholders holding nominal share capital in excess of Rs.1 lakh. Any Other (Specify) Clearing Member NRI/OCB/NRN Sub- (B) (2) Public Shareholding (B) = (B)(1) + (B)(2) TOTAL(A) + (B) (C ) by Custodians and against which Depository Receipts have been issued GRAND TOTAL (A)+ (B)+( C)
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